Art. 13a

(Art. 15 para. 1 let. e CISA)

For foreign collective investment schemes, the following documents must be sub- mitted to FINMA for approval:

1. the prospectus;
2. ¹ the key information document in accordance with Articles 58–63 and 66 FinSA²;
3. the collective investment agreement for the contractual collective investment schemes;
4. the articles of association and the investment regulations or the company agreement of collective investment schemes organised under company law;
5. other documents that would be necessary for approval under applicable foreign laws and those for Swiss collective investment schemes in accordance with Article 15 paragraph 1 CISA.