2501003 Informal Interpretation

Date

January 21, 2025

Rule

803.9

Staff

Nora Whitehead

Response/Comments

Please file two separate forms, and explain in each how they are related (and why only one fee is being paid).

Original Image - 2501003 Informal Interpretation (114.41 KB)

Question

From: Whitehead, Nora
Sent: Tuesday, January 21, 2025 12:52:20 PM (UTC-05:00) Eastern Time (US & Canada)
To: [Redacted]
Cc: HSRHelp
Subject: RE: Joint UPE

Please file two separate forms, and explain in each how they are related (and why only one fee is being paid).

From: [Redacted]
Sent: Tuesday, January 21, 2025 10:34:20 AM (UTC-05:00) Eastern Time (US & Canada)
To: HSRHelp
Subject: Joint UPE

Good morning, a quick procedural question. For a filing with joint natural person UPEs where there will be 1 fee and the forms will be identical due to the filing being made by an entity within the UPEs, would you like two A side forms and two Kiteworks submissions or can we just do one form and affidavit?

Sheinberg, Samuel I.
Fro m: 	HSRH elp
Se nt: 	Tuesday, January 21, 2025 12:52 PM
T o: 	HSR Auto Fo rward Li st
Subject: 	FW: Joint UPE
From: Wh itehead, Nora
Se nt : Tuesday, Ja nuary 21, 2025 12:52:20 PM (UTC-05:00) Eastern Time ( US & Canada )
To:
Cc : HSRHe lp
Subj ect : RE: Joint UPE
Please file t wo separate form s, an d explain in each how they are related (and why only one fee is being pa id).
From : HSR Help
Se nt: Tuesda y, January 21 , 2025 10 :34 AM
To: HSR Auto Forward List
Subject: FW : Joi nt UPE
From :
Se nt: Tuesda y, January 21 , 2025 10 :34:20 AM ( UTC-05 :00) Eastern Time ( US & Canada )
To: HSR Help
Subject: Jo i nt UP E
Good morn ing, a qu ick procedura l question. Fo r a fi li ng wi th jo i nt natural person UPEs w here there will be 1 fee an d the
forms will be identica l due to the fi ling being made by an entit y wi th in the UPEs, w ou ld you li ke two A side forms and
two Kite works submi ss ions o r can we just do one form and affidavit ?
Thanks in ad vance.
1

2501003 Informal Interpretation

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