0607010 Informal Interpretation

us-ftc-hsr-informal-interpretations-ed2c67bad1d9c61b6a75eb00f228b7c10607010 Informal InterpretationGuidance

Date
Rule
Form Item 4(c)
Staff
Michael Verne
Response/Comments
Yes to both.

Question

From: (redacted)

Sent: Tuesday, July 18, 2006 9:57 AM

To: Verne,B. Michael

Subject: Officeror Director

Mike -

Ijust want to confirm some guidance from the (redacted) materials on 4(c)documents. Is it the case that for 4(c) purposes "officers" includeofficers appointed by the board, even if those officer positions are not setforth in the bylaws or articles of incorporation? If so, are such officers(appointed by the board, but not set forth in the bylaws or articles ofincorporation) also able to sign the form and the Affidavit?


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