0212015 Informal Interpretation

us-ftc-hsr-informal-interpretations-ac11a0d4ba3707b44a1ace7fb588bbac0212015 Informal InterpretationGuidance

Date
Rule
801.2, 803.9
Staff
Michael Verne
Response/Comments
See comments below

Question

From: (redacted)

Sent: Monday, December 20, 2002 4:19 PM
To: Michael Verne
Subject: HSR question

Mike,

I have a quick question:

Is the following transaction subject to HSR:

We acquire $8 million of voting securities and $52 million of non-voting preferred stock (convetible into non-voting common). Staff comment not reportable.

Who pays the filing fee (regardless of the type or form of transaction)? Staff comment acquiring person

Thanks for your help.


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