us-ftc-hsr-informal-interpretations-71b02db6b03e500121446cbd71a93d79•2303003 Informal Interpretation
2303003 Informal Interpretation
us-ftc-hsr-informal-interpretations-71b02db6b03e500121446cbd71a93d792303003 Informal InterpretationGuidance
Report all controlled US entities, regardless of whether they have sales in or into the US (subject to the $10MM threshold you reference below). For more guidance, see https://www.ftc.gov/enforcement/premerger-notification-program/hsr-resources/tips-completing-item-6-hsr-form.
Question
From: Whitehead, Nora <nwhitehead@ftc.gov>
Sent: Monday, March 27, 2023 2:16:42 PM (UTC-05:00) Eastern Time (US & Canada)
To: [Redacted]
Cc: HSRHelp <HSRHelp@ftc.gov>
Subject: RE: Question concerning Item 6(a)
Report all controlled US entities, regardless of whether they have sales in or into the US (subject to the $10MM threshold you reference below).
For more guidance, see https://www.ftc.gov/enforcement/premerger-notification-program/hsr-resources/tips-completing-item-6-hsr-form.
From: [Redacted]
Sent: Friday, March 24, 2023 7:37:18 PM (UTC-05:00) Eastern Time (US & Canada)
To: HSRHelp <HSRHelp@ftc.gov>
Subject: Question concerning Item 6(a)
I hope you are well.
I have a question concerning how I should complete Item 6(a) of the HSR Form. Our client does not control any foreign companies. Do I only list US companies that have derived US revenue from sales in the US ? This would mean companies that do not produce revenue from sales such as holding companies or other companies with no sales would not be listed in Item 6(a) ?
I am aware of the $10 million in total assets threshold.
Am I reading the instructions correctly ?
She inberg, Samuel I.
From: HSR Help
Se nt: Monday, March 27, 2023 2:17 PM
To: Wa lsh, Kat h ry n E. ; Ber g, Kare n E. ; Musick, Vessel in a; Shaffer, Kristin; She inber g, Samuel I.; Six, An ne;
Fetterman, Miche ll e
S ubj ect : FW: Question con ce rni ng Item 6(a)
From: Whi te head, Nora < nwhi te head@ftc.go v>
Sent : Mo n da , Ma r ch 27 , 2023 2:16:42 PM UTC-05:00
To:
Cc: e p < e p c.gov>
Subj ect : RE: Question concerni ng Item 6{a)
Report all contro ll ed US ent it i es, regardles s of w hether they have sa les in or i nto the US (s ubject to the $ 10MM
th resho ld you reference below).
For more guidance, see https://www .ftc.gov/enforcement/premerger-notification-program/hsr-resources/tips
completing-item-6-hsr-form .
From: HSRHelp <HSRHe lp@ftc .go v>
Se nt : Friday, March 24, 2023 7:38 PM
To: Walsh, Kath ry n E. <kwalsh@ft c.gov>; Berg, Karen E. <KB ERG @ft c.gov>; Mu si ck , Ves seli na <vmusick@ ft c.gov>;
Shaffer, Krist in <kshaffer@ftc .gov>; Sheinberg, Samuel I. <S SHEI NBERG @ftc.gov>; Si x, Anne <asi x@ ft c.gov>; W hitehead,
Nora <nw hitehead @ftc .gov>; Fetterman, Michelle <mfetterman@ft c.gov>
Subject : FW: Quest ion concerning Item 6(a)
From:
Sent : n ay, arc ,
To: HSRHe lp < HSRHe lp@ftc.gov>
Subj ect : Question concerning Item 6{a)
I hope you are well.
I ha ve a quest ion concerning how I shou ld complete Item 6(a) of the HSR Form . Our cli ent does not contro l an y foreign
companies. Do I only list US compani es that have derived US revenue fr om sales in the US ? Th is wou ld mean companies
that do not produ ce revenue from sales su ch as ho lding companies or other compani es wi th no sales would not be lis ted
in Item 6(a) ?
I am aware of the $ 10 million in t ota l assets thre sho ld.
Am I reading the instructions correctly ?
1
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