18020004 Informal Interpretation

us-ftc-hsr-informal-interpretations-394887e7f7d782d2cc0f74de32123b5118020004 Informal InterpretationGuidance

Date

Tags:

Rule
801.30
Staff
Sam Sheinberg
Response/Comments

Yes, as long as the letter is clear about both UPEs.

Question

From: Sheinberg, Samuel I.


Sent:
Monday, February 12, 2018 12:31:50 PM


To:
[Redacted]

Cc: [Redacted]

Subject: RE: Quick 801.30 question

[Redacted]-

Yes, as long as the letter is clear about both UPEs, you can do this.

Sam

-------------------------------------------


From:
[Redacted]

Sent: Monday, February 12, 2018 12:03:28 PM


To:
[Redacted]


Subject:
Quick 801.30 question

If an acquiring entity in an 801.30 transaction has two UPEs, is it sufficient for the acquiring entity to send one 803.5(a) notice letter (on behalf of both UPEs) to the issuer?

[Redacted]

1
Sheinberg, Samuel I.
From:
Sent: 	Monday, February 12, 2018 12:32 PM
To:
Subject: 	FW: Quick 801.30 question
-------------------------------------------
From: Sheinberg, Samuel I.
Sent: Monday, February 12, 2018 12:31:50 PM
To:
Cc:
Subject: RE: Quick 801.30 question
Auto forwarded by a Rule
Yes, as long as the letter is clear about both UPEs, you can do this.
Sam
From:
Sent: Monday, February 12, 2018 12:03 PM
To: Walsh, Kathryn E.; Berg, Karen E.; Carson, Timothy; Shaffer, Kristin; Sheinberg, Samuel I.; Whitehead, Nora
Subject: FW: Quick 801.30 question
-------------------------------------------
From: 	]
Sent: Monday, February 12, 2018 12:03:28 PM
To: HSRHelp
Subject: Quick 801.30 question
Auto forwarded by a Rule
If an acquiring entity in an 801.30 transaction has two UPEs, is it sufficient for the acquiring entity to send one 803.5(a)
notice letter (on behalf of both UPEs) to the issuer?
Complete printed PDF page 1
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Complete printed PDF page 2

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