us-ftc-hsr-informal-interpretations-035556500dd978ac2fa02ded34e8c759•2305004 Informal Interpretation
2305004 Informal Interpretation
us-ftc-hsr-informal-interpretations-035556500dd978ac2fa02ded34e8c7592305004 Informal InterpretationGuidance
If this is a filing for the acquired person, you should list the acquired entity and all entities within it, not all the subsidiaries of the acquired person.
Question
From: Fetterman, Michelle <mfetterman@ftc.gov>
Sent: Tuesday, May 2, 2023 12:55:46 PM (UTC-05:00) Eastern Time (US & Canada)
To: [Redacted]
Subject: RE: HSR Filing - Item 6(a)
If this is a filing for the acquired person, you should list the acquired entity and all entities within it, not all the subsidiaries of the acquired person.
From: [Redacted]
Sent: Monday, May 1, 2023 1:37:11 PM (UTC-05:00) Eastern Time (US & Canada)
To: HSRHelp <HSRHelp@ftc.gov>
Cc: [Redacted]
Subject: HSR Filing - Item 6(a)
Hello!
I have a question regarding the notification form. Item 6(a) calls for us to list subsidiaries of the filing person. The instructions direct us to list the name, city and state/country of all US entities, and all foreign entities that have sales in or into the US that are included within the person filing notification. Will you please confirm that this means we should include the entity(s) being acquired if the acquired entity is not its own UPE?
From: Fetterman, Michelle <mfette rman@ftc.gov>
UTC-05:00
Sheinberg, Samuel I.
From: HSRHelp
Sent: Tuesday, May 2, 2023 12 :56 PM
To: Wa lsh, Kat hryn E.; Berg, Karen E.; Musick, Vessel ina ; Sha ffer, Kristin; Sheinberg, Samuel I.; Six, Anne;
Whitehead, Nora
Subject: FW: HSR Filing - Item 6(a)
Sent: Tuesday, May 2, 2023 12:55:46 PM
To: HSRHe lp < HSRHelp@ftc.gov>;
Subject: RE: HSR Filing - Item 6{a
If th is is a fi li ng for the acquired person, you should li st the acquired entity and all entit i es withi n it, not all the
subsidiar ies of the acquired person.
From:
Sent:
To: HSRHe l < HSRHel @ftc. ov>
Cc:
Su
0) Eastern Time { US & Canada)
He ll o !
I have a question regardi ng the not ification form. Item 6(a) ca ll s for us to list subsidiaries of the fi ling person. The
instructions direct us to list the name, cit y and stat e/cou ntry of all US ent it ies, and all foreign entit i es that ha ve sa les in
or into the US that are included withi n the person fi ling notificat ion. Wi ll you please confirm that th is means we shou ld
include the ent it y(s) being acquired if the acquired entit y is not its own UPE?"
Thank you,
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