Regs., Conn. State Agencies Title 36 — The Banking Law of Connecticut (repealed)

Department of Banking Department of Banking

36-1 Description of Organization and Rules of Practice

Regs., Conn. State Agencies § 36-1-0 (Repealed)

Repealed August 31, 2004.

Regs., Conn. State Agencies § 36-1-1—36-1-8 (Repealed)

Repealed August 31, 2004.

Regs., Conn. State Agencies § 36-1-9—36-1-10 (Repealed)

Repealed August 31, 2004.

Regs., Conn. State Agencies § 36-1-11—36-1-15 (Repealed)

Repealed August 31, 2004.

Regs., Conn. State Agencies § 36-1-16—36-1-20 (Repealed)

Repealed August 31, 2004.

Regs., Conn. State Agencies § 36-1-21—36-1-28 (Repealed)

Repealed August 31, 2004.

Regs., Conn. State Agencies § 36-1-29—36-1-32 (Repealed)

Repealed August 31, 2004.

Regs., Conn. State Agencies § 36-1-33—36-1-35 (Repealed)

Repealed August 31, 2004.

Regs., Conn. State Agencies § 36-1-36 (Repealed)

Repealed August 31, 2004.

Regs., Conn. State Agencies § 36-1-37—36-1-44 (Repealed)

Repealed August 31, 2004.

Regs., Conn. State Agencies § 36-1-45—36-1-47 (Repealed)

Repealed August 31, 2004.

Regs., Conn. State Agencies § 36-1-48 Transferred

Transferred to Sec 36a-1-70., April 24, 1995

36-2a Retention of Records by State-Chartered Financial Institutions

Regs., Conn. State Agencies § 36-2a-1—36-2a-2 (Repealed)

Repealed February 7, 1980.

Regs., Conn. State Agencies § 36-2a-3—36-2a-6 Transferred

Transferred to Sec 36a-40-1—36a-40-4., April 24, 1995

36-26 The Advisory Council on Banking

Regs., Conn. State Agencies § 36-26-1 (Repealed)

Repealed January 30, 1996.

36-66 Limits on Loans to Executive Officers of a State Bank and Trust Company

Regs., Conn. State Agencies § 36-66-1 (Repealed)

Repealed January 30, 1996.

36-97 Advertising the Cost of Personal Loans by Savings Banks

Regs., Conn. State Agencies § 36-97-1—36-97-5 (Repealed)

Repealed March 27, 1989.

36-133 Sale of Negotiable Checks and Drafts by Connecticut Savings Banks

Regs., Conn. State Agencies § 36-133-1—36-133-7 (Repealed)

Repealed March 22, 1994.

36-140 Banking Mergers, Consolidations and Acquisitions

Regs., Conn. State Agencies § 36-140-1—36-140-2 (Repealed)

Repealed January 29, 1999.

36-140a Banking Mergers, Consolidations and Acquisitions

Regs., Conn. State Agencies § 36-140a-1—36-140a-2 (Repealed)

Repealed January 29, 1999.

36-140b Conversion of a Mutual Savings Bank to a Mutual Savings and Loan Association

Regs., Conn. State Agencies § 36-140b-1—36-140b-8 (Repealed)

Repealed May 4, 1998.

36-142m Conversion of Mutual Savings Banks to Capital Stock Banks

Regs., Conn. State Agencies § 36-142m-Acknowledgement Sec. 36a-136)

(See Sec. 36a-136)

Regs., Conn. State Agencies § 36-142m-1—36-142m-16 (Repealed)

Repealed September 7, 2007.

36-178 Advertising The Cost of Personal Loans By Building or Savings and Loan Associations

Regs., Conn. State Agencies § 36-178-1—36-178-4 (Repealed)

Repealed January 30, 1996.

36-182 Sale of Negotiable Checks by Building or Savings and Loan Associations

Regs., Conn. State Agencies § 36-182-1—36-182-6 (Repealed)

Repealed January 30, 1996.

36-192a Conversion of a Mutual Savings and Loan to a Mutual Savings Bank

Regs., Conn. State Agencies § 36-192a-1—36-192a-9 (Repealed)

Repealed May 4, 1998.

36-193l Conversions of Savings and Loan Associations from Mutual to Stock

Regs., Conn. State Agencies § 36-193l-Acknowledgement Sec. 36a-136)

(See Sec. 36a-136)

Regs., Conn. State Agencies § 36-193l-1—36-193l-9 (Repealed)

Repealed September 7, 2007.

36-193u Banking Mergers, Consolidations and Acquisitions

Regs., Conn. State Agencies § 36-193u-1—36-193u-2 (Repealed)

Repealed January 29, 1999.

36-200 Share Accounts with an Agreed Maturity in Credit Unions

Regs., Conn. State Agencies § 36-200-1—36-200-5 Transferred

Transferred to Sec 36a-446-1—36a-446-5., April 24, 1995

Regs., Conn. State Agencies § 36-200-6 (Repealed)

Repealed January 30, 1996.

36-201 Sale of Negotiable Checks by Credit Unions

Regs., Conn. State Agencies § 36-201-Acknowledgement § 36-214)

(See § 36-214)

Regs., Conn. State Agencies § 36-201-1—36-201-19 (Repealed)

Repealed July 26, 1990.

36-206 Payment of Interest Refunds by State-Chartered Credit Unions

Regs., Conn. State Agencies § 36-206-1—36-206-6 Transferred

Transferred to Sec 36a-456-1—36a-456-6., April 24, 1995

36-209 Risk Assets of Credit Unions

Regs., Conn. State Agencies § 36-209-1 Transferred

Transferred to Sec 36a-458-1., April 24, 1995

36-214 Sale of Negotiable Checks by Credit Unions

Regs., Conn. State Agencies § 36-214-1—36-214-5 (Repealed)

Repealed May 4, 1998.

36-239 Small Loan Licensees

Regs., Conn. State Agencies § 36-239-1—36-239-1a (Repealed)

Repealed August 25, 1992.

Regs., Conn. State Agencies § 36-239-1b—36-239-15 Transferred

Transferred to Sec 36a-570-1—36a-570-17., April 24, 1995

36-243c Collection Practices of Creditors

Regs., Conn. State Agencies § 36-243c-1—36-243c-7 Transferred

Transferred to Sec 36a-647-1—36a-647-7., April 24, 1995

36-265a Securities Brokers, Dealers and Salesmen

Regs., Conn. State Agencies § 36-265a-1—36-265a-3 (Repealed)

Repealed January 30, 1996.

36-344 Securities Brokers, Dealers, Salesmen and Investment Counsel

Regs., Conn. State Agencies § 36-344-1—36-344-3 (Repealed)

Repealed December 19, 1978.

Regs., Conn. State Agencies § 36-344-4 Corporate tender offers

(a) Any person who proposes to make a tender offer involving a target company in this state, or acquire any equity securities of a target company pursuant to such offer, unless the offer is effective under this act or is exempted by the commissioner, shall file with the commissioner a registration statement, Form TO-1, and not later than the date of the filing of the registration statement, shall send a copy of such registration statement by certified or registered mail to the target company at its principal executive offices and publicly disclose the material terms of the proposed offer.

(b) In lieu of Form TO-1, any person required to file such registration statement may file one copy, originally executived, of SCHEDULE 13D as filed with the Securities and Exchange Commission and shall attach a separate schedule containing the following additional information:

(1) the date and state of organization of target company;

(2) the state in which a majority of business operations is conducted;

(3) the particulars as to the approximate amount of any material interest, direct or indirect, of any director, officer, ten percent shareholder, affiliate, partner or associate of the offeror in any material transaction during the past three years, or in any proposed material transactions, with the target company to which the offeror or any of its affiliates was or is to be a party. If none, so state;

(4) If the offeror is required to file periodic reports and proxy materials under the Federal Securities Exchange Act of 1934, its latest annual report and proxy materials for its latest annual meeting at which directors were elected must be filed or, if it is not required to file such reports and proxy materials, information concerning the offeror substantially comparable to the information required to be included in annual reports and proxy materials for an annual meeting at which directors are to be elected filed under such federal act;

(5) such other and further documents, exhibits, data and information necessary to make fair and full disclosure to offerees of all information material to a decision to accept or reject the offer. An index should be attached listing all such documents and exhibits;

(6) the intended date of commencement of the tender offer.

History

• Effective March 11, 1977

Regs., Conn. State Agencies § 36-344-5 Registration statement changes

If any material change occurs in the facts set forth in the registration statement, the person who filed such statement shall promptly file with the commissioner and the target company an amendment describing the change.

History

• Effective March 11, 1977

Regs., Conn. State Agencies § 36-344-6 Beneficial owner

An offeror is deemed to be "directly or indirectly" a beneficial owner of more than ten percent of any class of the outstanding equity securities of the issurer, within the meaning of section 2 (h) of Public Act 76-362, if such offeror is the beneficial owner of any class of equity securities or of such class which such offeror has the right to acquire through the exercise of options, warrants or rights or through the conversion of convertible securities, or otherwise. The equity securities subject to such options, warrants or conversion privileges held by an offeror or person are deemed to be outstanding for the purpose of computing the percentage of outstanding equity securities of the class owned by such offeror but are not deemed to be outstanding for the purpose of computing the percentage of the class owned by any other person.

History

• Effective March 11, 1977

Regs., Conn. State Agencies § 36-344-7—36-344-9 (Repealed)

Repealed December 19, 1978.

36-360 Disclosure of Finance Charges (Truth in Lending)

Regs., Conn. State Agencies § 36-360-1—36-360-13 (Repealed)

Repealed July 1, 1969.

36-377 Debt Adjustor Licensees

Regs., Conn. State Agencies § 36-377-Acknowledgement April 9, 1968.)

History

• Effective April 9, 1968.

Regs., Conn. State Agencies § 36-377-1—36-377-6 (Repealed)

Repealed January 30, 1996.

36-385 Maximum Deposit Liability, Collateral and Reports by Qualified Public Depositories

Regs., Conn. State Agencies § 36-385-1—36-385-5 (Repealed)

Repealed May 22, 1992.

Regs., Conn. State Agencies § 36-385-6—36-385-13 Transferred

Transferred to Sec 36a-332-1—36a-332-8., April 24, 1995

36-386 Protection of Public Deposits

Regs., Conn. State Agencies § 36-386-1—36-386-2 Transferred

Transferred to Sec 36a-333-1—36a-333-2., April 24, 1995

36-395 Disclosure of the Cost of Credit

Regs., Conn. State Agencies § 36-395-1—36-395-13 (Repealed)

Repealed July 29, 1983.

36-420 Banking Mergers, Consolidations and Acquisitions

Regs., Conn. State Agencies § 36-420-1—36-420-2 (Repealed)

Repealed January 29, 1999.

36-425 Banking Mergers, Consolidations and Acquisitions

Regs., Conn. State Agencies § 36-425-1—36-425-2 (Repealed)

Repealed January 29, 1999.

36-455 Home Mortgage Disclosure Act

Regs., Conn. State Agencies § 36-455-1—36-455-8 Transferred

Transferred to Sec 36a-744-1—36a-744-8., April 24, 1995

36-500 Connecticut Uniform Securities Act

Regs., Conn. State Agencies § 36-500-1—36-500-34 (Repealed)

Repealed August 22, 1994.

Regs., Conn. State Agencies § 36-500-35-36—500-482f Transferred

Transferred to Sec 36b-31-1 through 36b-31-14f, July 3, 1995

Regs., Conn. State Agencies § 36-500-483 (Repealed)

Repealed July 3, 1995.

Regs., Conn. State Agencies § 36-500-484a—36-500-502 Transferred

Transferred to Sec 36b-31-15a through 36b-31-33, July 3, 1995

36-553 Procedures for Divestiture

Regs., Conn. State Agencies § 36-553-1—36-553-7 (Repealed)

Repealed January 28, 1991.

Regs., Conn. State Agencies § 36-553-8—36-553-12 (Repealed)

Repealed October 20, 1993.

Regs., Conn. State Agencies § 36-553-13—36-553-14 (Repealed)

Repealed January 29, 1999.

36-554 Procedures for Divestiture

Regs., Conn. State Agencies § 36-554-1—36-554-7 (Repealed)

Repealed January 28, 1991.

Regs., Conn. State Agencies § 36-554-8—36-554-12 (Repealed)

Repealed October 20, 1993.

Regs., Conn. State Agencies § 36-554-13—36-554-14 (Repealed)

Repealed January 29, 1999.

36-555 Supervision and Examination of New England Savings Banks

Regs., Conn. State Agencies § 36-555-1—36-555-3 Transferred

Transferred to Sec 36a-412-1—36a-412-3., April 24, 1995

Regs., Conn. State Agencies § 36-555-4—36-555-8 (Repealed)

Repealed October 20, 1993.

Regs., Conn. State Agencies § 36-555-9—36-555-10 (Repealed)

Repealed January 20, 1999.

36-556 New England Savings and Loan Associations

Regs., Conn. State Agencies § 36-556-1—36-556-3 (Repealed)

Repealed January 30, 1996.

Regs., Conn. State Agencies § 36-556-4—36-556-8 (Repealed)

Repealed October 20, 1993.

Regs., Conn. State Agencies § 36-556-9—36-556-10 (Repealed)

Repealed January 29, 1999.

36-557 Procedures for Divestiture

Regs., Conn. State Agencies § 36-557-1—36-557-7 (Repealed)

Repealed January 28, 1991.

36-569 Maximum Check Cashing Fees

Regs., Conn. State Agencies § 36-569-1 Transferred

Transferred to Sec 36a-585-1., April 24, 1995

36-572 Licensing of Check Cashing Services

Regs., Conn. State Agencies § 36-572-1—36-572-4 Transferred

Transferred to Sec 36a-588-1—36a-588-4., April 24, 1995