Preston Wooten and Cheryl Wooten v. Kreissparkasse Boeblingen

Reversed and Rendered and Memorandum Opinion filed October 1, 2024.

In the

Fourteenth Court of Appeals

NO. 14-23-00716-CV

PRESTON WOOTEN AND CHERYL WOOTEN, Appellants
V.
KREISSPARKASSE BOEBLINGEN, Appellee

On Appeal from the 333rd District Court
Harris County, Texas
Trial Court Cause No. 2022-73883

MEMORANDUM OPINION

In this appeal of the trial court’s order granting an application to domesticate
a German judgment against them, appellants Preston and Cheryl Wooten argue that
applicant Kreissparkasse Boeblingen failed to meet its burden to establish that the
Uniform Foreign-Country Money Judgments Recognition Act 1 (“the Act”) applies.

1
See TEX. CIV. PRAC. & REM. CODE §§ 36A.001–.011.
We agree, and accordingly, we reverse the trial court’s judgment and render
judgment denying the application.

I. BACKGROUND

Kreissparkasse Boeblingen applied to a Texas district court for recognition of
a German judgment issued by the District Court of Nuertingen on March 14, 2022,
under which the Wootens were said to be jointly and severally liable under a loan
agreement for the outstanding principal amount of € 80,228.64, together with
interest and all costs of enforcement. The Wootens counterclaimed “for declaratory
judgment for damages”2 and for a declaration that Kreissparkasse Boeblingen had
committed fraud.

The trial court held a virtual hearing at which the Wootens seemingly failed
to appear, and the trial court signed a final judgment on June 27, 2003, granting the
Kreissparkasse Boeblingen’s application and denying the Wootens all relief on their
counterclaims.

The Wootens immediately moved for a new trial, arguing that they had
appeared at the first virtual hearing but were unable to connect to the hearing itself,
instead remaining in a virtual “breakout room” until contacted there by a court clerk
hours later. The trial court accordingly held a second hearing, at which the Wootens
argued that Kreissparkasse Boeblingen had not proved the existence of a money
judgment by a German court; however, the trial court allowed the motion for new
trial to be overruled by operation of law.

On appeal, the Wootens challenge only that portion of the judgment granting
Kreissparkasse Boeblingen’s application for recognition of a foreign-country money
judgment; they do not appeal the denial of their own claims.

2
All capitalization removed.

2
II. GOVERNING LAW

Recognition in Texas of a money judgment rendered in another country is
governed by the Uniform Foreign-Country Money Judgments Recognition Act. The
Act applies to a “foreign-country judgment,” defined as “a judgment of a court of a
foreign country,” to the extent that the judgment (1) grants or denies recovery of a
sum of money; and (2) “under the law of the foreign country in which the judgment
is rendered, is final, conclusive, and enforceable.” TEX. CIV. PRAC. & REM. CODE
§§ 36A.002(2), 36A.003(a). If the applicant for recognition of the foreign-country
judgment meets its burden to establish that the Act applies, the burden shifts to the
party resisting recognition to prove one of the few statutory grounds for non-
recognition. See id. §§36A.003–.004. We review a trial court’s ruling on recognition
of a foreign-country money judgment de novo. Nicholas v. Env’t Sys. (Int’l) Ltd.,
499 S.W.3d 888, 896 (Tex. App.—Houston [14th Dist.] 2016, pet. denied) (citing
Diamond Offshore (Berm.), Ltd. v. Haaksman, 355 S.W.3d 842, 845 (Tex. App.—
Houston [14th Dist.] 2011, pet. denied)).

III. ANALYSIS

The Wootens contend that the trial court’s order must be reversed for three
reasons. First, the documents the Kreissparkasse Boeblingen characterize as the
foreign judgment do not meet the basic definition of a judgment as “a court’s final
determination of the rights and obligations of the parties in a case.”3 Second, a
document that was not translated into English cannot be read, and thus, cannot be
construed as a German court’s final, conclusive, enforceable judgment granting
recovery of a sum of money from the Wootens. And third, Kreissparkasse
Boeblingen “provided no information or translations” by which to determine how

3
For this definition, the Wootens quote the ninth edition of Black’s Law Dictionary. See
Judgment, BLACK’S LAW DICTIONARY (9th ed. 2009).

3
“judgment” is defined under German law. In sum, the Wootens contend that
Kreissparkasse Boeblingen did not satisfy its initial burden to prove that the Act
applies.

We agree. Lacking a basis to conclude otherwise, we presume that a “final
judgment” means the same thing in Germany as it does in Texas. See Horie v. Law
Offices of Art Dula, 560 S.W.3d 425, 438 (Tex. App.—Houston [14th Dist.] 2018,
no pet.). But as discussed below, there is no evidence that a foreign court rendered a
final money judgment against the Wootens. Because Kreissparkasse Boeblingen
failed to meet its initial burden to show that the Act applies, the burden never shifted
to the Wootens to prove any basis for nonrecognition of the putative judgment.

A. The Evidence

Kreissparkasse Boeblingen alleged in its application as follows:

13 On March 14, 2022, the German Amtsgericht Nuertingen [District
Court of Nuertingen] issued an enforceable execution of the Wootens’
land charge as notarized by Notary Lutz Pottiez of the Notary’s Office
Nuertingen and confirmed for enforcement by the Amtsgericht
Esslingen [District Court of Esslingen] on July 10, 2014 (the “German
Judgment”). 4
...
16. Under the German Judgment, the Wootens are jointly and severally
liable for (1) the principal amount of EUR 80,228.64 outstanding on the
loan agreement; (2) interest; and (3) all costs of enforcement.
As Exhibit A to the application, Kreissparkasse Boeblingen attached the “Certified
and Translated German Judgment” for which it sought recognition. The exhibit
consists of forty pages, some in English and some in German, and includes the

4
Kreissparkasse Boeblingen repeats this assertion in its response brief, but it is not clear
how an order from one court in 2022 could have been confirmed by a different court in 2014.

4
translator’s statement that the attached English-language documents are true and
accurate translations of the attached German-language documents. 5

There are English translations of five documents, but whether taken
individually or collectively, the documents as translated do not support
Kreissparkasse Boeblingen’s allegations. None is itself dated March 14, 2022, or
July 10, 2014, or mentions a document with either date. None contains the number
80,228.64. None was issued by the District Court of Nuertingen. None of the English
translations even use the word “judgment,” or indicate that the document was signed
by a judge, or refer to some other document signed by a judge. In fact, the most
recent of the translated documents to mention the name “Wooten” is dated August
20, 2003. There simply is no evidence whatsoever that a court of a foreign country
issued a final money judgment against the Wootens.

To demonstrate that this is so, we summarize the five translated documents in
chronological order. When notarizing a document, a German notary assigns the
document a number by which it can be identified, and we include that identifying
number to those documents that bear them.

1. The Deed, Document “UR 886/2003”6

The first document refers to itself as a “deed,” and creates a security interest
in German real property purchased by the Wootens. The Deed bears the identifier
“UR 886/2003” of “Notary Pottiez” and was signed by Kreissparkasse Boeblingen7
on August 19, 2003. The Deed states that “Chargor,” the owner of a particular
mortgaged property, creates a “land charge” on the property in the amount of

5
Although the translator’s statement is unsigned, the Wootens did not object to the
statement or to the translation in the trial court.
6
For the parties’ reference, this document appears at pages 36–38 of the Clerk’s Record.
7
In the English translations, this party is referred to as “Kreissparkasse Böblingen.”

5
€ 390,000.00 in favor of “Creditor” Kreissparkasse Boeblingen and bearing interest
at 15 percent per annum. The Deed does not name the “Chargor” but identifies the
Wootens as joint debtors and refers to them collectively as “Borrower.”

To secure the land charge capital and interest, Chargor and the Wootens
agreed in the Deed to submit to immediate “compulsory execution in rem” against
the mortgaged property. In addition, the Wootens accepted personal liability for the
land charge and interest without prior compulsory execution against the encumbered
property. The parties further agreed,

Creditor shall be entitled on its unilateral request to receive an
enforceable copy of this deed both for the capital and also part of the
same and for individual interest rates at Borrower’s cost. Evidence of
facts causing the emergence of maturity of the land charge plus interest
or claims based upon contract or tort shall be waived.
The Deed includes that unilateral request, stating that the notary is commissioned to
“immediately issue to Creditor an enforceable copy . . . of this deed.” Finally, the
Deed states that it was “[r]ead in the presence of Notary, approved and signed by the
parties appearing as follows: Roswitha Gruber [and] Pottiez, Notary.”

2. Gruber’s Power of Attorney, Document “III UR 887/2003” 8

The next document was issued by “Notary’s Office Nürtingen” and bears the
identifier “III UR 887/2003.” It is stated in the document that on August 20, 2003—
the day after the deed was signed––Roswitha Gruber, “Judicial Clerk for Notary’s
Office Nürtingen,”9 appeared at that office and declared that “based on the power of
attorney granted by the contract of sale,” she acts as the authorized representative of
“Chargor” Hans-Rudolf Pichler, Pichler’s wife Jutta Pichler, and “Borrowers”

8
This document can be found at page 35 of the Clerk’s Record.
9
In the trial court, Kreissparkasse Boeblingen spelled the town’s name as “Nuertingen”
but the translator rendered it as “Nürtingen.”

6
Preston and Cheryl Wooten. In effect, this notarized document identifies the
“Chargor” and shows Gruber’s authority to sign the deed on behalf of “Chargor,”
Chargor’s wife, and the Wootens. The translator indicates that the document bears a
notary’s stamp.

Although the translator identifies the deed as “UR 886/2003” and Gruber’s
power of attorney as “III UR 887/2003,” Kreissparkasse Boeblingen assumes in its
response brief that the deed and Gruber’s power of attorney are a single document
bearing the identifier “III UR 887/2003.” There is some evidence to support that
interpretation. Gruber states in the power of attorney that Hans-Rudolf Pichler is
“hereinafter referred to as ‘Chargor,’” even though that word does not appear again
in the power of attorney. But that statement would make sense if the deed had been
appended to the power of attorney. Because it makes no difference to the disposition
of this appeal in any event, we will assume, without deciding, that “III UR 887/2003”
includes both Gruber’s power of attorney and the deed.

3. Notary Pottiez’s Authentication Affidavit 10

The next document, also dated August 20, 2003, is the affidavit of notary
“Pottiez” of “Notary’s Office III Nürtingen” that a true and enforceable copy of
“Roll of Deeds III No. 887/2003” was “[e]xecuted and issued to” Kreissparkasse
Boeblingen “for the purpose of execution.” The translator states that the document
bears an embossed seal in addition to two round notarization stamps. If we assume
that Roll of Deeds III No. 887/2003 includes the deed, then this document
authenticates Kreissparkasse Boeblingen’s copy of the deed as correct and
enforceable.

10
This document appears at page 34 of the Clerk’s Record.

7
Kreissparkasse Boeblingen appears to characterize this authentication
affidavit as a judgment by a court, for Kreissparkasse Boeblingen states in its brief,
“The judgment––attached to the application for recognition, along with a
translation–––was issued by the Amtsgericht Nürtingen, the German District Court
of Nürtingen. CR. 12; see also CR. 34.” Kreissparkasse Boeblingen further states
that “[t]he judgment bears the seal of the Court, and is signed by Legal Officer
Kleinknecht with the date March 14, 2022.”

But page 12 of the clerk’s record is in German, and page 34 is the English
translation of Notary Pottiez’s Authentication Affidavit issued by “Notary’s Office
III Nürtingen” on August 20, 2003, and signed only by Pottiez. In fact, every
mention of Nürtingen in the English translations of documents refers only to
documents presented, signed, or notarized at the “Notary’s Office” in Nürtingen in
August 2003. None of the documents, as translated into English, contain the name
“Kleinknecht,” or the date March 14, 2022, or any reference at all to a Nürtingen
district court. Kreissparkasse Boeblingen does not complain on appeal, or preserve
a complaint in the trial court, that its own translator’s reading of the German
documents is incomplete or inaccurate, 11 and the record contains no other
translation. We accordingly must consider the translator’s English-language
documents as the accurate translation of the German-language documents.

11
See TEX. R. EVID. 1009 (if a translation of a document is submitted at least forty-five
days before trial and supported by a qualified translator’s affidavit or unsworn declaration, then a
party is not permitted to attack the translation’s accuracy unless the party timely submitted a
conflicting translation or served objections at least fifteen days before trial specifically pointing
out any inaccuracies). Neither the Wootens nor Kreissparkasse Boeblingen preserved any
objections to the English translation in the record.

8
4. Affidavit of Service12

The next document, chronologically speaking, is an affidavit of service upon
attorney Wolfgang Kunz on March 23, 2013. In this document, postal worker Jürgen
Heilmann states, “Since handover of document in the apartment was not possible, I
put it into the letter box or similar device belonging to the business premises.” The
reference number or identifier of the document served is stated to be “UR II 613/13,
UR III No. 887/2003.”

Again, assuming that “UR III No. 887/2003” includes the deed, then it would
appear that attorney Wolfgang Kunz was served a copy of the deed in 2013.
Although Kreissparkasse Boeblingen later asserted that Kunz represented the
Wootens, the only evidence it offered in support of that contention is an untranslated
document in German.

5. Allotment and Payout of Unidentified Claim in Rem 13

Because the last document is the only one in which the word “court” appears,
we repeat its contents in full:

Local Court of Esslingen a.N.
In the compulsory sale procedure 1 K 179/13 allotment and payout was
based on Creditor’s claim in rem:
Cost of bringing an action in rem € 100.00
One-off ancillary payment € 0.00
Interest from 1 January 2013 to
29 September 2014 € 102,212.50
Capital (partial amount) € 212.961.38
Land charge has been discharged by the acceptance of bid[.]
Esslingen, 7 October 2014

12
The affidavit of service can be found at pages 3940 of the Clerk’s Record.
13
This document is located at page 41 of the Clerk’s Record.

9
(sgd.)
Schmitz, Clerk of the Court

No evidence identifies “compulsory sale procedure 1 K 179/13,” the creditor,
the debtor, or the property at issue. Moreover, this document refers to a claim in rem,
meaning an action “instituted directly against a thing, ... taken directly against
property, or ... brought to enforce a right in the thing itself.” City of Conroe v. San
Jacinto River Auth., 602 S.W.3d 444, 457–58 (Tex. 2020) (quoting Bodine v. Webb,
992 S.W.2d 672, 676 (Tex. App.—Austin 1999, pet. denied)). “[A]n in rem
judgment’s effect is limited only ‘to the property that supports jurisdiction.’” Id. at
458 (quoting Bodine, 992 S.W.3d at 676)). Unlike a judgment in personam, a
judgment in rem does not submit the debtor to personal liability. See HMS Aviation
v. Layale Enters., S.A., 149 S.W.3d 182, 187 n.1 (Tex. App.—Fort Worth 2004, no
pet.). Finally, this document states that the unidentified land charge to which it refers
has been discharged. It is not a money judgment against the Wootens.

To summarize, the offered documents do not include a money judgment
against the Wootens by the court of a foreign country or even suggest that such a
judgment exists. It instead appears that Kreissparkasse Boeblingen sought to directly
enforce the deed it signed in August 2003. Because the deed is not a final money
judgment by a foreign country’s court, the Act does not authorize its recognition.

B. Kreissparkasse Boeblingen’s Argument for Shifting the Burden of Proof

Kreissparkasse Boeblingen contends that we must affirm under the binding
precedent of Nicholas v. Environmental Systems (International) Ltd., 499 S.W.3d
888, 898 (Tex. App.—Houston [14th Dist.] 2016, pet. denied). In that case, we
addressed the burden to prove that a foreign country’s money judgment is a final
judgment under that country’s laws. Id. We explained that placing the burden to

10
prove finality depends on whether the judgment is facially final. Id. If the judgment
is not facially final, then the burden remains with judgment creditor to produce
evidence demonstrating its finality. Id. But if the judgment is final on its face, then
the burden shifts to the judgment debtor to show that the judgment is not final. Id.
Nicholas does not apply to this case, because there is no evidence that a court
of a foreign country rendered a money judgment against the Wootens at all. Because
there is no evidence that such a judgment exists, the question of whether the
judgment is final never arises.

IV. CONCLUSION

Because no evidence supports the trial court’s judgment granting
Kreissparkasse Boeblingen’s application to domesticate a foreign-country money
judgment, we sustain the issues presented by the Wootens, reverse the trial court’s
judgment, and render judgment denying Kreissparkasse Boeblingen’s application.

/s/ Tracy Christopher
Chief Justice

Panel consists of Chief Justice Christopher and Justices Wise and Hassan.

11