32,333•February 10, 2014 – State of New Mexico ex rel. Children, Youth & Families Department v. Djamila B., No. 32,333
February 10, 2014 – State of New Mexico ex rel. Children, Youth & Families Department v. Djamila B., No. 32,333
32,333Nmctapp
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IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO Opinion Number: _______________ Filing Date: February 10, 2014 NO. 32,333 STATE OF NEW MEXICO ex rel. CHILDREN, YOUTH AND FAMILIES DEPARTMENT, Petitioner-Appellee, v. DJAMILA B., Respondent-Appellant, and ANGELA C., ABDEL MAHDJID B., and CHARLES A., Respondents, and In the Matter of MAHDJID B. and ALIAH B., Children.
APPEAL FROM THE DISTRICT COURT OF BERNALILLO COUNTY John J. Romero, District Judge Children, Youth and Families Department Charles E. Neelley, Chief Children’s Court Attorney Rebecca J. Liggett, Children’s Court Attorney Santa Fe, NM for Appellee Lopez & Sakura, LLP Julie Sakura Santa Fe, NM for Appellant Patricia Anderson Bosque Farms, NM Guardian ad Litem
OPINION
KENNEDY, Chief Judge.
{1} In this case of first impression, we hold that a kinship guardian (Guardian),
under the Kinship Guardianship Act (the KGA), NMSA 1978, §§ 40-10B-1 to -15
(2001), who is named as a respondent in the abuse and neglect proceeding, is a
necessary and indispensable party in the abuse and neglect case and may not be
involuntarily dismissed from the case without first revoking the kinship guardianship
according to the procedures specified in the KGA.
{2} Because Guardian was a necessary and indispensable party in the abuse and
neglect case by virtue of her legal status as a kinship guardian and because her status
as Guardian was not terminated under the KGA, the district court erred in dismissing
Guardian from the case over her objection. Therefore, the order dismissing Guardian
and all subsequent orders entered without notice to her must be reversed.
I. BACKGROUND
{3} No documents establishing the kinship guardianship and its scope were
presented to the district court or for our review on appeal. Nevertheless, it is
undisputed that, in a separate proceeding in 2007, Guardian was appointed as kinship
guardian of M. and A. (Children) pursuant to the KGA, and Children lived with
Guardian, their maternal aunt, at least since that time.2
{4} In June 2010, Children, Youth and Families Department (CYFD) took custody
of Children and filed a neglect/abuse petition against mother, father, stepfather, and
Guardian pursuant to the Abuse and Neglect Act (the Act), NMSA 1978, §§ 32A-4-24
(2009) and 32A-4-28 (2005). At the first adjudicatory hearing, CYFD proposed
reunification of Children with Guardian. The district court ordered a treatment plan
that focused on Guardian. Reunification with Guardian remained the goal of the
proceeding in orders following the first judicial review on November 2, 2010, the
second judicial review on February 3, 2011, and two permanency hearings in May
2010 and August 2011. The district court adopted CYFD’s reunification plan at a
subsequent permanency hearing on August 9, 2011, under NMSA 1978, Section 32A-
4-25.1 (2009), and Children began to transition back to living with Guardian.
Guardian continued with the treatment plan.
{5} Approximately six months later, on February 16, 2012, CYFD filed a motion
to dismiss Guardian from the proceedings, stating that it was changing its permanency
plan for Children from reunification with Guardian to adoption and would pursue
termination of parental rights. CYFD alleged that, since Guardian is not Children’s
parent with no parental rights to terminate, she was not an appropriate party to the
termination of parental rights proceedings. CYFD further asserted that “[p]er CYFD1We note that this policy, though irrelevant to the proceedings at hand, was not
asserted to be based on any external authority.
3
policy,” Guardian was not eligible to adopt children or for foster placement.1 The
district court approved CYFD’s proposed change to the permanency plan in its order
filed on April 17, 2012.
{6} Guardian opposed CYFD’s motion to dismiss her from the case. At the
subsequent evidentiary hearing on the motion to dismiss Guardian, the district court
assumed that without any evidence before it, the kinship guardianship was
“temporary” and determined that “it does not divest the parents of . . . rights, [and] it
does not vest parental rights in that individual who has been granted temporary
kinship guardianship.” Months later, on July 2, 2012, the district court granted the
motion to dismiss Guardian in an order devoid of findings of fact or conclusions of
law. This appeal followed.
{7} The record shows that CYFD then filed a motion to terminate the parental rights
of Children’s natural parents, and a motion for open adoption mediation on July 26,
2012, three weeks after Guardian was dismissed. Although the motion for adoption
lists Guardian as a respondent, there is no record that she was served with either the
motion for adoption or a copy of the notice of hearing on the motion to terminate
parental rights set for September 2012.4
II. DISCUSSION
{8} Guardian’s appeal is based on two arguments. First, Guardian maintains that
she could not be dismissed from the abuse and neglect proceedings until her kinship
guardianship was terminated pursuant to the Act or revoked pursuant to procedures
set forth in the KGA. Second, as Children’s kinship guardian, Guardian insists she
should be afforded the same or similar due process rights as a biological parent which,
in Guardian’s view, meant that she could not be dismissed from the abuse and neglect
proceedings without first terminating her rights or revoking her kinship guardianship.
{9} We first note that the Act explicitly provides for terminating parental rights, but
not kinship guardianships. Section 32A-4-28; NMSA 1978, § 32A-4-29 (2009).
Consequently, we hold that, because Guardian’s kinship guardianship cannot be
terminated under the Act, and it had not been revoked pursuant to the KGA,
Guardian’s status has not been terminated. As such, it was error for the district court
to dismiss Guardian from the abuse and neglect case. Because we reverse on this
premise, we do not address the due process argument.
A. Guardian Possessed Statutory Rights
{10} Guardian’s argument on appeal requires us to interpret the applicable statutes
under the KGA and the Act. Accordingly, our review is de novo. State ex rel.
Children, Youth & Families Dep’t v. Marlene C., 2011-NMSC-005, ¶ 14, 149 N.M.5
315, 248 P.3d 863. The statute or statutes, whose construction is in question, are to
“be read in connection with other statutes concerning the same subject matter[.]”
Quantum Corp. v. State Taxation & Revenue Dep’t, 1998-NMCA-050, ¶ 8, 125 N.M.
49, 956 P.2d 848.
{11} “The [KGA] is intended to address those cases where a parent has left a child
or children in the care of another for ninety consecutive days and that arrangement
leaves the child or children without appropriate care, guidance[,] or supervision.”
Section 40-10B-2(B). Thus, the purposes of the KGA are to:
(1) establish procedures to effect a legal relationship between
a child and a kinship caregiver when the child is not residing with either
parent; and
(2) provide a child with a stable and consistent relationship with
a kinship caregiver that will enable the child to develop physically,
mentally[,] and emotionally to the maximum extent possible when the
child’s parents are not willing or able to do so.
Section 40-10B-2(C). In keeping with its purpose, the KGA provides that “[a]
guardian appointed for a child pursuant to the [KGA] . . . has the legal rights and
duties of a parent except the right to consent to adoption of the child and except for
parental rights and duties that the court orders retained by a parent.” Section 40-10B-
13(A) (emphasis added).
{12} Turning to the Act, it is clear that a kinship guardian may be made a party to an
abuse and neglect proceeding in the same manner as a parent. NMSA 1978, § 32A-4-6
3(B) (2005). Guardians then progress through the case in the same manner as parents.
NMSA 1978, § 32A-4-2 (2009) (definitions); NMSA 1978, § 32A-4-6 (2009)
(including “guardians” when discussing taking children into custody); NMSA 1978,
§ 32A-4-7(A) (2009) (release from custody); NMSA 1978, § 32A-4-22(A)(5), (B)(1),
(D) (2009) (dispositional hearings); NMSA 1978, Section 32A-4-25(H)(7) (2009)
(treatment plans); Section 32A-4-25.1(E) (permanency placement). These sections
are all concerned with determining whether the child was abused or neglected by his
or her caretaker and whether CYFD can reunify the family. However, the Act drops
the term “guardian” when dealing with termination of parental rights. Section 32A-4-
28; Section 32A-4-29 (mentioning only parents). We presume the term “guardian”
was dropped because guardians are not parents, and there are separate, specific
statutes for terminating a guardian’s rights.
{13} A kinship guardian has the statutory “legal rights and duties of a parent except
the right to consent to adoption” or any “rights and duties that the court orders
retained by a parent.” Section 40-10B-13(A). A kinship guardian is therefore entitled
to the statutory benefits of the Act, including the right that “[r]easonable efforts shall
be made to preserve and reunify the family, with the paramount concern being the
child’s health and safety.” Section 32A-4-22(C). Because a kinship guardian may
have custody of a child taken away and returned through the Act in the same way as
a parent and because of the kinship guardian’s legal status, the kinship guardian has7
the same right as a parent to be a party in a proceeding to terminate parental rights and
to advocate or object to the termination of parental rights based on the best interest of
the child until the kinship guardianship is properly terminated. See § 40-10B-13. In
this case, the district court disregarded Guardian’s legal relationship with Children.
The record shows the district court assumed that, without any evidence before it, the
kinship guardianship was “temporary” and concluded that “it does not divest the
parents of parental rights, [and] it does not vest parental rights in that individual who
has been granted temporary kinship guardianship.” While this may be true as to
parental rights, Guardian was vested with clearly delineated statutory rights that were
not terminated by the Act. The district court erred in concluding that because CYFD
had custody of Children and Guardian had no parental rights, she could be dismissed
from the case. Its conclusion as to the guardianship’s “temporary” nature is not
supported by either evidence or the KGA.
{14} The district court recognized that it could not terminate a kinship guardianship
that was ordered by another district court judge. The dissent does not presume to
create such an ability for the children’s court either. Section 40-10B-14 specifically
provides that “[t]he court appointing a guardian pursuant to the [KGA] . . . retains
continuing jurisdiction of the matter.” One district court judge cannot set aside the
order of another district court judge. N.M. Const. art. VI, § 13 (providing that a
district court may not issue an order to a judge or court of equal or superior8
jurisdiction). If Guardian was somehow unfit to continue, the KGA termination
procedure was the sole available route to end her status.
{15} Without termination, the kinship guardianship continued. Without evidence of
any limitations or revocations regarding the kinship guardianship, the district court’s
assumption that any existed was unfounded. CYFD filed its motion to dismiss
Guardian and changed the permanency plan to adoption on February 16, 2012. The
district court entered a permanency hearing order changing the permanency plan from
reunification to adoption on April 17, 2012. Guardian was dismissed from the case
on July 2, 2012, and the order of dismissal references hearings in March and May
2012. We presume that CYFD was capable of moving to revoke the kinship
guardianship under the KGA when it first took custody of Children two years
previously, up to and including when it changed its plan to termination of parental
rights and adoption of Children. Section 40-10B-12(A), (B) (establishing the basis
upon which kinship guardianships might be terminated). CYFD failed to do so, and
the district court specifically declined to alter Guardian’s status under the KGA.
Throughout all this time, Guardian remained a kinship guardian to Children and an
indispensable and necessary party to the proceedings. The dissent promotes an ad hoc
and unauthorized resolution. Here, CYFD bears responsibility for the delay. If the
best interests of Children are not met by Guardian, early attention to the KGA is9
requisite, both for the abuse and neglect case and, as we note below, with regard to
later adoption proceedings.
B. Failure to Terminate Kinship Guardianship Prevents Adoption
{16} By the court’s order of April 17, 2012, directing that the permanency plan for
Children change to adoption, Guardian remained a necessary and indispensable party.
An adoption cannot take place while the kinship guardianship still exists. A petition
for adoption must allege “the existence of any court orders, including placement
orders, that are known to the petitioner and that regulate custody, visitation[,] or
access to the adoptee, copies of which shall accompany and be attached to the petition
as exhibits[.]” NMSA 1978, § 32A-5-26(G) (2003). Moreover, the petition must be
served upon “the legally appointed custodian or guardian of the adoptee” unless
service “has been previously waived in writing[.]” NMSA 1978, § 32A-5-27(A)(4)
(2001).
The notice shall state that the person served shall respond to the
petition within twenty days if the person intends to contest the adoption
and shall state that the failure to so respond shall be treated as a default
and the person’s consent to the adoption shall not be required.
Section 32A-5-27(E). The response must allege:
(1) the existence of any court orders known to the respondent
that regulate custody, visitation[,] or access to the adoptee but have not
been filed with the court at the time the response is filed and copies of
which shall be attached to the response;
(2) the relationship, if any, of the respondent to the adoptee[.]10
NMSA 1978, § 32A-5-28(B) (1993). So long as Guardian’s kinship guardianship was
not terminated, she was a necessary and indispensable party to the pending adoption
proceeding. Absent termination of the kinship guardianship, we conclude that these
statutes give Guardian a right to be heard about whether adoption is in the best interest
of Children.
{17} We conclude that termination of the kinship guardianship must be one of the
prerequisites to a valid adoption because of the guardian’s legal relationship to the
child. A central purpose of the KGA is “to effect a legal relationship between a child
and a kinship caregiver.” Section 40-10B-2(C)(1). The KGA then explicitly states
what the relationship is—a guardian appointed by the district court pursuant to the
KGA who has the legal rights and duties of a parent with exceptions that are not
applicable here. Since the result of an adoption is the creation of the legal relationship
of parent and child, NMSA 1978, § 32A-5-37(B) (2005), any existing kinship
guardianship relation with children must necessarily be terminated before the adoption
can be completed. Hence, the proscription that an adoption can only be granted if “all
necessary consents, relinquishments, terminations[,] or waivers have been obtained[.]”
NMSA 1978, § 32A-5-36(F)(3) (2003).
{18} Even if the adoption takes place under the authority of the Act, the foregoing
requirements must be satisfied. Section 32A-4-28(F) states, in part:11 If the court finds that parental rights should be terminated; that the requirements for the adoption of a child have been satisfied; that the prospective adoptive parent is a party to the action; and that good cause exists to waive the filing of a separate petition for adoption, the court may proceed to grant adoption of the child, absent an appeal of the termination of parental rights. (Emphasis added.) Thus, we conclude that, because the permanency plan included a proposed adoption, Guardian remained a necessary and indispensable party to the abuse and neglect case, so long as her kinship guardianship remained in effect. Termination of a kinship guardianship under the KGA is equally necessary as termination of parental rights under the Act. Under the existing statutory scheme, the kinship guardianship must be terminated in accordance with the procedure set forth in Section 40-10B-12(B). The KGA is specific when it states that “[t]he court appointing a guardian pursuant to the [KGA] retains continuing jurisdiction of the matter.” Section 40-10B-14. The district court erred in this case when Guardian was involuntarily dismissed from the case without the kinship guardianship first being terminated as provided in the KGA.
12
C. Due Process
{19} Guardian’s second argument is that CYFD’s policy of not considering her as
an adoptive or foster parent based on her plea of no contest at the abuse and neglect
proceeding violates due process principles. As we are reversing on other grounds
favorable to Guardian, we need not and do not consider this argument.
III. CONCLUSION
{20} The district court erred in dismissing Guardian from the proceedings while she
remained the kinship guardian of Children because she was a necessary and
indispensable party to the pending case. We therefore reverse the district court’s
dismissal of her as a party respondent in the abuse and neglect act and reverse all
subsequent orders entered in the case in proceedings that took place without notice
first having been provided to Guardian. We remand this matter to the district court
to reinstate Guardian as a party respondent in the matter and for further proceedings
in accordance with law. See Chris & Christine L. v. Vanessa O., 2013-NMCA-107,
___ P.3d ___ (No. 32,193, Aug. 20, 2013) (holding that remand for a new trial under
abuse and neglect act might be required to correct deprivation of party’s rights).
{21} IT IS SO ORDERED.
____________________________________
RODERICK T. KENNEDY, Chief Judge13 I CONCUR: _________________________ MICHAEL E. VIGIL, Judge JONATHAN B. SUTIN, Judge (dissenting)
14
SUTIN, Judge (dissenting).
{22} I respectfully dissent. I would affirm the district court’s order dismissing
Guardian from the abuse and neglect proceedings.
1. Introductory Clarifications
{23} Two divisions of the Second Judicial District Court are at play in regard to the
dismissal issue on appeal. See LR2-103(A)(1), (4) (stating that the Second Judicial
District Court judges and clerks are divided into four courts, two of which are the
children’s court and the domestic relations court, and enumerating the cases within the
purview of each court). The children’s court division handles Children’s Code abuse
and neglect proceedings. See § 32A-1-4(C) (stating that within the context of the
Children’s Code, “court” means the children’s court division of the district court);
§ 32A-1-8(C) (stating that the children’s court shall have jurisdiction to decide all
matters incident to the children’s court proceedings). The domestic relations division
of the district court handles, with enumerated exceptions not relevant here, “all cases
of a domestic relations nature[.]” LR2-103(A)(4) NMRA. Chapter 40 of New
Mexico’s statutes, entitled Domestic Affairs, includes the KGA within Article 10B.
Thus, the domestic relations division of the district court handles guardianship
proceedings, including appointment of a guardian under the KGA. See § 40-10B-7
(governing the appointment of a kinship guardian); § 40-10B-14 (“The court
appointing a guardian pursuant to the [KGA] retains continuing jurisdiction of the15
matter.”). In Abuse and Neglect Act proceedings, the children’s court has jurisdiction
over guardians appointed under the KGA. See § 32A-1-8(A)(3), (4) (stating that the
children’s court has exclusive original jurisdiction of all proceedings under the
Children’s Code in which a child is alleged to be abused or neglected); § 32A-1-8(C)
(stating that in abuse and neglect proceedings, the children’s court has “jurisdiction
over both parents to determine the best interest of the child and to decide all matters
incident to the court proceedings”); § 32A-1-4(I) (defining “guardian” within the
context of the Children’s Code, in relevant part, as “a person appointed as a guardian
by a court”).
2. Clarification Regarding Guardian’s Appeal
{24} In the proceedings under the Act, on September 3, 2010, Guardian pleaded no
contest to the allegations against her in the abuse and neglect petition. On September
17, 2010, the children’s court entered a stipulated judgment and disposition holding
that as to Guardian, Children were neglected children as defined in the Children’s
Code. Guardian did not then and does not now appeal that order.
{25} On April 17, 2012, the children’s court ordered the permanency plan for
Children to be changed from reunification to adoption. In its April 17, 2012, order,
the children’s court found, among other things, that Guardian had “not made diligent
sufficient efforts to comply with and cooperate in the treatment plan ordered by the
[c]ourt”; she had “not made sufficient progress toward alleviating the causes16
necessitating the removal of . . . [C]hildren”; Children’s “best interests will be served
by maintaining custody with [CYFD] and implementing a further treatment plan to
promote the possible adoption of . . . [C]hildren”; and “[t]here is no evidence to
indicate that [Guardian was] . . . equipped to take custody of . . . [C]hildren.”
Guardian was a party to the abuse and neglect case when this order was entered;
however, Guardian did not then and does not now appeal that order.
{26} On July 2, 2012, the children’s court entered an order dismissing Guardian from
the abuse and neglect case. Guardian appeals exclusively from this order.
{27} On July 26, 2012, CYFD filed a motion for open adoption mediation. In this
appeal, Guardian does not raise any argument in regard to the motion for open
adoption mediation. Nor does Guardian base her appeal on any alleged deprivation
of her rights under the Adoption Act. See generally NMSA 1978, §§ 32A-5-1 to -45
(1993, as amended through 2012).
{28} Guardian raises two issues on appeal. First, Guardian argues that the children’s
court erred in dismissing her from the abuse and neglect case without first affording
her the process due a parent under Sections 32A-4-28 and 32A-4-29, governing the
termination of parental rights or, alternatively, without first revoking her guardianship
relationship under Section 40-10B-12, governing the revocation of a kinship
guardianship. Second, Guardian argues that because she “served as Children’s parent17
for more than three years before the filing of the petition” she “should be afforded the
same or similar due process rights as a biological parent.”
3. The Termination of Parental Rights Laws Do Not Apply to Guardian
{29} The Children’s Code defines a “guardian” as “a person appointed as a guardian
by a court or Indian tribal authority or a person authorized to care for the child by a
parental power of attorney as permitted by law[.]” Section 32A-1-4(I). The Children’s
Code defines a “parent” as “a biological or adoptive parent if the biological or
adoptive parent has a constitutionally protected liberty interest in the care and custody
of the child[.]” Section 32A-1-4(P); see State ex rel. Children, Youth & Families
Dep’t v. Ruth Anne E., 1999-NMCA-035, ¶ 10, 126 N.M. 670, 974 P.2d 164
(recognizing that natural parents have a “fundamental liberty interest . . . in the care,
custody, and management of their child[ren]” (internal quotation marks and citation
omitted)). Thus, under the Children’s Code, a guardianship is a legally cognizable
relationship; however, it is controlled and delimited by a court or by the child’s
parent(s). Unlike a parent-child or adoptive parent-child relationship, nothing in the
Kinship Guardianship Act, the Children’s Code, or our case law provides that a
guardian has a constitutionally protected liberty interest in regard to the children to
whom she is guardian. Nor, in this case, does Guardian provide any authority to
support a conclusion that she had a constitutionally protected liberty interest in
Children.18
{30} Because a parent has a judicially and legislatively recognized constitutionally
protected liberty interest in his or her child, the children’s court cannot terminate the
parent-child relationship without affording the parent due process. Ruth Anne E.,
1999-NMCA-035, ¶ 10. The process due a parent in terms of terminating parental
rights to a child is outlined in Sections 32A-4-28 and -29. Sections 32A-4-28 and -29
do not apply to guardians. That Sections 32A-4-28 and -29 apply to parents but not
to guardians may be fairly construed as an implicit statement by the Legislature that
the process due a parent is not due a guardian because a guardian has no
constitutionally protected interest in the child. Thus, Guardian’s argument, in this
case, that she should not have been dismissed from the case without first having had
her rights terminated pursuant to Sections 32A-4-28 and -29, is legally unfounded.
4. Guardian’s Rights as to Children Were Adjudicated by the Children’s
Court
{31} I disagree with Guardian and the majority that the children’s court could not
dismiss Guardian from the case until the kinship guardianship was formally revoked
pursuant to Section 40-10B-12 by the district court that appointed Guardian. Opinion
¶ 9. See § 40-10B-12 (authorizing the court to revoke a guardianship created under
the KGA); § 40-10B-14 (stating that “[t]he court appointing a guardian pursuant to the
[KGA] retains continuing jurisdiction of the matter”). Pursuant to Section 40-10B-
13(A), Guardian had the “legal rights and duties of a parent except the right to consent19
to adoption of the child[.]” Thus, Guardian had the legal right to care and custody of
Children. Cf. § 32A-1-4(P) (stating that a parent’s interest in a child is one of care and
custody). Yet the right of a parent to the care and custody of his or her children is not
absolute; it is subject to the district courts’ authority, pursuant to the Abuse and
Neglect Act, of being interrupted and, under certain circumstances, terminated. See
State v. Sanders, 1981-NMCA-053, ¶ 12, 96 N.M. 138, 628 P.2d 1134 (stating that
parents do not have an absolute right to the custody of their children); see also § 32A-
4-6 (permitting the CYFD to take custody of a child); §§ 32A-4-28, -29 (permitting
district courts to terminate parental rights). By extension, neither does a guardian
have an absolute right to care and custody of a child.
{32} Guardian was stripped of her right to custody of Children when she was
adjudicated to have neglected Children, and Children were ordered to remain in the
legal custody of CYFD. See § 32A-1-4(O) (stating that “legal custody” includes,
among other things, “the right to determine where and with whom a child shall live[,]
the right and duty to protect, train[,] and discipline the child and to provide the child
with food, shelter, personal care, education[,] and ordinary and emergency medical
care”). Thereafter, CYFD, in its capacity as Children’s legal custodian, worked with
Guardian toward reunification with Guardian; however, in spite of CYFD’s efforts,
reunification of Children with Guardian was ultimately determined by CYFD and by
the court not to be in Children’s best interests. As such, the children’s court20
determined that adoption was the most appropriate permanency plan for Children.
The children’s court’s adjudications in regard to Guardian’s neglect and custody
rights, together with changing Children’s permanency plan to adoption, rather than
reunification with Guardian, was not only authorized under the Act, it effectively and
lawfully terminated Guardian’s kinship guardianship rights of custody and care and
was tantamount to a revocation of those care and custody rights, because it constituted
formal recognition of the fact that Guardian, by her own actions and failures, no
longer had a right to care and custody of Children. Thus, whether or not the children’s
court could formally revoke the kinship guardianship, absent the right to care and
custody of Children, the kinship guardianship was lawfully reduced to a nominal
relationship, to be revoked, if necessary, in an ancillary proceeding before the
domestic relations division of the district court.
{33} The permanency plan having been changed from reunification to adoption,
CYFD moved to dismiss Guardian from the abuse and neglect proceedings. In its
dismissal motion, CYFD stated, in part, that it was “filing a motion for [t]ermination
of [p]arental [r]ights and [Guardian] does not have parental rights to terminate and
will not benefit from following a treatment plan and whether she follows a treatment
plan does not affect the final permanency for . . . [C]hildren” because “[C]hildren
cannot be safe with [Guardian].” Children’s guardian ad litem concurred in CYFD’s2 At the time that this Opinion was filed, the parental rights of Children’s
biological father had been terminated by the district court. The majority’s holding
will cause the district court’s order in that regard to be reversed. Opinion ¶ 2.
21
motion. After taking evidence and hearing testimony over the course of a two-day
hearing on CYFD’s motion to dismiss, the children’s court granted the motion.
{34} The practical effect of the dismissal of Guardian was to alleviate CYFD of any
obligation to provide Guardian with a treatment plan and the related assistance in
achieving the treatment goals. Guardian has not shown any further practical effect of
her dismissal from the abuse and neglect proceedings, nor has the majority done so.
Having ultimately determined that reunification with Guardian was not a viable
permanency plan, a determination that Guardian has not appealed or shown to be
error, requiring CYFD to continue to implement a treatment plan for Guardian would
be of no benefit to Children, and it would require CYFD to expend time and other
resources on Guardian to no avail. There no longer existed any question as to
Guardian’s right to continue care and custody of Children.
{35} Further, as CYFD moved toward its next step, which was to terminate the
parental rights of Children’s biological parents 2, I see no rational or practical legal
basis on which to hold that Guardian had a right to continue as a party to that
proceeding. As demonstrated earlier, Sections 32A-4-28 and -29, governing the
termination of parental rights, did not apply to Guardian. Guardian became22
superfluous in the proceedings to terminate the biological parents’ parental rights to
Children and to move into a permanency plan for adoption. Any care and custody
rights Guardian may have had were lawfully eliminated pursuant to the children’s
court’s authority under the Act.
5. The Children’s Court’s Ruling Prevented Unnecessary, Undesirable Delay
{36} The parties and Children will be adversely affected by the majority’s holding
that “the order dismissing Guardian and all subsequent orders entered without notice
to her must be reversed.” Opinion ¶ 2. To hold that Guardian may not be dismissed
from the case until the guardianship is revoked will result in further delay, indefinite
limbo for Children, and inappropriate further proceedings, all to Children’s detriment.
Children will be adversely affected by the delay that results from the pendency of the
children’s court proceedings awaiting a revocation proceeding in the domestic
relations court. One must also consider the delay that could result from a potential
appeal from the revocation determination. While these court proceedings are ongoing,
Children will be haunted with uncertainty and deprived of permanency and stability.
See State ex rel. Children, Youth & Families Dep’t v. Mafin M., 2003-NMSC-015, ¶
24, 133 N.M. 827, 70 P.3d 1266 (“[I]t is important for children to have permanency
and stability in their lives, [therefore] termination proceedings should not continue
indefinitely.”). In weighing the potential harm to the dismissed Guardian versus the
indeterminant, in-limbo status of Children, the scale dips heavily in favor of Children.23 The children’s court’s adjudications regarding Guardian stand. They cannot be ignored. Their factual and legal validity has not been attacked on appeal. As a matter of policy, if not res judicata, the adjudications put an end to Guardian’s right to custody of and to provide care to Children. Cf. Pielhau v. State Farm Mut. Auto. Ins. Co., 2013-NMCA-112, ¶¶ 7 n.1, 8, 314 P.3d 698 (stating that res judicata, which term encompasses both issue and claim preclusion, bars re-litigation of claims or issues that were finally adjudicated on the merits in an earlier action, involve the same parties, and involve the same cause of action). There exists little, if any, reason to dwell on a formal KGA revocation process at this point, particularly in light of the facts that Guardian has been adjudicated neglectful of Children and that the children’s court has determined that Children’s best interests will be served by continued departmental custody and potential future adoption. These un-appealed adjudications may be judicially noticed by and should be binding on the domestic relations court, causing and, if necessary, requiring that court to revoke the kinship guardianship. The majority opinion gives no reason other than form or technicality over substance to reverse every order entered by the children’s court after Guardian was dismissed, returning the abuse and neglect proceedings to a pre-parental rights termination status, merely to force CYFD to pursue a formal revocation in the domestic relations court of the guardianship pursuant to the KGA. 6. Guardian’s Due Process Contention Has No Merit
24
{37} Guardian argues that having “served as Children’s parent for more than three
years” before the abuse and neglect petition was filed, she “should be afforded the
same or similar due process rights as a biological parent.” Further, Guardian observes
that the non-precedential lead opinion in In re Guardianship of Victoria R. recognized
that “a growing number of jurisdictions . . . provide legal recognition and protection
to psychological parent-child (or equivalent) relationships.” 2009-NMCA-007, ¶ 15,
145 N.M. 500, 201 P.3d 169; see id. ¶ 23 (Pickard, J., special concurrence). Guardian
concludes her due process argument by stating that “due process requires any
dismissal of Guardian from the abuse/neglect proceedings comport with the
procedures set forth in the [Kinship Guardianship Act] and in the [Abuse and Neglect]
Act.”
{38} For the reasons set out earlier in this dissent, Guardian’s contention that she
could not be dismissed from this case unless she was afforded a termination of
parental rights hearing or until her guardianship was revoked, is unavailing. So too
is Guardian’s observation that some courts have recognized “psychological parent-
child” relationships. It is not accompanied by an argument demonstrating how the
notion of a psychological parent-child relationship applies here, or how the argument
has constitutional significance. Nor is it accompanied by a citation to evidence in the
record demonstrating that such a relationship was established between her and
Children in this case. Finally, although Guardian cites the due process balancing25
factors applicable to the question whether a parent’s due process rights were protected
in the termination of parental rights proceedings, she does not develop an argument
demonstrating how those factors apply here. See Mafin M., 2003-NMSC-015, ¶¶ 17,
19 (stating that, in determining whether due process was satisfied in a termination
proceeding, the appellate courts consider (1) the parent’s interest; (2) “the risk to [the
parent] of an erroneous deprivation through the procedures used”; (3) “the probable
value, if any, of additional or substitute procedural safeguards”; and (4) “the
government’s interest”). Guardian’s undeveloped arguments provide no basis for
reversal. State ex rel. Children, Youth & Families Dep’t v. Marsalee P., 2013-
NMCA-062, ¶ 20, 302 P.3d 761 (recognizing that this Court does not review unclear
or undeveloped arguments).
7. The Majority Opinion’s Holding in Regard to Adoption
{39} As the case moves forward, assuming that CYFD succeeds in its motion to
terminate the rights of both of Children’s biological parents, and further assuming
CYFD succeeds in finding potential adoptive parents, CYFD will, pursuant to the
court-approved permanency plan, move toward adoption proceedings. See §§ 32A-5-
17(A)(2), (4)-(5), 32A-5-19(A) (stating that as a prerequisite to adoption, a child’s
mother and father must consent to the adoption or relinquish their parental rights to
a child, but consent or relinquishment is not required when the parents’ rights in
regard to the child have been terminated). The record does not reflect the stage of any3 Guardian does not cite the Adoption Act in either of her briefs, nor does
she develop an argument regarding the implications of dismissal from the abuse
and neglect case as it relates to the adoption issue.
26
adoption-related proceedings. The majority’s discussion of the prospective adoption
is hypothetical and goes not only beyond the issues raised by Guardian 3 but also
beyond the issues in this case.
{40} Adoption proceedings are governed by the Adoption Act. See §§ 32A-5-1 to
-45; see also § 32A-4-28(F) (stating that pursuant to the Act, if a parent’s parental
rights are terminated, there is no appeal from that termination, and the requirements
of the Adoption Act are satisfied, the children’s court may enter an adoption decree
to take effect sixty days after the termination of parental rights). Here, the adoption
process will presumably begin with CYFD placing Children in the home of the
prospective adoptive parent(s). Section 32A-5-12(A)(1) (“No petition for adoption
shall be granted by the [domestic relations] court unless the adoptee was placed in the
home of the petitioner for the purpose of adoption . . . by [CYFD.]”). Within 120 days
of the placement, the prospective adoptive parent(s) must petition the domestic
relations court for adoption. Section 32A-5-25(A) (governing the time for filing a
petition for adoption); § 32A-5-26 (stating the required contents of the petition for
adoption).27
{41} The petition for adoption must be served on a number of people, including “the
legally appointed . . . guardian of the adoptee[.]” Section 32A-5-27(A)(4). Proof of
service of the notice on all persons for whom notice is required, including a legally
appointed guardian, shall be filed with the court before any hearing adjudicating the
rights of that person. Section 32A-5-27(I). A person who has been served with a
petition for adoption and wishes to respond to it by contesting the adoption has twenty
days to do so. Section 32A-5-27(E). The children’s court “shall conduct hearings on
the petition for adoption so as to determine the rights of the parties[.]” Section 32A-5-
36(A). “The court shall grant a decree of adoption if it finds that the petitioner has
proved by clear and convincing evidence that[, among other things,] all necessary
consents, relinquishments, terminations[,] or waivers have been obtained[.]” Section
32A-5-36(F)(3).
{42} In this case, the majority holds that “[a]n adoption cannot take place while the
kinship guardianship still exists.” Opinion ¶ 16. In my view, this holding is
problematic for three reasons. First, the holding addresses a legal issue of first
impression that was not raised or considered in the children’s court, nor was it briefed
by the parties, and is, therefore, not properly before this Court. Second, the holding
is not clearly supported by the Adoption Act, nor is it clearly supported by the KGA.
{43} The KGA provides that a kinship guardian does not have the right to consent
to adoption of a child. Section 40-10B-13(A). Whether this provision should be28
interpreted as standing for the converse proposition that a kinship guardian does not
have the right to contest an adoption is not at issue in this appeal and is not analyzed
by the majority. Thus, I leave this question of legislative intent for another day when
it may be properly preserved, researched, and analyzed. Further, although the
Adoption Act gives a guardian a right to contest an adoption, there is no indication in
that Act that the court would be prohibited by the guardian’s contestation from
granting a decree of adoption. Nor is there any clear indication in the Adoption Act
that the legal relationship created by a kinship guardianship order must be revoked
prior to an adoption decree. Relying on Section 32A-5-36(F)(3), the majority
observes that “all necessary consents, relinquishments, terminations[,] or waivers”
must be obtained before an adoption decree may be entered; however, the majority’s
assumption that the revocation of a kinship guardianship comes within this category
is unsupported by authority or analysis. Without more, I do not assume that the
kinship guardianship stands in the way of an adoption that is in the best interests of
the adoptees. See § 32A-5-36(F)(7) (stating that the court shall grant a decree of
adoption if it finds that the petitioner has proved by clear and convincing evidence that
“the petitioner is a suitable adoptive parent and the best interests of the adoptee are
served by the adoption”).
{44} Third, I see no basis on which to reverse any of the children’s court’s orders in
the abuse and neglect case on the basis of the court’s order changing Children’s29
permanency plan from reunification to adoption. Guardian did not appeal the
children’s court’s order in that regard, and it has no bearing on the yet-to-occur
adoption proceedings. As stated earlier in this dissent, adoptions are governed by the
Adoption Act. The Adoption Act requires the prospective adoptive parents to serve
notice of the adoption petition upon guardians, including those appointed under the
KGA, and to file proof of service with the court demonstrating that the guardian was
served with the notice. Sections 32A-5-27(A)(4), (I). A court-appointed guardian
is not precluded in a separate Adoption Act proceeding to state his or her views in
regard to adoption. When and if CYFD succeeds in finding adoptive parents for
Children, if the strictures of the Adoption Act are not followed, Guardian may take
steps to remedy that illegality. We should not assume, without any evidence to the
effect, that Guardian’s rights under the Adoption Act will be overlooked or violated
or that her dismissal from the abuse and neglect proceedings has any effect on the
future adoption proceedings.
CONCLUSION
{45} I would affirm the children’s court’s order.
__________________________________
JONATHAN B. SUTIN, Judge1 printed pages contain little extracted OCR body text; searchable legal-body completeness has not been established for those pages.
OCR transcription for search; preserved printed pages are authoritative
IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
Opinion Number:
Filing Date: February 10, 2014
NO. 32,333
STATE OF NEW MEXICO ex rel.
CHILDREN, YOUTH AND
FAMILIES DEPARTMENT,
Petitioner Appellee,
V.
DJAMILA B,,
Respondent: A ppellant,
and
ANGELA C., ABDEL MAHDJIDB.,
and CHARLES A.,
Respondents,
and
In the Matter of MAHDJ ID B.
and ALIAHB,,
Children.
APPEAL FROM THE DISTRICT COURT OF BERNALILLO COUNTY
John J. Romero, District Judge
Children, Youth and Families Department
Charles E. Neelley, Chief Children’s Court Attorney
Rebecca J. Liggett, Children’s Court Attorney
Santa Fe, NM
for Appellee
Lopez & Sakura, LLP
Julie Sakura
Santa Fe, NM
for Appellant
Patricia Anderson
Bosque Farms, NM
Guardian ad Litem
OPINION
KENNEDY, Chief Judge.
{1} In this case of first impression, we hold that a kinship guardian (Guardian),
under the Kinship Guardianship Act (the KGA), NMSA 1978, §§ 40-10B-1 to -15
(2001), who is named as a respondent in the abuse and neglect proceeding, is a
necessary and indispensable party in the abuse and neglect case and may not be
involuntarily dismissed from the case without first revoking the kinship guardianship
according to the procedures specified in the KGA.
{2} Because Guardian was a necessary and indispensable party in the abuse and
neglect case by virtue of her legal status as a kinship guardian and because her status
as Guardian was not terminated under the KGA, the district court erred in dismissing
Guardian from the case over her objection. Therefore, the order dismissing Guardian
and all subsequent orders entered without notice to her must be reversed.
I. BACKGROUND
{3} No documents establishing the kinship guardianship and its scope were
presented to the district court or for our review on appeal. Nevertheless, it is
undisputed that, in a separate proceeding in 2007, Guardian was appointed as kinship
guardian of M. and A. (Children) pursuant to the KGA, and Children lived with
Guardian, their maternal aunt, at least since that time.
2
{4} In June 2010, Children, Youth and Families Department (CYFD) took custody
of Children and filed a neglect/abuse petition against mother, father, stepfather, and
Guardian pursuant to the Abuse and Neglect Act (the Act), NMSA 1978, §§ 32A-4-24
(2009) and 32A-4-28 (2005). At the first adjudicatory hearing, CYFD proposed
reunification of Children with Guardian. The district court ordered a treatment plan
that focused on Guardian. Reunification with Guardian remained the goal of the
proceeding in orders following the first judicial review on November 2, 2010, the
second judicial review on February 3, 2011, and two permanency hearings in May
2010 and August 2011. The district court adopted CYFD’s reunification plan at a
subsequent permanency hearing on August 9, 2011, under NMSA 1978, Section 32A-
4-25.1 (2009), and Children began to transition back to living with Guardian.
Guardian continued with the treatment plan.
{5} Approximately six months later, on February 16, 2012, CYFD filed a motion
to dismiss Guardian from the proceedings, stating that it was changing its permanency
plan for Children from reunification with Guardian to adoption and would pursue
termination of parental rights. CYFD alleged that, since Guardian is not Children’s
parent with no parental rights to terminate, she was not an appropriate party to the
termination of parental rights proceedings. CYFD further asserted that “[p]er CYFD
1We note that this policy, though irrelevant to the proceedings at hand, was not
asserted to be based on any external authority.
3
policy,” Guardian was not eligible to adopt children or for foster placement.1 The
district court approved CYFD’s proposed change to the permanency plan in its order
filed on April 17, 2012.
{6} Guardian opposed CYFD’s motion to dismiss her from the case. At the
subsequent evidentiary hearing on the motion to dismiss Guardian, the district court
assumed that without any evidence before it, the kinship guardianship was
“temporary” and determined that “it does not divest the parents of . . . rights, [and] it
does not vest parental rights in that individual who has been granted temporary
kinship guardianship.” Months later, on July 2, 2012, the district court granted the
motion to dismiss Guardian in an order devoid of findings of fact or conclusions of
law. This appeal followed.
{7} The record shows that CYFD then filed a motion to terminate the parental rights
of Children’s natural parents, and a motion for open adoption mediation on July 26,
2012, three weeks after Guardian was dismissed. Although the motion for adoption
lists Guardian as a respondent, there is no record that she was served with either the
motion for adoption or a copy of the notice of hearing on the motion to terminate
parental rights set for September 2012.
4
II. DISCUSSION
{8} Guardian’s appeal is based on two arguments. First, Guardian maintains that
she could not be dismissed from the abuse and neglect proceedings until her kinship
guardianship was terminated pursuant to the Act or revoked pursuant to procedures
set forth in the KGA. Second, as Children’s kinship guardian, Guardian insists she
should be afforded the same or similar due process rights as a biological parent which,
in Guardian’s view, meant that she could not be dismissed from the abuse and neglect
proceedings without first terminating her rights or revoking her kinship guardianship.
{9} We first note that the Act explicitly provides for terminating parental rights, but
not kinship guardianships. Section 32A-4-28; NMSA 1978, § 32A-4-29 (2009).
Consequently, we hold that, because Guardian’s kinship guardianship cannot be
terminated under the Act, and it had not been revoked pursuant to the KGA,
Guardian’s status has not been terminated. As such, it was error for the district court
to dismiss Guardian from the abuse and neglect case. Because we reverse on this
premise, we do not address the due process argument.
A. Guardian Possessed Statutory Rights
{10} Guardian’s argument on appeal requires us to interpret the applicable statutes
under the KGA and the Act. Accordingly, our review is de novo. State ex rel.
Children, Youth & Families Dep’t v. Marlene C., 2011-NMSC-005, ¶ 14, 149 N.M.
5
315, 248 P.3d 863. The statute or statutes, whose construction is in question, are to
“be read in connection with other statutes concerning the same subject matter[.]”
Quantum Corp. v. State Taxation & Revenue Dep’t, 1998-NMCA-050, ¶ 8, 125 N.M.
49, 956 P.2d 848.
{11} “The [KGA] is intended to address those cases where a parent has left a child
or children in the care of another for ninety consecutive days and that arrangement
leaves the child or children without appropriate care, guidance[,] or supervision.”
Section 40-10B-2(B). Thus, the purposes of the KGA are to:
(1) establish procedures to effect a legal relationship between
a child and a kinship caregiver when the child is not residing with either
parent; and
(2) provide a child with a stable and consistent relationship with
a kinship caregiver that will enable the child to develop physically,
mentally[,] and emotionally to the maximum extent possible when the
child’s parents are not willing or able to do so.
Section 40-10B-2(C). In keeping with its purpose, the KGA provides that “[a]
guardian appointed for a child pursuant to the [KGA] . . . has the legal rights and
duties of a parent except the right to consent to adoption of the child and except for
parental rights and duties that the court orders retained by a parent.” Section 40-10B-
13(A) (emphasis added).
{12} Turning to the Act, it is clear that a kinship guardian may be made a party to an
abuse and neglect proceeding in the same manner as a parent. NMSA 1978, § 32A-4-
6
3(B) (2005). Guardians then progress through the case in the same manner as parents.
NMSA 1978, § 32A-4-2 (2009) (definitions); NMSA 1978, § 32A-4-6 (2009)
(including “guardians” when discussing taking children into custody); NMSA 1978,
§ 32A-4-7(A) (2009) (release from custody); NMSA 1978, § 32A-4-22(A)(5), (B)(1),
(D) (2009) (dispositional hearings); NMSA 1978, Section 32A-4-25(H)(7) (2009)
(treatment plans); Section 32A-4-25.1(E) (permanency placement). These sections
are all concerned with determining whether the child was abused or neglected by his
or her caretaker and whether CYFD can reunify the family. However, the Act drops
the term “guardian” when dealing with termination of parental rights. Section 32A-4-
28; Section 32A-4-29 (mentioning only parents). We presume the term “guardian”
was dropped because guardians are not parents, and there are separate, specific
statutes for terminating a guardian’s rights.
{13} A kinship guardian has the statutory “legal rights and duties of a parent except
the right to consent to adoption” or any “rights and duties that the court orders
retained by a parent.” Section 40-10B-13(A). A kinship guardian is therefore entitled
to the statutory benefits of the Act, including the right that “[r]easonable efforts shall
be made to preserve and reunify the family, with the paramount concern being the
child’s health and safety.” Section 32A-4-22(C). Because a kinship guardian may
have custody of a child taken away and returned through the Act in the same way as
a parent and because of the kinship guardian’s legal status, the kinship guardian has
7
the same right as a parent to be a party in a proceeding to terminate parental rights and
to advocate or object to the termination of parental rights based on the best interest of
the child until the kinship guardianship is properly terminated. See § 40-10B-13. In
this case, the district court disregarded Guardian’s legal relationship with Children.
The record shows the district court assumed that, without any evidence before it, the
kinship guardianship was “temporary” and concluded that “it does not divest the
parents of parental rights, [and] it does not vest parental rights in that individual who
has been granted temporary kinship guardianship.” While this may be true as to
parental rights, Guardian was vested with clearly delineated statutory rights that were
not terminated by the Act. The district court erred in concluding that because CYFD
had custody of Children and Guardian had no parental rights, she could be dismissed
from the case. Its conclusion as to the guardianship’s “temporary” nature is not
supported by either evidence or the KGA.
{14} The district court recognized that it could not terminate a kinship guardianship
that was ordered by another district court judge. The dissent does not presume to
create such an ability for the children’s court either. Section 40-10B-14 specifically
provides that “[t]he court appointing a guardian pursuant to the [KGA] . . . retains
continuing jurisdiction of the matter.” One district court judge cannot set aside the
order of another district court judge. N.M. Const. art. VI, § 13 (providing that a
district court may not issue an order to a judge or court of equal or superior
8
jurisdiction). If Guardian was somehow unfit to continue, the KGA termination
procedure was the sole available route to end her status.
{15} Without termination, the kinship guardianship continued. Without evidence of
any limitations or revocations regarding the kinship guardianship, the district court’s
assumption that any existed was unfounded. CYFD filed its motion to dismiss
Guardian and changed the permanency plan to adoption on February 16, 2012. The
district court entered a permanency hearing order changing the permanency plan from
reunification to adoption on April 17, 2012. Guardian was dismissed from the case
on July 2, 2012, and the order of dismissal references hearings in March and May
2012. We presume that CYFD was capable of moving to revoke the kinship
guardianship under the KGA when it first took custody of Children two years
previously, up to and including when it changed its plan to termination of parental
rights and adoption of Children. Section 40-10B-12(A), (B) (establishing the basis
upon which kinship guardianships might be terminated). CYFD failed to do so, and
the district court specifically declined to alter Guardian’s status under the KGA.
Throughout all this time, Guardian remained a kinship guardian to Children and an
indispensable and necessary party to the proceedings. The dissent promotes an ad hoc
and unauthorized resolution. Here, CYFD bears responsibility for the delay. If the
best interests of Children are not met by Guardian, early attention to the KGA is
9
requisite, both for the abuse and neglect case and, as we note below, with regard to
later adoption proceedings.
B. Failure to Terminate Kinship Guardianship Prevents Adoption
{16} By the court’s order of April 17, 2012, directing that the permanency plan for
Children change to adoption, Guardian remained a necessary and indispensable party.
An adoption cannot take place while the kinship guardianship still exists. A petition
for adoption must allege “the existence of any court orders, including placement
orders, that are known to the petitioner and that regulate custody, visitation[,] or
access to the adoptee, copies of which shall accompany and be attached to the petition
as exhibits[.]” NMSA 1978, § 32A-5-26(G) (2003). Moreover, the petition must be
served upon “the legally appointed custodian or guardian of the adoptee” unless
service “has been previously waived in writing[.]” NMSA 1978, § 32A-5-27(A)(4)
(2001).
The notice shall state that the person served shall respond to the
petition within twenty days if the person intends to contest the adoption
and shall state that the failure to so respond shall be treated as a default
and the person’s consent to the adoption shall not be required.
Section 32A-5-27(E). The response must allege:
(1) the existence of any court orders known to the respondent
that regulate custody, visitation[,] or access to the adoptee but have not
been filed with the court at the time the response is filed and copies of
which shall be attached to the response;
(2) the relationship, if any, of the respondent to the adoptee[.]
10
NMSA 1978, § 32A-5-28(B) (1993). So long as Guardian’s kinship guardianship was
not terminated, she was a necessary and indispensable party to the pending adoption
proceeding. Absent termination of the kinship guardianship, we conclude that these
statutes give Guardian a right to be heard about whether adoption is in the best interest
of Children.
{17} We conclude that termination of the kinship guardianship must be one of the
prerequisites to a valid adoption because of the guardian’s legal relationship to the
child. A central purpose of the KGA is “to effect a legal relationship between a child
and a kinship caregiver.” Section 40-10B-2(C)(1). The KGA then explicitly states
what the relationship is—a guardian appointed by the district court pursuant to the
KGA who has the legal rights and duties of a parent with exceptions that are not
applicable here. Since the result of an adoption is the creation of the legal relationship
of parent and child, NMSA 1978, § 32A-5-37(B) (2005), any existing kinship
guardianship relation with children must necessarily be terminated before the adoption
can be completed. Hence, the proscription that an adoption can only be granted if “all
necessary consents, relinquishments, terminations[,] or waivers have been obtained[.]”
NMSA 1978, § 32A-5-36(F)(3) (2003).
{18} Even if the adoption takes place under the authority of the Act, the foregoing
requirements must be satisfied. Section 32A-4-28(F) states, in part:
11
If the court finds that parental rights should be terminated; that the
requirements for the adoption of a child have been satisfied; that the
prospective adoptive parent is a party to the action; and that good cause
exists to waive the filing of a separate petition for adoption, the court
may proceed to grant adoption of the child, absent an appeal of the
termination of parental rights.
(Emphasis added.) Thus, we conclude that, because the permanency plan included a
proposed adoption, Guardian remained a necessary and indispensable party to the
abuse and neglect case, so long as her kinship guardianship remained in effect.
Termination of a kinship guardianship under the KGA is equally necessary as
termination of parental rights under the Act. Under the existing statutory scheme, the
kinship guardianship must be terminated in accordance with the procedure set forth
in Section 40-10B-12(B). The KGA is specific when it states that “[t]he court
appointing a guardian pursuant to the [KGA] retains continuing jurisdiction of the
matter.” Section 40-10B-14. The district court erred in this case when Guardian was
involuntarily dismissed from the case without the kinship guardianship first being
terminated as provided in the KGA.
12
C. Due Process
{19} Guardian’s second argument is that CYFD’s policy of not considering her as
an adoptive or foster parent based on her plea of no contest at the abuse and neglect
proceeding violates due process principles. As we are reversing on other grounds
favorable to Guardian, we need not and do not consider this argument.
III. CONCLUSION
{20} The district court erred in dismissing Guardian from the proceedings while she
remained the kinship guardian of Children because she was a necessary and
indispensable party to the pending case. We therefore reverse the district court’s
dismissal of her as a party respondent in the abuse and neglect act and reverse all
subsequent orders entered in the case in proceedings that took place without notice
first having been provided to Guardian. We remand this matter to the district court
to reinstate Guardian as a party respondent in the matter and for further proceedings
in accordance with law. See Chris & Christine L. v. Vanessa O., 2013-NMCA-107,
___ P.3d ___ (No. 32,193, Aug. 20, 2013) (holding that remand for a new trial under
abuse and neglect act might be required to correct deprivation of party’s rights).
{21} IT IS SO ORDERED.
____________________________________
RODERICK T. KENNEDY, Chief Judge
I CONCUR:
MICHAEL E. VIGIL, Judge
JONATHANB. SUTIN, Judge (dissenting)
13
14
SUTIN, Judge (dissenting).
{22} I respectfully dissent. I would affirm the district court’s order dismissing
Guardian from the abuse and neglect proceedings.
1. Introductory Clarifications
{23} Two divisions of the Second Judicial District Court are at play in regard to the
dismissal issue on appeal. See LR2-103(A)(1), (4) (stating that the Second Judicial
District Court judges and clerks are divided into four courts, two of which are the
children’s court and the domestic relations court, and enumerating the cases within the
purview of each court). The children’s court division handles Children’s Code abuse
and neglect proceedings. See § 32A-1-4(C) (stating that within the context of the
Children’s Code, “court” means the children’s court division of the district court);
§ 32A-1-8(C) (stating that the children’s court shall have jurisdiction to decide all
matters incident to the children’s court proceedings). The domestic relations division
of the district court handles, with enumerated exceptions not relevant here, “all cases
of a domestic relations nature[.]” LR2-103(A)(4) NMRA. Chapter 40 of New
Mexico’s statutes, entitled Domestic Affairs, includes the KGA within Article 10B.
Thus, the domestic relations division of the district court handles guardianship
proceedings, including appointment of a guardian under the KGA. See § 40-10B-7
(governing the appointment of a kinship guardian); § 40-10B-14 (“The court
appointing a guardian pursuant to the [KGA] retains continuing jurisdiction of the
15
matter.”). In Abuse and Neglect Act proceedings, the children’s court has jurisdiction
over guardians appointed under the KGA. See § 32A-1-8(A)(3), (4) (stating that the
children’s court has exclusive original jurisdiction of all proceedings under the
Children’s Code in which a child is alleged to be abused or neglected); § 32A-1-8(C)
(stating that in abuse and neglect proceedings, the children’s court has “jurisdiction
over both parents to determine the best interest of the child and to decide all matters
incident to the court proceedings”); § 32A-1-4(I) (defining “guardian” within the
context of the Children’s Code, in relevant part, as “a person appointed as a guardian
by a court”).
2. Clarification Regarding Guardian’s Appeal
{24} In the proceedings under the Act, on September 3, 2010, Guardian pleaded no
contest to the allegations against her in the abuse and neglect petition. On September
17, 2010, the children’s court entered a stipulated judgment and disposition holding
that as to Guardian, Children were neglected children as defined in the Children’s
Code. Guardian did not then and does not now appeal that order.
{25} On April 17, 2012, the children’s court ordered the permanency plan for
Children to be changed from reunification to adoption. In its April 17, 2012, order,
the children’s court found, among other things, that Guardian had “not made diligent
sufficient efforts to comply with and cooperate in the treatment plan ordered by the
[c]ourt”; she had “not made sufficient progress toward alleviating the causes
16
necessitating the removal of . . . [C]hildren”; Children’s “best interests will be served
by maintaining custody with [CYFD] and implementing a further treatment plan to
promote the possible adoption of . . . [C]hildren”; and “[t]here is no evidence to
indicate that [Guardian was] . . . equipped to take custody of . . . [C]hildren.”
Guardian was a party to the abuse and neglect case when this order was entered;
however, Guardian did not then and does not now appeal that order.
{26} On July 2, 2012, the children’s court entered an order dismissing Guardian from
the abuse and neglect case. Guardian appeals exclusively from this order.
{27} On July 26, 2012, CYFD filed a motion for open adoption mediation. In this
appeal, Guardian does not raise any argument in regard to the motion for open
adoption mediation. Nor does Guardian base her appeal on any alleged deprivation
of her rights under the Adoption Act. See generally NMSA 1978, §§ 32A-5-1 to -45
(1993, as amended through 2012).
{28} Guardian raises two issues on appeal. First, Guardian argues that the children’s
court erred in dismissing her from the abuse and neglect case without first affording
her the process due a parent under Sections 32A-4-28 and 32A-4-29, governing the
termination of parental rights or, alternatively, without first revoking her guardianship
relationship under Section 40-10B-12, governing the revocation of a kinship
guardianship. Second, Guardian argues that because she “served as Children’s parent
17
for more than three years before the filing of the petition” she “should be afforded the
same or similar due process rights as a biological parent.”
3. The Termination of Parental Rights Laws Do Not Apply to Guardian
{29} The Children’s Code defines a “guardian” as “a person appointed as a guardian
by a court or Indian tribal authority or a person authorized to care for the child by a
parental power of attorney as permitted by law[.]” Section 32A-1-4(I). The Children’s
Code defines a “parent” as “a biological or adoptive parent if the biological or
adoptive parent has a constitutionally protected liberty interest in the care and custody
of the child[.]” Section 32A-1-4(P); see State ex rel. Children, Youth & Families
Dep’t v. Ruth Anne E., 1999-NMCA-035, ¶ 10, 126 N.M. 670, 974 P.2d 164
(recognizing that natural parents have a “fundamental liberty interest . . . in the care,
custody, and management of their child[ren]” (internal quotation marks and citation
omitted)). Thus, under the Children’s Code, a guardianship is a legally cognizable
relationship; however, it is controlled and delimited by a court or by the child’s
parent(s). Unlike a parent-child or adoptive parent-child relationship, nothing in the
Kinship Guardianship Act, the Children’s Code, or our case law provides that a
guardian has a constitutionally protected liberty interest in regard to the children to
whom she is guardian. Nor, in this case, does Guardian provide any authority to
support a conclusion that she had a constitutionally protected liberty interest in
Children.
18
{30} Because a parent has a judicially and legislatively recognized constitutionally
protected liberty interest in his or her child, the children’s court cannot terminate the
parent-child relationship without affording the parent due process. Ruth Anne E.,
1999-NMCA-035, ¶ 10. The process due a parent in terms of terminating parental
rights to a child is outlined in Sections 32A-4-28 and -29. Sections 32A-4-28 and -29
do not apply to guardians. That Sections 32A-4-28 and -29 apply to parents but not
to guardians may be fairly construed as an implicit statement by the Legislature that
the process due a parent is not due a guardian because a guardian has no
constitutionally protected interest in the child. Thus, Guardian’s argument, in this
case, that she should not have been dismissed from the case without first having had
her rights terminated pursuant to Sections 32A-4-28 and -29, is legally unfounded.
4. Guardian’s Rights as to Children Were Adjudicated by the Children’s
Court
{31} I disagree with Guardian and the majority that the children’s court could not
dismiss Guardian from the case until the kinship guardianship was formally revoked
pursuant to Section 40-10B-12 by the district court that appointed Guardian. Opinion
¶ 9. See § 40-10B-12 (authorizing the court to revoke a guardianship created under
the KGA); § 40-10B-14 (stating that “[t]he court appointing a guardian pursuant to the
[KGA] retains continuing jurisdiction of the matter”). Pursuant to Section 40-10B-
13(A), Guardian had the “legal rights and duties of a parent except the right to consent
19
to adoption of the child[.]” Thus, Guardian had the legal right to care and custody of
Children. Cf. § 32A-1-4(P) (stating that a parent’s interest in a child is one of care and
custody). Yet the right of a parent to the care and custody of his or her children is not
absolute; it is subject to the district courts’ authority, pursuant to the Abuse and
Neglect Act, of being interrupted and, under certain circumstances, terminated. See
State v. Sanders, 1981-NMCA-053, ¶ 12, 96 N.M. 138, 628 P.2d 1134 (stating that
parents do not have an absolute right to the custody of their children); see also § 32A-
4-6 (permitting the CYFD to take custody of a child); §§ 32A-4-28, -29 (permitting
district courts to terminate parental rights). By extension, neither does a guardian
have an absolute right to care and custody of a child.
{32} Guardian was stripped of her right to custody of Children when she was
adjudicated to have neglected Children, and Children were ordered to remain in the
legal custody of CYFD. See § 32A-1-4(O) (stating that “legal custody” includes,
among other things, “the right to determine where and with whom a child shall live[,]
the right and duty to protect, train[,] and discipline the child and to provide the child
with food, shelter, personal care, education[,] and ordinary and emergency medical
care”). Thereafter, CYFD, in its capacity as Children’s legal custodian, worked with
Guardian toward reunification with Guardian; however, in spite of CYFD’s efforts,
reunification of Children with Guardian was ultimately determined by CYFD and by
the court not to be in Children’s best interests. As such, the children’s court
20
determined that adoption was the most appropriate permanency plan for Children.
The children’s court’s adjudications in regard to Guardian’s neglect and custody
rights, together with changing Children’s permanency plan to adoption, rather than
reunification with Guardian, was not only authorized under the Act, it effectively and
lawfully terminated Guardian’s kinship guardianship rights of custody and care and
was tantamount to a revocation of those care and custody rights, because it constituted
formal recognition of the fact that Guardian, by her own actions and failures, no
longer had a right to care and custody of Children. Thus, whether or not the children’s
court could formally revoke the kinship guardianship, absent the right to care and
custody of Children, the kinship guardianship was lawfully reduced to a nominal
relationship, to be revoked, if necessary, in an ancillary proceeding before the
domestic relations division of the district court.
{33} The permanency plan having been changed from reunification to adoption,
CYFD moved to dismiss Guardian from the abuse and neglect proceedings. In its
dismissal motion, CYFD stated, in part, that it was “filing a motion for [t]ermination
of [p]arental [r]ights and [Guardian] does not have parental rights to terminate and
will not benefit from following a treatment plan and whether she follows a treatment
plan does not affect the final permanency for . . . [C]hildren” because “[C]hildren
cannot be safe with [Guardian].” Children’s guardian ad litem concurred in CYFD’s
2 At the time that this Opinion was filed, the parental rights of Children’s
biological father had been terminated by the district court. The majority’s holding
will cause the district court’s order in that regard to be reversed. Opinion ¶ 2.
21
motion. After taking evidence and hearing testimony over the course of a two-day
hearing on CYFD’s motion to dismiss, the children’s court granted the motion.
{34} The practical effect of the dismissal of Guardian was to alleviate CYFD of any
obligation to provide Guardian with a treatment plan and the related assistance in
achieving the treatment goals. Guardian has not shown any further practical effect of
her dismissal from the abuse and neglect proceedings, nor has the majority done so.
Having ultimately determined that reunification with Guardian was not a viable
permanency plan, a determination that Guardian has not appealed or shown to be
error, requiring CYFD to continue to implement a treatment plan for Guardian would
be of no benefit to Children, and it would require CYFD to expend time and other
resources on Guardian to no avail. There no longer existed any question as to
Guardian’s right to continue care and custody of Children.
{35} Further, as CYFD moved toward its next step, which was to terminate the
parental rights of Children’s biological parents 2, I see no rational or practical legal
basis on which to hold that Guardian had a right to continue as a party to that
proceeding. As demonstrated earlier, Sections 32A-4-28 and -29, governing the
termination of parental rights, did not apply to Guardian. Guardian became
22
superfluous in the proceedings to terminate the biological parents’ parental rights to
Children and to move into a permanency plan for adoption. Any care and custody
rights Guardian may have had were lawfully eliminated pursuant to the children’s
court’s authority under the Act.
5. The Children’s Court’s Ruling Prevented Unnecessary, Undesirable Delay
{36} The parties and Children will be adversely affected by the majority’s holding
that “the order dismissing Guardian and all subsequent orders entered without notice
to her must be reversed.” Opinion ¶ 2. To hold that Guardian may not be dismissed
from the case until the guardianship is revoked will result in further delay, indefinite
limbo for Children, and inappropriate further proceedings, all to Children’s detriment.
Children will be adversely affected by the delay that results from the pendency of the
children’s court proceedings awaiting a revocation proceeding in the domestic
relations court. One must also consider the delay that could result from a potential
appeal from the revocation determination. While these court proceedings are ongoing,
Children will be haunted with uncertainty and deprived of permanency and stability.
See State ex rel. Children, Youth & Families Dep’t v. Mafin M., 2003-NMSC-015, ¶
24, 133 N.M. 827, 70 P.3d 1266 (“[I]t is important for children to have permanency
and stability in their lives, [therefore] termination proceedings should not continue
indefinitely.”). In weighing the potential harm to the dismissed Guardian versus the
indeterminant, in-limbo status of Children, the scale dips heavily in favor of Children.
23
The children’s court’s adjudications regarding Guardian stand. They cannot be
ignored. Their factual and legal validity has not been attacked on appeal. As a matter
of policy, if not res judicata, the adjudications put an end to Guardian’s right to
custody of and to provide care to Children. Cf. Pielhau v. State Farm Mut. Auto. Ins.
Co., 2013-NMCA-112, ¶¶ 7 n.1, 8, 314 P.3d 698 (stating that res judicata, which term
encompasses both issue and claim preclusion, bars re-litigation of claims or issues that
were finally adjudicated on the merits in an earlier action, involve the same parties,
and involve the same cause of action). There exists little, if any, reason to dwell on
a formal KGA revocation process at this point, particularly in light of the facts that
Guardian has been adjudicated neglectful of Children and that the children’s court has
determined that Children’s best interests will be served by continued departmental
custody and potential future adoption. These un-appealed adjudications may be
judicially noticed by and should be binding on the domestic relations court, causing
and, if necessary, requiring that court to revoke the kinship guardianship. The
majority opinion gives no reason other than form or technicality over substance to
reverse every order entered by the children’s court after Guardian was dismissed,
returning the abuse and neglect proceedings to a pre-parental rights termination status,
merely to force CYFD to pursue a formal revocation in the domestic relations court
of the guardianship pursuant to the KGA.
6. Guardian’s Due Process Contention Has No Merit
24
{37} Guardian argues that having “served as Children’s parent for more than three
years” before the abuse and neglect petition was filed, she “should be afforded the
same or similar due process rights as a biological parent.” Further, Guardian observes
that the non-precedential lead opinion in In re Guardianship of Victoria R. recognized
that “a growing number of jurisdictions . . . provide legal recognition and protection
to psychological parent-child (or equivalent) relationships.” 2009-NMCA-007, ¶ 15,
145 N.M. 500, 201 P.3d 169; see id. ¶ 23 (Pickard, J., special concurrence). Guardian
concludes her due process argument by stating that “due process requires any
dismissal of Guardian from the abuse/neglect proceedings comport with the
procedures set forth in the [Kinship Guardianship Act] and in the [Abuse and Neglect]
Act.”
{38} For the reasons set out earlier in this dissent, Guardian’s contention that she
could not be dismissed from this case unless she was afforded a termination of
parental rights hearing or until her guardianship was revoked, is unavailing. So too
is Guardian’s observation that some courts have recognized “psychological parent-
child” relationships. It is not accompanied by an argument demonstrating how the
notion of a psychological parent-child relationship applies here, or how the argument
has constitutional significance. Nor is it accompanied by a citation to evidence in the
record demonstrating that such a relationship was established between her and
Children in this case. Finally, although Guardian cites the due process balancing
25
factors applicable to the question whether a parent’s due process rights were protected
in the termination of parental rights proceedings, she does not develop an argument
demonstrating how those factors apply here. See Mafin M., 2003-NMSC-015, ¶¶ 17,
19 (stating that, in determining whether due process was satisfied in a termination
proceeding, the appellate courts consider (1) the parent’s interest; (2) “the risk to [the
parent] of an erroneous deprivation through the procedures used”; (3) “the probable
value, if any, of additional or substitute procedural safeguards”; and (4) “the
government’s interest”). Guardian’s undeveloped arguments provide no basis for
reversal. State ex rel. Children, Youth & Families Dep’t v. Marsalee P., 2013-
NMCA-062, ¶ 20, 302 P.3d 761 (recognizing that this Court does not review unclear
or undeveloped arguments).
7. The Majority Opinion’s Holding in Regard to Adoption
{39} As the case moves forward, assuming that CYFD succeeds in its motion to
terminate the rights of both of Children’s biological parents, and further assuming
CYFD succeeds in finding potential adoptive parents, CYFD will, pursuant to the
court-approved permanency plan, move toward adoption proceedings. See §§ 32A-5-
17(A)(2), (4)-(5), 32A-5-19(A) (stating that as a prerequisite to adoption, a child’s
mother and father must consent to the adoption or relinquish their parental rights to
a child, but consent or relinquishment is not required when the parents’ rights in
regard to the child have been terminated). The record does not reflect the stage of any
3 Guardian does not cite the Adoption Act in either of her briefs, nor does
she develop an argument regarding the implications of dismissal from the abuse
and neglect case as it relates to the adoption issue.
26
adoption-related proceedings. The majority’s discussion of the prospective adoption
is hypothetical and goes not only beyond the issues raised by Guardian 3 but also
beyond the issues in this case.
{40} Adoption proceedings are governed by the Adoption Act. See §§ 32A-5-1 to
-45; see also § 32A-4-28(F) (stating that pursuant to the Act, if a parent’s parental
rights are terminated, there is no appeal from that termination, and the requirements
of the Adoption Act are satisfied, the children’s court may enter an adoption decree
to take effect sixty days after the termination of parental rights). Here, the adoption
process will presumably begin with CYFD placing Children in the home of the
prospective adoptive parent(s). Section 32A-5-12(A)(1) (“No petition for adoption
shall be granted by the [domestic relations] court unless the adoptee was placed in the
home of the petitioner for the purpose of adoption . . . by [CYFD.]”). Within 120 days
of the placement, the prospective adoptive parent(s) must petition the domestic
relations court for adoption. Section 32A-5-25(A) (governing the time for filing a
petition for adoption); § 32A-5-26 (stating the required contents of the petition for
adoption).
27
{41} The petition for adoption must be served on a number of people, including “the
legally appointed . . . guardian of the adoptee[.]” Section 32A-5-27(A)(4). Proof of
service of the notice on all persons for whom notice is required, including a legally
appointed guardian, shall be filed with the court before any hearing adjudicating the
rights of that person. Section 32A-5-27(I). A person who has been served with a
petition for adoption and wishes to respond to it by contesting the adoption has twenty
days to do so. Section 32A-5-27(E). The children’s court “shall conduct hearings on
the petition for adoption so as to determine the rights of the parties[.]” Section 32A-5-
36(A). “The court shall grant a decree of adoption if it finds that the petitioner has
proved by clear and convincing evidence that[, among other things,] all necessary
consents, relinquishments, terminations[,] or waivers have been obtained[.]” Section
32A-5-36(F)(3).
{42} In this case, the majority holds that “[a]n adoption cannot take place while the
kinship guardianship still exists.” Opinion ¶ 16. In my view, this holding is
problematic for three reasons. First, the holding addresses a legal issue of first
impression that was not raised or considered in the children’s court, nor was it briefed
by the parties, and is, therefore, not properly before this Court. Second, the holding
is not clearly supported by the Adoption Act, nor is it clearly supported by the KGA.
{43} The KGA provides that a kinship guardian does not have the right to consent
to adoption of a child. Section 40-10B-13(A). Whether this provision should be
28
interpreted as standing for the converse proposition that a kinship guardian does not
have the right to contest an adoption is not at issue in this appeal and is not analyzed
by the majority. Thus, I leave this question of legislative intent for another day when
it may be properly preserved, researched, and analyzed. Further, although the
Adoption Act gives a guardian a right to contest an adoption, there is no indication in
that Act that the court would be prohibited by the guardian’s contestation from
granting a decree of adoption. Nor is there any clear indication in the Adoption Act
that the legal relationship created by a kinship guardianship order must be revoked
prior to an adoption decree. Relying on Section 32A-5-36(F)(3), the majority
observes that “all necessary consents, relinquishments, terminations[,] or waivers”
must be obtained before an adoption decree may be entered; however, the majority’s
assumption that the revocation of a kinship guardianship comes within this category
is unsupported by authority or analysis. Without more, I do not assume that the
kinship guardianship stands in the way of an adoption that is in the best interests of
the adoptees. See § 32A-5-36(F)(7) (stating that the court shall grant a decree of
adoption if it finds that the petitioner has proved by clear and convincing evidence that
“the petitioner is a suitable adoptive parent and the best interests of the adoptee are
served by the adoption”).
{44} Third, I see no basis on which to reverse any of the children’s court’s orders in
the abuse and neglect case on the basis of the court’s order changing Children’s
29
permanency plan from reunification to adoption. Guardian did not appeal the
children’s court’s order in that regard, and it has no bearing on the yet-to-occur
adoption proceedings. As stated earlier in this dissent, adoptions are governed by the
Adoption Act. The Adoption Act requires the prospective adoptive parents to serve
notice of the adoption petition upon guardians, including those appointed under the
KGA, and to file proof of service with the court demonstrating that the guardian was
served with the notice. Sections 32A-5-27(A)(4), (I). A court-appointed guardian
is not precluded in a separate Adoption Act proceeding to state his or her views in
regard to adoption. When and if CYFD succeeds in finding adoptive parents for
Children, if the strictures of the Adoption Act are not followed, Guardian may take
steps to remedy that illegality. We should not assume, without any evidence to the
effect, that Guardian’s rights under the Adoption Act will be overlooked or violated
or that her dismissal from the abuse and neglect proceedings has any effect on the
future adoption proceedings.
CONCLUSION
{45} I would affirm the children’s court’s order.
__________________________________
JONATHAN B. SUTIN, JudgeWondering how this text applies to your situation?
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