A-1-CA-37690•January 9, 2020- CYFD v. Adrian H., No. A-1-CA-37690
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Corrections to this opinion/decision not affecting the outcome, at the Court's discretion, can occur up to the time of publication with NM Compilation Commission. The Court will ensure that the electronic version of this opinion/decision is updated accordingly in Odyssey. IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO 1 STATE OF NEW MEXICO ex rel. 2 CHILDREN, YOUTH & FAMILIES 3 DEPARTMENT, 4 Petitioner-Appellee, 5 v. No. A-1-CA-37690 6 ADRIAN H., 7 Respondent-Appellant, 8 and 9 JAZIMOND T., 10 Respondent, 11 IN THE MATTER OF ESTRELLA H., 12 Child. 13 APPEAL FROM THE DISTRICT COURT OF COLFAX COUNTY 14 Emilio J. Chavez, District Judge 15 Children, Youth & Families Department 16 Rebecca J. Liggett, Chief Children’s Court Attorney 17 Robert Retherford, Children’s Court Attorney 18 Santa Fe, NM 19 for Appellee 20 Law Offices of Nancy L. Simmons, P.C. 21 Nancy L. Simmons 22 Albuquerque, NM 23 for Appellant 24 Court of Appeals of New Mexico Filed 1/9/2020 8:00 AM
2
Robert Fitzgerald 1
Ranchos de Taos, NM 2
Guardian Ad Litem 3
DECISION 4
M. ZAMORA, Judge. 5
{1} Adrian H. (Father) appeals the district court’s judgment terminating his 6
parental rights in his Child. Father contends that Children, Youth and Families 7
Department (the Department) never identified the causes and conditions of neglect, 8
therefore the Department failed, by clear and convincing evidence, to show that the 9
conditions and causes of the neglect had not been resolved and are unlikely to change 10
in the foreseeable future. Father further contends that the district court 11
misapprehended the term “foreseeable future” in its application to this case. Last, he 12
contends the district court failed to find that the termination of Father’s parental 13
rights was in Child’s best interest. We affirm.1
14
{2} Because this is a non-precedential, expedited bench decision and the parties 15
are familiar with the facts and procedural background, we reserve discussion of the 16
1 At the outset, we remind Father that litigants are encouraged to limit the
number of issues they choose to raise on appeal in order to ensure that those
presented are adequately supported by argument, authority, and properly cited facts
in the record. See Rio Grande Kennel Club v. City of Albuquerque, 2008-NMCA-
093, ¶¶ 54-55, 144 N.M. 636, 190 P.3d 1131 (“[W]e encourage litigants to consider
carefully whether the number of issues they intend to appeal will negatively impact
the efficacy with which each of those issues can be presented.”).3
pertinent facts within the context of Father’s appellate arguments. We address 1
Father’s arguments in turn. 2
DISCUSSION 3
I. Clear and Convincing Evidence Supports the Judgment Terminating 4
Father’s Parental Rights in Child 5
{3} The Department filed a motion for termination of parental rights pursuant to 6
NMSA 1978, Section 32A-4-28(B) (2005). Section 32A-4-28(B)(2) states in 7
pertinent part: 8
The court shall terminate parental rights . . . when the child has been a 9
neglected or abused child as defined in the Abuse and Neglect Act and 10
the [district] court finds that the conditions and causes of the neglect 11
and abuse are unlikely to change in the foreseeable future despite 12
reasonable efforts by the [D]epartment . . . to assist the parent in 13
adjusting the conditions that render the parent unable to properly care 14
for the child. 15
{4} The Department bears the burden “to prove [these] . . . grounds for termination 16
by clear and convincing evidence.” State ex rel. Children, Youth & Families Dep’t 17
v. Tammy S., 1999-NMCA-009, ¶ 13, 126 N.M. 664, 974 P.2d 158. “[C]lear and 18
convincing evidence” is defined as evidence that “instantly tilt[s] the scales in the 19
affirmative when weighed against the evidence in opposition and the fact[-]finder’s 20
mind is left with an abiding conviction that the evidence is true.” In re Termination 21
of Parental Rights of Eventyr J., 1995-NMCA-087, ¶ 2, 120 N.M. 463, 902 P.2d 22
1066 (internal quotation marks and citation omitted). Despite this stringent standard, 23
on appeal, “this Court will not reweigh the evidence.” State ex rel. Children, Youth 244
& Families Dep’t v. Vanessa C., 2000-NMCA-025, ¶ 24, 128 N.M. 701, 997 P.2d 1
833. “The function of the appellate court is to view the evidence in the light most 2
favorable to the prevailing party, and to determine therefrom if the mind of the 3
fact[-]finder could properly have reached an abiding conviction as to the truth of the 4
fact or facts found.” State ex rel. Children, Youth & Families Dep’t v. Michelle B., 5
2001-NMCA-071, ¶ 12, 130 N.M. 781, 32 P.3d 790 (internal quotation marks and 6
citation omitted). Thus, the question before us is “whether the [district] court’s 7
conclusion, when viewed in the light most favorable to the decision below, was 8
supported by substantial evidence, not whether the [district] court could have 9
reached a different conclusion.” State ex rel. Children, Youth & Families Dep’t v. 10
Patricia H., 2002-NMCA-061, ¶ 31, 132 N.M. 299, 47 P.3d 859. This Court does 11
not “assess the credibility of the witnesses, deferring instead to the conclusions of 12
the [district court].” Vanessa C., 2000-NMCA-025, ¶ 24. 13
A. Child Was Neglected as Defined by the Children’s Code 14
{5} The Department filed a petition alleging that Father had abused and neglected 15
Child. Father did not contest the allegations that Child was neglected. Against advice 16
of counsel, Father voluntarily entered into a no contest plea and judgment was 17
entered that Father neglected Child pursuant to NMSA 1978, 32A-4-2(F)(2) (2009, 18
amended 2016) (current version at Section 32A-4-2(G)(2) (2018)). The factual basis 19
of Father’s plea was that “[Father was] not providing [C]hild with proper supervision 205
necessary for [C]hild[’]s well-being and [Father has] exposed [C]hild to domestic 1
violence and substance abuse all of which placed [C]hild in an unsafe living 2
environment and placed [C]hild at risk of serious harm.” 3
{6} Father argues that in spite of the adjudication judgment, the Department was 4
required, at the termination of parental rights trial, to prove, again, that Child was 5
neglected. He also contends that because such proof is required, the district court 6
could not take judicial notice of the adjudication. We disagree. 7
{7} Rule 10-342(C)(3) NMRA governs no contest pleas for abuse and neglect 8
proceedings and states that when a respondent enters into a no contest plea, the court 9
will determine that “the respondent understands that by making an admission, 10
including entering into a no contest plea, the court will enter a finding that the child 11
is an abused or neglected child as to that respondent and as defined under the 12
Children’s Code, and that such a finding can be used against the respondent to 13
establish the fact of abuse and/or neglect in the event the case proceeds to a hearing 14
on a motion to terminate parental rights[.]” At the adjudication, the district court 15
explicitly followed the requirements of the rule, including the potential progression 16
of the case to a termination of parental rights trial. By voluntarily entering into a no 17
contest plea to the neglect of his Child and the district court following the 18
requirements of Rule 10-342(C), Father understood the ramifications of his plea. 196
{8} The district court properly took judicial notice of the finding of neglect and 1
did not need to re-adjudicate the finding of neglect. See Rule 11-201(B)(2) NMRA 2
(“The court may judicially notice a fact that is not subject to reasonable dispute,” 3
including facts that are “capable of accurate and ready determination by resort to 4
sources whose accuracy cannot reasonably be questioned.”); In re Termination of 5
Parental Rights of Eventyr J., 1995-NMCA-087, ¶ 13, 120 N.M. 463, 902 P.2d 1066, 6
(citing to our Supreme Court’s opinion, In re Adoption of J.J.B., 1995-NMSC-026, 7
¶ 38, 119 N.M. 638, 894 P.2d 994, whereby the Court explained that “parental 8
unfitness is inherent in a finding by the district court that any of these conditions i.e., 9
abuse or neglect exist, and no separate showing or finding by the court with reference 10
to unfitness is necessary,” and thereby holding[,] “[a] separate finding of parental 11
unfitness was therefore not necessary[.]”(alterations, internal quotation marks, and 12
citation omitted)). Thus, the adjudicatory judgment finding that Father neglected 13
Child is substantial evidence that Father neglected Child, as defined in the Children’s 14
Code. 15
B. The Department Made Reasonable Efforts to Assist Father in 16
Alleviating the Causes and Conditions That Brought the Children Into 17
the Department’s Custody 18
{9} The Department has an obligation to provide services targeted to addressing 19
the causes and conditions of Father’s neglect of Child. See State ex rel. Children, 20
Youth & Families Dep’t v. Joseph M., 2006-NMCA-029, ¶ 22, 139 N.M. 137, 130 217 P.3d 198 (noting that “a plan must ‘correct, eliminate, or ameliorate’ the condition 1 on which the adjudication is based”); see also NMSA 1978, § 32A-4-21(A), (B)(10) 2 (2016) (requiring the Department to provide a “predisposition study and report” to 3 the district court which includes “a case plan that sets forth . . . services to be 4 provided to the child and the child’s parents to facilitate permanent placement of the 5 child in the parent’s home”). The reasonableness of the Department’s efforts 6 depends on the “totality of the circumstances,” which may include “the level of 7 cooperation demonstrated by the parent and the recalcitrance of the problems that 8 render the parent unable to provide adequate parenting.” State ex rel. Children, 9 Youth & Families Dep’t. v. Keon H., 2018-NMSC-033, ¶ 41, 421 P.3d 814 (internal 10 quotation marks and citation omitted). “A parent may . . . impeach the 11 reasonableness of efforts to enable him or her to correct the underlying causes and 12 conditions on the basis that those efforts were directed at the wrong causes and 13 conditions.” State ex rel. Human Servs. Dep’t v. Penny J., 1994-NMCA-143, ¶ 20, 14 119 N.M. 328, 890 P.2d 389. However, because a parent does not completely 15 cooperate, comply or participate in the services provided or arranged by the 16 Department, does not render the Department’s efforts unreasonable. See State ex rel. 17 Children, Youth & Families Dep’t v. Patricia H., 2002-NMCA-061, ¶ 23, 132 N.M. 18 299, 47 P.3d 859 (explaining that “[w]hat constitutes reasonable efforts may vary 19
8
with a number of factors, such as the level of cooperation demonstrated by the 1
parent”). 2
{10} Father was ordered by the district court to comply with a treatment plan which 3
required him to: participate in substance abuse treatment; participate and 4
successfully complete high risk parenting classes; participate and follow 5
recommendations from anger management; participate in drug testing at the request 6
of the Department; participate in a psychological evaluation and follow 7
recommendations; participate in a healthy relationship/domestic violence classes; 8
participate in individual therapy to address mental health issues; and participate in 9
supervised visits with the Child at the Department’s discretion. The district court 10
found that the Department made “more than reasonable efforts to provide services” 11
to Father and Child. 12
{11} At the termination of parental rights trial the following testimony was 13
presented. April Jolley, a permanency planning worker with the Department, who 14
became Father’s permanency planning worker at the end of July or early August 15
2017, testified that Father’s identified issues were substance abuse and domestic 16
violence. Father missed two of the four most recent visits with Child. At two visits, 17
there were concerns Father was under the influence. When asked to submit to a 18
urinalysis at the Department’s office before or after a visit, Father often said he could 19
not urinate. At least three times since the start of 2018, Ms. Jolley asked Father to 209
come to the office outside of visitation times to submit to a urinalysis, and he did not 1
show up. According to Ms. Jolley, Father had not completed any the services to 2
which he was court-ordered. When asked about the possibility of a transition plan to 3
return Child to either parent, Ms. Jolley testified while Father has made efforts, such 4
efforts have been insufficient to resolve the causes that brought Child into the 5
Department’s custody. She further testified that based on her observations of 6
Father’s pattern of behavior she has observed and worked with over the past year, it 7
is unlikely that Father would be able to mitigate the causes and concerns that brought 8
Child into the Department’s custody. 9
{12} Rick Ortiz, a program director, testified about Father’s participation in the 10
drug program in Raton about six months earlier. Father started, but did not 11
successfully complete the drug program. 12
{13} Dawn Hahn, laboratory director for Quest Diagnostics, testified that the 13
Department sent a hair sample from Father on February 6, 2018, which tested 14
positive for methamphetamine and marijuana. Another hair sample, taken from 15
Father on August 6, 2018, tested positive for amphetamines and methamphetamine. 16
Ms. Hahn testified that a positive hair test shows a pattern of usage, not one-time 17
use. When asked if she could determine whether other specimens from Father tested 18
negative, Ms. Hahn said it would take time to find any records. Notably, Father never 19
asked Ms. Hahn to identify any negative tests. 2010
{14} Tina Lever testified that Father enrolled with Alternative to Violence (ATV) 1
domestic violence offender program, which included anger management and high- 2
risk parenting. At the time of the trial, Father had not completed the program. He 3
had attended thirty-four classes, was a no call/no show twenty-four times, and 4
cancelled six times. There was also evidence of Father’s involvement in a domestic 5
violence dispute in April 2018. Angelic Martinez testified that on the evening of 6
April 4, 2018, Father, Father’s brother (Brother), and Brother’s female friend were 7
drinking. Police came around 2:00 a.m. because Ms. Martinez was fighting with 8
Brother’s friend. Brother woke up Father, and then Brother and Father had an 9
altercation. Anthony Barajas, a Department investigator, testified that Father told 10
him that he got in a fight with Brother after Brother picked up the baby and made a 11
motion that he was going to throw the baby across the room. 12
{15} There was testimony that upon being taken into custody in April 2017, Child 13
exhibited an attachment disorder. Mycca Montoya, a child counseling therapist, 14
testified that Father had her contact information and knew he could reach out to set 15
up appointments to work with Child together on attachment, but Father never 16
reached out. Ms. Montoya also testified that the Department did not reach out to 17
facilitate any of these meetings. 18
{16} Based on the foregoing evidence and the undisputed findings of fact, we 19
conclude that there is substantial evidence to support the district court’s conclusion 2011
that the Department’s efforts to assist Father in addressing the causes and conditions 1
that brought the Children into the Department’s custody were reasonable. See 2
Patricia H., 2002-NMCA-061, ¶ 27 (“[The Department] is only required to make 3
reasonable efforts, not efforts subject to conditions unilaterally imposed by the 4
parent.”). 5
C. The Causes and Conditions of Neglect Are Unlikely to Change in the 6
Foreseeable Future 7
{17} Father argues the district court did not properly construe the term “foreseeable 8
future”; that Father’s failure to comply with his treatment plan was insufficient to 9
support the termination of his parental rights; the Department did not meet its burden 10
of proof; and that the district court applied the incorrect burden of proof. 11
{18} The evidence at trial showed that Father had failed to address his longstanding 12
substance abuse and domestic violence issues. There is substantial evidence to 13
support the district court’s conclusion that Father failed to alleviate the causes and 14
conditions that brought Child into the Department’s custody. Father also argues that 15
one hundred percent compliance is insufficient evidence to terminate his parental 16
rights. While full compliance with a court-ordered treatment plan is preferable, the 17
definitive inquiry is whether Father has made progress in addressing the causes and 18
conditions that brought Child into the Department’s custody that would allow him 19
to safely parent Child and provide a safe and stable environment. See State ex rel. 20
Children, Youth & Families Dep’t v. B.J., 1997-NMCA-021, ¶ 18, 123 N.M. 99, 934 2112
P.2d 293 (explaining that a parent’s fundamental right to parent is not the only 1
interest at stake in termination proceedings and that the district court “was not 2
constitutionally required to leave open the possibility that [the parent] could become 3
able, at some undetermined point in the future, to parent the children adequately”). 4
{19} The evidence presented at trial was sufficient under the clear and convincing 5
standard to establish that the causes and conditions of the neglect were unlikely to 6
change in the foreseeable future despite the Department’s reasonable efforts to assist 7
Father in adjusting the causes and condition that rendered her unable to properly care 8
for the Children. See Patricia H., 2002-NMCA-061, ¶¶ 23, 28. As stated previously, 9
Father has only completed approximately sixty percent of his classes at ATV in the 10
sixty-nine weeks he was in the program. Also, in these sixty-nine weeks, Father had 11
approximately twenty-four no shows/no calls. Father had two positive hair follicle 12
tests for methamphetamine in the previous six months, and he also missed a number 13
of tests. Ms. Jolley testified that she did not believe there was a likelihood that in the 14
foreseeable future, Father would be able to mitigate the causes and concerns that 15
brought Child into care. In April 2018, Father had domestic violence charges filed 16
against him. Although the charges were ultimately dropped, at the termination trial, 17
witnesses testified to the events of this domestic violence. The district court found 18
that Father was ordered to participate in the Colfax County Drug Court Program, but 19
did not complete the program and was terminated. Father also missed multiple 2013
urinalysis requested by the Department. We do note that Father was working two 1
jobs during the majority of the treatment plan. The district court found that Father 2
did not successfully complete any of his treatment plan, made no progress in 3
alleviating the causes and conditions of neglect and could not appropriately and 4
safely parent child in the foreseeable future. 5
{20} Given Father’s inability to make progress, there was sufficient grounds to 6
terminate Father’s parental rights. See In re Termination of Parental Rights of 7
Reuben & Elizabeth O., 1986-NMCA-031, ¶ 30, 104 N.M. 644, 725 P.2d 844 8
(interpreting the term “foreseeable future” to refer to corrective change within a 9
“reasonably definite time or within the near future”). Our review of the record 10
indicates that, while Father was compliant with some portions of his treatment plan 11
at the time, he did not make sufficient progress toward changing the circumstances 12
that brought Child into the Department’s custody. See State ex rel. Children, Youth 13
& Families Dep’t v. Athena H., 2006-NMCA-113, ¶ 9, 140 N.M. 390, 142 P.3d 978 14
(“[C]ompliance with the terms of a treatment plan is not dispositive of the issue of 15
parental termination. Even with a parent’s reasonable efforts, . . . the parent may not 16
be able to make the changes necessary to rectify the cause and conditions of the 17
neglect and abuse so as to enable the court to conclude that the parent is able to 18
properly care for the child.”). 1914
{21} Father argues that the district court applied the incorrect burden of proof by 1
allowing the Department to produce proof that Father failed to comply with his 2
treatment plan, rather than his lack of parenting skills. Father also misconstrues a 3
comment made by the district court wanting to know whether Father had any 4
significant periods of time when he was sober. Father argues that this comment 5
shifted the Department’s burden to prove when Father was sober to requiring Father 6
to prove his sobriety. Because we conclude that clear and convincing evidence 7
supports the district court’s finding that despite the Department’s reasonable efforts, 8
the causes and conditions rendering Father unable to properly care for Children were 9
unlikely to change in the foreseeable future, we find no merit to Father’s additional 10
arguments. 11
II. Termination of Father’s Parental Rights is in the Best Interests of Child 12
{22} Father argues that the Department failed to prove that it was in the best 13
interests of Child to terminate his parental rights and that the district court failed to 14
make a finding that the termination of Father’s parental rights was in the best 15
interests of Child. Father conclusively contends that there was no evidence to 16
support that it was in the best interests of Child to terminate Father’s rights. We 17
remind Father that, as the appellant, he carries the burden of demonstrating error 18
below. See Farmers, Inc. v. Dal Mach Fabricating, Inc., 1990-NMSC-100, ¶ 8, 111 19
N.M. 6, 800 P.2d 1063 (“The presumption upon review favors the correctness of the 2015
[district] court’s actions. [The a]ppellant must affirmatively demonstrate its assertion 1
of error.”); see also Chan v. Montoya, 2011-NMCA-072, ¶ 9, 150 N.M. 44, 256 P.3d 2
987 (“It is not our practice to rely on assertions of counsel unaccompanied by support 3
in the record. The mere assertions and arguments of counsel are not evidence.” 4
(internal quotation marks and citation omitted)). 5
{23} As a preliminary matter, the Department argues that Father’s claim that he 6
preserved the issue for review by simply participating in the trial is not a basis for 7
preservation that Father can rely upon. We agree. “To preserve an issue for review, 8
it must appear that a ruling or decision by the [district] court was fairly invoked.” 9
Rule 12-321 (A) NMRA. Because Father did not properly preserve this issue at the 10
trial level, we will not review it on appeal. 11
{24} Father further claims that the district court specifically stated from the bench 12
that the Department failed to meet its burden of proving termination was in the 13
Child’s best interest. However, Father fails to provide a citation to the record, as 14
required, and thus we will not consider his argument. See Muse v. Muse, 2009- 15
NMCA-003, ¶ 51, 145 N.M. 451, 200 P.3d 104 (“The mere assertions and arguments 16
of counsel are not evidence.”); Santa Fe Expl. Co. v. Oil Conservation Comm’n, 17
1992-NMSC-044, ¶ 11, 114 N.M. 103, 835 P.2d 819 (explaining that where a party 18
fails to cite any portion of the record to support its factual allegations, the appellate 19
court need not consider its argument on appeal); see also Rule 12-318(A)(3) NMRA 2016
(requiring briefs in chief to contain “a summary of proceedings, briefly describing 1
the nature of the case, the course of proceedings and the disposition in the court 2
below, and including a summary of the facts relevant to the issues presented for 3
review[, which] summary shall contain citations to the record proper, transcript of 4
proceedings or exhibits supporting each factual representation” (emphasis added)). 5
{25} Father’s minimal progress in addressing the reasons why Child came into the 6
Department’s custody—addiction, lack of sobriety, and domestic violence— 7
prevented the return of Child to his custody. The district court recognized its 8
responsibility to give “primary consideration to [Child’s] physical, mental, and 9
emotional welfare and needs” in terminating Father’s parental rights. Section 32A- 10
4-28(A); NMSA 1978, §§ 32A-1-3(A) (2009). The cumulative effect of the district 11
court’s findings promote Child’s physical, mental and emotional welfare and needs 12
by the termination of Father’s parental rights. Section 32A-1-3(A). 13
CONCLUSION 14
{26} Based on the foregoing, we affirm the district court’s judgment terminating 15
Father’s parental rights in Child. 16
{27} IT IS SO ORDRED. 17
_________________________________ 18
M. MONICA ZAMORA, Judge 1917 WE CONCUR: 1 _____________________________ 2 JULIE J. VARGAS, Judge 3 _______________________________ 4 JACQUELINE R. MEDINA, Judge 5
OCR transcription for search; preserved printed pages are authoritative
Corrections to this opinion/decision not affecting the outcome, at the Court's discretion, can occur up to the time of publication
with NM Compilation Commission. The Court will ensure that the electronic version of this opinion/decision is updated accordingly
in Odyssey.
1 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
Court of Appeals of New Mexico
2| STATE OF NEW MEXICO ex rel. Filed 11912020 8:00 AM
3) CHILDREN, YOUTH & FAMILIES
4| DEPARTMENT, ~L—
Mark Reynolds
5 Petitioner Appellee,
Gj v. No. A-1-CA-37690
7| ADRIAN E.,
8 Respondent- Appellant,
9} and
10) JAZIMOND T.,
11 Respondent,
12) INTHE MATTER OF ESTRELLA H.,,
13 Child.
14) APPEAL FROM THE DISTRICT COURT OF COLFAX COUNTY
15
16)
17
18
19
20
21
22
23
24
Emilio J. Chavez, District Judge
Children, Y outh & Families Department
Rebecca J. Liggett, Chief Children’s Court Attomey
Robert Retherford, Children’s Court Attomey
Santa Fe, NM
for Appellee
Law Offices of Nancy L. Simmons, P.C.
Nancy L. Simmons
Albuquerque, NM
for Appellant
2
Robert Fitzgerald 1
Ranchos de Taos, NM 2
Guardian Ad Litem 3
DECISION 4
M. ZAMORA, Judge. 5
{1} Adrian H. (Father) appeals the district court’s judgment terminating his 6
parental rights in his Child. Father contends that Children, Youth and Families 7
Department (the Department) never identified the causes and conditions of neglect, 8
therefore the Department failed, by clear and convincing evidence, to show that the 9
conditions and causes of the neglect had not been resolved and are unlikely to change 10
in the foreseeable future. Father further contends that the district court 11
misapprehended the term “foreseeable future” in its application to this case. Last, he 12
contends the district court failed to find that the termination of Father’s parental 13
rights was in Child’s best interest. We affirm.1
14
{2} Because this is a non-precedential, expedited bench decision and the parties 15
are familiar with the facts and procedural background, we reserve discussion of the 16
1 At the outset, we remind Father that litigants are encouraged to limit the
number of issues they choose to raise on appeal in order to ensure that those
presented are adequately supported by argument, authority, and properly cited facts
in the record. See Rio Grande Kennel Club v. City of Albuquerque, 2008-NMCA-
093, ¶¶ 54-55, 144 N.M. 636, 190 P.3d 1131 (“[W]e encourage litigants to consider
carefully whether the number of issues they intend to appeal will negatively impact
the efficacy with which each of those issues can be presented.”).
3
pertinent facts within the context of Father’s appellate arguments. We address 1
Father’s arguments in turn. 2
DISCUSSION 3
I. Clear and Convincing Evidence Supports the Judgment Terminating 4
Father’s Parental Rights in Child 5
{3} The Department filed a motion for termination of parental rights pursuant to 6
NMSA 1978, Section 32A-4-28(B) (2005). Section 32A-4-28(B)(2) states in 7
pertinent part: 8
The court shall terminate parental rights . . . when the child has been a 9
neglected or abused child as defined in the Abuse and Neglect Act and 10
the [district] court finds that the conditions and causes of the neglect 11
and abuse are unlikely to change in the foreseeable future despite 12
reasonable efforts by the [D]epartment . . . to assist the parent in 13
adjusting the conditions that render the parent unable to properly care 14
for the child. 15
{4} The Department bears the burden “to prove [these] . . . grounds for termination 16
by clear and convincing evidence.” State ex rel. Children, Youth & Families Dep’t 17
v. Tammy S., 1999-NMCA-009, ¶ 13, 126 N.M. 664, 974 P.2d 158. “[C]lear and 18
convincing evidence” is defined as evidence that “instantly tilt[s] the scales in the 19
affirmative when weighed against the evidence in opposition and the fact[-]finder’s 20
mind is left with an abiding conviction that the evidence is true.” In re Termination 21
of Parental Rights of Eventyr J., 1995-NMCA-087, ¶ 2, 120 N.M. 463, 902 P.2d 22
1066 (internal quotation marks and citation omitted). Despite this stringent standard, 23
on appeal, “this Court will not reweigh the evidence.” State ex rel. Children, Youth 24
4
& Families Dep’t v. Vanessa C., 2000-NMCA-025, ¶ 24, 128 N.M. 701, 997 P.2d 1
833. “The function of the appellate court is to view the evidence in the light most 2
favorable to the prevailing party, and to determine therefrom if the mind of the 3
fact[-]finder could properly have reached an abiding conviction as to the truth of the 4
fact or facts found.” State ex rel. Children, Youth & Families Dep’t v. Michelle B., 5
2001-NMCA-071, ¶ 12, 130 N.M. 781, 32 P.3d 790 (internal quotation marks and 6
citation omitted). Thus, the question before us is “whether the [district] court’s 7
conclusion, when viewed in the light most favorable to the decision below, was 8
supported by substantial evidence, not whether the [district] court could have 9
reached a different conclusion.” State ex rel. Children, Youth & Families Dep’t v. 10
Patricia H., 2002-NMCA-061, ¶ 31, 132 N.M. 299, 47 P.3d 859. This Court does 11
not “assess the credibility of the witnesses, deferring instead to the conclusions of 12
the [district court].” Vanessa C., 2000-NMCA-025, ¶ 24. 13
A. Child Was Neglected as Defined by the Children’s Code 14
{5} The Department filed a petition alleging that Father had abused and neglected 15
Child. Father did not contest the allegations that Child was neglected. Against advice 16
of counsel, Father voluntarily entered into a no contest plea and judgment was 17
entered that Father neglected Child pursuant to NMSA 1978, 32A-4-2(F)(2) (2009, 18
amended 2016) (current version at Section 32A-4-2(G)(2) (2018)). The factual basis 19
of Father’s plea was that “[Father was] not providing [C]hild with proper supervision 20
5
necessary for [C]hild[’]s well-being and [Father has] exposed [C]hild to domestic 1
violence and substance abuse all of which placed [C]hild in an unsafe living 2
environment and placed [C]hild at risk of serious harm.” 3
{6} Father argues that in spite of the adjudication judgment, the Department was 4
required, at the termination of parental rights trial, to prove, again, that Child was 5
neglected. He also contends that because such proof is required, the district court 6
could not take judicial notice of the adjudication. We disagree. 7
{7} Rule 10-342(C)(3) NMRA governs no contest pleas for abuse and neglect 8
proceedings and states that when a respondent enters into a no contest plea, the court 9
will determine that “the respondent understands that by making an admission, 10
including entering into a no contest plea, the court will enter a finding that the child 11
is an abused or neglected child as to that respondent and as defined under the 12
Children’s Code, and that such a finding can be used against the respondent to 13
establish the fact of abuse and/or neglect in the event the case proceeds to a hearing 14
on a motion to terminate parental rights[.]” At the adjudication, the district court 15
explicitly followed the requirements of the rule, including the potential progression 16
of the case to a termination of parental rights trial. By voluntarily entering into a no 17
contest plea to the neglect of his Child and the district court following the 18
requirements of Rule 10-342(C), Father understood the ramifications of his plea. 19
6
{8} The district court properly took judicial notice of the finding of neglect and 1
did not need to re-adjudicate the finding of neglect. See Rule 11-201(B)(2) NMRA 2
(“The court may judicially notice a fact that is not subject to reasonable dispute,” 3
including facts that are “capable of accurate and ready determination by resort to 4
sources whose accuracy cannot reasonably be questioned.”); In re Termination of 5
Parental Rights of Eventyr J., 1995-NMCA-087, ¶ 13, 120 N.M. 463, 902 P.2d 1066, 6
(citing to our Supreme Court’s opinion, In re Adoption of J.J.B., 1995-NMSC-026, 7
¶ 38, 119 N.M. 638, 894 P.2d 994, whereby the Court explained that “parental 8
unfitness is inherent in a finding by the district court that any of these conditions i.e., 9
abuse or neglect exist, and no separate showing or finding by the court with reference 10
to unfitness is necessary,” and thereby holding[,] “[a] separate finding of parental 11
unfitness was therefore not necessary[.]”(alterations, internal quotation marks, and 12
citation omitted)). Thus, the adjudicatory judgment finding that Father neglected 13
Child is substantial evidence that Father neglected Child, as defined in the Children’s 14
Code. 15
B. The Department Made Reasonable Efforts to Assist Father in 16
Alleviating the Causes and Conditions That Brought the Children Into 17
the Department’s Custody 18
{9} The Department has an obligation to provide services targeted to addressing 19
the causes and conditions of Father’s neglect of Child. See State ex rel. Children, 20
Youth & Families Dep’t v. Joseph M., 2006-NMCA-029, ¶ 22, 139 N.M. 137, 130 21
7
P.3d 198 (noting that “a plan must ‘correct, eliminate, or ameliorate’ the condition 1
on which the adjudication is based”); see also NMSA 1978, § 32A-4-21(A), (B)(10) 2
(2016) (requiring the Department to provide a “predisposition study and report” to 3
the district court which includes “a case plan that sets forth . . . services to be 4
provided to the child and the child’s parents to facilitate permanent placement of the 5
child in the parent’s home”). The reasonableness of the Department’s efforts 6
depends on the “totality of the circumstances,” which may include “the level of 7
cooperation demonstrated by the parent and the recalcitrance of the problems that 8
render the parent unable to provide adequate parenting.” State ex rel. Children, 9
Youth & Families Dep’t. v. Keon H., 2018-NMSC-033, ¶ 41, 421 P.3d 814 (internal 10
quotation marks and citation omitted). “A parent may . . . impeach the 11
reasonableness of efforts to enable him or her to correct the underlying causes and 12
conditions on the basis that those efforts were directed at the wrong causes and 13
conditions.” State ex rel. Human Servs. Dep’t v. Penny J., 1994-NMCA-143, ¶ 20, 14
119 N.M. 328, 890 P.2d 389. However, because a parent does not completely 15
cooperate, comply or participate in the services provided or arranged by the 16
Department, does not render the Department’s efforts unreasonable. See State ex rel. 17
Children, Youth & Families Dep’t v. Patricia H., 2002-NMCA-061, ¶ 23, 132 N.M. 18
299, 47 P.3d 859 (explaining that “[w]hat constitutes reasonable efforts may vary 19
8
with a number of factors, such as the level of cooperation demonstrated by the 1
parent”). 2
{10} Father was ordered by the district court to comply with a treatment plan which 3
required him to: participate in substance abuse treatment; participate and 4
successfully complete high risk parenting classes; participate and follow 5
recommendations from anger management; participate in drug testing at the request 6
of the Department; participate in a psychological evaluation and follow 7
recommendations; participate in a healthy relationship/domestic violence classes; 8
participate in individual therapy to address mental health issues; and participate in 9
supervised visits with the Child at the Department’s discretion. The district court 10
found that the Department made “more than reasonable efforts to provide services” 11
to Father and Child. 12
{11} At the termination of parental rights trial the following testimony was 13
presented. April Jolley, a permanency planning worker with the Department, who 14
became Father’s permanency planning worker at the end of July or early August 15
2017, testified that Father’s identified issues were substance abuse and domestic 16
violence. Father missed two of the four most recent visits with Child. At two visits, 17
there were concerns Father was under the influence. When asked to submit to a 18
urinalysis at the Department’s office before or after a visit, Father often said he could 19
not urinate. At least three times since the start of 2018, Ms. Jolley asked Father to 20
9
come to the office outside of visitation times to submit to a urinalysis, and he did not 1
show up. According to Ms. Jolley, Father had not completed any the services to 2
which he was court-ordered. When asked about the possibility of a transition plan to 3
return Child to either parent, Ms. Jolley testified while Father has made efforts, such 4
efforts have been insufficient to resolve the causes that brought Child into the 5
Department’s custody. She further testified that based on her observations of 6
Father’s pattern of behavior she has observed and worked with over the past year, it 7
is unlikely that Father would be able to mitigate the causes and concerns that brought 8
Child into the Department’s custody. 9
{12} Rick Ortiz, a program director, testified about Father’s participation in the 10
drug program in Raton about six months earlier. Father started, but did not 11
successfully complete the drug program. 12
{13} Dawn Hahn, laboratory director for Quest Diagnostics, testified that the 13
Department sent a hair sample from Father on February 6, 2018, which tested 14
positive for methamphetamine and marijuana. Another hair sample, taken from 15
Father on August 6, 2018, tested positive for amphetamines and methamphetamine. 16
Ms. Hahn testified that a positive hair test shows a pattern of usage, not one-time 17
use. When asked if she could determine whether other specimens from Father tested 18
negative, Ms. Hahn said it would take time to find any records. Notably, Father never 19
asked Ms. Hahn to identify any negative tests. 20
10
{14} Tina Lever testified that Father enrolled with Alternative to Violence (ATV) 1
domestic violence offender program, which included anger management and high- 2
risk parenting. At the time of the trial, Father had not completed the program. He 3
had attended thirty-four classes, was a no call/no show twenty-four times, and 4
cancelled six times. There was also evidence of Father’s involvement in a domestic 5
violence dispute in April 2018. Angelic Martinez testified that on the evening of 6
April 4, 2018, Father, Father’s brother (Brother), and Brother’s female friend were 7
drinking. Police came around 2:00 a.m. because Ms. Martinez was fighting with 8
Brother’s friend. Brother woke up Father, and then Brother and Father had an 9
altercation. Anthony Barajas, a Department investigator, testified that Father told 10
him that he got in a fight with Brother after Brother picked up the baby and made a 11
motion that he was going to throw the baby across the room. 12
{15} There was testimony that upon being taken into custody in April 2017, Child 13
exhibited an attachment disorder. Mycca Montoya, a child counseling therapist, 14
testified that Father had her contact information and knew he could reach out to set 15
up appointments to work with Child together on attachment, but Father never 16
reached out. Ms. Montoya also testified that the Department did not reach out to 17
facilitate any of these meetings. 18
{16} Based on the foregoing evidence and the undisputed findings of fact, we 19
conclude that there is substantial evidence to support the district court’s conclusion 20
11
that the Department’s efforts to assist Father in addressing the causes and conditions 1
that brought the Children into the Department’s custody were reasonable. See 2
Patricia H., 2002-NMCA-061, ¶ 27 (“[The Department] is only required to make 3
reasonable efforts, not efforts subject to conditions unilaterally imposed by the 4
parent.”). 5
C. The Causes and Conditions of Neglect Are Unlikely to Change in the 6
Foreseeable Future 7
{17} Father argues the district court did not properly construe the term “foreseeable 8
future”; that Father’s failure to comply with his treatment plan was insufficient to 9
support the termination of his parental rights; the Department did not meet its burden 10
of proof; and that the district court applied the incorrect burden of proof. 11
{18} The evidence at trial showed that Father had failed to address his longstanding 12
substance abuse and domestic violence issues. There is substantial evidence to 13
support the district court’s conclusion that Father failed to alleviate the causes and 14
conditions that brought Child into the Department’s custody. Father also argues that 15
one hundred percent compliance is insufficient evidence to terminate his parental 16
rights. While full compliance with a court-ordered treatment plan is preferable, the 17
definitive inquiry is whether Father has made progress in addressing the causes and 18
conditions that brought Child into the Department’s custody that would allow him 19
to safely parent Child and provide a safe and stable environment. See State ex rel. 20
Children, Youth & Families Dep’t v. B.J., 1997-NMCA-021, ¶ 18, 123 N.M. 99, 934 21
12
P.2d 293 (explaining that a parent’s fundamental right to parent is not the only 1
interest at stake in termination proceedings and that the district court “was not 2
constitutionally required to leave open the possibility that [the parent] could become 3
able, at some undetermined point in the future, to parent the children adequately”). 4
{19} The evidence presented at trial was sufficient under the clear and convincing 5
standard to establish that the causes and conditions of the neglect were unlikely to 6
change in the foreseeable future despite the Department’s reasonable efforts to assist 7
Father in adjusting the causes and condition that rendered her unable to properly care 8
for the Children. See Patricia H., 2002-NMCA-061, ¶¶ 23, 28. As stated previously, 9
Father has only completed approximately sixty percent of his classes at ATV in the 10
sixty-nine weeks he was in the program. Also, in these sixty-nine weeks, Father had 11
approximately twenty-four no shows/no calls. Father had two positive hair follicle 12
tests for methamphetamine in the previous six months, and he also missed a number 13
of tests. Ms. Jolley testified that she did not believe there was a likelihood that in the 14
foreseeable future, Father would be able to mitigate the causes and concerns that 15
brought Child into care. In April 2018, Father had domestic violence charges filed 16
against him. Although the charges were ultimately dropped, at the termination trial, 17
witnesses testified to the events of this domestic violence. The district court found 18
that Father was ordered to participate in the Colfax County Drug Court Program, but 19
did not complete the program and was terminated. Father also missed multiple 20
13
urinalysis requested by the Department. We do note that Father was working two 1
jobs during the majority of the treatment plan. The district court found that Father 2
did not successfully complete any of his treatment plan, made no progress in 3
alleviating the causes and conditions of neglect and could not appropriately and 4
safely parent child in the foreseeable future. 5
{20} Given Father’s inability to make progress, there was sufficient grounds to 6
terminate Father’s parental rights. See In re Termination of Parental Rights of 7
Reuben & Elizabeth O., 1986-NMCA-031, ¶ 30, 104 N.M. 644, 725 P.2d 844 8
(interpreting the term “foreseeable future” to refer to corrective change within a 9
“reasonably definite time or within the near future”). Our review of the record 10
indicates that, while Father was compliant with some portions of his treatment plan 11
at the time, he did not make sufficient progress toward changing the circumstances 12
that brought Child into the Department’s custody. See State ex rel. Children, Youth 13
& Families Dep’t v. Athena H., 2006-NMCA-113, ¶ 9, 140 N.M. 390, 142 P.3d 978 14
(“[C]ompliance with the terms of a treatment plan is not dispositive of the issue of 15
parental termination. Even with a parent’s reasonable efforts, . . . the parent may not 16
be able to make the changes necessary to rectify the cause and conditions of the 17
neglect and abuse so as to enable the court to conclude that the parent is able to 18
properly care for the child.”). 19
14
{21} Father argues that the district court applied the incorrect burden of proof by 1
allowing the Department to produce proof that Father failed to comply with his 2
treatment plan, rather than his lack of parenting skills. Father also misconstrues a 3
comment made by the district court wanting to know whether Father had any 4
significant periods of time when he was sober. Father argues that this comment 5
shifted the Department’s burden to prove when Father was sober to requiring Father 6
to prove his sobriety. Because we conclude that clear and convincing evidence 7
supports the district court’s finding that despite the Department’s reasonable efforts, 8
the causes and conditions rendering Father unable to properly care for Children were 9
unlikely to change in the foreseeable future, we find no merit to Father’s additional 10
arguments. 11
II. Termination of Father’s Parental Rights is in the Best Interests of Child 12
{22} Father argues that the Department failed to prove that it was in the best 13
interests of Child to terminate his parental rights and that the district court failed to 14
make a finding that the termination of Father’s parental rights was in the best 15
interests of Child. Father conclusively contends that there was no evidence to 16
support that it was in the best interests of Child to terminate Father’s rights. We 17
remind Father that, as the appellant, he carries the burden of demonstrating error 18
below. See Farmers, Inc. v. Dal Mach Fabricating, Inc., 1990-NMSC-100, ¶ 8, 111 19
N.M. 6, 800 P.2d 1063 (“The presumption upon review favors the correctness of the 20
15
[district] court’s actions. [The a]ppellant must affirmatively demonstrate its assertion 1
of error.”); see also Chan v. Montoya, 2011-NMCA-072, ¶ 9, 150 N.M. 44, 256 P.3d 2
987 (“It is not our practice to rely on assertions of counsel unaccompanied by support 3
in the record. The mere assertions and arguments of counsel are not evidence.” 4
(internal quotation marks and citation omitted)). 5
{23} As a preliminary matter, the Department argues that Father’s claim that he 6
preserved the issue for review by simply participating in the trial is not a basis for 7
preservation that Father can rely upon. We agree. “To preserve an issue for review, 8
it must appear that a ruling or decision by the [district] court was fairly invoked.” 9
Rule 12-321 (A) NMRA. Because Father did not properly preserve this issue at the 10
trial level, we will not review it on appeal. 11
{24} Father further claims that the district court specifically stated from the bench 12
that the Department failed to meet its burden of proving termination was in the 13
Child’s best interest. However, Father fails to provide a citation to the record, as 14
required, and thus we will not consider his argument. See Muse v. Muse, 2009- 15
NMCA-003, ¶ 51, 145 N.M. 451, 200 P.3d 104 (“The mere assertions and arguments 16
of counsel are not evidence.”); Santa Fe Expl. Co. v. Oil Conservation Comm’n, 17
1992-NMSC-044, ¶ 11, 114 N.M. 103, 835 P.2d 819 (explaining that where a party 18
fails to cite any portion of the record to support its factual allegations, the appellate 19
court need not consider its argument on appeal); see also Rule 12-318(A)(3) NMRA 20
16
(requiring briefs in chief to contain “a summary of proceedings, briefly describing 1
the nature of the case, the course of proceedings and the disposition in the court 2
below, and including a summary of the facts relevant to the issues presented for 3
review[, which] summary shall contain citations to the record proper, transcript of 4
proceedings or exhibits supporting each factual representation” (emphasis added)). 5
{25} Father’s minimal progress in addressing the reasons why Child came into the 6
Department’s custody—addiction, lack of sobriety, and domestic violence— 7
prevented the return of Child to his custody. The district court recognized its 8
responsibility to give “primary consideration to [Child’s] physical, mental, and 9
emotional welfare and needs” in terminating Father’s parental rights. Section 32A- 10
4-28(A); NMSA 1978, §§ 32A-1-3(A) (2009). The cumulative effect of the district 11
court’s findings promote Child’s physical, mental and emotional welfare and needs 12
by the termination of Father’s parental rights. Section 32A-1-3(A). 13
CONCLUSION 14
{26} Based on the foregoing, we affirm the district court’s judgment terminating 15
Father’s parental rights in Child. 16
{27} IT IS SO ORDRED. 17
_________________________________ 18
M. MONICA ZAMORA, Judge 19
1
WE CONCUR:
2
Oque 4. Vargar
3
JULIE J. VARGAS, Judge
4 5
Jacqueline R. Medina
JACQUELINE R. MEDINA, Judge
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