32,425•October 28, 2013 – State v. Jason Strauch, No. 32,425
Full text
IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO 1 Opinion Number: _______________ 2 Filing Date: October 28, 2013 3 NO. 32,425 4 STATE OF NEW MEXICO, 5 Plaintiff-Appellant, 6 v. 7 JASON STRAUCH, 8 Defendant-Appellee. 9 APPEAL FROM THE DISTRICT COURT OF BERNALILLO COUNTY 10 Jacqueline D. Flores, District Judge 11 Gary K. King, Attorney General 12 Santa Fe, NM 13 Ralph E. Trujillo, Assistant Attorney General 14 Albuquerque, NM 15 for Appellant 16 Duncan Earnest LLC 17 Theresa M. Duncan 18 Albuquerque, NM 19 for Appellee 20
OPINION 1
VANZI, Judge. 2
{1} The State of New Mexico appeals from the district court’s order granting 3
Defendant’s motion for a protective order. The question presented is whether 4
Defendant has a privilege to refuse to disclose, and to prevent others from disclosing, 5
confidential communications he made to a licensed social worker for the purpose of 6
diagnosis and treatment. We conclude that Defendant has this privilege pursuant to 7
Rule 11-504 NMRA and can thus prevent both his social worker and his ex-wife from 8
disclosing information he communicated during counseling sessions. In arriving at 9
this result, we conclude that, even if they reasonably suspected that a child was being 10
abused, neither Defendant’s social worker nor Defendant’s ex-wife were subject to the 11
mandatory reporting requirement set forth in NMSA 1978, Section 32A-4-3(A) (2005) 12
of the Abuse and Neglect Act, because the requirement does not apply to every person 13
and because a social worker providing private counseling is not “acting in an official 14
capacity” within the meaning of Section 32A-4-3(A). Accordingly, we affirm. 15
BACKGROUND 16
{2} Defendant was charged with four counts of criminal sexual contact of a minor 17
in the second degree based on allegations that he had sexually assaulted his daughter. 18
The State filed a notice of intent to call witnesses, in which it stated it intended to call 192
Frederick Stearns, a licensed social worker who provided counseling to Defendant. 1
Defendant filed a motion for a protective order seeking to bar the State from 2
obtaining, and Stearns from disclosing, confidential communications made by 3
Defendant to Stearns for the purpose of diagnosis and treatment. The State filed a 4
response to Defendant’s motion, along with a motion to compel the disclosure of 5
Defendant’s counseling records. 6
{3} The district court granted Defendant’s motion following a hearing. The district 7
court found that: (1) Defendant’s communications with Stearns are privileged under 8
Rule 11-504; (2) the participation of Defendant’s ex-wife, Karen Solomon-Strauch, 9
in some of the counseling sessions did not waive Defendant’s privilege; (3) there is 10
no evidence that Defendant otherwise waived his privilege; (4) Stearns is not a 11
mandatory reporter under Section 32A-4-3(A); and (5) because Stearns is not a 12
mandatory reporter under Section 32A-4-3(A), the exception to the privilege set forth 13
in Rule 11-504(D)(4) does not apply. 14
{4} The State filed a motion to reconsider or, in the alternative, to clarify the order 15
granting Defendant’s motion for a protective order. Following a hearing, the district 16
court issued an order denying the State’s motion to reconsider and partially granting 17
its motion to clarify. The district court ordered that Defendant’s ex-wife may testify 18
that Defendant obtained counseling during a specific period of time, but she “is barred 19
from testifying regarding the reasons . . . Defendant sought counseling, the contents 201The State does not argue on appeal that the district court erred in barring
Defendant’s ex-wife from testifying with respect to communications she had with
Defendant outside of counseling sessions, and we thus do not consider the issue.
3
of any communications made during counseling sessions in which she was a 1
participant, and the contents of any communications she and . . . Defendant had related 2
to those sessions.” This appeal followed. 3
DISCUSSION 4
{5} The State contends that the district court erred in granting Defendant’s motion 5
for a protective order because Defendant in this case may not invoke the privilege set 6
forth in Rule 11-504(B). Rule 11-504(B) provides, in pertinent part, that “[a] patient 7
has a privilege to refuse to disclose and to prevent any other person from disclosing 8
confidential communications, made for the purposes of diagnosis or treatment.” That 9
privilege, however, does not apply to “communications relevant to any information 10
that the physician, psychotherapist or patient is required by statute to report to a public 11
employee or state agency.” Rule 11-504(D)(4). 12
{6} Relying on Rule 11-504(D)(4)’s exception to the privilege rule, the State first 13
argues that Defendant cannot invoke the general rule of privilege to prevent 14
Defendant’s social worker and his ex-wife from disclosing confidential 15
communications because both the social worker and his ex-wife were subject to the 16
mandatory reporting requirement set forth in Section 32A-4-3(A).1 The State next 172The State does not argue on appeal that Defendant cannot claim the privilege
set forth in Rule 11-504(B) because he received counseling from a licensed social
worker, not a physician or a psychotherapist. Consequently, we do not consider
whether a person who is receiving treatment from a licensed social worker can invoke
the privilege set forth in Rule 11-504(B).
4
argues that Defendant cannot invoke the privilege with respect to his social worker 1
because the Legislature intended to exclude from Rule 11-504(D)(4) any information 2
that a social worker may obtain regarding child abuse. 2
3
{7} We first consider whether Defendant’s social worker and Defendant’s ex-wife 4
were subject to the mandatory reporting requirement set forth at Section 32A-4-3(A) 5
of the Abuse and Neglect Act. We conclude that neither was subject to the mandatory 6
reporting requirement and that, therefore, the exception set forth at Rule 11-504(D)(4) 7
is inapplicable. We next consider whether the Legislature intended to exclude from 8
the Rule 11-504(B) privilege any information that a social worker may obtain 9
regarding child abuse. We conclude that it did not. 10
{8} In analyzing these issues, our review is de novo. See State v. Ryan, 2006- 11
NMCA-044, ¶ 41, 139 N.M. 354, 132 P.3d 1040 (“The application of Rule 11-504 and 12
the law to the facts is reviewed de novo.”); see State v. Romero, 2006-NMSC-039, ¶ 13
6, 140 N.M. 299, 142 P.3d 887 (“Statutory construction is a question of law that is 14
reviewed de novo.”). 15
A. The Mandatory Reporting Requirement Set Forth in Section 32A-4-3(A) 16
Does Not Apply to Defendant’s Social Worker and Defendant’s Ex-Wife 175
{9} Section 32A-4-3(A) of the Abuse and Neglect Act states: 1
Every person, including a licensed physician; a resident or an intern 2
examining, attending or treating a child; a law enforcement officer; a 3
judge presiding during a proceeding; a registered nurse; a visiting nurse; 4
a school[]teacher; a school official; a social worker acting in an official 5
capacity; or a member of the clergy who has information that is not 6
privileged as a matter of law, who knows or has a reasonable suspicion 7
that a child is an abused or a neglected child shall report the matter 8
immediately to: 9
(1) a local law enforcement agency; 10
(2) the department; or 11
(3) a tribal law enforcement or social services agency for any Indian 12
child residing in Indian country. 13
(Emphasis added.) The State makes two arguments. First, it argues that both 14
Defendant’s social worker and Defendant’s ex-wife were subject to the mandatory 15
reporting requirement set forth in this statute because it applies to “every person.” 16
Second, the State argues that even if the mandatory reporting requirement does not 17
apply to every person, Defendant’s social worker was still subject to the requirement 18
because he was “acting in an official capacity” when he provided counseling to 19
Defendant. We consider each argument in turn. 20
1. The Mandatory Reporting Requirement Does Not Apply to Every Person 21
{10} The State contends that the words “every person” mean what they say—that 22
every person is required to report suspected child abuse. According to the State, 23
because both Defendant’s social worker and Defendant’s ex-wife are people who 246
presumably had a reasonable suspicion that a child was being abused, they were 1
required to report their suspicions pursuant to Section 32A-4-3(A). Defendant, on the 2
other hand, argues that the words “every person” do not actually mean every person, 3
but mean the professionals specifically identified in Section 32A-4-3(A) and others 4
like them. For the reasons that follow, we agree with Defendant. 5
{11} In interpreting a statute, “[w]e are to read the statute in its entirety and construe 6
each part in connection with every other part to produce a harmonious whole.” Key 7
v. Chrysler Motors Corp., 1996-NMSC-038, ¶ 14, 121 N.M. 764, 918 P.2d 350. Our 8
“principal command” is that we should “determine and effectuate the intent of the 9
[L]egislature using the plain language of the statute as the primary indicator of 10
legislative intent.” State v. Juan, 2010-NMSC-041, ¶ 37, 148 N.M. 747, 242 P.3d 314 11
(internal quotation marks and citation omitted). “The words of a statute should be 12
given their ordinary meaning, absent clear and express legislative intention to the 13
contrary, as long as the ordinary meaning does not render the statute’s application 14
absurd, unreasonable, or unjust.” Id. (alteration, internal quotation marks, and citation 15
omitted). 16
{12} Reading the statute in its entirety, we do not believe that the Legislature 17
intended for every person to be subject to the mandatory reporting requirement of the 18
Abuse and Neglect Act and, as a result, we do not give the words “every person” their 197
ordinary meaning. Section 32A-4-3(A) specifically identifies ten categories of people 1
who are subject to the mandatory reporting requirement: 2
• licensed physician 3
• resident or intern examining, attending or treating a child 4
• law enforcement officer 5
• judge presiding during a proceeding 6
• registered nurse 7
• visiting nurse 8
• schoolteacher 9
• school official 10
• social worker acting in an official capacity 11
• member of the clergy who has information that is not privileged as a 12
matter of law 13
The above list appears to include those professionals who are most likely to come into 14
contact with—and can effectively identify—abused and neglected children during the 15
course of their professional work. We apply the principle of ejusdem generis to this 16
statute, and conclude that, despite the use of the words “every person,” the Legislature 17
intended to impose an affirmative duty to report child abuse or neglect only on these 18
professionals and others like them. To do otherwise would render the inclusion of 19
these specific categories of professionals essentially meaningless. 20
{13} As our Supreme Court has explained, “New Mexico courts have long 21
recognized the ejusdem generis principle of statutory construction, that where general 22
words follow words of a more specific meaning, the general words are not construed 23
in their widest extent but are instead construed as applying to persons or things of the 24
same kind or class as those specifically mentioned.” State v. Nick R., 2009-NMSC- 258
050, ¶ 21, 147 N.M. 182, 218 P.3d 868 (internal quotation marks and citation 1
omitted). While it is less common, we agree with Defendant that this principle is 2
applicable where the specific words follow the general, not just where the general 3
words follow the specific. See, e.g., McClellan v. Health Maint. Org. of Pa., 686 A.2d 4
801, 806 (Pa. 1996) (“Where the opposite sequence is found, i.e., specific words 5
following general ones, the U.S. Supreme Court and the courts from several other 6
jurisdictions recognize that the doctrine is equally applicable, and restricts application 7
of the general term to things that are similar to those enumerated.”). 8
{14} We recognize that the principle of ejusdem generis “is only an instrumentality 9
for ascertaining the correct meaning of words when there is uncertainty” and that the 10
principle “may not be used to defeat the obvious purpose of legislation.” State v. 11
Johnson, 2009-NMSC-049, ¶ 20, 147 N.M. 177, 218 P.3d 863 (quoting Gooch v. 12
United States, 297 U.S. 124, 128 (1936)). We do not believe that our reading defeats 13
the obvious purpose of Section 32A-4-3(A), which is to protect children. 14
{15} The reporting requirement, which was not originally mandatory, first appeared 15
in 1965, when the Legislature enacted the Act Relating to the Protection of Children 16
(the Act). 1965 N.M. Laws, ch. 157. The Act provided that certain categories of 17
professionals “may report” to the district attorney their suspicions of child abuse, 18
neglect, or starvation. 1965 N.M. Laws, ch. 157, § 2. The purpose of the Act was “to 19
provide for the protection of children who have had physical injury inflicted upon 209
them and who, in the absence of appropriate reports concerning their condition and 1
circumstances, may be further threatened by the conduct of those responsible for their 2
care and protection.” 1965 N.M. Laws, ch. 157, § 1. Though the purpose is stated 3
broadly, in our view the Legislature intended to strike a balance, imposing a duty on 4
only those people who were most likely to encounter abused and neglected children 5
in their professional capacities. In that vein, we note that Section 32A-4-3(A) does not 6
prohibit anyone from reporting their suspicions but simply does not place upon them 7
an affirmative duty. 8
{16} Our reading of the mandatory reporting requirement is supported by the fact 9
that the statute imposes criminal penalties on those who are subject to the reporting 10
requirement and fail to report. See § 32A-4-3(F) (stating that a person who violates 11
Section 32A-4-3(A) is guilty of a misdemeanor). Because this statute is defining 12
criminal conduct—the failure to report a reasonable suspicion of child abuse or 13
neglect—we construe any doubts about its applicability in favor of lenity. See State 14
v. Ogden, 1994-NMSC-029, ¶ 25, 118 N.M. 234, 880 P.2d 845 (“Statutes defining 15
criminal conduct should be strictly construed, and doubts about construction of 16
criminal statutes are resolved in favor of lenity.”). In any event, we note that this 17
statute does not give a clear and unequivocal warning to everyone that they could be 18
exposed to criminal penalties for failing to report a reasonable suspicion of child 19
abuse or neglect. See In re Gabriel M., 2002-NMCA-047, ¶ 20, 132 N.M. 124, 45 2010
P.3d 64 (noting the rule of lenity “requires us to narrowly construe a penal statute to 1
give clear and unequivocal warning in language that people generally would 2
understand concerning actions that would expose them to penalties”). 3
{17} In support of its broad reading of the words “every person,” the State cites State 4
v. Mendez, 2010-NMSC-044, 148 N.M. 761, 242 P.3d 328, and Wilcox v. New Mexico 5
Board of Acupuncture & Oriental Medicine, 2012-NMCA-106, 288 P.3d 902. We are 6
not persuaded by the application of either case here. In Mendez, our Supreme Court 7
noted in a parenthetical that Section 32A-4-3(A) “requir[es] every person, including 8
medical professionals, who suspect that a child has been abused or neglected to 9
immediately report the matter to authorities.” Mendez, 2010-NMSC-044, ¶ 37. The 10
Court did not discuss Section 32A-4-3(A) in any meaningful way, let alone in depth, 11
and we will not read the parenthetical as an authoritative interpretation supporting the 12
State’s view. See Rocky Mountain Life Ins. Co. v. Reidy, 1961-NMSC-100, ¶ 17, 69 13
N.M. 36, 363 P.2d 1031 (noting that language unnecessary to resolution of issues is 14
dictum and “not binding as a rule of law”). 15
{18} In Wilcox, we noted that “[i]t is true that a statute which uses the word 16
‘including’ . . . is not limited in meaning to that included” and cited a New Mexico 17
Supreme Court opinion for the proposition that “the use of the word ‘includes’ to 18
connect a general clause to a list of enumerated examples demonstrates a legislative 19
intent to provide an incomplete list of activities.” 2012-NMCA-106, ¶ 13 (alterations, 2011
internal quotation marks, and citations omitted). However, in that case, we went on 1
to state that “the doctrine of ejusdem generis holds that where general words follow 2
words of a more specific meaning, the general words are not construed in their widest 3
extent but are instead construed as applying to persons or things of the same kind or 4
class as those specifically mentioned.” Id. (internal quotation marks and citation 5
omitted). That is the principle of statutory construction applicable here, and as 6
discussed above, it is in accordance with legislative intent. 7
{19} Consequently, we conclude that neither Defendant’s social worker nor 8
Defendant’s ex-wife were subject to the mandatory reporting requirement set forth in 9
Section 32A-4-3(A). The statutory requirement does not apply to every person, but 10
instead applies to the ten categories of people listed and other professionals or 11
government officials who are likely to come into contact with abused and neglected 12
children during the course of their professional work. 13
2. Defendant’s Social Worker Was Not Acting in an Official Capacity 14
{20} The State next argues that even if the mandatory reporting requirement does not 15
apply to every person, Defendant’s social worker was still subject to the requirement 16
because he was “a social worker acting in his official capacity” when he provided 17
counseling to Defendant. The State claims that a social worker is acting in an official 18
capacity within the meaning of Section 32A-4-3(A) “when he is working as a 19
counselor or in his capacity as a professional.” Defendant counters that his social 2012
worker was not acting in an official capacity when he provided counseling to 1
Defendant because the phrase “official capacity” is intended to include only social 2
workers acting as government employees or contractors. Once again, we agree with 3
Defendant. 4
{21} The term “official capacity” is not defined in the Abuse and Neglect Act. See 5
NMSA 1978, § 32A-4-2 (2009). We thus look to the dictionary definition for 6
guidance. See State v. Boyse, 2013-NMSC-024, ¶ 9, 303 P.3d 830 (“Under the rules 7
of statutory construction, we first turn to the plain meaning of the words at issue, often 8
using the dictionary for guidance.”); see also Nick R., 2009-NMSC-050, ¶¶ 18-19 9
(interpreting the word “weapons” by consulting dictionaries). 10
{22} Black’s Law Dictionary defines “official” as “[o]f or relating to an office or 11
position of trust or authority” or “[a]uthorized or approved by a proper authority.” 12
Black’s Law Dictionary 1195 (9th ed. 2009). Similarly, the New Oxford American 13
Dictionary defines “official” as “of or relating to an authority or public body and its 14
duties, actions, and responsibilities[.]” New Oxford Am. Dictionary 1217 (3d ed. 15
2010). These definitions suggest that the word “official” does not have the equivalent 16
meaning of the word “professional,” as the State contends. Instead, unlike 17
“professional,” the word “official” includes a public element, connoting a certain 18
authority. 1913
{23} This reading is supported by the Legislature’s use of the word “professional” 1
rather than “official” in other statutes. For example, in NMSA 1978, Section 61-31-24 2
(1989), which is part of the Social Work Practice Act, the Legislature sets forth the 3
circumstances under which a social worker “may disclose any information he has 4
acquired from a person consulting him in his professional capacity.” Section 61-31- 5
24(B) (emphasis added); see NMSA 1978, § 61-31-1 (2006) (short title); see also 6
NMSA 1978, § 61-9-18 (1989) (describing the privilege afforded to communications 7
made to licensed psychologists or psychologist associates “in the course of [their] 8
professional employment”). 9
{24} Our conclusion that the words “official” and “professional” are not synonymous 10
in this case is also supported by the history and background of Section 32A-4-3(A), 11
which we may consider in determining legislative intent. See In re Gabriel M., 2002- 12
NMCA-047, ¶ 15 (comparing current version of a statute with earlier versions to help 13
determine legislative intent). As discussed above, the reporting requirement first 14
appeared in 1965, when the Legislature enacted the Act Relating to the Protection of 15
Children. 1965 N.M. Laws, ch. 157. The Act provided that certain categories of 16
people “may report” to the district attorney their suspicions of child abuse, neglect, 17
or starvation. 1965 N.M. Laws, ch. 157, § 2. The listed categories of people included 18
“any school teacher or social worker acting in his or her official capacity.” Id. 1914
{25} In 1973, the Legislature repealed the reporting requirement in the 1965 Act and 1
enacted a different reporting requirement in the newly created Children’s Code. 1972 2
N.M. Laws, ch. 97. This new reporting requirement, now mandatory, stated, in 3
pertinent part: 4
Any licensed physician, resident or intern examining, attending, or 5
treating a child, any law enforcement officer, registered nurse, visiting 6
nurse, school teacher or social worker acting in his or her official 7
capacity, or any other person having reason to believe that serious injury 8
or injuries have been inflicted upon a child as a result of abuse, neglect 9
or starvation, shall report the matter immediately[.] 10
1973 N.M. Laws, ch. 360, § 2(A) (emphasis added). The Children’s Code further 11
made the failure to report suspected child abuse a misdemeanor. 1973 N.M. Laws, ch. 12
360, § 2(C). 13
{26} In 1993, the Legislature once again repealed the reporting requirement and 14
enacted a new reporting requirement in the newly created Child Abuse and Neglect 15
Act. 1993 N.M. Laws, ch. 77, § 97. The new reporting requirement applied to “[e]very 16
person, including but not limited to . . . a school official or social worker acting in an 17
official capacity.” 1993 N.M. Laws, ch. 77, § 97(A). In 2003, the Legislature made 18
various changes, including deleting the words “not limited to” after “including.” 2003 19
N.M. Laws, ch. 189, § 1. 20
{27} A review of the legislative history above supports our conclusion that the 21
mandatory reporting requirement was intended to apply to social workers working in 2215
school and other government settings only. To view it any other way would make little 1
sense. We note, for example, that the mandatory reporting requirement does not list 2
other professionals who provide therapy and counseling, such as psychologists or 3
psychotherapists who may be privy to confidential communications about abuse and 4
which are made for the purpose of diagnosis and treatment. And while the list does 5
include clergy, who do provide counseling, their duty to report is expressly limited to 6
“information that is not privileged as a matter of law.” Section 32A-4-3(A). 7
{28} We conclude that the mandatory reporting requirement set forth in Section 32A- 8
4-3(A) was intended to apply principally to social workers in school and other 9
government settings, and we discern no basis for expanding the provision to apply to 10
social workers working in a professional capacity as a mental health care provider. We 11
thus agree with Defendant that the social worker from whom he obtained counseling 12
is not subject to the mandatory reporting requirement. 13
B. The Legislature Did Not Intend to Exclude From the Rule 11-504 Privilege 14
Any Information That a Social Worker May Obtain Regarding Child 15
Abuse 16
{29} The State next argues that Defendant cannot invoke the privilege set forth at 17
Rule 11-504(B) to prevent disclosure of confidential communications by his social 18
worker because the Legislature intended to exclude from this privilege any 19
information that a social worker may obtain regarding child abuse. The State relies on 20
two statutes in support of this argument, Section 61-31-24(C) and NMSA 1978, 2116
Section 32A-4-5 (2009). Defendant contends that these two statutory provisions are 1
not applicable to criminal proceedings, and we agree. 2
{30} Section 61-31-24(B) sets forth the circumstances under which a social worker 3
“may disclose . . . information he has acquired from a person consulting him in his 4
professional capacity.” Section 61-31-24(C) states: 5
Nothing in this section shall be construed to prohibit a licensed social 6
worker from disclosing information in court hearings concerning matters 7
of adoption, child abuse, child neglect or other matters pertaining to the 8
welfare of children as stipulated in the Children’s Code or to those 9
matters pertaining to citizens protected under the Adult Protective 10
Services Act. 11
(Citations omitted.) The State contends that this exception is applicable here because 12
“[t]he present case involves a court hearing concerning child abuse.” The State’s 13
argument ignores the plain language of this statute, which limits the exception to court 14
hearings arising under the Children’s Code or the Adult Protective Services Act, 15
neither of which is at issue here. We therefore will not depart from the plain language 16
of Section 61-31-24(C), and we decline to accept the State’s invitation to interpret the 17
Social Work Practice Act to apply to criminal proceedings. 18
{31} The State also relies on Section 32A-4-5 of the Abuse and Neglect Act, which 19
governs the admissibility of reports into evidence and provides, in pertinent part: 20
In any proceeding alleging neglect or abuse under the Children’s Code 21
resulting from a report required by Section 32A-4-3 . . . or in any 22
proceeding in which that report or any of its contents are sought to be 23
introduced in evidence, the report or its contents or any other facts 2417
related thereto or to the condition of the child who is the subject of the 1
report shall not be excluded on the ground that the matter is or may be 2
the subject of a physician-patient privilege or similar privilege or rule 3
against disclosure. 4
Section 32A-4-5(A) (citation omitted). The above provision makes clear that it applies 5
in two types of proceedings: (1) proceedings alleging neglect or abuse under the 6
Children’s Code that result from a report filed pursuant to Section 32A-4-3, and (2) 7
proceedings in which a report filed pursuant to Section 32A-4-3 or any of its contents 8
are sought to be introduced into evidence. As we have noted with respect to the Social 9
Work Practice Act, this provision does not apply because this is a criminal case. It is 10
not a case arising under the Children’s Code, and it is undisputed that Defendant’s 11
social worker did not file a report pursuant to Section 32A-4-3. 12
CONCLUSION 13
{32} For the reasons discussed above, we conclude that Defendant has a privilege to 14
refuse to disclose and to prevent his licensed social worker and ex-wife from 15
disclosing confidential communications he made to his social worker for the purpose 16
of diagnosis and treatment. The exception set forth in Rule 11-504(D)(4) does not 17
prevent Defendant from invoking the privilege because neither Defendant’s social 18
worker nor his ex-wife were subject to the reporting requirement set forth in Section 19
32A-4-3(A). We affirm the district court’s grant of Defendant’s motion for a 20
protective order. 2118
{33} IT IS SO ORDERED. 1
_______________________________ 2
LINDA M. VANZI, Judge 3
I CONCUR: 4
_________________________________ 5
CYNTHIA A. FRY, Judge 6
J. MILES HANISEE, Judge (dissenting) 719
HANISEE, Judge (dissenting). 1
{34} I consider the term “every person,” as articulated in Section 32A-4-3(A), to 2
mean any person who is aware of or reasonably suspects that a child is being abused. 3
Under the statute’s plain directive, all such persons are duty-bound to report the ill- 4
treatment of children to law enforcement or child protection authorities. The majority 5
having concluded otherwise, I respectfully dissent. 6
{35} Initially, I note that the language of the statute itself seems unmistakable. When 7
there exists clarity of legislative intent, New Mexico caselaw compels a statute’s 8
effectuation in a manner that avoids unnecessary interpretation and gives effect to 9
language that is simple and unambiguous. See United Rentals Nw., Inc. v. Yearout 10
Mech., 2010-NMSC-030, ¶ 9, 148 N.M. 426, 237 P.3d 728 (“The first guiding 11
principle in statutory construction dictates that we look to the wording of the statute 12
and attempt to apply the plain meaning rule[.]” (internal quotation marks and citation 13
omitted)). As the Majority Opinion points out, “[t]he words of a statute should be 14
given their ordinary meaning, absent clear and express legislative intention to the 15
contrary, as long as the ordinary meaning does not render the statute’s application 16
absurd, unreasonable, or unjust.” Juan, 2010-NMSC-041, ¶ 37 (alteration, internal 17
quotation marks, and citation omitted). Thus, in following the plain meaning rule, we 18
will not read into a statute language that isn’t there, “especially when it makes sense 1920
as it is written.” Reule Sun Corp. v. Valles, 2010-NMSC-004, ¶ 15, 147 N.M. 512, 226 1
P.3d 611 (internal quotation marks and citation omitted). 2
{36} Section 32A-4-3(A) commences with the chosen phrase “Every person[.]” It 3
then identifies and imposes upon a limited subset of such an otherwise unlimited 4
grouping—those aware of crimes perpetrated upon a child—the responsibility to 5
notify public officials that are authorized to stop the commission of, and protect 6
victims from, such uniquely pernicious offenses. See id. No provision within the 7
statute directly excludes any individual from the responsibility of mandated reporting. 8
See § 32A-4-3. Nevertheless, the Legislature chose to emphasize the reporting 9
responsibilities of certain categories of individuals by expressly announcing their 10
inclusion within the general statutory directive. It is my view that this expression 11
emphasized the breadth of, and does not impliedly constrict, the statute’s sphere of 12
enforceability. 13
{37} The Majority Opinion stumbles on what I perceive to be an ancillary and 14
purposefully incomplete list of persons whose duty to report exists despite their 15
employment in specified professions. By directly identifying some, but not all, to 16
whom Section 32A-4-3 applies, the Legislature intended to make clear the statute’s 17
application to people who may not otherwise be understood to fall within the broader 18
penumbra of “every person.” It is telling that the professional responsibilities of each 19
such specifically identified person may more frequently render them privy to 2021
information regarding child abuse, or would, in some instances, bestow a conflicting 1
legal privilege or responsibility of confidentiality. Yet, like anyone else, they too are 2
required to report known or reasonably suspected instances of child abuse. With the 3
lone exception of legally privileged communications made to members of the clergy, 4
there is simply no indication of exemption to be found within Section 32A-4-3(A). 5
Based on established principles of statutory construction, and considering the nature 6
of the occupations expressly required to comply with this section of the Abuse and 7
Neglect Act, I conclude that the language “every person” in fact means everyone, as 8
would ordinarily be understood. 9
{38} Indeed, my approach is consistent with our own past observation regarding the 10
breadth of the reporting requirement of this very statute. In In re Candice Y., 2000- 11
NMCA-035, ¶¶ 35-36, 128 N.M. 813, 999 P.2d 1045, we held that a person employed 12
as a counselor cannot be prohibited from disclosing information regarding child abuse 13
pursuant to NMSA 1978, Section 61-9A-27(C) (1993). In so ruling, we cited Section 14
32A-4-3, which we observed to “appear to require [a] counselor to report abuse or 15
neglect to an appropriate authority and to remove any privilege that might otherwise 16
apply here.” In re Candice Y., 2000-NMCA-035, ¶ 36. Notably, the Rule 11-504 17
privilege we determined to be “removed” by application of Section 61-9A-27(C), see 18
In re Candice Y., 2000-NMCA-035, ¶ 36, is the same privilege the majority 19
determines today to be unaffected by Section 32A-4-3. See also Mendez, 2010- 2022
NMSC-044, ¶ 37 (noting without deciding that Section 32A-4-3(A) “requir[es] every 1
person, including medical professionals . . . to immediately report [child abuse] to 2
authorities”). 3
{39} My view is also reinforced by the fact that, like New Mexico, other states have 4
enacted and interpreted similarly inclusive language in this context to apply to 5
everyone. Both Texas and Florida have promulgated similar statutes that mandate all 6
individuals, whether professional or layperson, to report crimes of child abuse or 7
neglect to appropriate authorities. See Tex. Family Code Ann. § 261.101(a) (West 8
2013) (“A person having cause to believe that a child’s physical or mental health or 9
welfare has been adversely affected by abuse or neglect by any person shall 10
immediately make a report as provided by this subchapter.” (emphasis added)); Fla. 11
Stat. Ann. § 39.201(1)(a-c) (West 2013) (“Any person who knows or has reasonable 12
cause to suspect that a child is abused, abandoned, or neglected . . . shall report such 13
knowledge or suspicion to the department in the manner prescribed.” (emphasis 14
added)). Courts of both states have interpreted their legislatures’ own broadly 15
inclusive language to straightforwardly mean that people—any people—aware of 16
child abuse are required to report it. See Rodriguez v. State, 47 S.W.3d 86, 89 (Tex. 17
Ct. App. 2001) (concluding that those living in the same apartment with an abused 18
child and had witnessed the abuse but failed to report it fell within the requirements 19
of the mandatory reporting statute); Jett v. State, 605 So. 2d 926, 927 (Fla. Dist. Ct. 2023
App. 1992) (interpreting Fla. Stat. Ann. § 415.504(a)(1989), now renumbered as 1
Section 39.201, and concluding that “[i]t appears that the legislature, in order to assure 2
that the abuse is reported, has determined that everyone who has knowledge of [abuse] 3
should report it”). Like in Texas and Florida, the “every person” language in our 4
statute manifests our Legislature’s express intent to create an affirmative duty on all 5
persons to report child abuse or neglect to appropriate authorities. 6
{40} As well, I note that the Majority Opinion’s reliance on the doctrine of ejusdem 7
generis is misplaced. Ejusdem generis instructs that “where general words follow an 8
enumeration of persons or things of a particular and specific meaning, the general 9
words are not construed in their widest extent but are instead construed as applying 10
to persons or things of the same kind or class as those specifically mentioned.” State 11
v. Office of Pub. Defender ex rel. Muqqddin, 2012-NMSC-029, ¶ 29, 285 P.3d 622 12
(emphasis added) (internal quotation marks and citation omitted). Black’s Law 13
Dictionary provides a simple example to illustrate this doctrine, using the phrase 14
“horses, cattle, sheep, pigs, goats, or any other farm animals[.]” Black’s Law 15
Dictionary 594 (9th ed. 2009). The entry notes that despite the seeming breadth of the 16
category of “any other farm animals,” this phrase would likely include only “four- 17
legged hoofed mammals typically found on farms, and thus would exclude chickens” 18
because “the general word or phrase will be interpreted to include only items of the 19
same class as those listed.” Id. 2024
{41} This entry is in accord with our Supreme Court’s interpretation of the burglary 1
statute in Muqqddin. See Muqqddin, 2012-NMSC-029, ¶¶ 29-31. That statute contains 2
a string of specific listings followed by a general term: “Burglary consists of the 3
unauthorized entry of any vehicle, watercraft, aircraft, dwelling[,] or other 4
structure[.]” NMSA 1978, § 30-16-3 (1971). By limiting the meaning of the word 5
“structure” to “other, similarly situated words in that same statute[,]” our Supreme 6
Court rejected a prior interpretation that failed to properly apply ejusdem generis. See 7
Muqqddin, 2012-NMSC-029, ¶ 31. 8
{42} But the statute at issue in this case is constructed differently than the burglary 9
statute or other statutes to which ejusdem generis is intended to apply. Section 32A-4- 10
3(A) is not a statute where general words follow the enumeration of words with a 11
specific meaning. Rather, it first invokes a general term, “every person,” followed by 12
the list of specific professionals. Id. Thus, this statute is not one that structurally falls 13
within the purview of those to which ejusdem generis should be applied. Because our 14
Supreme Court has recognized that “the use of the word ‘includes’ to connect a 15
general clause to a list of enumerated examples demonstrates a legislative intent to 16
provide an incomplete list of activities[,]” United Rentals Nw., 2010-NMSC-030, ¶ 13, 17
we should decline to interpret the reporting statute as applying to anything other than 18
its preceding generally defined category: “every person[.]” 1925
{43} Lastly, assuming without agreeing that the principle of ejusdem generis applies 1
to this statute, the Majority Opinion’s reliance on Wilcox lends no meaningful support 2
to its conclusion. Wilcox states that “[w]e have previously looked to a dictionary 3
definition of the word that precedes ‘including’ to characterize the types of examples 4
consistent with that key word.” 2012-NMCA-106, ¶ 13. However, in this case, if we 5
look to the word that precedes “including,” we find the word “person.” If we then 6
follow the Wilcox illustration and define “person” as set forth in Black’s Law 7
Dictionary, we are informed that each is “a human being” and are provided with 8
examples. Black’s Law Dictionary 1257 (9th ed. 2009). Therefore, even were we to 9
apply the doctrine of ejusdem generis, as in Wilcox, we would still reach the same 10
conclusion that the statutory language of “every person” applies to all people. 11
{44} On the heels of its ejusdem generis analysis, the Majority Opinion evokes the 12
rule of lenity to conclude that because the reporting requirement is enforced by 13
application of criminal liability, the statute’s directive does not constitute an 14
affirmative duty applicable to all. However, like New Mexico, Texas penalizes all 15
non-reporters on the misdemeanor level. See Tex. Family Code Ann. § 261.109 (West 16
2013). Even more rigidly, Florida imposes criminal penalties on any person who fails 17
to report at the felony level. See Fla. Stat. Ann. § 39.205(1) (West 2013). I do not 18
agree that the fact that a non-reporter in New Mexico may be subjected to a 19
misdemeanor penalty provides support to the Majority Opinion’s constrictive reading 2026
of the statute. As well, our Supreme Court has cautioned that the rule of lenity applies 1
only to statutory language in which “insurmountable ambiguity persists regarding the 2
intended scope of a criminal statute.” Ogden, 1994-NMSC-029, ¶¶ 25-26 (stating also 3
that “[a] criminal statute is not ambiguous for purposes of lenity merely because it is 4
possible to articulate a construction more narrow than that urged by the Government” 5
(emphasis, alteration, internal quotation marks, and citation omitted)). Here, it is the 6
Majority Opinion itself that creates ambiguity by its use of the inapplicable principle 7
of ejusdem generis to unnecessarily deconstruct the phrase “every person.” 8
CONCLUSION 9
{45} For the foregoing reasons, I would reverse the district court’s order. 10
________________________ 11
J. MILES HANISEE, Judge 12Wondering how this text applies to your situation?
Free consultation, no commitment
Describe your situation. Our team will contact you by email about your consultation.
Continue your research in ChatGPT or Claude
Connect Omnilex to search the legal corpus from your AI assistant.