A-1-CA-39774•August 27, 2026- Manuel Lerma v. State of New Mexico, No. A-1-CA-39774
August 27, 2026- Manuel Lerma v. State of New Mexico, No. A-1-CA-39774
A-1-CA-39774Nmctapp
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Corrections to this opinion/decision not affecting the outcome, at the Court's discretion, can occur up to the time of publication with NM Compilation Commission. The Court will ensure that the electronic version of this opinion/decision is updated accordingly in Odyssey. IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO 1 Opinion Number: __________ 2 Filing Date: August 27, 2026 3 No. A-1-CA-39774 4 MANUEL LERMA, 5 Plaintiff-Appellant, 6 v. 7 STATE OF NEW MEXICO and 8 NEW MEXICO DEPARTMENT 9 OF CORRECTIONS, 10 Defendants-Appellees. 11 APPEAL FROM THE DISTRICT COURT OF VALENCIA COUNTY 12 James Lawrence Sanchez, District Court Judge 13 Gilpin Law Firm, LLC 14 Donald G. Gilpin 15 Christopher P. Machin 16 Kenneth C. Detro 17 Albuquerque, NM 18 Valdez and White Law Firm, LLC 19 Timothy L. White 20 Albuquerque, NM 21 for Appellant 22 Court of Appeals of New Mexico Filed 8/27/2026 7:27 AM
2 Stiff, Garcia & Associates, LLC 1 John S. Stiff 2 Julia Y. Parsons 3 Albuquerque, NM 4 for Appellees 5
OPINION 1
IVES, Judge. 2
{1} In this opinion, our second in this case, we revisit the only remaining theory 3
asserted by Defendants State of New Mexico and New Mexico Department of 4
Corrections in defense of the district court’s entry of summary judgment against 5
Plaintiff Manuel Lerma on his claim under the New Mexico Whistleblower 6
Protection Act (NMWPA). See NMSA 1978, §§ 10-16C-1 to -6 (2010). Defendants’ 7
theory is that the undisputed material facts establish that Plaintiff’s communications 8
did not confer a public benefit, and that those communications are therefore not 9
protected by the NMWPA. Plaintiff contends that this theory was not a valid basis 10
for summary judgment. We agree with Plaintiff and reverse. 11
BACKGROUND 12
Facts 13
{2} Because summary judgment was entered against Plaintiff, we view the facts 14
in the light most favorable to him. See City of Albuquerque v. SMP Props., LLC, 15
2021-NMSC-011, ¶ 14, 483 P.3d 566. The following summary is based on Plaintiff’s 16
deposition testimony. 17
{3} After working for Defendants in Las Cruces for sixteen years, Plaintiff 18
voluntarily transferred to a correctional facility in Los Lunas. In his new post, his 19
duties included guarding and operating the sally port, which consists of two gates. 202
The sally port must remain “closed at all times.” As a consequence, when people 1
need to enter and leave through the sally port, the “standard procedure” is to open 2
only one gate at a time; when one gate is open, the other must be closed. 3
{4} Plaintiff’s adherence to this standard procedure put him at odds with members 4
of the transport unit, including Officer Vergara and the supervisor, Lieutenant 5
Chavira; they did not want Plaintiff to follow the procedure. Instead, the officers 6
wanted him “to leave both [gates] open so they could come and go as they pleased.” 7
{5} The tension within the transport unit eventually boiled over. As Plaintiff left 8
work one day, planning to go home, Lieutenant Chavira and Officer Vergara 9
confronted him. They told him that “if [he] wanted to handle the problem that [they] 10
had”—that is, the disagreement about the sally port—Plaintiff should “follow them.” 11
Plaintiff did not respond; he just got into his vehicle and drove away. Lieutenant 12
Chavira and Officer Vergara also departed, each in his own vehicle. Lieutenant 13
Chavira drove behind Plaintiff, and Officer Vergara drove in front of Plaintiff, 14
“blocking [him] in.” Plaintiff repeatedly “tr[ied] to get away from them” by getting 15
into a different lane or trying to pass, but each time he tried, “they kept blocking” 16
him with their vehicles. 17
{6} Plaintiff pulled into a vacant lot because he did not want to “drive home and 18
show them where [he] lived.” Lieutenant Chavira pulled into the lot, still behind 19
Plaintiff, and Officer Vergara pulled into the lot, still in front of Plaintiff. Plaintiff 203
stopped his vehicle, got out, and told Lieutenant Chavira that he was “making . . . a 1
bigger deal” than necessary out of the sally port dispute and that he was a supervisor 2
and “should know better.” Lieutenant Chavira said he was there to protect his friend. 3
Officer Vergara got out of his car and walked toward Plaintiff “with his fists 4
clenched and wanting to fight.” “[F]earing for [his] life,” Plaintiff focused on 5
“protecting [him]self.” The confrontation ended in a physical fight during which 6
Officer Vergara “kicked [Plaintiff] in the head and kneed [him],” causing bumps and 7
bruises on his head. 8
{7} Lieutenant Chavira filmed the fight on his state-issued cell phone. He sent the 9
video to several employees at the facility “so they could have something to harass 10
[Plaintiff] with.” 11
{8} Plaintiff made disclosures about these events to people above him in the chain 12
of command. Before the fight, Plaintiff told Lieutenant Chavira that officers in the 13
transport department wanted Plaintiff to operate the sally port contrary to standard 14
operating procedure. After the fight, he told the director of the prison’s security 15
threat investigative unit, and later gave a full statement in a meeting with that director 16
and two of the prison’s deputy wardens. He told all of them “what happened from 17
the very beginning to what happened with the altercation.” 18
{9} The day after the meeting, Plaintiff was removed from his sally port post and 19
transferred to the mailroom. The transfer limited his overtime opportunities. 204
Procedural History and Question Presented 1
{10} To make clear what is and is not at issue at this juncture and to precisely frame 2
the single question that we must answer in this opinion, we summarize the relevant 3
proceedings in the district court, in this Court, and in our Supreme Court. 4
{11} Plaintiff sued Defendants under the NMWPA, alleging that Defendants 5
retaliated against him for the disclosures he made. Defendants moved for summary 6
judgment, contending that the undisputed material facts established that Plaintiff’s 7
NMWPA claim lacked merit. Defendants had four theories: (1) Plaintiff’s 8
communications were not protected by the NMWPA; (2) Defendants did not take 9
any retaliatory employment action against Plaintiff; (3) a retaliatory motive did not 10
cause Defendants to take the actions complained of by Plaintiff; and (4) Defendants 11
had an affirmative defense because the actions complained of by Plaintiff were taken 12
for a legitimate business purpose and retaliatory action was not a motivating factor. 13
See Lerma v. State (Lerma I), 2024-NMCA-011, ¶ 1, 541 P.3d 151, rev’d on other 14
grounds by Lerma v. State (Lerma II), 2025-NMSC-033, ¶ 37, 578 P.3d 1111. In 15
support of its first theory, Defendants contended that Plaintiff’s disclosures were 16
unprotected because they did not meet three legal requirements proposed by 17
Defendants: (a) they were made through the normal channels as an employee of 18
Defendants; (b) they were not made “with the intent of serving the public interest”; 19
and (c) they “did not pertain to a matter of public concern and . . . primarily benefited 205
Plaintiff rather than the public.” Id. ¶ 10 (alteration, internal quotation marks, and 1
citation omitted). The district court granted Defendants’ motion and dismissed 2
Plaintiff’s claim but did not indicate which theory or theories it accepted. See Rule 3
1-056(C) NMRA (“If alternative grounds for summary judgment have been 4
presented to the court, the order granting or denying the motion for summary 5
judgment shall specify the grounds upon which the order is based.”). 6
{12} Plaintiff appealed to this Court. We reversed in Lerma I, holding that none of 7
Defendants’ theories supported summary judgment. See 2024-NMCA-011, ¶ 1. We 8
rejected the first theory because we held that the NMWPA does not impose any of 9
the requirements proposed by Defendants. See id. ¶¶ 10, 26. Specifically, we held 10
that “communications made through normal channels or as part of an employee’s 11
ordinary duties” are not excluded from protection, id. ¶ 13; “an employee’s intent or 12
motive has no bearing on whether conduct is protected by the NMWPA,” id. ¶ 14; 13
and “a plaintiff in a NMWPA case is not required to prove that the plaintiff’s 14
communication pertains to a matter of public concern or that the communication 15
benefits the public,” id. ¶ 25. We rejected Defendants’ second, third, and fourth 16
theories because there were disputed issues of material fact. See id. ¶¶ 27-32. 17
{13} On certiorari review, our Supreme Court reversed our holding in Lerma I that 18
no public benefit requirement is imposed by the NMWPA. See Lerma II, 2025- 19
NMSC-033, ¶ 37. Importantly though, Defendants did not ask our Supreme Court to 206
review—and it therefore did not review—our holdings in Lerma I that 1
communications need not be made outside normal channels or outside of an 2
employee’s ordinary duties; that the employee need not act with a particular intent 3
or motive; and that disputes of material fact precluded summary judgment as to 4
Defendants’ second, third, and fourth theories.1 See Rule 12-502(C)(2)(b) NMRA 5
(stating that our Supreme Court only considers the questions set forth in the petition 6
for writ of certiorari). These unchallenged holdings remain in place and retain their 7
authority as precedent after Lerma II, and our Supreme Court did not task us with 8
revisiting those holdings on remand. 9
{14} Our only task on remand is to apply the public benefit requirement to the facts 10
of this case. See Lerma II, 2025-NMSC-033, ¶ 11 (quashing certiorari on the “fact- 11
based issue” of “whether the communications here involve a matter of public 12
benefit” and remanding the case to this Court to decide that issue). We now turn to 13
that task, having considered the arguments in the parties’ supplemental briefs. 14
1Our Supreme Court granted review on two questions, both of which related
to the public benefit issue: “(1) whether a public employee’s communication that
involves ‘a matter of private interest’ rather than one relating to ‘a matter of public
concern’ is protected under the NMWPA and, assuming the first question is
answered in the negative, (2) whether the communications here involve a matter of
public benefit and are thus protected from retaliation under the statute.” Lerma II,
2025-NMSC-033, ¶ 11.7
DISCUSSION 1
I. The Public Benefit Requirement 2
{15} When our Legislature enacted the NMWPA, it created a cause of action 3
through which a public employee may seek remedies, see § 10-16C-4(A), if their 4
employer “take[s] any retaliatory action” because, as relevant here, the employee 5
“communicates to the public employer or a third party information about an action 6
or a failure to act that the public employee believes in good faith constitutes an 7
unlawful or improper act.” Section 10-16C-3(A). Our Legislature defined various 8
statutory terms pertaining to the elements of an NMWPA claim: “public employee,” 9
“public employer,” “retaliatory action,” “good faith,” and “unlawful or improper 10
act.” See § 10-16C-2. None of these explicitly-stated elements are at issue in this 11
opinion. 12
{16} At issue is the additional element described by our Supreme Court in Lerma 13
II, which holds that an employee must prove that their communication benefited the 14
public. See 2025-NMSC-033, ¶¶ 3, 20-37. Although a public benefit is required, our 15
Supreme Court saw no legal basis for a requirement that the communication 16
primarily benefit the public. See id. ¶ 36. This is the test: “[A] public employee’s 17
disclosure of illegality or wrongdoing qualifies for protected whistleblower status, 18
if otherwise eligible, so long as the disclosure confers a benefit on the public, 198
irrespective of which benefit—public or personal—may be said to predominate.” Id. 1
Whether a communication meets this test is a “fact-specific inquiry.” Id. 2
{17} Before we apply this test to the facts, we highlight an important distinction 3
that Defendants do not recognize in their supplemental brief: The public benefit 4
requirement pertains to the nature of the communication itself, not the intent or 5
motive of the plaintiff. As we held in Lerma I and as we noted above, a plaintiff in 6
an NMWPA case is not required to prove that they intended for their communication 7
to benefit the public or that they were motivated by a desire to benefit the public. 8
See 2024-NMCA-011, ¶ 14. What a plaintiff is required to prove, under Lerma II, is 9
that their communication benefits the public—that is, that the communication 10
pertains to a matter of public concern. See 2025-NMSC-033, ¶ 3 (stating that “only 11
communications that benefit the public are protected under the NMWPA” (text only) 12
(citation omitted)); id. ¶ 35 (concluding that “communications that do not pertain to 13
a matter of public concern are not protected whistleblowing activity” (alteration, 14
internal quotation marks, and citation omitted)). Defendants conflate these distinct 15
concepts by repeatedly relying on assertions about Plaintiff’s subjective state of 16
mind. Defendants assert, for example, that the evidence does not support the 17
conclusion that Plaintiff acted with “intent and concern” for “safety or a public 18
benefit”; that “the reasons for [Plaintiff’s] complaints are personal”; that he “viewed 19
the gate dispute as a manifestation of workplace tension, not a safety matter”; that 209
he “reported the gate operation issue for personal reasons, not for public safety 1
reasons”; and that “the law does not permit courts to assume intent.” But these 2
assertions, even if true, are unhelpful because the intentions and motives behind 3
Plaintiff’s communications are not relevant to the public benefit inquiry. See Lerma 4
I, 2024-NMCA-011, ¶ 14. The question we must answer does not have to do with 5
what was in Plaintiff’s mind, but instead what was in his communications. The 6
question is whether the communications pertain to a matter of public concern and 7
therefore benefited the public. See Lerma II, 2025-NMSC-033, ¶¶ 3, 35. 8
II. A Reasonable Jury Could Find That Plaintiff’s Communications 9
Benefited the Public 10
{18} Plaintiff contends that his communications benefited the public because they 11
“encourage[d] the safe operation of the prison.” Specifically, he argues that a 12
reasonable jury could conclude that the public benefited from him reporting that 13
other corrections officers in the transport unit resisted compliance with a standard 14
Department of Corrections safety procedure about the sally port gates and that two 15
of those officers had a “commit[ment] to undermin[ing]” the safety procedure that 16
was so strong that it caused them to engage in criminal behavior during the fight 17
incident. Plaintiff contends that the standard procedure for sally ports “keep[s] 18
prisoners from escaping the prison” and “keeps those inside the prison, employees 19
and prisoners, safe from those who would enter without a legitimate reason to do 20
so.” Defendants argue that a jury would need to speculate to find that Plaintiff’s 2110
report about the sally port benefited the public because there is no evidence that 1
leaving both gates open at the same time posed any threat to the public. Defendants 2
also argue that Plaintiff’s report of the fight concerned a purely private matter. 3
{19} Reviewing the record de novo, viewing the facts in the light most favorable to 4
Plaintiff, and drawing all reasonable inferences in his favor, see SMP Props., LLC, 5
2021-NMSC-011, ¶ 14, we hold that a reasonable jury could find that his disclosures 6
satisfy the public benefit requirement. See Zamora v. St. Vincent Hosp., 2014- 7
NMSC-035, ¶ 25, 335 P.3d 1243, 1250 (reversing a summary judgment order 8
because “a reasonable jury could have ruled in favor of [the party who opposed 9
summary judgment]”). Specifically, if a jury were to find Plaintiff’s testimony 10
credible, it could rely on that testimony and reasonable inferences drawn from that 11
testimony to find that his communications pertained to a matter of public concern— 12
a commitment by security staff in the prison’s transport unit to violating a 13
Department of Corrections safety procedure—and that his disclosures therefore 14
conferred a public benefit. See Autrey v. Autrey, 2022-NMCA-042, ¶ 9, 516 P.3d 15
207 (“The testimony of a single witness, if found credible by the [fact-finder], is 16
sufficient to constitute substantial evidence supporting a finding.”). Plaintiff testified 17
that it was standard procedure to keep at least one gate closed at a time, and that the 18
other officers in the transport unit did not want him to follow that procedure because 19
it prevented them from coming and going freely. Based on this testimony, a 2011
reasonable jury could infer that keeping at least one gate closed by complying with 1
standard procedure helps prison security staff control who comes and goes. And a 2
reasonable jury could use logic and common sense to reasonably infer that 3
controlling who comes and goes in a prison setting is a public safety matter. See 4
Lukens v. Franco, 2019-NMSC-002, ¶ 52, 433 P.3d 288 (“Juries may use their 5
common sense to look through testimony and draw inferences from all the 6
surrounding circumstances.” (internal quotation marks and citation omitted)); 7
Romero v. Philip Morris Inc., 2010-NMSC-035, ¶ 10, 148 N.M. 713, 242 P.3d 280 8
(recognizing that a reasonable inference is a “logical deduction” from the evidence, 9
as opposed to “supposition,” “conjecture,” or “guess work” (internal quotation 10
marks and citation omitted)). Specifically, a jury could reasonably infer that public 11
safety is improved when people who are incarcerated do not leave a prison without 12
authorization, and when people who lack authority to enter a prison do not enter. If 13
a jury were to draw these permissible inferences in favor of Plaintiff, it could 14
reasonably find that his disclosures that members of the transport unit opposed his 15
compliance with standard procedure did confer a benefit on the public because those 16
communications gave Defendants the opportunity to take any action necessary to 17
ensure that corrections officers operate sally port gates safely. 18
{20} Defendants argue that the disclosure did not confer a public benefit because 19
there is no evidence that leaving both doors open at the same time “ever caused a 2012
safety-related incident or even a close call.” Defendants cite no authority in support 1
of this notion, and we cannot accept it. Surely the public can benefit from a 2
disclosure that a safety procedure was not being followed even if that deviation has 3
not yet caused an incident involving actual harm such as a death, an injury, or 4
damage to property, or an incident that nearly resulted in actual harm. Disclosure 5
before any such incidents occur gives Defendants an opportunity to investigate the 6
disclosure and take whatever action might be necessary to prevent any harm from 7
occurring. A jury could find that this opportunity benefits the public. Cf. Velasquez 8
v. Regents of N. N.M. Coll., 2021-NMCA-007, ¶ 33, 484 P.3d 970 (recognizing the 9
value of disclosures that afford the government “the opportunity to prevent illegal, 10
wasteful, and abusive conduct” (internal quotation marks and citation omitted)). 11
{21} It would also be reasonable for a jury to find a public benefit based on the 12
communication about the fight incident. The fight incident and the dispute over 13
compliance with the sally port procedure are inextricably linked when the facts are 14
viewed in the light most favorable to Plaintiff. If a jury were to find Plaintiff’s 15
testimony credible, it could reasonably find that the compliance dispute triggered the 16
fight. Plaintiff testified that when Lieutenant Chavira and Officer Vergara 17
confronted him after work, they were initiating a fight to resolve “the problem” 1813
between them: the disagreement over the operation of the sally port gates.2 Based on 1
this testimony, a jury could find that the commitment to opposing Plaintiff’s 2
compliance with the safety procedure was so strong that the supervisor of the 3
transport unit and an officer in that unit reacted to Plaintiff’s adherence to the 4
procedure by menacing Plaintiff, and that the transport unit officer, encouraged by 5
the supervisor, then used violence against Plaintiff. A reasonable jury could 6
therefore find that the disclosure of such facts to prison supervisors, including two 7
deputy wardens, benefited the public by exposing the breadth and intensity of the 8
opposition to operating the sally port gates in a safe manner. 9
{22} We hold that a reasonable jury could find that Plaintiff’s communications 10
pertained to a matter of public concern and therefore conferred a public benefit, even 11
if those communications also benefited Plaintiff personally and even if that personal 12
benefit predominated over the benefit to the public. See Lerma II, 2025-NMSC-033, 13
¶ 36. The public benefit requirement therefore does not support the summary 14
judgment order. And because, as we explained in Lerma I, there is no other valid 15
basis for that order, we reverse. 16
2 Defendants emphatically assert, contrary to the record, that “[t]he only
evidence about why the fight took place is that it was part of a ‘fight club’ culture
where officers sought to test [Mr.] Lerma’s toughness.”14
CONCLUSION 1
{23} We reverse the summary judgment order and remand for further proceedings 2
consistent with Lerma II; this opinion; and the holdings and conclusions in Lerma I 3
that were unchallenged on certiorari review and remain in place. 4
{24} IT IS SO ORDERED. 5
_________________________ 6
ZACHARY A. IVES, Judge 7
WE CONCUR: 8
9
_________________________________ 10
GERALD E. BACA, Judge 11
_________________________________ 12
MICHAEL D. BUSTAMANTE, Judge 13
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