25-P-1177•COMMONWEALTH vs. EDWARD K. KOSTEK.
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NOTICE: Summary decisions issued by the Appeals Court pursuant to M.A.C. Rule 23.0, as appearing in 97 Mass. App. Ct. 1017 (2020) (formerly known as rule 1:28, as amended by 73 Mass. App. Ct. 1001 [2009]), are primarily directed to the parties and, therefore, may not fully address the facts of the case or the panel's decisional rationale. Moreover, such decisions are not circulated to the entire court and, therefore, represent only the views of the panel that decided the case. A summary decision pursuant to rule 23.0 or rule 1:28 issued after February 25, 2008, may be cited for its persuasive value but, because of the limitations noted above, not as binding precedent. See Chace v. Curran, 71 Mass. App. Ct. 258, 260 n.4 (2008). COMMONWEALTH OF MASSACHUSETTS APPEALS COURT 25-P-1177 COMMONWEALTH vs. EDWARD K. KOSTEK. MEMORANDUM AND ORDER PURSUANT TO RULE 23.0 Following a trial in the District Court, a jury found the defendant, a physical therapist, guilty of three counts of indecent assault and battery on his patient, Ava.1 Thereafter, the defendant moved for a new trial, which the judge denied, and then filed a motion for reconsideration, which the judge also denied.2 In this consolidated appeal from his convictions and orders denying his motions for a new trial and reconsideration, the defendant contends that the Commonwealth elicited evidence of Ava's multiple complaints in violation of the first complaint doctrine and improperly elicited evidence solely to appeal to 1 A pseudonym. 2 The motion judge had also presided over the trial.
2 juror sympathy. He additionally claims that the judge erred in denying his motion for a new trial. We affirm. 1. First complaint testimony. The defendant asserts that the Commonwealth improperly introduced evidence of Ava's multiple complaints in violation of the first complaint doctrine. As the defendant did not object to the admission of this testimony, we review for a substantial risk of a miscarriage of justice. Commonwealth v. Aviles, 461 Mass. 60, 72 (2011). We discern no such risk. "Testimony by the recipient of a complainant's first complaint of an alleged sexual assault regarding the fact of the first complaint and the circumstances surrounding the making of that first complaint, including details of the complaint, is admissible for the limited purpose of assisting the jury in determining whether to credit the complainant's testimony about the alleged sexual assault . . . ." Mass. G. Evid. § 413(a) (2026). "Testimony from additional complaint witnesses is not admissible." Commonwealth v. King, 445 Mass. 217, 219 (2005), cert. denied, 546 U.S. 1216 (2006). A complainant also may not testify about reporting the assault to anyone other than the first complaint witness. Commonwealth v. Monteiro, 75 Mass. App. Ct. 489, 493 (2009). Nevertheless, the first complaint doctrine "does not . . . 'prohibit the admissibility of evidence that, while barred by the doctrine, is otherwise independently admissible.'" Aviles, 461 Mass. at 69, quoting Commonwealth v. Arana, 453 Mass. 214,
3 220-221 (2009). "Evidence of a victim's state of mind or behavior following a crime has long been admissible if relevant to a contested issue in a case." Arana, supra at 225. Here, on direct examination, Ava testified to the substance and circumstances of her first complaint, made the day after the last assault, to her nurse practitioner. The prosecutor also elicited from Ava that, after her first complaint, she had additionally reported the assaults to the police and the defendant's supervisor. After Ava's nurse practitioner testified to Ava's first complaint, the prosecutor called the officer to whom Ava had made her statement and elicited from him that Ava had reported in a quiet, soft voice that she had been sexually assaulted by the defendant. Although the defendant raises this claim before us as a trial error, he previously raised it in his motion for a new trial as a claim that trial counsel was ineffective for failing to object to Ava's multiple complaints. Finding that the defendant's main theory of defense at trial was that Ava fabricated the assaults to provide a basis for the civil lawsuit that she eventually filed against the defendant and the provider for whom he worked, the judge ruled that "the circumstances and timing of police involvement [was] relevant and admissible, not as first complaint [testimony] but as an integral part of the
4 Commonwealth's response to the defendant's theory." We discern no error or abuse of discretion in the judge's ruling, particularly where she presided over the trial. See Arana, 453 Mass. at 227 (officer's testimony, elicited after first complaint, about complainant's subsequent complaint and "demeanor was admissible, not as first complaint evidence but as evidence relevant to a highly contested issue, namely, whether [the complainant's] accusations were fabricated to provide a basis for the civil lawsuit" that complainant had filed). See also Commonwealth v. Santos, 465 Mass. 689, 700-701 (2013) (although not first complaint witness, mother's testimony regarding complainant's appearance and demeanor admissible to rebut defense theory of fabrication). As the evidence was admissible, there was no error, and accordingly, there was no substantial risk of a miscarriage of justice. The defendant's use of the officer's testimony further mitigates against any substantial risk of harm. From the officer to whom Ava made her report, the defendant elicited portions of Ava's statements that contrasted with her testimony at trial. He also highlighted investigative steps that the officer could have taken but did not. In closing argument, the defendant used these points in support of his theory that Ava had fabricated the allegations and that the Commonwealth had not
5 met its burden of proof. For these reasons too, the defendant did not suffer any unfair prejudice, and there was no substantial risk of a miscarriage of justice. See Commonwealth v. McCoy, 456 Mass. 838, 850-853 (2010). 2. Improper appeal to sympathy. The defendant claims that the prosecutor improperly appealed to the jurors' sympathy when, in response to his question to Ava "how is your neck today," Ava responded "[e]xtremely in pain. Still not healed." We likewise review this issue for a substantial risk of a miscarriage of justice, as the defendant did not object. See Aviles, 461 Mass. at 72. We again find no such risk. That Ava's symptoms persisted even after her physical therapy sessions was relevant to the Commonwealth's theory that the defendant did not treat Ava but instead used the sessions as an opportunity to assault her. Her testimony on this point was also relevant to the contested issue of why Ava returned for treatment with the defendant even after he had first assaulted her. See Commonwealth v. Gill, 37 Mass. App. Ct. 457, 464 (1994). In addition, the judge mitigated any risk of unfair prejudice by instructing the jury that they must "not permit sympathy to affect your verdict." We presume the jury followed that instruction. Commonwealth v. Bryant, 482 Mass. 731, 737
6 (2019). There was no error, and thus, no risk that justice miscarried. 3. Ineffective assistance of counsel. The defendant moved for a new trial claiming (among other grounds) that trial counsel had been ineffective by failing to seek additional medical records of Ava, failing to interview witnesses, and failing to call an expert witness. After an evidentiary hearing, at which the defendant did not testify or call his trial counsel as a witness, the judge denied the motion. She also denied the defendant's subsequent motion for reconsideration. In reviewing the denial of a motion for a new trial, "we examine the motion judge's conclusions only to determine whether there has been a significant error of law or other abuses of discretion" (citation omitted). Commonwealth v. Miller, 101 Mass. App. Ct. 344, 348 (2022). "Where, as here, the motion judge was the trial judge, reversal for abuse of discretion is particularly rare" (quotation, citation, and alteration omitted). Id. On a claim of ineffective assistance of counsel, the defendant must show that counsel's representation fell "below that . . . [of] an ordinary fallible lawyer" and that such failure prejudiced the defendant by "likely depriv[ing] the
7 defendant of an otherwise available, substantial ground of defence." Commonwealth v. Saferian, 366 Mass. 89, 96 (1974). "[A]rguably reasoned tactical or strategic judgments" do not amount to ineffective assistance of counsel unless they are "manifestly unreasonable" when made (citation omitted). Commonwealth v. Rondeau, 378 Mass. 408, 413 (1979). As to the prejudice prong, "there ought to be some showing that better work might have accomplished something material for the defense." Commonwealth v. Satterfield, 373 Mass. 109, 115 (1977). The prejudice standard under the second prong is "effectively the same as the substantial risk of a miscarriage of justice standard" (quotation and citation omitted). Commonwealth v. Fredette, 97 Mass. App. Ct. 206, 218 (2020). a. Failure to subpoena additional medical records of Ava. The defendant alleged that trial counsel was ineffective for failing to seek a complete set of Ava's medical records. The judge denied the defendant's motion, finding that trial counsel's decision to not seek the complete set was not manifestly unreasonable and that, in any event, the records would not have been material to the defense. After the judge denied the defendant's motion for a new trial, Ava testified at another proceeding in which the defendant was charged with similar offenses against a different
8 patient (subsequent trial). At that proceeding, the defendant had access to Ava's full medical records, portions of which he used to impeach Ava. On the basis of this impeachment, the defendant moved for reconsideration in this case. The judge denied the motion, concluding that "it still does not find that . . . trial counsel was ineffective." We discern no error. As the defendant did not call trial counsel as a witness at the hearing on the motion for a new trial, there is no direct evidence as to trial counsel's strategic choices.3 Nevertheless, the judge's finding -- that trial counsel's determination not to seek Ava's complete record was tactical -- is not without basis. Trial counsel reviewed a subset of Ava's medical records prior to trial that had been subpoenaed to the court pursuant to Mass. R. Crim. P. 17, 378 Mass. 885 (1979). That subset contained information that the defendant now claims trial counsel could have used to impeach Ava, namely, that Ava had received treatment at another physical therapy provider and that she was a marijuana user. Trial counsel had also spoken several times prior to trial with the attorney representing the 3 The defendant submitted an affidavit from trial counsel in support of his motion for a new trial. Although the judge considered trial counsel's affidavit (along with others submitted by the defendant) in concluding that the defendant had raised a substantial issue warranting an evidentiary hearing, she did not consider them as evidence in deciding the defendant's motion.
9 defendant in the civil lawsuit that Ava had filed against the defendant. That attorney had received a complete set of Ava's medical records. Equipped with this information, trial counsel may well have made a tactical decision that he need not move for additional portions of Ava's records. In any event, the judge did not err in ruling that trial counsel's failure to impeach Ava with notations in Ava's full medical records that she had previously attended another treatment provider, had engaged in "binge drinking" a week prior to an appointment, or was a frequent marijuana user amounted to prejudice warranting a new trial. Our courts have "applied a stringent standard of review to claims of ineffective assistance because of failure to impeach a witness." Commonwealth v. Jenkins, 458 Mass. 791, 805 (2011). Generally, "[f]ailure to impeach a witness does not, standing alone, amount to ineffective assistance." Id. See Commonwealth v. Pina, 498 Mass. 43, 55 (2026). More particularly, "failing to impeach a witness in a particular way does not constitute ineffective assistance." Commonwealth v. Gonsalves, 488 Mass. 827, 838 (2022), quoting Commonwealth v. Watt, 484 Mass. 742, 763 (2020). To begin, trial counsel did inquire of Ava on cross- examination whether she had consulted with another treatment provider. Although he did not confront Ava with the relevant
10 notation in her medical record after she testified that she had not attended another provider, trial counsel elicited Ava's admission that she did not "follow up" with another provider because she chose to go to the defendant's office as it was closer and more convenient for her. Trial counsel then argued in closing argument that, although Ava could have received treatment at other locations and stopped treatment with the defendant altogether, she continued to receive treatment from him so that she could pursue her civil lawsuit. In this context, presenting the jury with notations in the records that Ava had attended another treatment provider would have been of marginal impeachment value. Nor did the defendant suffer prejudice from trial counsel's failure to impeach Ava with a notation in her record that she had engaged in "binge drinking" approximately one week before her second physical therapy appointment. The judge ruled that, because there was no evidence that Ava was under the influence of alcohol at the times of treatment or her report, evidence of her alcohol use on a prior date would not have been admissible. See Commonwealth v. Stephens, 44 Mass. App. Ct. 940, 944 (1998). The judge's ruling was neither an error of law nor an abuse of discretion. "Because [such] testimony would not have been admissible at the defendant's trial, we cannot conclude that it
11 would have accomplished something material for the defense such that the jury verdict would have been different." Commonwealth v. Weaver, 474 Mass. 787, 813 (2016), S.C., 582 U.S. 286 (2017). Similarly, the defendant did not show that trial counsel's failure to elicit evidence of Ava's marijuana use rose to the level of ineffective assistance of counsel. As there was no evidence that Ava was under the influence of marijuana at the times of her treatment or report, the defendant failed to establish that such a line of questioning would have been permissible. See Stephens, 44 Mass. App. Ct. at 944. Even assuming, however, that such evidence would have been admissible, its value was of marginal significance where neither the defendant nor Ava's nurse practitioner noted in the medical records any signs that Ava was impaired during any of her medical visits. The judge did not commit an error of law or abuse of discretion in denying the defendant's motion on this ground. See Commonwealth v. Bourgeois, 68 Mass. App. Ct. 433, 438-439 (2007).4 b. Failure to interview the defendant's coworker. We likewise discern no error or abuse of discretion in the judge's 4 There is likewise no merit to the defendant's contention, made in passing in his brief, that Ava's full records "disputed that [Ava] was unaware of [Ehlers-Danlos Syndrome]." Ava did not testify that she was unaware of Ehlers-Danlos Syndrome.
12 ruling that the defendant did not meet his burden of showing that trial counsel's failure to interview one of the defendant's coworkers was manifestly unreasonable. The judge's ruling that the coworker's testimony would not have been admissible as a routine practice or habit was supported by her finding that the coworker's testimony "did not shed any light on what the defendant's habit or practice was regarding where the defendant would treat a patient or whether he would leave a door open or closed." See Mass. G. Evid. § 406(b) (2026). Similarly, the judge's finding that the coworker's proffered testimony regarding the defendant's reputation would not have been admissible was neither an error of law nor an abuse of discretion. "[T]he trial judge has discretion to exclude [reputation] evidence if [the judge] determines that it is based on the opinions of too limited a group." Commonwealth v. LaPierre, 10 Mass. App. Ct. 871, 871 (1980). Here, although the coworker testified that she was part of the physical therapy community, that she was aware of the defendant's reputation among this community, and that members of the community were in court in support of the defendant, she did not testify to the size of the community. See Commonwealth v. Arthur, 31 Mass. App. Ct. 178, 179-180 (1991) (defendant established community of
13 identifiable size through witness testimony). The judge's finding that the community consisted of ten or eleven therapists based on the coworker's testimony regarding how many therapists could be in the suite at a time was not clearly erroneous; and her ruling, that such a group was too limited to establish a sufficiently numerous community, was within her discretion. See LaPierre, supra. Finally, as the judge noted, the coworker's testimony had the potential to harm the defendant. Ava testified at trial that, at each of the three sessions after her initial consultation, the defendant brought her through an open gym where a number of patients were receiving treatment to a private room, closed the door so that it was open approximately one inch or less, and, after working on her neck area (the location of her injury) for fifteen minutes, grabbed her buttocks during the second treatment session, and grabbed her breasts and touched her inner thigh during the third and fourth sessions. The coworker testified at the hearing on the motion for a new trial that therapists generally only met with patients in a private room during the initial consultation and thereafter at a patient's election, not the therapist's; that at no point should a therapist squeeze or hold a patient's buttocks or squeeze a patient's breasts for treatment; and that touching a patient's
14 thigh by their vagina would not be relevant therapy for injury to the neck area. Trial counsel may have reasonably anticipated that the coworker's testimony carried with it the potential for significant harm. Cf. Commonwealth v. Vinton, 432 Mass. 180, 185 (2000) (counsel reasonably decided against introduction of evidence that had "potential to backfire on the defendant"). c. Failure to call an expert. The defendant alleged that trial counsel was ineffective for failing to call an expert to testify that the defendant's conduct was consistent with appropriate medical examination for Ehlers-Danlos Syndrome. In denying the defendant's motion on this ground, the judge found that the defendant had failed to show that counsel's strategic decision not to call the witness was manifestly unreasonable or that the expert's testimony would have effectively impeached Ava. Thereafter, at the subsequent trial, the defendant called the expert witness who had reviewed Ava's treatment records and opined that the defendant's treatment of Ava had been appropriate. Citing the expert's testimony at the subsequent trial as newly available evidence, the defendant moved for reconsideration of his new trial motion in this case. The judge denied this motion as well. There was no error or abuse of discretion.
15 Whether to call an expert witness "fits squarely within the realm of strategic or tactical decisions." Commonwealth v. Ayala, 481 Mass. 46, 63 (2018). Here, as the defendant did not call trial counsel to testify at the hearing regarding his strategic decisions, he failed to meet his burden of showing that trial counsel's decision not to call an expert was manifestly unreasonable.5 See Commonwealth v. Diaz, 448 Mass. 286, 289 (2007) (where claim of ineffective assistance of counsel is "bereft of any explanation by trial counsel for [their] actions and suggestive of strategy contrived by a defendant viewing the case with hindsight," such claim is in its "weakest form" [citation omitted]); Commonwealth v. Alvarez, 62 Mass. App. Ct. 866, 870 (2005). Moreover, as the judge appropriately concluded, to the extent that the proffered expert would have testified that the defendant's examination of Ava was consistent with screening for Ehlers-Danlos Syndrome, such testimony would not have been materially helpful to the primary line of the defendant's 5 Indeed, the defendant may have feared that, had he called trial counsel as a witness at the motion for a new trial, trial counsel would have testified consistent with what he wrote in his affidavit, namely, that the final theory of defense was that Ava's allegations were false; that he had met with the expert on three occasions; that the expert's testimony would have been "devastating" to the defense; and that the expert had changed his original opinion.
16 defense, which was that Ava fabricated the assaults. Indeed, as shown at the subsequent trial, had trial counsel called the expert, he would have done so at his own peril. The expert's testimony would have presupposed that at least some of Ava's testimony regarding the defendant's examinations was credible, including that the defendant had examined Ava for scars from her breast augmentation. He also would have run the risk of the jury hearing an expert witness agree with the prosecutor that it would have been inappropriate for a physical therapist to grab or squeeze the breast of a patient who had sustained a neck injury; that, if a medical professional needs to touch a patient's breast for any reason, the professional should first obtain the patient's consent (which Ava testified did not occur); and that any examination of a patient's breast should be noted in a medical record (of which there was no notation in Ava's records). For these reasons, we cannot say that the alleged inadequacy of counsel's performance "appears indisputably on the
17 trial record" (citation omitted). Commonwealth v. Zinser, 446 Mass. 807, 811 (2006). Judgments affirmed. Orders denying motions for new trial and for reconsideration affirmed. By the Court (Vuono, Meade & Hillman, JJ.6), Clerk Entered: October 9, 2026. 6 The panelists are listed in order of seniority.
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