1992-044•Kansas Attorney General Opinion 1992-044
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ROBERT T. STEPHAN ATTORNEY GENERAL April 2, 1992 ATTORNEY GENERAL OPINION NO. 92- 44 The Honorable Rick Bowden State Representative, Ninety-Third District State Capitol, Room 281-W Topeka, Kansas 66612 Re: Schools--Teachers' Contracts; Due Process Procedure; Contract Termination--Testimony, Recording and Transcribing; Allocation of Costs; 1992 Senate Bill No. 109; Constitutionality Synopsis: The amendment proposed in 1992 Senate Bill No. 109, § 1 requires the tenured teacher to pay the costs of transcription if the tenured teacher requests a transcript, or one-half of the costs if both parties request a transcript. However, the state has established no compelling interest in recouping the costs of procedural due process, and cannot impose a significant and unjustified open-ended penalty on the exercise of the right of due process. The state therefore cannot penalize the tenured teacher for exercising the tenured teacher's due process rights by requiring the tenured teacher to pay the costs of transcription as set forth in 1992 Senate Bill No. 109, § 1. Cited herein: K.S.A. 1991 Supp. 60-2101; K.S.A. 72-5436; K.S.A. 1991 Supp. 72-5438; 72-5439; 72- 5440; 72-5443; 1992 Senate Bill No. 109; U.S. Const., Amend. XIV.
Dear Representative Bowden:
As representative for the ninety-third district, you request
our opinion regarding whether an amendment proposed in 1992
Senate Bill No. 109 will withstand constitutional scrutiny.
The amendment regards the allocation of costs of the due
process hearing required upon termination or nonrenewal of a
tenured teacher's contract. The amendment has been proposed
as a result of court decisions in Ames v. Board of
Education, U.S.D. No. 264, No. 91-1278-K (D.Kan. March 6,
1992) and Gunkel v. Board of Education, U.S.D. No. 252,
No. 90-C-97 (Lyon County Dist. Ct. May 21, 1991).
K.S.A. 72-5436 et seq. set forth the procedure for
conducting the due process hearing that must be accorded a
tenured teacher whose contract is terminated or nonrenewed.
Pursuant to the due process procedure, the teacher must
receive notice of the reasons for nonrenewal, be allowed an
opportunity to be heard prior to termination, and select a
member of the hearing committee. K.S.A. 1991 Supp. 72-5438.
In addition, the teacher has the right to be represented by
counsel and to present and cross-examine witnesses. K.S.A.
1991 Supp. 72-5439. K.S.A. 1991 Supp. 72-5440 allows a
teacher to have witnesses subpoenaed by the hearing
committee. The decision of the three-member hearing committee
must be adopted by the board of education. K.S.A. 1991 Supp.
72-5443. The decision of the board of education may be
appealed to the district court id., which may receive new
evidence and reverse, vacate, or modify the board's decision.
K.S.A. 1991 Supp. 60-2101.
K.S.A. 1991 Stipp. 72-5440 provides for allocation of the costs
of the due process hearing. Each party is required to bear
the costs of each party's witnesses, except that the fees
payable to subpoenaed witnesses will be borne equally by the
parties. Each party is required to bear the costs for the
services of the member of the hearing committee designated by
that party. The costs for the services of the third member of
the hearing committee are to be borne equally by the parties.
Testimony at the hearing may be recorded and transcribed at
the request of either party. The costs of the recording and
transcript would apparently be divided between the parties as
"[a]ll costs of a hearing which are not specifically
allocated in this section shall be borne equally by the
parties." K.S.A. 1991 Supp. 72-5440(d); Gunkel, No.
90-C-97. However, see Ames, No. 91-1278-K, at 11 ("Thecosts for any such transcription shall be borne by the board. K.S.A. 72 - 5440(c).) In both Ames and Gunkel, it was determined by the respective courts that such cost allocation imposes an impermissible burden on the right of the teacher to due process. The courts, after acknowledging the similarity between K.S.A. 1991 Supp. 72-5436 et seq. and the due process procedure accorded teachers in Oklahoma, relied on Rankin v. Independent School District No. 1-3, 876 F.2d 838 (10th Cir. 1989) and determined that, as in Rankin, the state provided no way to exercise due process rights other than in a penalizing manner. "This penalty, the court reasoned, imposed a chilling effect on the exercise of due process because the tenured teacher's potential liability for costs was unrestricted and partly the result of factors outside his control." Ames, No. 91-1278-K, at 13. The court held that because recoupment by the state of the costs of the due process hearing does not fulfill a compelling state interest, the cost-allocation requirement is unconstitutional. In response, the legislature has proposed in 1992 Senate Bill No. 109 an amendment to K.S.A. 1991 Supp. 72-5440. Under 1992 Senate Bill No. 109, each party would remain responsible for the costs of each party's witnesses, except that the costs of subpoenaed witnesses would be borne entirely by the board of education. The board of education would also bear the costs of the services of the hearing officer and the certified shorthand reporter. (The hearing committee is replaced with a qualified hearing officer. 1992 Senate Bill No. 109, § 2.) The costs of a transcript are borne by the party requesting transcription, except that "[i]f both parties jointly request that the transcript be transcribed at the hearing-level, the parties shall each pay one-half of the cost of transcription." Each party is responsible for the payment of its own attorney's fees. Any costs of the hearing which have not been specifically allocated under the statute are to be borne by the board of education. Pursuant to the fourteenth amendment of the constitution of the United States, no person may be deprived of life, liberty, or property without due process of law. A tenured teacher holds a property right in continued employment, which is protected by the due process clause of the fourteenth amendment. Unruh v. U.S.D. No. 300, 245 Kan. 35, 41 (1989); Ames, No. 91 - 1278-K, at 6. An essential principle of due process is that a deprivation of life, liberty, or property be proceeded by notice and opportunity for hearing
appropriate to the nature of the case. Cleveland Board of Education v. Loudermill, 470 U.S. 532, 542, 105 S.Ct. 1487, 1493, 84 L.Ed.2d 494 (1985); Ames, No. 91-1278-K, at 6. "Under Loudermill the Supreme Court held that before a 'tenured public employee' can be discharged, he 'is entitled to oral or written notice of the charges against him, an explanation of the employer's evidence, and an opportunity to present his side of the story. To require more than this prior to termination would intrude to an unwarranted extent on the government's interest in quickly removing an unsatisfactory employee.' 470 U.S. at 546, 105 S.Ct. at 1495 (citations omitted)." Derstein v. State of Kansas, 915 F.2d 1410, 1413 (10th Cir. 1990), cert. denied, Derstein v. Benson, U.S. , 111 S.Ct. 1391 (1991) (Emphasis added). The procedures mandated by Kansas law clearly meet the requirements of the due process clause. Pitts v. Board of Education of U.S.D. 305, Salina, Kansas, 869 F.2d 555, 557 (10th Cir. 1989); See Ames, No. 91-1278-K, at 8. In fact, K.S.A. 72-5436 et seq. confers due process above and beyond that required under the fourteenth amendment. However, "what is due process of law in a state is regulated by the law of the state. . . ." 16A Am.Jur.2d Constitutional Law § 815 (1979). The state may not, through allocation of costs, place a penalty on the exercise of any procedural due process rights. As acknowledged by Judge Patrick Kelly in Ames: "[T]he state argues that tenured teachers are afforded extra procedural protections under the state law, in excess of the minimal constitutional requirements, and therefore should fairly bear a portion of the financial burden. The identical cost-recoupment argument was presented and rejected in Rankin. In failing to renew [the tenured teacher's ] employment contract, the state has created the need for a due process hearing. Thus, the state cannot penalize [the tenured teacher] for exercising a right which it
is constitutionally required to give him." Ames, No. 91-1278-K, at 14. It is the state's affirmative obligation to furnish the tenured teacher a due process hearing when action adverse to the teacher's liberty or property interests are taken. Rankin, 876 F.2d at 840. The amendment proposed in 1992 Senate Bill No. 109, § 1 requires the tenured teacher to pay the costs of transcription if the tenured teacher requests a transcript, or one-half the costs if both parties request a transcript. However, the state has established no compelling interest for recouping the costs of procedural due process and cannot impose a significant and unjustified open-ended penalty on the exercise of the right of due process. The state therefore cannot penalize the tenured teacher for exercising the tenured teacher's due process rights by requiring the tenured teacher to pay the costs of transcription as set forth in 1992 Senate Bill No. 109, § 1. Very truly yours, ROBERT T. STEPHAN Attorney General of Kansas Richard D. Smith Assistant Attorney General RTS:JLM:RDS:jm
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