9:24-cv-00374•Deans v. Green
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UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF NEW YORK ____________________________________________ KANARES DEANS, Plaintiff, v. 9:24-cv-00374 (BKS/TWD) C.O. GREEN, Defendant. ____________________________________________ APPEARANCES: OF COUNSEL: KANARES DEANS Plaintiff, pro se 21-A-0879 Adirondack Correctional Facility Box 110 Ray Brook, NY 12977 NEW YORK STATE ATTORNEY GENERAL ELIZABETH LOMBARDI, ESQ. Attorney for Defendant Assistant Attorney General Syracuse Regional Office 300 South State Street - Suite 300 Syracuse, NY 13202 THÉRÈSE WILEY DANCKS, United States Magistrate Judge REPORT-RECOMMENDATION AND ORDER I. INTRODUCTION This matter was referred for a report and recommendation by the Hon. Brenda K. Sannes, Chief United States District Judge, pursuant to 28 U.S.C. § 636(b) and Local Rule 72.3(c). Plaintiff Kanares Deans (“Plaintiff”), an individual in the custody of the New York State Department of Corrections and Community Supervision (“DOCCS”), brings this action under 42 U.S.C. § 1983 alleging Defendant C.O. Green (“Defendant”) violated his constitutional rights Case 9:24-cv-00374-BKS-TWD Document 43 Filed 12/08/25 Page 1 of 16
2 during a use-of-force incident at Franklin Correctional Facility (“Franklin”) on June 3, 2023. Dkt. No. 1. Currently before the Court is Defendant’s motion for summary judgment. Dkt. No. 28. The motion is fully briefed. Dkt. Nos. 39, 42. For the reasons set forth below, the undersigned recommends Defendant’s motion be granted. II. BACKGROUND A. Facts 1 On June 3, 2023, the Correctional Emergency Response Team (“CERT”) was activated to Franklin to conduct a facility frisk. Dkt. No. 28-2, ¶¶ 3-7.2 At approximately, 1:00 pm, Defendant, a CERT member, entered the G2 dorm and stated he was going to frisk Plaintiff’s cube, G-2-48. Id. ¶¶ 3, 8, 9. The parties dispute what happened next. Plaintiff claims Defendant told him to the face the rear of his cube, which he did. Id. ¶ 4. Plaintiff further alleges that all of the sudden, he was put in a choke hold, slammed to the floor, and then punched and kicked in the head and body for no reason. Id. ¶ 5. His hands and legs 1 The facts are drawn from Defendant’s statement of material facts, Dkt. No. 28-2, and Plaintiff’s response, Dkt. No. 39, to the extent the facts are supported by “particular parts of materials in the record,” including, among other things, depositions, affidavits or declarations, or other documents. Fed. R. Civ. P. 56(c). The Court has also considered Plaintiff’s complaint, which is verified and his sworn testimony. Dkt. No. 1; see Colon v. Coughlin, 58 F.3d 865, 872 (2d Cir. 1995) (explaining that a “verified complaint is to be treated as an affidavit . . . and [may] be considered in determining whether material issues of fact exist[.]”) (citations omitted). The facts are construed in the light most favorable to Plaintiff as the non-moving party. Gilles v. Repicky, 511 F.3d 239, 243 (2d Cir. 2007). Citations to Court documents utilize the pagination generated by CM/ECF. Paragraph numbers are used where documents identified by the CM/ECF docket number contain consecutively numbered paragraphs. Unless otherwise indicated, excerpts from the record are reproduced exactly as they appear in the original and errors in spelling, punctuation, and grammar have not been corrected. 2 Citations to Court documents utilize the pagination generated by CM/ECF. Paragraph numbers are used where documents identified by the CM/ECF docket number contain consecutively numbered paragraphs. Unless otherwise indicated, excerpts from the record are reproduced exactly as they appear in the original and errors in spelling, punctuation, and grammar have not been corrected. Case 9:24-cv-00374-BKS-TWD Document 43 Filed 12/08/25 Page 2 of 16
3 were restrained. Dkt. No. 28-4 at 33. Plaintiff was then dragged by his arms to the laundry room where he was subjected to a cavity search and then examined by a nurse. Id. at 37-40. According to Defendant, Plaintiff was given several direct orders to turn around and face the wall. Id. ¶ 10. Plaintiff refused to follow the direct orders given to him. Id. ¶ 11. Defendant then used “body holds” to move Plaintiff to the rear wall of the cube, and then used “body holds to put [Plaintiff] face first on the bed.” Id. ¶ 12. Once Plaintiff was on the bed, Defendant utilized a “figure four leg lock” to maintain control of Plaintiff’s legs. Id. ¶ 13. While Defendant maintained control of Plaintiff’s legs, another corrections officer restrained Plaintiff’s arms behind his back and applied wrist restraints. Id. ¶ 14. Plaintiff then became compliant and all force ceased. Id. ¶ 16. Defendant maintains the minimal amount of force used on Plaintiff was reasonable, appropriate, and within departmental guidelines. Id. ¶ 24. Plaintiff was charged with violating rules concerning refusing a direct order, interference, search/frisk procedures, violent conduct, and creating a disturbance. Id. ¶ 33. The June 3, 2023, misbehavior report described the incident as follows: During a CERT frisk of G-2 dorm Officer Green was conducting the frisk of G-2-48 cube housing Deans, K 21B0879. Deans refused several direct orders to face the rear of his cube. Force became necessary to gain compliance with staff direction and to quell the disturbance. Once staff had Deans on the ground, Deans violently struggled with staff disturbing the order of the dorm during the frisk. Dkt. No. 28-5 at 1. After the incident, a strip frisk was authorized. Dkt. No. 28-2, ¶ 17. No contraband was found. Id. ¶ 18. At approximately 1:15 pm, Plaintiff underwent a medical examination by Nurse Charband and use-of-force-photos were taken by Officer Frank. Dkt. No. 28-2, ¶¶ 19, 21. Plaintiff’s medical records reflect Nurse Charband observed no injuries on Plaintiff and no medical treatment was necessary. Id. ¶ 20. Plaintiff generally testified in his deposition that he Case 9:24-cv-00374-BKS-TWD Document 43 Filed 12/08/25 Page 3 of 16
4 had only “only bruises” and confirmed he had no lasting “physical injuries” from the June 3, 2023, incident. Id. ¶ 23. Plaintiff did, however, sustain “psychological injuries” from the incident but he “can’t even describe” those injuries. Id. ¶ 24. He later explained “knowing that you didn’t do anything to be treated the way you was -- has a big, big impact on your thinking and everything, you understand? You’re traumatized.” Id. Plaintiff also stated that he takes medication for his anxiety and depression, and that he began taking those medications in 2016. Id. ¶ 28. At approximately 2:26 pm, Plaintiff was admitted to the Special Housing Unit (“SHU”) at Upstate Correctional Facility (“Upstate”). Id. ¶ 34. Plaintiff remained in the SHU for thirty- four days, from June 3, 2023, until July 7, 2023, without a disciplinary hearing. Id. ¶ 35; Dkt. No. 1 at 7. Based upon a review of the records maintained by the Incarcerated Grievance Program (“IGP”) at Franklin and Upstate, Plaintiff never filed a grievance with respect to the alleged June 3, 2023, excessive force incident. Id. ¶¶ 37, 42-45, 47. Plaintiff did, however, file one grievance at Upstate. Id. ¶ 43. The grievance, UST-1257- 23, dated June 24, 2023, stated: I have a right to a hearing within 14 days of the issuance of the disciplinary ticket and within 7 days of placement in keeplock or S.H.U. unless extension is granted with a right to be present, call witnesses and present evidence. It’s been 21 days since disciplinary ticket was served. Dkt. No. 28-23 at 1-2. He requested to be released from the SHU immediately. Id. On July 11, 2023, a hearing was held in absentia because Plaintiff had been transferred to the Adirondack Correctional Facility (“Adirondack”). Dkt. No. 28-2, ¶ 48. The Incarcerated Grievance Resolution Committee (“IGRC”) dismissed and closed grievance UST-1257-23. Id. ¶ Case 9:24-cv-00374-BKS-TWD Document 43 Filed 12/08/25 Page 4 of 16
5 49. The IGRC’s response was sent to Plaintiff on July 12, 2023. Id. ¶ 50. Records maintained by DOCCS indicate Plaintiff did not appeal the dismissal with Upstate. Id. ¶ 51. Plaintiff testified, however, he appealed the dismissal to the superintendent but “[t]here was no response. I was transferred.” Dkt. No. 28-4 at 54. As part of discovery, Plaintiff disclosed a document entitled “Appeal My Disciplinary Ticket” dated June 7, 2023. Dkt. No. 28-2, ¶ 52. The document was notarized on July 30, 2023. Id. ¶ 53. As set forth therein, Plaintiff stated he wanted to appeal the disciplinary ticket received on June 5, 2023, because he never received a hearing. Id. ¶ 55. He also asked that the ticket be dismissed. Id. At the bottom of the document, Plaintiff indicated, “C.C. on file” and “C.C. sent to d.o.c.c.s.” Id. ¶ 54. The misbehavior report for the June 3, 2023, incident does not appear on Plaintiff’s DOCCS disciplinary report. Id. ¶ 36. Based upon a review of the grievance appeal records maintained by the Central Office Review Committee (“CORC”), as of May 29, 2025, “no appeal has ever been received by CORC for any grievances” filed by Plaintiff. Id. ¶¶ 56, 57. Plaintiff testified he was aware that the last administrative appeal is to CORC. Id. ¶ 58. B. Procedural History Plaintiff commenced this action by filing his pro se complaint on March 18, 2024, along with an application to proceed in forma pauperis (“IFP”). Dkt. Nos. 1, 5. On April 26, 2024, the Court granted Plaintiff’s application to proceed IFP and found Plaintiff’s Eighth Amendment excessive force claim against Defendant survived sua sponte review and required a response. Case 9:24-cv-00374-BKS-TWD Document 43 Filed 12/08/25 Page 5 of 16
6 Dkt. No. 7.3 On July 23, 2024, Defendant filed an answer, Dkt. No. 21, and discovery ensued. See Dkt. No. 22. On June 10, 2025, Defendant filed the instant motion for summary judgment seeking dismissal of Plaintiff’s Eighth Amendment excessive force claim with prejudice. Dkt. No. 28. Defendant submitted a memorandum of law, Dkt. No. 28-1, supporting declarations with exhibits, Dkt. No. 28-3 through 28-25, and a statement of material facts, Dkt. No. 28-2. Defendant argues summary judgment is warranted because (1) Plaintiff’s failed to exhaust his administrative remedies, Dkt. No. 28-1 at 11-20; (2) Plaintiff has failed to show a physical injury, id. at 20-23; (3) Plaintiff’s excessive force claim fails on the merits, id. at 23-27; and (4) Defendant is entitled to qualified immunity, id. at 27-29. On August 7, 2025, Plaintiff filed a memorandum of law in opposition to Defendant’s motion, Dkt. No. 39 at 1-12, and a response to Defendant’s statement of material facts, id. at 13-18. Defendant filed a reply on August 21, 2025. Dkt. No. 42. III. DISCUSSION A. Standard of Review Pursuant to Rule 56 of the Federal Rules of Civil Procedure, summary judgment is appropriate only where “there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a); see Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 250-52 (1986). The moving party bears the initial burden of demonstrating “the absence of a genuine issue of material fact.” Celotex Corp. v. Catrett, 477 U.S. 317, 323 3 The following claims were dismissed without prejudice pursuant to 28 U.S.C. § 1915(e)(2)(B) and 28 U.S.C. § 1915A(b) for failure to state a claim upon which relief may be granted: (1) Fourteenth Amendment due process claim; and (2) constitutional claim related to a false misbehavior report. Dkt. No. 7. Case 9:24-cv-00374-BKS-TWD Document 43 Filed 12/08/25 Page 6 of 16
7 (1986); Salahuddin v. Gourd, 467 F.3d 263, 272-73 (2d Cir. 2006). A fact is “material” if it “might affect the outcome of the suit under the governing law,” and is genuinely in dispute “if the evidence is such that a reasonable jury could return a verdict for the nonmoving party.” Anderson, 477 U.S. at 248; see Jeffreys v. City of New York, 426 F.3d 549, 553 (2d Cir. 2005). If the moving party satisfies its burden, the nonmoving party must move forward with specific facts showing there is a genuine issue for trial. Salahuddin, 467 F.3d at 273. In that context, the nonmoving party must do more than “simply show that there is some metaphysical doubt as to the material facts.” Matsushita Electric Industrial Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986). “Conclusory allegations, conjecture and speculation . . . are insufficient to create a genuine issue of fact.” Kerzer v. Kingly Mfg., 156 F.3d 396, 400 (2d Cir. 1998). Accordingly, statements “that are devoid of any specifics, but replete with conclusions, are insufficient to defeat a properly supported motion for summary judgment.” Bickerstaff v. Vassar Coll., 196 F.3d 435, 452 (2d Cir. 1999). When considering a motion for summary judgment, the court must resolve all ambiguities and draw all reasonable inferences against the moving party. Major League Baseball Props., Inc. v. Salvino, Inc., 542 F.3d 290, 309 (2d Cir. 2008). The court should not weigh evidence or assess the credibility of witnesses. Hayes v. New York City Dep’t of Corr., 84 F.3d 614, 619 (2d Cir. 1996); Rule v. Brine, Inc., 85 F.3d 1002, 1011 (2d Cir. 1996) (“Assessments of credibility and choices between conflicting versions of the events are matters for the jury, not for the court on summary judgment.”). Where a party seeks judgment against a pro se litigant, or a pro se litigant moves for summary judgment, the court must afford the pro se litigant special solicitude. See Treistman v. Fed. Bureau of Prisons, 470 F.3d 471, 477 (2d Cir. 2006). The court is obligated to “read [a pro Case 9:24-cv-00374-BKS-TWD Document 43 Filed 12/08/25 Page 7 of 16
8 se party’s] supporting papers liberally, and . . . interpret them to raise the strongest arguments that they suggest.” Burgos v. Hopkins, 14 F.3d 787, 790 (2d Cir. 1994). However, that status “does not relieve [a pro se] plaintiff of his duty to meet the requirements necessary to defeat a motion for summary judgment.” Jorgensen v. Epic/Sony Records, 351 F.3d 46, 50 (2d Cir. 2003) (internal quotation marks and citation omitted). B. Local Rule 56.1 Local Rule 56.1(a) requires a party moving for summary judgment to file and serve a statement of material facts. L.R. 56.1(a). In turn, Local Rule 56.1(b) requires the party opposing a motion for summary judgment to file a response. L.R. 56(1)(b). “The opposing party’s response shall mirror the movant’s Statement of Material Facts by admitting and/or denying each of the movant’s assertions in a short and concise statement, in matching numbered paragraphs.” L.R. 56.1(b). “Each denial shall set forth a specific citation to the record where the factual issue arises.” Id.; see Lee v. City of Troy, 520 F. Supp. 3d 191, 198 (N.D.N.Y. 2021) (“Because a naked denial of a fact the movant claims to be undisputed would do little to help the Court, the opposing party must support every denial with a citation to record evidence supporting a genuine dispute of material fact.”). “The Court may deem admitted any properly supported facts set forth in the Statement of Material Facts that the opposing party does not specifically controvert.” L.R. 56.1(b) (emphasis omitted). In accordance with the Local Rules, Defendant filed and served a fifty-eight paragraph statement of material facts.4 Dkt. No. 28-2. In his response, Dkt. No. 39-at 13-18, Plaintiff “agrees” with twenty-eight statements, id. ¶¶ 1-6, 18-19, 23, 26-32, 34-41, 43, 56-58, “disagrees” 4 A notice of the consequences of failing to respond to a summary judgment motion was sent to Plaintiff. Dkt. No. 30. Case 9:24-cv-00374-BKS-TWD Document 43 Filed 12/08/25 Page 8 of 16
9 with eighteen statements, id. ¶¶ 7-14, 16-17, 20-22, 24-25, 33, 42, 55, and failed to respond to twelve statements, id. ¶¶ 15, 44-54. Moreover, for each denial, id. ¶¶ 7-14, 16-17, 20-22, 24-25, 33, 42, 55, Plaintiff failed to “set forth a specific citation to the record where the factual issue arises.” L.R. 56.1(b). As Defendant points out, see Dkt. No. 42 at 4-5, Plaintiff’s failure to provide a response in accordance with Local Rule 56.1(b) permits the Court to deem admitted Defendant’s properly supported facts that Plaintiff does not specifically controvert. See L.R. 56.1(b). Nevertheless, pro se plaintiffs are also afforded special solicitude in this District and Circuit. See Champion v. Artuz, 76 F.3d 483, 486 (2d Cir. 1996). Thus, the Court “may in its discretion opt to ‘conduct an assiduous review of the record’ even where one of the parties has failed to file such a statement.” Holtz v. Rockefeller & Co., 258 F.3d 62, 73 (2d Cir. 2001) (citation omitted). Accordingly, in deference to Plaintiff’s pro se status, the Court will exercise its discretion and independently review the record when evaluating Defendant’s motion for summary judgment. See McAllister v. Call, No. 9:10-CV-610 (FJS/CFH), 2014 WL 5475293, at *3 (N.D.N.Y. Oct. 29, 2014) (finding allegations in plaintiff’s verified complaint sufficient to controvert facts in statement of material facts on motion for summary judgment). C. Exhaustion of Administrative Remedies The Prison Litigation Reform Act (“PLRA”) provides, in pertinent part, that “[n]o action shall be brought with respect to prison conditions under section 1983 of this title, or any other Federal law, by a prisoner confined in any jail, prison, or other correctional facility until such administrative remedies as are available are exhausted.” 42 U.S.C. § 1997e(a). “[T]he PLRA’s exhaustion requirement applies to all inmate suits about prison life, whether they involve general circumstances or particular episodes, and whether they allege excessive force or some other Case 9:24-cv-00374-BKS-TWD Document 43 Filed 12/08/25 Page 9 of 16
10 wrong.” Porter v. Nussle, 534 U.S. 516, 532 (2002) (citation omitted). Exhaustion in prisoner cases covered by Section 1997e(a) is mandatory. Id. at 524; see also Ross v. Blake, 578 U.S. 632, 638 (2016). Furthermore, Section 1997e(a) requires “proper exhaustion,” which means using all steps of the administrative process and complying with “deadlines and other critical procedural rules.” Woodford v. Ngo, 548 U.S. 81, 93 (2006). Generally, the DOCCS IGP involves the following procedure for the filing of grievances. First, an inmate must file a complaint with the facility’s IGP clerk within twenty-one calendar days of the alleged occurrence. [7 N.Y.C.R.R.] § 701.5(a). A representative of the facility’s . . . IGRC . . . has sixteen calendar days from receipt of the grievance to informally resolve the issue. Id. § 701.5(b)(1). If there is no such informal resolution, the full IGRC conducts a hearing within sixteen calendar days of receipt of the grievance and issues a written decision within two working days of the conclusion of the hearing. Id. §§ 701.5(b)(2), (3). Second, a grievant may appeal the IGRC decision to the facility’s superintendent within seven calendar days of receipt of the IGRC’s written decision. Id. § 701.5(c)(1). If the grievance involves an institutional issue (as opposed to a DOCCS-wide policy issue), the superintendent must issue a written decision within twenty calendar days of receipt of the grievant’s appeal. Id. § 701.5(c)(3)(ii). Grievances regarding DOCCS-wide policy issues are forwarded directly to . . . CORC . . . for a decision under the process applicable to the third step. Id. § 701.5(c)(3)(i). Third, a grievant may appeal to CORC within seven working days of receipt of the superintendent’s written decision. Id. § 701.5(d)(1)(i). CORC is to render a written decision within thirty calendar days of receipt of the appeal. Id. § 701.5(d)(3)(ii). Hudson v. Kirkey, No. 9:20-CV-00581 (LEK/DJS), 2023 WL 2324988, at *3 (N.D.N.Y. Mar. 2, 2023) (additional citation omitted); see also Jackson v. Jackson, No. 16-CV-8516, 2021 WL 981849, at *4 (S.D.N.Y. Mar. 16, 2021) (explaining “when a grievance concerns staff harassment, DOCCS procedures provide for an expedited review that allows for the complaint to bypass IGRC review and proceed before the Superintendent in the first instance”) (citing 7 N.Y.C.R.R. § 701.8)). Case 9:24-cv-00374-BKS-TWD Document 43 Filed 12/08/25 Page 10 of 16
11 “If all three of these levels of review are exhausted, then the prisoner may seek relief in federal court pursuant to section 1983.” Johnson v. Mason, No. 9:22-cv-590 (MAD/CFH), 2024 WL 396679, at *3 (N.D.N.Y. Feb. 2, 2024) (citation omitted). “When a prisoner does not properly exhaust his administrative remedies before filing suit, the action must be dismissed.” Barrett v. Ballard, No. 9:23-cv-113 (DNH/DJS), 2024 WL 4627511, *3 (N.D.N.Y. Oct. 4, 2024) (citation omitted). “[W]here a plaintiff’s grievance has not been appealed to and decided by the highest body in the administrative process, the plaintiff cannot be said to have exhausted his administrative remedies and his claims are thus properly dismissed by a court.” Id. (citation omitted). While the PLRA mandates exhaustion of administrative remedies, it also “contains its own, textual exception to mandatory exhaustion.” Ross, 578 U.S. at 642. Specifically, the exhaustion requirement contained in Section 1997e(a) “hinges on the ‘availability’ of administrative remedies: An inmate, that is, must exhaust available remedies, but need not exhaust unavailable ones.” Id. (citing 42 U.S.C. § 1997e(a)). In Ross, the Supreme Court identified three circumstances in which a court may find administrative remedies are not “available” for PLRA purposes, holding: [A]n administrative procedure is unavailable when (despite what regulations or guidance materials may promise) it operates as a simple dead end—with officers unable or consistently unwilling to provide any relief to aggrieved inmates . . . . Next, an administrative scheme might be so opaque that it becomes, practically speaking, incapable of use . . . . And finally, . . . when prison administrators thwart inmates from taking advantage of a grievance process through machination, misrepresentation, or intimidation. Id. at 643-44. In these situations, exhaustion is not required. Additionally, the Second Circuit has observed “the three circumstances discussed in Ross do not appear to be exhaustive . . . .” Williams v. Correction Officer Priatno, 829 F.3d 118, 124 n.2 (2d Cir. 2016). Case 9:24-cv-00374-BKS-TWD Document 43 Filed 12/08/25 Page 11 of 16
12 The failure to exhaust administrative remedies is an affirmative defense. Hubbs v. Suffolk Cnty. Sheriff’s Dep’t, 788 F.3d 54, 59 (2d Cir. 2015) (explaining that defendants bear the burden of proof, but plaintiffs can overcome a showing of non-exhaustion by putting on their own evidence). Thus, a defendant must first show that a grievance process governs the dispute at issue and that a plaintiff has failed to exhaust it. Id. In response, a plaintiff can show either exhaustion or unavailability as outlined in Ross and its progeny. See Booker v. Flint, No. 9:22- CV-600 (AJB/DJS), 2025 WL 1663999, at *3 (N.D.N.Y. June 12, 2025). Whether remedies are available is “an objective [test]: that is, would a similarly situated individual of ordinary firmness have deemed them available.” Lucente v. Cnty. of Suffolk, 980 F.3d 284, 311-12 (2d Cir. 2020) (citation omitted). D. Analysis Here, as discussed above, the undisputed facts clearly demonstrate that Plaintiff failed to exhaust his administrative process.5 Specifically, the record before the Court indicates Franklin and Upstate had a grievance program during the relevant time period and Plaintiff failed to file any grievances while housed at Franklin or Upstate related to the June 3, 2023, excessive force incident. See Dkt. No. 28-2, ¶¶ 37, 42-45, 47; see, e.g., Bennett v. Onua, No. 09 Civ. 7227, 2010 WL 2159199, at *3 (S.D.N.Y. May 26, 2010) (finding the defendants “adequately supported the affirmative defense of failure to exhaust” where “a search of the grievance log records . . . did 5 In Perttu v. Richards, 605 U.S. 460 (2025), the Supreme Court held that “parties are entitled to a jury trial on PLRA exhaustion when that issue is intertwined with the merits of a claim protected by the Seventh Amendment.” Perttu, 605 U.S. at 479. Here, because Plaintiff’s complaint alleges excessive force stemming from the incident on November 13, 2023, the merits of Plaintiff’s claim are not intertwined with the issue of PLRA exhaustion. See, e.g., Hill v. Tisch, No. 2:02-cv-3901, 2025 WL 1871142, at *7-8 (E.D.N.Y. July 7, 2025) (holding that exhaustion and the merits were not intertwined where the plaintiff raised excessive force, failure to protect, and deliberate indifference to medical care claims). Therefore, the issue of exhaustion need not be submitted to a jury under Perttu. Case 9:24-cv-00374-BKS-TWD Document 43 Filed 12/08/25 Page 12 of 16
13 not reveal any record of a grievance” filed by the plaintiff related to the claim). Moreover, Plaintiff testified he was aware that the last administrative appeal is to CORC and the record before the Court reveals Plaintiff has never appealed a grievance to CORC. Dkt. No. 28-3, ¶¶ 56-58. Plaintiff claims in his opposition to the motion: I was served the ticket no hearing was even given I grieved the ticket did not receive a hearing until I was transferred to Adirondack Cor Fac then received grievance reply that I transferred out so the grievance was dismissed Plaintiff continues to deny the allegations of not listening to a direct order. Dkt. No. 39 at 6. He further claims: Where there is a recommendation for loss of good time, the filing of the administrative appeal is the only step that incarcerated individuals must take to exhaust their administrative remedies, here as said before Plaintiff never received a hearing. So therefore nothing could be appealed. I successfully with due diligence tried to appeal the ticket but was told I could not appeal a disciplinary ticket that was never given a disposition, all avenues were shut down. Id. at 8. Here, construed liberally, Plaintiff appears to argue he exhausted his available administrative remedies by filing grievance UST-1257-23. However, grievance UST-1257-23 makes clear Plaintiff was complaining about the lack of a disciplinary hearing based on the June 3, 2023, misbehavior report, i.e., the “ticket”, and not the alleged use-of-force incident at issue. See Johnson v. Testman, 380 F.3d 691, 697 (2d Cir. 2004) (holding the PLRA’s exhaustion requirement is designed to ‘afford[ ] corrections officials time and opportunity to address complaints internally before allowing the initiation of a federal case.’” (quoting Porter, 534 U.S. at 524-25)). Case 9:24-cv-00374-BKS-TWD Document 43 Filed 12/08/25 Page 13 of 16
14 Grievance UST-1257-23 did not alert prison officials at Upstate that Plaintiff was attempting to seek redress for the alleged use of excessive force at Franklin on June 3, 2023. Indeed, both the contents of the grievance, “I have a right to a hearing within 14 days of the issuance of a disciplinary ticket and within 7 days of placement in keeplock or S.H.U.”, Dkt. No. 28-25 at 1, and the relief he was seeking, “to be released from S.H.U. immediately,” id., made clear Plaintiff was complaining about his untimely disciplinary hearing. Thus, grievance UST- 1257-23 failed to substantively exhaust administrative remedies as to the excessive force claim against Defendant. Having carefully reviewed the record, and based on the foregoing, the Court finds Plaintiff failed to exhaust his available administrative remedies as to the alleged June 3, 2023, excessive force incident and has failed to raise an issue of material fact as to whether his failure to exhaust may be excused under Ross and its progeny. Therefore, Defendant is entitled to summary judgment. See, e.g., Polhamus v. Brinkeroff, No. 9:23-CV-1570 (LEK/ML), 2025 WL 824874, at *6 (N.D.N.Y. Feb. 20, 2025), report and recommendation adopted, 2025 WL 822400 (N.D.N.Y. Mar. 14, 2025). Accordingly, the Court recommends Defendant’s motion be granted. Moreover, “[b]ecause Plaintiff’s failure to exhaust is at this point incurable, the Court recommends that summary judgment for failure to exhaust administrative remedies be with prejudice.” Richard v. LeClaire, No. 9:15-CV-0006 (BKS/TWD), 2019 WL 5197041, at *9 (N.D.N.Y. May 6, 2019), report and recommendation adopted, 2019 WL 4233184 (N.D.N.Y. Sept. 6, 2019); see also Robinson v. Harder, No. 9:21-CV-1322 (DNH/CFH), 2024 WL 1469076, at *9 (N.D.N.Y. Feb. 20, 2024) (explaining, “if an inmate has failed to exhaust available administrative remedies and the time in which to exhaust has expired, it is proper for the court to dismiss the complaint with prejudice because any attempt to exhaust would be Case 9:24-cv-00374-BKS-TWD Document 43 Filed 12/08/25 Page 14 of 16
15 futile.”) (citing Berry v. Kerik, 366 F.3d 85, 88 (2d Cir. 2004)), report and recommendation adopted, 2024 WL 1218983 (N.D.N.Y. Mar. 21, 2024), appeal dismissed, No. 24-1156, 2024 WL 4677424 (2d Cir. Aug. 28, 2024). The Court need not address Defendant’s other arguments because summary judgment is being recommended based upon Plaintiff’s failure to exhaust administrative remedies. See, e.g., Donald v. Leonard, No. 9:22-CV-793 (BKS/PJE), 2025 WL 2933340, at *12 (N.D.N.Y. Feb. 25, 2025) (same), report and recommendation adopted, 2025 WL 2582802 (N.D.N.Y. Sept. 8, 2025). IV. CONCLUSION WHEREFORE, it is hereby RECOMMENDED that Defendant’s motion for summary judgment, Dkt. No. 28, be GRANTED; and it is further RECOMMENDED that Plaintiff’s complaint, Dkt. No. 1, be DISMISSED WITH PREJUDICE; and it is further ORDERED that the Clerk provide to Plaintiff a copy of this Report-Recommendation and Order, along with copies of the unpublished decisions cited herein in accordance with the Second Circuit decision in Lebron v. Sanders, 557 F.3d 76 (2d Cir. 2009) (per curiam). Pursuant to 28 U.S.C. § 636(b)(1), the parties have fourteen (14) days within which to file written objections to the foregoing report.6 Such objections shall be filed with the Clerk of 6 If you are proceeding pro se and are served with this Report-Recommendation and Order by mail, three additional days will be added to the fourteen-day period, meaning that you have seventeen days from the date the Report-Recommendation and Order was mailed to you to serve and file objections. Fed. R. Civ. P. 6(d). If the last day of that prescribed period falls on a Saturday, Sunday, or legal holiday, then the deadline is extended until the end of the next day that is not a Saturday, Sunday, or legal holiday. Fed. R. Civ. P. 6(a)(1)(C). Case 9:24-cv-00374-BKS-TWD Document 43 Filed 12/08/25 Page 15 of 16
16 the Court. FAILURE TO OBJECT TO THIS REPORT WITHIN FOURTEEN (14) DAYS WILL PRECLUDE APPELLATE REVIEW. Roldan v. Racette, 984 F.2d 85 (2d Cir. 1993) (citing Small v. Sec’y of Health and Human Servs., 892 F.2d 15 (2d Cir. 1989)); 28 U.S.C. § 636(b)(1); Fed. R. Civ. P. 72. IT IS SO ORDERED. Dated: December 8, 2025 Syracuse, New York Case 9:24-cv-00374-BKS-TWD Document 43 Filed 12/08/25 Page 16 of 16
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