0:25-cv-01190•Case Name in Social Security Case - Unavailable
Full text
UNITED STATES DISTRICT COURT DISTRICT OF MINNESOTA Cedrick H., Plaintiff, v. Frank Bisignano, Commissioner of Social Security, Defendant. Case No. 25-cv-1190-JWB-EMB REPORT AND RECOMMENDATION Plaintiff seeks judicial review of the final administrative decision of the Commissioner of Social Security (“Commissioner”) under 42 U.S.C. § 405(g). The District Court referred this matter to me for a Report and Recommendation under 28 U.S.C. § 636(b)(1)(B) and Local Rule 72.1(c). I’ve considered the matter based on the parties’ briefs. (See Pl. Br., Dkt. No. 9; Def. Br., Dkt. No. 12.) See Supplemental Rules for Social Security Actions under 42 U.S.C. § 405(g), R. 5. For the reasons discussed below, I recommend that Plaintiff’s request for relief be DENIED, and the Complaint be DISMISSED with prejudice. CASE 0:25-cv-01190-JWB-EMB Doc. 15 Filed 01/31/26 Page 1 of 19
2 I. Background. On September 14, 2022, Plaintiff Cedric H.1 filed an application for supplemental security income. (Admin. R. (Dkt. No. 7) at 228–30.)2 Plaintiff alleged that he became disabled on January 1, 2018, due to depression, attention deficit / hyperactivity disorder (“ADHD”), post-traumatic stress disorder (“PTSD”), anxiety, memory loss, suicide attempts, childhood trauma, abuse, sexual assault, and trust issues. (Id. at 233, 265; see also id. at 97.) An individual is considered disabled for purposes of Social Security disability benefits if he is “unable to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than twelve months.” 42 U.S.C. § 423(d)(1)(A). In addition, an individual is disabled “only if his physical or mental impairment or impairments are of such severity that he is not only unable to do his previous work but cannot, considering his age, education, and work experience, engage in any other kind of substantial gainful work which exists in the national economy.” Id. § 423(d)(2)(A). “[A] 1 This District has adopted the policy of using only the first name and last initial of any nongovernmental parties in Social Security-related orders. 2 All page numbers to record citations refer to the ECF-created numbers at the top of each page. CASE 0:25-cv-01190-JWB-EMB Doc. 15 Filed 01/31/26 Page 2 of 19
3 physical or mental impairment is an impairment that results from anatomical, physiological, or psychological abnormalities which are demonstrable by medically acceptable clinical and laboratory diagnostic techniques.” Id. § 423(d)(3). The Commissioner has established a sequential, five-step evaluation process to determine whether an individual is disabled. See 20 C.F.R. § 404.1520(a)(4). At step one, the claimant must establish that he is not engaged in any “substantial gainful activity.” Id. § 404.1520(a)(4)(i). If the claimant satisfies this step, the analysis proceeds to step two. At step two, the claimant must establish that he has a severe medically determinable impairment or combination of impairments. 20 C.F.R. § 404.1520(a)(4)(ii). If the claimant establishes impairment(s) at step two, the analysis proceeds to step three. At step three, the claimant must show that his impairment meets or equals an impairment listed in the regulations. See 20 C.F.R. § 404.1520(a)(4)(iii) (citing 20 C.F.R. pt. 404, subpt. P, app. 1).) This is a determination of “medical severity,” id. § 416.920(a)(4)(iii), and therefore is based strictly on medical evidence, see Sullivan v. Zebley, 493 U.S. 521, 525 (1990); Cockerham v. Sullivan, 895 F.2d 492, 496 (8th Cir.1990). “A claimant whose impairments meet or equal the listings is presumptively disabled without regard to any vocational factors.” Jacobson v. Shalala, No. 93–4033, CASE 0:25-cv-01190-JWB-EMB Doc. 15 Filed 01/31/26 Page 3 of 19
4 1994 WL 525055, at *2 (8th Cir. Aug. 17, 1994). If the claimant is not disabled at this step, the analysis proceeds. As a precursor to step four, the claimant must establish his residual functional capacity (“RFC”). Then, at step four, the claimant must show that he cannot perform any past relevant work given his RFC. 20 C.F.R. § 404.1520(a)(4)(iv); see also Young v. Apfel, 221 F.3d 1065, 1069 n.5 (8th Cir. 2000). If the claimant proves that he cannot perform any past relevant work, the burden shifts to the Commissioner to establish step five: that the claimant can perform other work existing in a significant number of jobs in the national economy. 20 C.F.R. § 404.1520(a)(4)(v); see also Bowen v. Yuckert, 482 U.S. 137, 146 n.5 (1987). If the claimant can perform such work, the Commissioner will find that the claimant is not disabled. 20 C.F.R. § 404.1520(a)(4)(v). Plaintiff’s application for benefits was denied initially (Admin. R. at 101) and on reconsideration (id. at 113–14, 119.) On January 26, 2024, an Administrative Law Judge (“ALJ”) held a video hearing on Plaintiff’s application. (Admin. R. at 44–96.) Plaintiff testified and was represented by an attorney at this hearing. (Id. at 44, 53– 85.) The ALJ also took testimony of Eric Pruitt, a vocational expert. (Id. at 86–91.) CASE 0:25-cv-01190-JWB-EMB Doc. 15 Filed 01/31/26 Page 4 of 19
5 After the hearing, the ALJ issued an unfavorable written determination. (Admin. R. at 15–43.) At step one, the ALJ determined that Plaintiff’s disability onset date was January 1, 2018, and that he had not engaged in substantial gainful activity for the past twelve months. (Admin. R. at 18, 21.) At step two, the ALJ determined that Plaintiff had several severe impairments: antisocial personality disorder, PTSD, polysubstance use disorder (PCP and cannabis), which were in early remission. (Admin. R. at 21–27.) The ALJ also found that “if the claimant stopped the substance use, the remaining limitations would cause more than a minimal impact on the claimant’s ability to perform basic work activities; therefore, the claimant would have a severe impairment or combination of impairments.” (Id. at 27.) At step three, the ALJ found that if Plaintiff stopped substance use, he would not have an impairment medically equaling one of the listed impairments. (Admin. R. at 27–30.) The ALJ found that if Plaintiff stopped substance use, he would have a residual functional capacity to perform a full range of work at all exertional levels and with certain nonexertional limitations. (Id. at 30–36.) At step four, the ALJ determined that if Plaintiff stopped substance use, he would be able to perform past relevant work as a commercial cleaner, construction laborer, kitchen helper, and mail sorter. (Admin. R. at 36–37.) CASE 0:25-cv-01190-JWB-EMB Doc. 15 Filed 01/31/26 Page 5 of 19
6 The ALJ determined that this work was not precluded by the RFC that the ALJ determined at the previous step. (Id. at 36.) At step five, the ALJ made an alternative finding that there were other jobs existing in the national economy that Plaintiff was able to perform. (Admin. R. at 37–39.) The Appeals Council denied Plaintiff’s request for review of the ALJ’s decision, and this lawsuit followed based on Plaintiff’s administratively exhausted claims. (Admin. R. at 9.) II. Standard of review. Judicial review of the Commissioner’s decision is limited to determining whether that decision is “supported by substantial evidence on the record as a whole,” McKinney v. Apfel, 228 F.3d 860, 863 (8th Cir. 2000), or whether the ALJ’s decision resulted from a legal error, Nash v. Comm’r, Soc. Sec. Admin., 907 F.3d 1086, 1089 (8th Cir. 2018); see also 42 U.S.C. § 405(g). “Substantial evidence . . . is more than a mere scintilla.” Biestek v. Berryhill, 587 U.S. 97, 103 (2019) (internal quotation marks and citation omitted). It is “such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Id. (internal quotation marks and citation omitted). This “threshold for such evidentiary sufficiency is not high.” Id. The court must look to the entire administrative record to determine whether there is sufficient evidence to support the ALJ’s decision, examining CASE 0:25-cv-01190-JWB-EMB Doc. 15 Filed 01/31/26 Page 6 of 19
7 both evidence that detracts from the ALJ’s decision and evidence that supports it. See Krogmeier v. Barnhart, 294 F.3d 1019, 1022 (8th Cir. 2002). The court must uphold any finding for which substantial evidence exists even when the ALJ failed to explain the basis of their finding, see Garrett ex rel. Moore v. Barnhard, 366 F.3d 643, 649 (8th Cir. 2004), and even if substantial evidence also supports a contrary outcome, see Nash, 907 F.3d at 1089. In other words, if it’s possible to draw two different conclusions from the evidence and one of those conclusions is the same as the ALJ’s, then the court must affirm the ALJ’s decision. See Robinson v. Sullivan, 956 F.2d 836, 838 (8th Cir. 1992); Perks v. Astrue, 687 F.3d 1086, 1091 (8th Cir. 2012) (quotation omitted). III. Discussion. Plaintiff mounts two challenges to the ALJ’s analysis. First, he challenges the ALJ’s finding that substance use was material to the analysis of listed impairments at step three. Second, he challenges the ALJ’s assessment of his noncompliance with treatment recommendations. I address each argument in turn. A. Materiality of substance use. When there is record evidence of drug or alcohol addiction, the ALJ must first determine whether the claimant meets one of the listed impairments. See Brueggemann v. Barnhart, 348 F.3d 689, 694–95 (8th Cir. CASE 0:25-cv-01190-JWB-EMB Doc. 15 Filed 01/31/26 Page 7 of 19
8 2003). As relevant here, the listed impairments include certain personality and impulse-control disorders. See 20 C.F.R. pt. 404, subpt. P, app. 1, § 12.08. A claimant meets these listed impairments if their disorders create an “extreme” limitation in one or a “marked” limitation in two of the following relevant functional areas: (1) understand, remember, or apply information; (2) interact with others; (3) concentrate, persist, or maintain pace; and (4) adapt or manage oneself. See 20 C.F.R. pt. 404, subpt. P, app. 1, § 12.00(A)(2)(b). If the ALJ finds that a claimant meets the listed impairment when using substances, then the ALJ must determine whether the addiction is material to the claimant’s disability. See Brueggemann, 348 F.3d at 694–95 (8th Cir. 2003); Mittlestedt v. Apfel, 204 F.3d 847, 851 (8th Cir. 2000); see also 20 C.F.R. §§ 416.935(a) & 404.1535(a). If the ALJ finds that the claimant does not have at least one extreme or two marked limitations in these functional areas when sober, then substance use is deemed a factor material to the determination of disability. 20 C.F.R. § 416.935(b)(2)(i). But if the ALJ finds that the claimant still experiences the requisite limitations in these areas even without substance abuse, then the ALJ must deem the claimant disabled, and the analysis ends in claimant’s favor. See Estes v. Barnhart, 275 F.3d 722, 724 (8th Cir. 2002); 20 C.F.R. § 416.935(b)(2)(ii). CASE 0:25-cv-01190-JWB-EMB Doc. 15 Filed 01/31/26 Page 8 of 19
9 The claimant bears the burden of proving that substance abuse is not material to the finding of disability. See Vester v. Barnhart, 416 F.3d 886, 888 (8th Cir. 2005). The ALJ’s decision must be supported by substantial evidence. See Brueggemann, 348 F.3d at 694. Here, the ALJ found that, when using substances, Plaintiff had marked limitations in two of the four functional areas (interacting with others and concentrating, persisting, or maintaining pace) and moderate limitations in the remaining two. The ALJ then found that if Plaintiff maintained sobriety, he would have no marked limitations in any of the functional areas. Instead, he would have only moderate limitations. (Admin. R. at 27–30.) Thus, the ALJ determined that Plaintiff’s substance use was material to the analysis, such that Plaintiff did not qualify as disabled at step three. Plaintiff complains that the ALJ’s determination was not based on substantial evidence. (Pl. Br. at 16–17.) Specifically, he argues that the ALJ’s finding of “marked” limitations, when including substance use, relied on medical records during times of sobriety. (Id. at 16.) Thus, Plaintiff contends, he has these marked limitations without substance abuse, so the ALJ erred in determining that substance use was material to the analysis. First, Plaintiff takes issue with the ALJ’s finding of marked limitation in interacting with others when using substances based on two cited sources. (Pl. Br. at 16–17.) The first citation that concerns Plaintiff is a CASE 0:25-cv-01190-JWB-EMB Doc. 15 Filed 01/31/26 Page 9 of 19
10 therapy record from July 21, 2020. (Admin. R. at 599–600). The therapist’s notes state that he had a one-hour teletherapy session with Plaintiff, during which Plaintiff “denied any current drug or alcohol use.” (Id. at 600.) The notes also state: The client reports attending outpatient treatment 3 days a week. The client does appear to present as using drug of choice on occasions in [sic] which is not appropriate considering the seriousness of his drug of choice. The client seems to be irrigable [sic], depression [sic], lacks interest when he is around his significant other reporting that she is a ‘control person’ and like [sic] to be in control over him. This behavior may be due to the client [sic] impulsive and unpredictable decisions to use drug of choice and the behaviors he presents when using. Most of this session was based around the client gaining control of his drug using and make a commitment to a lifestyle of recovery. The client is encouraged to continue addressing treatment plan goals and objectives. (Id. (emphasis added).) This record was not generated during a time of sobriety. And the ALJ is wholly reasonable in finding the provider’s opinion more credible than the Plaintiff’s denial of current drug use. The second record Plaintiff calls out is a set of progress notes from March 11, 2022. (Admin. R. at 646–48.) Plaintiff is correct that this record describes impairments and does not note any current drug use at the time of the appointment. (Id. at 642.) Yet the ALJ referenced the March 11, 2022, record—along with seven other records—in determining that Plaintiff had a marked limitation in interacting with others when using substances. (Id. at 22–23.) The ALJ found: CASE 0:25-cv-01190-JWB-EMB Doc. 15 Filed 01/31/26 Page 10 of 19
11 Treatments documented contacts with law enforcement when he was using substances. He also was aggressive/agitated towards medical providers and had conflicts with his girlfriend, sister, and others in the community. Indeed, he was beat up by 5–10 individuals on one occasion. He stays in a relationship with his girlfriend even though it was unhealthy toward his recovery because he did not think he could live independently given his substance use. His mental status exams revealed he was irritable, needly [sic] slightly agitated, and had rambling speech when using a substance. Therefore, given the record as a whole, the undersigned found the claimant had marked limitations in interactions with others when he used substances. (1F20, 2F3, 6, 12, 3F116–1117 [sic], 124–125, 162–64, and 172[.]3) (Id. at 22–23.) The ALJ cited sufficient evidence to support the conclusion that Plaintiff has a marked limitation in interacting with others associated with his substance use. Second, Plaintiff points to two records cited by the ALJ when he found a marked limitation in concentrating, persisting, or maintaining pace when using substances that Plaintiff alleges were during periods of sobriety. (Pl. Br. at 16.) One of these is the same set of notes from the July 21, 2020, appointment discussed above that indicates ongoing substance use. (Admin. R. at 599–600.) The second citation that concerns Plaintiff is a therapy record from October 8, 2020. (Id. at 614.) This record does not mention either the presence or absence of substance use on its face. (Id.) But again, the ALJ referenced the October 2020 record—along with eight other records—in 3 The ALJ’s citations correspond to the following pages of the Administrative Record: 351, 471, 474, 480, 600–01, 608–09, 646–48, and 656. CASE 0:25-cv-01190-JWB-EMB Doc. 15 Filed 01/31/26 Page 11 of 19
12 determining that Plaintiff had a marked limitation in concentrating, persisting, or maintaining pace when using substances: The claimant . . . appeared confused with anhedonia, attention that waxed and waned, impaired cognition, paranoia regarding others and persecution, poor concentration, struggled with organization [sic], and thought processes that were distracted, rambling, and tangential. At times, he also had auditory hallucinations in the form of the devil saying negative things to him. His original psychotherapist noted the claimant was so easily distracted during individual sessions that he would benefit from face-to-face contact rather than telemedicine appointments and he would benefit from more intensive services than he was receiving. Accordingly, the undersigned concluded the claimant had marked limitation in concentrating, persisting, or maintaining pace when he used substances. (1F20, 2F3, 5, 12, 3F116, 130, 162–63, 168–69, and 172)[.]4) (Id. at 23.) According to Plaintiff, the July and October 2020 and March 2022 records “do not support [the ALJ’s] conclusions regarding the materiality of drug use on [Plaintiff’s] symptomatology” because Plaintiff denied “current drug use” in the first and made “no reference to ongoing drug use” in the second and third. (Pl. Br. at 16–17.) There are two problems with Plaintiff’s argument. First, the records do not indicate that Plaintiff was experiencing any type of sustained sobriety in 2020 or 2022. The first states only that Plaintiff 4 The ALJ’s citations correspond to the following pages of the Administrative Record in this case: 351, 471, 473, 480, 600, 646–47, 652–53, and 656. CASE 0:25-cv-01190-JWB-EMB Doc. 15 Filed 01/31/26 Page 12 of 19
13 was not under the influence of substances during his one-hour meeting with the therapist. (Admin. R. at 599–600.) The second states that Plaintiff was in treatment but is silent as to whether he was using substances on or around the date of the meeting. (Id. at 614.) And the third notes a history of substance abuse and addiction treatment. (Id. at 647–48.) Courts typically consider periods of sustained sobriety in determining whether substantial evidence supported an ALJ’s materiality analysis. See, e.g., Vouk v. Berryhill, No. 17-cv-3257-DWF-LIB, 2018 WL 7572494, at *8 (D. Minn. July 23, 2018).5 Plaintiff does not argue that these three records describe a period of sustained sobriety. Indeed, other record evidence also describes Plaintiff’s drug use around the time of the 2020 records. (Admin. R. at 334 (describing drug use on May 20, 2020), 339 (describing drug use on May 18, 2020), 345 (same), 357 (same), 589 (describing drug use on June 9, 5 See also Paulette M. v. Comm’r of Soc. Sec. Admin., No. 23-cv-04668-HG, 2025 WL 383656, at *13 (E.D.N.Y. Feb. 4, 2025) (considering evidence of sustained sobriety in reviewing ALJ materiality analysis); Johnson v. Berryhill, No. 17-cv-6436P, 2018 WL 4275985, at *15 (W.D.N.Y. Sept. 7, 2018) (same); Lohmeier v. Colvin, No. 14-cv-02247-TUC-BPV, 2016 WL 825850, at *13 (D. Ariz. Mar. 3, 2016) (same); Casteel v. Colvin, No. 4:15-cv- 683-SPM, 2016 WL 4990497, at *6 (E.D. Mo. Sept. 19, 2016) (same); Kroeger v. Colvin, No. 13-cv-05254-SI, 2015 WL 2398398, at *10 (N.D. Cal. May 19, 2015) (finding materiality analysis should consider whether limitations are severe enough to be disabling after “maintaining sustained sobriety”); Suitt v. Comm’r of Soc. Sec., No. CIV S-09-1847-CMK, 2010 WL 4880671, at *1 (E.D. Cal. Nov. 23, 2010) (noting lack of evidence of sustained sobriety relevant to materiality analysis). CASE 0:25-cv-01190-JWB-EMB Doc. 15 Filed 01/31/26 Page 13 of 19
14 2020, 657 (September 2021 record indicating Plaintiff had used substances three weeks earlier). Second, and most significantly, the ALJ didn’t base his decision that Plaintiff’s drug use had a material impact on these three records alone, but on many records. For example, the ALJ cited emergency department records from May 20, 2020, showing that Plaintiff was admitted with suicidal ideation and reported being intoxicated with PCP and having a history of PCP use. (Admin. R. at 23 (citing Admin. R. at 351).) The ALJ cited a therapy record from September 8, 2020, describing Plaintiff’s “continued PCP use.” (See id. at 208 (cited at Admin. R. at 23).) The ALJ cited a therapy record from September 15, 2020, noting that Plaintiff was “struggl[ing] with attending outpatient treatment and does have some difficulties remaining sober.” (Id. at 609 (cited at Admin. R. at 23).) And the ALJ relied on many records in finding that Plaintiff had only moderate limitations when sober. (Id. at 29–31) (citing, e.g., Admin. R. at 603–05, 617, 621–22, 624–25, 627–28, 635–36, 638–39, 664, 666–72).) Ideally, the ALJ would have set forth more clearly a chronology of when Plaintiff was using substances, when he was sober, and when it could not be determined from the records. Such a chronology would have made it easier to compare the varying degrees of Plaintiff’s continually diagnosed PTSD, anxiety, and depression. However, the legal requirement is not that CASE 0:25-cv-01190-JWB-EMB Doc. 15 Filed 01/31/26 Page 14 of 19
15 the ALJ present his analysis in any particular way. Instead, “[o]ur task is to consider whether the Commissioner’s decision is supported by substantial evidence in the record as a whole.” Harris v. Barnhart, 356 F.3d 926, 928 (8th Cir. 2004). Here, the ALJ cited many medical records over a long period. These records clearly demonstrated marked impairments when Plaintiff was using illicit drugs. (See, e.g., Admin. R. at 351, 363, 473.) They also demonstrated far fewer symptoms of PTSD and antisocial personality disorder (the severe impairments identified by the ALJ) when Plaintiff appeared to be sober. (See, e.g., id. at 500, 509, 547 and 550.) Indeed, antisocial personality disorder or related behaviors are not mentioned in records where there is no apparent concurrent drug use. This is substantial evidence that supports the ALJ’s substance use materiality finding. Even if some evidence might support a contrary finding, this Court cannot re-weigh the evidence and reverse the ALJ for that reason. See Nash, 907 F.3d at 1089; Perks, 687 F.3d at 1091. A reasonable mind would find that there is record evidence supporting the ALJ’s conclusion that Plaintiff’s functionality improved during periods of sobriety. I therefore recommend affirming the ALJ’s materiality conclusion. CASE 0:25-cv-01190-JWB-EMB Doc. 15 Filed 01/31/26 Page 15 of 19
16 B. Assessment of treatment non-compliance. Plaintiff contends that the ALJ erred by failing to engage in “appropriate noncompliance analysis” when determining his residual functional capacity between steps three and four. (Pl. Br. at 17–20.) Plaintiff states that certain federal regulations and social security rulings “delineate specific, acceptable reasons for a failure to follow prescribed treatment,” including physical, mental, educational, and linguistic limitations; cost; and incapacity. (Pl. Br. at 18 (citing 20 C.F.R. §§ 404.1530(b) & 416.930(b) and SSR 18-3p).) But here, he argues, the ALJ cited evidence that Plaintiff failed to comply with drug treatment programs without “appropriately consider[ing] [Plaintiff’s] socioeconomic status and his severe mental health impairments.” (Id. at 17.) Under the social security ruling that Plaintiff cites, SSR 18-3p, and as relevant here, the ALJ must determine whether a claimant has failed to follow prescribed treatment when: (1) the claimant would otherwise be entitled to benefits based on disability; (2) evidence shows that the claimant’s medical source prescribed treatment for the medically determinable impairment upon which the disability finding is based; and (3) evidence shows that the individual did not follow the prescribed treatment. SSR 18-3p, 2018 WL 4945641, at *2 (S.S.A. Oct. 29, 2018.) All three conditions must be present before the obligation to determine whether the claimant did not CASE 0:25-cv-01190-JWB-EMB Doc. 15 Filed 01/31/26 Page 16 of 19
17 follow prescribed treatment is triggered. Id.; see also Dennis Cordelle B. v. Saul, No. 20-cv-0515-NEB-HB, 2021 WL 1321355, at *6 (D. Minn. Jan. 28, 2021), report and recommendation adopted sub nom. Dennis B. v. Saul, No. 20-cv-515-NEB-HB, 2021 WL 1138304 (D. Minn. Mar. 25, 2021). If all three conditions are present, then the ALJ should consider whether the claimant had “good cause” for not complying with treatment recommendations. SSR 18-3p, 2018 WL 4945641, at *2. Here, the first condition is not present, because the ALJ did not find Plaintiff disabled at step three, as discussed in the section above. The ALJ thus did not err in failing to apply the “good cause” analysis under SSR 18- 3p. This distinguishes Plaintiff’s matter from the cases that he relies on. See Aaron H. v. Kijakazi, No. 22-cv-670-PAM-BRT, 2022 WL 11820257, at *2 (D. Minn. Oct. 20, 2022) (finding ALJ’s decision reflecting plaintiff’s noncompliance with treatment played a role in ultimate determination that plaintiff was not disabled); Brown v. Barnhart, 390 F.3d 535, 541 (8th Cir. 2004) (upholding ALJ’s analysis of good cause for noncompliance with treatment); see also Tome v. Schweiker, 724 F.2d 711, 713–14 (8th Cir. 1984) (reversing where ALJ failed to consider good cause for claimant’s failure to take diabetes medication). (See Pl. Br. at 18–19.) Moreover, the ALJ did not make any findings related to Plaintiff’s non- compliance with treatment. (Admin R. at 18–39.) True, the record is rife with CASE 0:25-cv-01190-JWB-EMB Doc. 15 Filed 01/31/26 Page 17 of 19
18 examples of Plaintiff’s non-compliance, but that did not form the basis for the ALJ’s decision. Further, the ALJ did not discredit Plaintiff’s subjective statements due to noncompliance. That distinguishes this case from cases that Plaintiff relies on. See Mashona M. v. Kijakazi, No. 21-cv-00633-HB, 2022 WL 2220918, at *11 (D. Minn. June 21, 2022) (discrediting claimant’s subjective complaints as inconsistent with medical evidence); Kirby v. Sullivan, 923 F.2d 1323, 1327–28 (8th Cir. 1991) (discrediting claimant’s testimony because of an alleged history of noncompliance with prescribed treatment without considering that her borderline intelligence with mild to moderate memory impairment may have impacted her inability to follow a complex drug regimen). (See Pl. Br. at 19.) Finally, Plaintiff is factually incorrect in suggesting that the ALJ failed to consider his mental-health conditions or socioeconomic conditions like housing. The ALJ found that Plaintiff had “severe” mental impairments, including antisocial personality disorder and posttraumatic stress disorder. (Admin. R. at 21, 30.) The ALJ also noted that Plaintiff “sometimes couch hopp[ed] but generally stayed with his sister.” (Id. at 25.) On several occasions, the ALJ noted Plaintiff’s tumultuous relationship with his girlfriend. (Id. at 23, 25, 29, 31, and 32.) The ALJ’s residual functional capacity assessment reflected these concerns by including nonexertional limitations like simple instructions, only occasional interactions with CASE 0:25-cv-01190-JWB-EMB Doc. 15 Filed 01/31/26 Page 18 of 19
19 coworkers and supervisors, no interaction at all with the general public, and only occasional changes in routine repetitive work setting. (Id. at 30.) Thus, as a factual matter, Plaintiff’s contention that the ALJ did not appropriately consider his mental-health issues, socioeconomic status, or other limitations when assessing his residual functional capacity is incorrect. That makes this case unlike those that Plaintiff cites. See Kangail v. Barnhart, 454 F.3d 627, 630–31 (7th Cir. 2006) (ALJ failed to consider possibility that “bipolar disorder in particular” may require a complex drug regiment for treatment and that this unique complexity may prevent the claimant from taking prescribed medication); Prince v. Colvin, No. 13-cv-558-JDP, 2015 WL 410338, at *6–7 (W.D. Wis. Jan. 29, 2015) (remanding because ALJ erroneously relied on the DSM-IV as substantive evidence that claimant’s noncompliance was volitional without first submitting the evidence to claimant for review or entering it into the record). IV. Conclusion. For the reasons discussed above, I RECOMMEND that: 1. Plaintiff’s requested relief (Dkt. 9) be DENIED; and 2. This Complaint (Dkt. 1) be DISMISSED with prejudice. Date: January 31, 2026 s/Elsa M. Bullard Elsa M. Bullard United States Magistrate Judge CASE 0:25-cv-01190-JWB-EMB Doc. 15 Filed 01/31/26 Page 19 of 19
Wondering how this text applies to your situation?
Free consultation, no commitment
Describe your situation. Our team will contact you by email about your consultation.
Continue your research in ChatGPT or Claude
Connect Omnilex to search the legal corpus from your AI assistant.