IN RE: Vernitron Securities Litigation

JPMI, FORM 1A DOCKET ENTRIES }
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET NO. 355 -- IN RE VERNITRON SECURITIES LITIGATION
Date Code
7, 8 1 MOTION, BRIEF, SCHEDULE OF CASES, AFFIDAVIT, CERT. OF SERVICE --
lL Defendants, Eichler, Hill Richards, Inc., DeGroot, Hill, and
CC] McClure (emh)
5 | | SUGGESTED TRANSFEREE DISTRICT: C.D. California
Filing	| | SUGGESTED TRANSFEREE JUDGE : (emh)
Zak Fhels SUPPLEMENTAL AFFIDAVIT IN SUPPORT OF MOTION -- Defendants Bateman
Ie Eichler, Hill Richards, Inc., Willard G. DeGroot, Robert C. Hill
J FC and John C. McClure -- w/cert. of service and exhibits A, B,agland
TT BREE XLEIRIACITTIEIBX D (cas)
| 7/14/78 | _ |APPEARANCES: JULES LANG, ESQ. FOR Milton Schwartz
| ] ARSHALL B. GROSSMAN, ESU. FOR JOEL LEWINSGN and
| Michael Spear
| CLIFFORD E. YUKNIS, ESQ. FOR Theodore Tannebaum _
| Lo] Raliber Partnership I, €t al.
| | EDWIN C. SHIVER, ESQ. FOR Conway Smith, et.al.
TIXIAXARX || MXRRHAKEXEX XERESENRNY XKKQX X RB RX INE KREWE NER XAX
| 7/14/78 RESPONSE -- Plaintiffs Joel Lewinson and Michael Spear -- w/cert. o
HE service (cds)
7/17/78 4 |RESPONSE —— Plaintiffs Conway Smith, Jr. and Annette G. smith, -- w/Cert.
] of service (cds)
7/19/78 | |APPEARANCE --ELIHU M. BERLE, ESQ. FOR Len S. Smith, aka L. Steven Smith (cs
7/19/78 RESPONSE -- Plaintiffs, Tannebaum, Kaliber Partnership I, Swhwartz,
CO] Greenberg, Lubin, Salstone , with affidavit and cert/of svc. (e
7/21/78 |[APPEARANCE -- Robert S. Warren, Bsq. for Bateman, Eichler, Hill Richards,
FC] Inc., DeGroot, Hill, McClure McNelley (emh)
7/28/78 | 6 | RESPONSE (Adopts reasons set forth in Pleading #5) ~- Plaintiff Milton
CC Schwartz -—- wlcert. of service (cds
7/31/78 |7	|SECOND SUPPLEMENTAL AFFIDAVIT IN SUPPORT OF MOTION -- Defendants Bateman
CC Eichler, Hill Richards, Inc., Willard G. DeGroot, Robert C. Hill and
| John C. McClure =~ w/Exhibit A and certificate of service X&8¥
BAIHABXXXXKBX | Notifying JPML of potential tag-along action entitled Financia
CC] Dynamics Fund, Inc. v. Bateman Eichler, Hi Richards, Inc., et al.
] C.D. Calif., CV/8-2596R as
8/7/78 | | Supplementa Certificate of Service for Pleading No. 7 (emh)
9/1/78 ] HEARING ORDER -- setting A-1 thru A-5 for hearing in Misi	HEH i cago, T1
on Sept. 29, 1978, ea
9/6/78. ORDER —- J. Weigil transferring A-2 to C.D. California
IR under 28 U.S.C. §1404(a) (emh)
9/6/78 FC] ORDER CORRECTING HEARING ORDER —= to reflect A-Z transierred
|] Yom N.D.Calif. to C.D.Calif. Notified 2 OUNSEe 1, Judge
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JPML FORM 1A - Continuation DOCKET ENTRIES ~— Dp.
DOCKET NO. -—
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9/2 Q | NATIVER OE ORAL _ARGCUMEN Defendan LenS mith 0
] hearing held in Chicago.Ill., on Sept. 29, 1978. (ea)
9/21/78 CC] WAIVER OF ORAL ARGUMENT —— Plaintiff Schwartz, for hearing
] held in Chicago, Ill., on Sept. 29, 19/8. (ea
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JPMI. FORM 1A - Continuation . DOCKET ENTRIES -- Dp.
@
DOCKET NO. 355 -- In re Vernitron Securities Litigation === =
[Date | Ref | Pleading Description
12/18/78 ~ | CONSENT OF TRANSFEREE COURT -- for litigation to be
assigned to the Honorable William Matthew Byrne, Jr.,
Co C.D. California, pursuant to 28 U.S.C. §1407 (emh)
12/18/78 OPINION AND ORDER -- transferring A-1, A-2, A-4, A-5 to the
Central District of California, assigned to Judge Byrne
for coordinated or consolidated pretrial proceedings
pursuant to 28 U.S.C. §1407. (emh)
2/9/79 B-8 Schneider v. Bateman Eichler, Hill Richards, Inc.,etal.
D. Utah, C.A.No. C78-0331
ORDER TO SHOW CAUSE FILED TODAY. Notified involved counsel
and judges. (ea)
2/20/79 HEARING ORDER -- Setting B-8 Schneider v. Bateman, Eichler,
Hill Richards, Inc., et al., D. Utah, #78-0331 for
hearing in N.D. California on March 23, 1979 (cds)
HADDAD BH RE ER EH RHE RR HR RE RE ER EH HERE EH al
KER HERR E, (ea)
2/22/79 8 RESPONSE —- Pltf. Noland H. Schneider w/cert. of svc. (ea)
3/16/79 HEARING APPEARANCES: DAVID GELDZAHLER, ESQ. FOR Schnieder;
: J. MICHAEL BRENNAN, ESQ. FOR Bateman Eichler, etc. (cs)
3/16/79 WAIVER OF ORAL ARGUMENT: Milton Schwartz; Plaintiffs in
4/24/79 opTNIOR Ahi BRE RC Las TAREE	nl Fedo sen RTA B54 han
Eichler, D. Utah, C.A. No. 78-0331 to C.D. Cal.,
for assignment to Judge Byrne pursuant to 28 U.S.C.
§1407 -- Notified transferee judge, clerk, transferor
judge, clerk, involved counsel, Panel judges
publishers and misc. (rew)
8X5 ZX KXXXKX XXX EHOWREI XL ANAK ERANIMRER xQRRERX	RX PINK ZARA	Y x xf -aggsians,
Ex XXX RIN x 02 41 ZX XXX YIPINRE TIN RL x TRIN RK RR XRR RE RX EJMER KX XQRRY XX GOK FXCRIRX	ARR XK XX
1
0 2 CORDITIONALNIRAYSFER ORDER D TODAY. C Caggiamnwg,
80/05/12 ONDITIONAL TRANSFER ORDER FILED TODAY. C-13 Caggiano,
et al. v. Eichler, Richards, Inc., et al. Notified
involved counsel and judges. (ds)
80/05/28 CONDITIONAL TRANSFER FINAL TODAY. C-13 Caggiano, et al.
v. BatemanEichler, Hill Richards, Inc., et al., D. Mass.,
C.A. No. 80-605-N —- Notified involved judges and clerks.

. — = EN E ’ __
JPML FORM 1A
DOCKET ENTRIES
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
i DOCKET NO. -—
bate | Ref.|Pleading	Description] ; ttn]
3 80/12/04 CONDITIONAL TRANSFER ORDER FILED TODAY -- C-14§ Slater v.
Bateman Eichler, HillRichards,Inc., et al., D. Mass.
C.A. No. Civ 80-2408 —-- Notified counsel and involved
judges. (rew)
80/12/12 9 NOTICE OF OPPOSITION (C-15) -- Slater v. Bateman Eichler,
Hill Richards, Inc., .D. Mass., No. 80-2408 --
pltf. Slater w/cert. of svc. (ds)
80/12/29 {10 MOTION/BRIEF TO VACATE CONDITIONAL TRANSFER ORDER --
pltf. Bernard Slater v. Bateman Eichler, Hill Richards,
Inc., et al., D. Massachusetts, C.A. No. 80-2408 w/cert.
of sve. (ds)
81/1/ ldegmhormaxee. | 11 RESPONSE (to Pleading No. 10) -- Defts. Bateman Eichler,
Hill Richard, Inc., Willard G. DeGroot, Robert C. Hill
and John D. McClure, w/cert of Svc. (rew)
81/01/23 HEARING ORDER: Setting Opposition to transfer of C-15
8 Slater for Panel Hearing on February 26, 1981 in San
Antonio, Texas (cds)
81/02/02 12 RESPONSE -- P1ltf. Howard Slater -- w/Exhibits and
cert. of svc. {emh)
81/02/06] 13 STATEMENT OF DEFENDANT BATEMAN EICHLER, HILL RICHARDS
Pursuant to Rule 7(e) of the Rules of Procedure of the
Judicial Panel on Multidistrict Litigation. (ds)
81/02/24 HEARING APPEARANCES -- J. Michael Brennan, Esg. for Bateman
Eichler, Hill Richards, Inc.; Edward T. Dangel, III, Esq.
for Howard Slater (ds)
81/03/10 TRANSFER ORDER -- transferring C-15 Howard Slater v.
| Bateman Eichler, Hill Richards, Inc., et al., D.Mass.,
80-2408 -- NOTIFIED INVOLVED JUDGES, CLERKS & COUNSEL cds

led 05/88/18 an F Sepp.	2G 7JPML Form 1 0s0 Filed 398MBL NE 3p, ARPIHSE ¥ Filed 0%/0%/15 pd Sisto 7
DOCKET NO. 355 -— JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
CAPTION: IN RE VERNITRON SECURITIES LITIGATION
mrt eee ee
Summary of Panel Actions
Date(s) of Hearing(s) 9/29/78
Consolidation Ordered 12/8/78 Consolidation Denied
Opinion and/or Order 12/8/78 YUU,
Citation 453 F. Stop 29/ YG Sesop 27
Transferee District Central District of California Transferee Judge HON. William Mathhew Byrne, Jr.
Intra- District Civil Date of
Office and Action Trans ferfTransfereeDismissal
Numbex Caption Judge Number Date Pocket No.pr Remand Misc.
A-1 Joel Lewinson, et al. v. Bateman C.D.CAL4 78-1859 : : § |nfse >Eichler, et al. Byrne
A-2 Conway Smith, Jr., et al. v. Bateman |C.D.CAL,CV78-2640-WMB———— {~~ ———= oh bop), yiEichler, et al. Byrne Yo,	Sal
A-3 Kaliber PaTtnership1,>~t al. x. N.D, 78-2298] dN dN... ) NN	INN NCS Ree
Bateman Eichler, et al. feMille RO Jo COOP PN
A-4 Theodore Tannebaum v. Bateman N.D.ILLJ 78-2300 Io) 78 TI 4 gi 78 «10Eichler, et al. McMille
A-5 Milton Schwartz v. Bateman Eichler, |D.CONN. |B78-133 , 2/6/78 Cy ud 5 fefonts Jet al. Fura. 3 4
XYZ -6 Ferro Pagiai, etc. v. Bateman c.D. Call. 78-3535-W Re on nn rg fh
Eichler, et al.
XYz-7 Financial Dynamics Fund, Inc. Vv. c.D.Cal| 78-2596-4 5 | a sf /70	Bateman Eichler, et al.
| Ur a:5: Ps Ye
B-8 Noland H. Schneider v. Bateman D. Utah | 78-0331 42479 Va7 /- 7-§0:7)77 SohEichler, HillRichards,	Inc., et al. |Anderson
Nosy 74077 TE, XX2 Eg Vey Cera | ya
/, 4 / —- #19 XY ot: ” gH — v4 RI £ - 2 a = A
Cully 17 7, 2m Alley =p0| 0G

JBML FORM 1 Lasedibidda	tin Document1 Filed 05/05/15 Page	6 of 10
DOCKET NO. _355 =-- In re Vernitron Securities Litigation -- P.
Intra- Distric Civil Date of
Office and Action TransferflransfereepPismissal
Number Caption Judge Number Date Pocket No.pr Remand Misc.
1 lyas/o®XYZ=9 Louis H. Berger, et al. v. Bateman D.D.Cal 79-18@4-W B jas
Eichler, Hill Richards, Inc.,et al. I, -	J - N
WE Se 11
XYzZ-10 Steven O. Ness v. Bateman, Eichler, c.D.Calj 79-2717 —W i ort /	Hill, Richards, Inc., et al.
Xyz-11 |bavid Stanley v. Bateman Eichler, Hillp.D. Call 78-2731-WMB- i. aRichards Inc., et al.
RY |Xyz-12 Martin Gerstel v. Bateman Eichler, C.D.Cal| 7@-3829-WME — :
Hill Richard, Inc., et al. : ]
21/5 I
c-13 Ernest Caggiano, et al. v. Bateman D. Mass |80-605-N 8c Fo 2394 LEA	Eichler, Hill Richards, Inc., et al. {Nelson DE
hay 1 2 j9su y
XYz-14 | Lyle B. Himebaugh Jr. v. Len S. C.D.Cal|CV77-2935-WNB. $ 2/50 \Smith, et al. Byrne
2) \ . 7 . J
A A |	ia fha el Se
c-15 Bexnasd Later v. Bateman Eichler, D. Mass| 80-2408 TIT |S Fol. \Hill Richards, Inc., et al. 12/42 Nelson PyLA el /,284 17.084 .
>oC 55VE CC lete A pr / yea

JPML Form 4 i
ATTORNEY SERVICE LIST
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET NO. 355 -- IN RE VERNITRON SECURITIES LITIGATION
ee——
‘KALIBER PARTNERSHIP I, ET AL. (A-3) BATEMAN EICHLER
" THEODORE TANNEBAUM (A-4) HILL RICHARDS, INC,
Clifford E. Yuknis, Esq. Robert S. Warr R
Shefsky, Saitlin & Froelich, Ltd. Cileor Dm eon ol -\\,| 444 North Michigan Avenue . d rutcher
v' Suite 2300 515 South Flower Street
NS Chieago, Illinois 60611 i Los Angeles, California 90017I
p CONWAY SMITH, ET AL. (A-2)
5 Edwin C. Shiver, Esq.
I. Suite 1450 Alcoa Building a
Y One Maritite Plaza :
<3 San Francisco, California 94111 WILLARD G. DEGROOT
IN ROBERT C. HILL
SO JOEL LEWINSON, ET AL. (A-1) JOHN D, MCCLURE
Eh Marshall B. Grossman, Esq. DONALD B. MCNELLEY
- 1880 Century Park East Robert S,- Warren, Esq.
Suite 1212 (address listed above)
Los Angelés, California 90067
MILTON SCHWARTZ (A-5)
Jules Lange, Esq. Bateman Eichler
Lipofsky, Lepofsky & Lang H1N\l Richards, Mnc.
7-9 Isaac Street Wild DeGroft
Post Office Box 511 RoberNC. HA 1
Norwalk, Connecticut 06852 John D. Wg lure
(Defendgfy, in B—-8
L. STEVEN SMITH (Local /Counswl)
Elihu M. Berle, Esq. Jay J. GUrmank¥g, Esquire
‘Buchalter, Nemer, Fields & Chrystie 500 Keanns BuildMgg
700 South Flower Street sft Lake city, Utah 84101
Los Angeles, California 90017 i3
= ET AL. c-1) ~~
NOLAND H. SCHNEIDER (B-8) James M. PQol, Esquire Joe
A 89 State Str J	aun | I.
- oN Stan Parker, Esd. Boston, MassachuBetts 021095 1016 Perxrywill Ave. :
[RAY Salt Lake City, Utah 84110
5! I Eas
Le J } oa Wr a ¢ 2 JK wr
Pai TTT. Co TT TTT 7

JPML FORM 4A -- Continuation .
: : Panel Attorney Service List -- p.
DOCKET NO. -
ee
BERNARD SLATER (C-15) IL. F. ROTHSCHILD, UNTERBERG, TOWBIN
Robert A. Stolzberg, Esq. 100 Federal Street
Dangel & Sherry Boston, Mass :
Sixty State Street
Boston, Massachusetts 02109 SHEARSON, HAYDEN, STONE, INC.
28 State Street
BATEMAN EICHLER, HILL, RICHARDS Boston, Mass.
(Local Counsel)
James C. Heigham, Esquire DEAN,~WITTER, REYNOLDS, INC. L.AMitchell H. Kaplan, Esq. : One Boston Place~.___ 7 VL -
Choate, Hall & Stewart Boston, Mass. -
60 State Street
Boston, MA 02109
J. Michael Brennan, Esq.
Gibson, Dunné& Crutcher ee
660 Newport Center Drive Interested Law Firm
P.O. Box 2490 Blaustein and Witte.
Newport Beach, CA 92663 85 Devonshire Street
Boston, Mass.
TUCKER ANTHONY & R. L. DAY, INC.
One Beacon Street
Boston, Mass. 02108
THOMPSON MCKINNON SECURITIES, INC.
75 Federal Street
Boston, Mass.
BACHE, HALSEY, STUART,SHIELDS, INC.
One Beacon Street
Boston, Mass. 02108
BEAR STEARNS
One Federal Street
Boston, Mass.
DREXEL, BURNHAM, LAMBERT, INC.
One Boston Place,
Boston, Mass.

JPMI, FORM 3 . ‘
Pe. J
COMMON PARTY CHECKLIST -- JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET NO. _355 —- IN RE VERNITRON SECURITIES LITIGATION
Named as Party in Following, Actions
. ”) . « ay
Bateman Eichler \ HLA 24-37-25 L-F € (—/3 "2) V2 mm ——Hill Richards, Inc. - r. ]
— BL ZZ	A235	C&A ;
| Willard 6. Degroot -]
pl 5.2 P-5 7-9 HAF C7 C-/5
A o.=2 0.3 9-9 Po Ge-183 000 |
John D. McClure r=
2-3 AY
Donald B. McNelley
Tery
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FOr Tay fel EH]
Yi p PIL”
Aepate ll 4 ~ PAPEL
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Tucker Anthony & R. L.
Day, Inc.
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Thompson McKinnon Sec. |	]
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Bache, Halsey, Stuart, TTT TTT
Shields, Inc. ee]
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prexel, Burnham, Lambert |~~
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L. FP. Rochschild, A
Unterberg, Towbin I
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