IN RE: Pennsylvania Life Company Securities Litigation

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BER 7 oo
Date a =
8/12/74 § 1.) MOTION -- Plaintiff Bernard Krumholz for transfer of five S.D.N.Y.
ma actions and one each in New Jersey, E.D.Michigan and C.D.
‘TT alifornia wW/supporting brief, appendix and certificate
0 ervice, Or alternatively a SCO by the Panel.
ee REQUESTED TRANSFEREE FORUM: C.D. California ]
8/22/74 J | ORDER STAYING PROCEEDINGS -- Proceedings	stayed pending full complaince
HN eof movant with requirements in Rule 5(a).
|] —oe...No .respnses due unti her order of Pane| Notified a 1 NVO ed ne on
9/3/74 +] SUPPLEMENTARY MOTION -- Plaintiff Krumholz supplementing motion by adding	single	cases pending in C.D. California (B-l) and
| De Delaware (B= and attaching ser e affidavit
RE: -—	for	original motion and supplementary motio	: on _all partie etter attached transmitting cop
of motion to Clerk, S.D. New York.
9/3/74 3.0 EXT. OF TIME REQUESTED ~- by defendant Smith, Barney & Co., Inc., to &
1 : incl, 9/2 4
9 4 |4.8 EX OF TIME REQUESTED -- by defs. Joe D, Bain, Stanley Beyer, Burton
a Borman, Donald R. Hodder, Alfred Schaeffer
[| Daniel J. DiSipio, G. Phillip Streatfield
] I and Pennsylvania Life Company to & incl. 9/23/7
v/47/7% |§ ORDER LIFTING STAY AND EXTENDING RESPONSE TIME-- Notified counsel tha
CC] ¥&sponses a ae ANE 37 4
1 reply briefs due Sep. 30, T9942
2/&/ 18 RESPONSE- Pltf. Fields Averments, Brief and Affidavit in support o
i | w/cert. of service , also motion toadd_.iionentitled
3
Calif,	Civil Action No. CV-74=2212-
Z9/20/74 | 6 | RESPONSE -- Irene Janeczko, Edward C. Tompkins and Leonard Kaufer
cert of service
9 0 4 _& REQ OR XTENSION OF TIME -- EDWARD R. LEHMAN- Granted to 9/30/74
9 4 | 3g | R PON -= SM H RARN N . = oO service
9/23/74 RESPONSE -- HARRY M. BARDT "--"w/Cert of service ~
9/23/74 |) 0§ RESPON ——_ PENNA 2 CO OE D. BAIN, STANLEY BEYER, BURTON
BORMAN DONALD. R HODDER A RED ¢ A ER, DANIEL J.
— D PTO AND PH P REZ D _w/ge of service9 4 2] R PON -=_ M RD R H -——_ W eo 0 e ice	9 / RESPON -— MAUR PAPRIN AND NATHAN NEWMAN =-- w/ce of service
9 4 113 RESPON - COOPERS & BRAND w/cert of service
0 4 m— RESPONSE _- BENESCH, FRIEDLANDER, MENDELSON & COPLAN, ROBERT COPLAN	9 4 R PON = DONALD BENYA WILLIAM LICHTIG, SHELDON PEVEN, PHILLIP LIL.
| KANTER ORENCE KANTR, GERALD A. KANTER AND L. W.	RIEDMAN (Plaintiffs) w/copy of complaint, and cert of
9/27/74 | 12a} SUPPLEMENTAL PAGE NO or brief no. .
9 0 4 (16 | RESPON -— EDWARD	R. LEHMAN -- w/cert. of service
0 4 : MORRIS STARK, ET UX V. PENNSYLVANIA LIFE oy . —
1 h. Calif. CV74-2623 —-- Show Cause Order entered today. Notified	—
0 el, involved judge.
10/30/74 HEARING ORDER -- Setting A-1 through C-1 for hearing, November 22, 1974
Washington, D.C.
| _ —
i 1 7 lS
——— Fer Sail a

;
(cc 8
ER dd > . : —
Date gE ee : _
2/13/75 § | CONSENT OFCHIEF JUDGE STEPHENS for Judge Real to handle	litigation
ee I in theC.D. Calif. for coordinated or consolidated	~~
§bk pretrial proceedings pursuant to 28 U.S.C. 1407 _
i J OPINION AND ORDER transferring A-1, A-2, A-3, A-4, A-5, A-6, A-8, B-1
| I B-2 and C-1 to the Central District of California for
ok PE _ coordinated or consolidated pretrial proceedings pursuant |
y 4 to 28 U.S.C. §1407 for assignment	to Judge Manuel	L. Real.
ff The Opinion and Order denies transfer	in A-7, Benyas, et al. v.
4 _ Penna. Life Co. and Penn General Agencies, E.D. Michigan, 4-71318"
2/24/77 {17 § D-2 DARPEL, ET AL. V. PENNA. LIFE INS. CO., ET AL., E,D.MO., 77=116C(1}
§ 4 MOTION,	BRIEF, Pennsylvania Life Co, to transfer action to __
_ i _§ Central Distri f Calif, -
SAAT | |OREEE	Ta. SHAN CAUSE -2Josepir	PrDanpel	sl lov: FenHEy Ivana bite aE:
3 | Gewese TTTSRBE MO; CA Nor 7 mbbGO tie Fi]lettofy: Nett ed
IE ERT SE..... . .. — SE
3/2/77 xweg D=1 DAVID J. LEVITT, ET AL. V. PENNSYLVANIA	LIFE CO., ET AL,,E.D.PA,_
8 C.A. No. 77-142 -- ORDER TO SHOW CAUSE FILED TODAY.Notified
fi % _.____Counsel,involved	judges _
_	3/17/77 § 18 } D-1 LEVITT, ET AL. V. PENNA. (IFE CO., ET AL. E.D. PA.,77-142
ee _____RESPONSE_--	PLAINTIFF Levitt w/cert. of service ~~
3/17/77 § 19 §D-1 LEVITT, ET AL. V. PENNA. LIEE CO., ET AL. E.D.PA., 77-142
1} 8 RESPONSE -- Pennsylvania Life! Co. w/cert. of service __ ~~
3/17/77 §20 §D-1 LEVITT, ET AL. V. PENAw LIFE CO., ET AL. E.D. PA., 77-142
5	8BRESPONSE	~-- Coopers & Lybrand w/cert. of Service ~~~
3/28/77 § § HEARING ORDER	== Sefting D-1 Tevitt et al. v. Penna.	Life Co., et al.,
I I tev 7 R.D. Pai, CA. NA. 77-142 and Darpel, et al. Ve
§ | 2 Penna.	Life Co., et al. E.D.MO, 77=116C{1)}
/15,77 4 27 | A-1 Philip L. Axt, ot al. v. Penna, Life Cos, ot alr. Cibogate Cortf—
] i !c.A, No, 75-693-R ——
_§ _} A-4 Leonard Kaufer v. Penna. Life Co., et al., C.D.Cal,
SE SE _C.A., No. 75=-696-R
SE if XYZ-3 Walter J, Bellomo v, Pehna. Life Co,, et al., ¢.D.Cal
A 5 ee. ___C.A, NO, CV76-390-R oo rt eatin emt. tt ee ee ee sheer tees eer eee errr
1 __tA-6 Penna. Life Co. v. International Equities, Ltd., C.D.Cal.
| __. C.A, No, 75-698-R 0 VV
EN I MOTION, BRIEF, CERTIFICATE OF SERVICE, EXHIBIT A, B, & C
4} For remand of the above actions =-- Plaintiffs Axt, Kaufer
i 0 and Bellomo and defendants International Equities Ltd.,et al.
4/19/77 iJ WAIVER OF ORAL ARGUMENT -- Coopers & Lybrand for 4/22/77 hearing in .
___8 Los Angeles, California =
4/21/7973 _§ WAIVER OF ORAL ARGUMENT --:Plaintiffs'	David J. Levitt, et al. for =
: £ 4/22/77 hearing in Los Angeles, California	=~ ~~~
4/29/77 § __ SREQUEST FOR EXTENSION OF TIME -- Individual Defendants -- GRANTED	TQ ALL _
: MAY 20,1977
| 23,§ RESPONSE TO MOTION FOR REMAND -- Plaintiffs Fields, et al. w/cert. of svc,
__	5/3/77} ___§ REQUESTFOR EXTENSION OF TIME -- BENESCH, FRIEDLANDER, MENDELSON & COPLAND
i 4 ~~ -- Previously Granted to all --
5/5/77 § 3D-2 REX DARPEL V. PENNA. LIFE INS, CO,, E.D.MO,, 77-116C=(X) .. ._.___
-— | ORDER transferring action to C.D. Calif. for assignment to J. Real'
2] N Xr
5715777 1 33 | Response ts etTon to Tomand —= Glenwood Securities, Joseph Baim,
ff stanley Beyer, Burton Borman, Daniel J. Disipio, G. Philip Streatfeild
a i 2 and Benesch, Friedlander, Mendelson & Coplan and Robert C. Coplan,
! | w/cert. of service. .
24 | RESPONSE TO MOTION	TO REMAND ———gmith, Barney & CO., INT.w/serviee————

JPML FORM 1A - Continuation DOCKET EHTRIES ~- pe. Z #
DOCKET NO. 183 -— IN RE PENNSYLVANIA LIFE COMPANY SECURITIES LITIGATION
No.
Date Code
5/95777__ |REQUEST FOR EXTENSION OF TIME TQ REPLY -— Movants Axt, Kaufe
|] Bellomo and International Equities, Ltd. -- GRANTED TO
CC] JUNE 1, 1977
5/31/77 REPLY —- MOVANTS FOR REMAND w/cert. of service
6 1g ARING ORDER —-_— e ing A= Oy, X = and A-6 motion 0 emand
for hearing -- June 24, 1977, Washington, D
6/23/77 | 26 | ADDENDUM TQ RESPON OF PENN ANIA Q A ee Liaison
IE Counsel for the Defendan
6/29/77 | | A-1 Philip L. Axt, et al. v. Penna. Life Co., et al., C.D. Cal.,
CT] C.A. No. 75-693-R
| A-4 Leonard Kaufer v. Penna. Life Co., et al., C.D. Cal.
Co] C.A. No. 75-696-R
- [| XY2-3 Walter J. Bellomo v. Penna. Tife Co., et al., C.D. Cal.
— Co C.A. No. CV7/6-390-R
] A-6 Penna. Life Co. v. International Equities, Ltd., C.D. Cal.
C.A. No. 75-698-R
| ORDER —-- DENYING REMAND -- NOTIFIED TRANSFEREE CLERK, JUDGE,
CC AND INVOLVED COUNSEL
8/31/77 | | OPINION AND ORDER filed today transferring D-1 David J. Levitt, et al.
| v. Pennsylvania Life Co., et al., E.D.PA., C.A.#77-142 to the
] Central District of California.
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Zi Cag PEER sg MDL RE los gee sani posers LITIGATION (Ai WY, IVS 7 2LX NYT 2 Zotufns	Py ledLi ®. __ SD	“Ce, a ’” y Co Desgription of Litigation '
ARF 3,477 HI Pegg of	7 F 7D —	IN RE PENNSYLVANIA LIFE COMPANY SECURITIES LITIGATION
- Summary	ot panel Action __________—————————
Date(s) of Hearing(s) 1,052775 }
Date(s) of Opinion(s) or Order (s) 2/35 3
Consolidation Ordered ,~ Name of Transferee Judge 0) rece ds 2 Lzew	LZ
Consolidation Denied Transferee District ay) Ca tif
Intra- District Civil . Date of
Office and Action Transfer| Transferee |Dismissal
Number Caption Judge Number Date Docket No. [cr Remand Misc.
Ail L AxT, etal ) 3] of ay
A-1 v fhe LPT v. Pennsylvania S.D.N.Y. . 7 757-273 -RI\Y 25/0 Ppltf. Krumhol~ |Life Company, et al. otley [3 Civ.2491 fF £3 | ) Mot. 8/12/74
it |
A-2 Maurice Paprin v. Pennsylvania .D.N.Y, L175 679K i " "
Life Company, et al. Stewart V4 Civ,.2581 |x 77% a = 3, 3/7
| |= pa5-£ sz /col
A-3 Bernard Krumholz v. Smith, Barney S.D.N.Y. 2 Jr 75-475 she/« a "& Co., Inc., et al. Motley P4 Civ.2930 |#//
A-4 Leonard Kaufer v. Pennsylvania S.D.N.Y. A 2/21/40 wooLife Company, et al. otley V4 Civ.3051 as 7 )
|
IPA-5 Maurice Paprin v. Pennsylvania S.D.N.Y, |— : 72/70 ge—i "
ee Company, et al. (*) stevart z Civ.3178 NY | 7567 1 el75 |) ’ |
|
Co | a
| (*) Originally filed in C.D.Cal. | )as CV 74-1676-IH & tr'd by consent Je parties Co EE

| Case MDL Ng53:rPeumeiill Flag ipekifin) Page 5 of 11 PAGE 2
—— I —— [TTT]
Intra- District civil Date ofOffice ' and Action Transfer| Transferee| Dismissal
Number | Caption Co Judge ~ Number Date Docket No.| or Remand Misc.
A-6 Pennsylvania Life Company Vv. N. J. 5 vi , Pltf.Krumholz
International Equities, Ltd., Lacey 788-73 7/13/73 7.5678 : 7d wD Mot. - 8/12/74et al.
A-7 David Benyas, et al. v. Pennsyl .D.Mich - u "
vania Lite Company and Penn- Keith |4-71318 \/IEDGeneral Agencies TT
N (	Coe . \ a
A-8 Mig 1, Ci t a v ped). Cal A a7 | (/; D n ni Pagng if i i mpgn et 1.((8a (lev \algaipulgmenii — - fi)BN
. ] ]
B-1 Meyer D. Rich v. Pennsylvania Life |C.D.Cal. 1.) SN EE n Pltf.Krumholz
Company, et al. Real 74-2212K | —» 35/77 Supp.Mot.-9/3|
B-2 Edward R. Lehman v. Pennsylvania Delaware 2/13/75 75-659 - Ny " "
Life Company, et al. Steel 1-156 D 3/7 7
c-1 Morris Stark, et ux wv. C.D. Cal|CV74-2623 JT 3 sco 10/17/74
Pennsylvania Life Co., et al. RJK -(, RY/75
XYZ-1 Thomas Garity, etc. v. C.D.CAL |[CV75-3253- i —_— 1)13)7%
Pennsylvania Life Co., et al. Real LL AXYZ-2 Morris Stark, et ux v. C.D.Cal |CV 75-3089t {3/t/9) /
Pennsylvania Life Co., et al. | Real | ~| | CERTIFIED CORRE Sal	th i cr x -
XYZ-3 ¥"| Walter J. Bellomo v. oD cnc | | JULY 1976 =L ve
Pennsylvania	Life Co.,et al. I Real ICV76~390-R | i 7 i re 4 Ls
xvz-4 | Mpg fle eat €Z ponnpxBite	of. exz, = ae
| Life’ Co.,_et al. CV74-2212- : |	XYZ-5 Mg, a rat enngyivanga «LCF. |
Ree eee 7) evra | |: ]
H t |

JBML FORM 1 -caSompiinm@ties Document1 Filed 05/01/15 Page 6 of 11
DOCKET NO. 183 —— IN RE PENNSYLVANIA LIFE COMPANY SECURITIES LITIGATION -- Pb. 3
EC
Intra- Distric Civil Date of R
Office and Action TransferfTransfereepPismissal
Number Caption Judge Number Date pocket No.pr Remand Misc.
D-1 David J. Levitt, et al. v. E.D.Pa. | 77-142 Bs seo 34/71
Pennsylvania Life Co., et al. Becker : - -
' 14) 99-3435Rhshg
D-2 Joseph F. Darpel, et al. v. E.D.Mo. [77-116C(1 27-/9% - Motion
Pennsylvania Life Ins. Co., et al. Meredith SUse 1% [EA 24/ 7] -
by ye Rv ~/ (- KY 2.	pede Pp J —
ed 7 men JY , }
: B ; Tn goo J y (& ) Lesgodt iply 170 —,
| 7 4/ /%
Vari 597 GDS E xv J / .Jaeo / J J -/ / X vo. , a A) - SBI A? :
(ety 1960 Go] bxV2l JA NEVA	4

JPML, Form 4
ATTORNEY SERVICE LIST
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET NO. 183 -- _IN RE PENNSYLVANIA LIFE COMPANY SECURITIES LITIGATION
LIAISON COUNSEL FOR PLAINTIFFS LIAISON COUNSEL FOR DEFENDANTS
ichael Balaban, Esquire erry Christensen, Esquire
JC, Berman, Selan & yman, Bautzer, Rothman &Schaeffer Kuchel
8920 Wilshire Boulevard / wo Century PlaceBeverly Hills, California 90211 14th Floor
2049 Century Park East
LEAD COUNSEL FOR PLAINTIFFS Los Angeles, California 90067
Tobias Clinger, Esquire
(ss & Leevan	3345 Wilshire Boulevard
Los Angeles, California 90010
DAVID J. LEVITT, ET AL. (D-1) X PENNSYLVANIA LIFE CO. (Deft. D-1)
Richard D. Greenfield, Esquire Jeffrey A. Less, Esq.
17 St. Asaphs Road Dilworth, paxson, Kalish
Bala-Cynwyd, Penna. 19004 & Levy
2600 The Fidelity Bldg.
Leonard Barrack, Esquire 123 S. Broad St.
Barrack, Rodos and McMahon * Philadelphia, Pa. 191092000 Market Street
Philadelphia, Penna. 19103 COOPERS & LYBRAND (Deft. D-1) y/
Matthew J. Broderick, Esq.
JOSEPH F. DARPEL, ET AL. (D-2) Dechert, Price and Rhoads
Paul i 3400 Centre Square West2255 Gra 1500 Market St.
St. 1s, Missoni 63104 Philadelphia, Penna. 19102
PENNSYLVANIA	LIFE CO. (Deft D-2)
Gibson NDunn Crutcher
515 Sout ower St.
Los Amgele Calif. 90071
PENNSYLVANIA LIFE INS. CO. (Deft. D=2)
Richa J. Sheehan, Esquire
> Heifetz, Lurie
& S
J 7733 ForsythN\Suite 2201
St. Louis, Missouri 63105
GLMQWOOD SECURITIES 20., PENN
FUNDINe INC., COOPERS & LYBRAND,
+ JOE D. BA XNLEY BEYER, BURTON
BORMAN, DA} Ny. DISIPIO
G. PHILLZE STREM: ELD (Defts. D-2)Ter hristensen, Esq.
(Liaison Counsel for Defendants)

JPML, FORM 4A -- Continuation
Panel Attorney Service List -- p. __
DOCKET NO. -
PHILIP L. AXT, ET AL. (A-1) BENESCH, FRIEDLANDER, MENDELSON
Arnold B. Elkind, Esquire & COPLAN
822 East 42nd Street ROBERT C. COPLAN
New York, New York 10017 Morris Pfaelzer, Esquire
Kadison, Pfaelzer, Woodward,
LEONARD KAUFER (A-4) Quinn & Rossi
WALTER I. BELLOMO (XYZ-3) 611 West Sixth St., 23rd Fl.
(Elkin same as A-1) Los Angeles, Calif. 90017
PENNSYLVANIA	LIFE CO. (A-6)
David M. McCann, Esquire ee
| 704 Broad Streec | ollieseY ©	PIERNALIONAL	BQUITIAS. LID. FT AL	. LEONARD Newman, Esquire
Newark, New Jersey 07102 5918 Bergenline Avenue
MICHAEL C. FIELDS (A-8) West NewYork, N.J. 07093
David B. Flinn, Esquire
Cerf, Robinson & Leland
220 Montgomery St., Suite 570
San Francisco, CA 94104
SMITH, BARNEY §& CO. INC,
Davis, Polk & Wardwell
One Chase Manhattan Plaza
New York, New York 10005
Stanley M. Williams, Esquire
Agnew, Miller & Carlson
700 South Flower St., 17th Floor
Los Angeles, Calif. 90017
COOPERS & LYBRAND
William H. Legit, Jr., Esquire
Hughes, Hubbard & Reed
515 South Flower St., Ste. 2908
Los Angeles, Calif. 90017
PENNSYLVANIA LIFE CO.
PENNSYLVANIA LIFE INSURANCE COMPANY
Theodore B. Olson, Esquire
Gibson, Dunn & Cruther
515 South Flower Stree
Suite 2908
Los Angeles, Calif. 90017
BTANLEY GOLDBLUM
Thomas R. Sheridan, Esquire
Simon, Sheridan, Murphy,
Thornton & Hinerfeld
2404 Wilshire Boulevard, Suite 400
Los Angeles, Calif. 90057

JP Form 3
p.
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION ¢
DOCKET NO, 183 -- IN RE PENNSYLVANIA LIFE COMPANY SECURITIES LITIGATION
COMMON PARTY CHECKLIST
NAME OF PARTY NAMED AS PARTY IN FOLLOWING ACTIONS
x [) /] 4 ’ 4
\ C 1 BD 0 SAA NTH TAB B [8-2 7-7] J7 |
Pennsylvania Life 7) 2 =
Company AW| : ST
I \ “ flip 2,4 0	1 4
| &co., 1c. NN ——
~ BLAS ALA 0] P77 72. “Lybrand, Ross Cr]
| Brothers & Montgowe$y 0000000000000]
i (now Coopers & Lyb el) ys	a
\ “ R-lA-273A- CAS B-9 8-82 =] [)—2 |
| doe p. Bain \ [rr
I AL HAND PNY 5 A= LE- 82 Cf [-2.
| “Stanley Beyer Ny 7 oc	rc| AE
| ee]
el
\ N [-) F-22075 F-47514 FE B= C—f [P-2- |	| | EAA	AG A
| Burton Boma -
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2 BE !
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~ Pennsylvania Life [MS	Fe]
| Insurance Co. N lo]]
vs! a
RQ	AR H-5 A
| ———| 1
Axe
| Edward R. Noyes, Jr.| >" 7 ~~ ~~ 0000000000000]
| —

Pp. _F—
N | TAA ET |
Donald R. Hodder :
VE ERE I ITC	A.
a	——
Charles F. Harvey -
oo]
Harry M. arid —————————————————	hl I
Pr vg A698 = 0000
Robert C. Coplan. 1
v ©
Oo Xs AYA]	O00
CT
Ha LAR,	Bl Ea (—]. ee
\ Daniel J. aN HS — |	> SE	ETSNIISSSS	SS -.--"-1t tt LLL. }
N 7-50 -7, 8-1, 8-2— J-1 [7 —~
No Phillip Steatfield| 7 7+ ~~. 0
\ I !
| Glemood securisiesd [1Inc. -
nq
Benesch, Friedlander, | _	~~	= ~~ |
Mendelson & Coplan |~~	~~ 0000
Burton Davis | ———————————————

JP Form 3
p. I
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET NO. 183 -- IN RE PENNSYLVANIA LIFE COMPANY SECURITIES LITIGATION
COMMON PARTY CHECKLIST
NAME OF PARTY NAMED AS PARTY IN FOLLOWING ACTIONS
~N \ °c	00000]
h 00 0 OO 0000000] |
Jack Birnberg AN TT]
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| A
| International ee
| Bauities, Ltd: 0
BE
- ~~	2	1	. -Penn—General «0 0000O00O0O0OO0O0O0O0O0O0O0O0OoO]
| EER LY A
| George N. Aronoff -—
6r___ ee _—_
Fa
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R.A Y= A A
| Charney Borin OOOO OOOO OOOOOOOO]
| Ropert m. shafton [————————————————————————————
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Pennsylvania Securitigs ~~	———————————————————
| Co, 0 00 OOO OOO OO OOO] |: 0000000000000	OOOO]
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| rst vrriiinin»EEE
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