IN RE: Stirling Homex Corporation Securities Litigation

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Date Qj RE -
1/2 [= MERRILL LYNCH, PIERCE, FENNER & SMITH INC. -- Motion for consolidation	brief in support and afifidavit of service.
1 REQUESTED TRANSFEREE FORUM:S.D. New York
KS ROLF STANFORD, PLAINTIFF response to motion w/Cért of service	ee
1/8/73 -—Erendment	of Certificate Af Service’to thnclnde copies OF TMOEIoH	: | “mailed to District Courts where actions	are pending
1/5/75 || Amendment	oF Certificate of Service from movaht to include misc.
a - | indi i . -
© § JEZARIAN V. chigbridgaly “gL DTNIY TT Cive	6 :
: : Request from counsel for plaintiff	for extension to rile TESPONSe
Ft motion	— ©
= ORDER — extending toall participants 1/26/73 To file and serve |	: response to motion =~ i
1/15/72 8 3 § PRESSPRICH & CO, response tomotion w/cert, of service
1/16/73 § 4 EE HARRIS, KERR, FORSTER & CO. respons to motl w/cert. Of service,
1/18/73 } 51 PEAT, MARWICK , MITCHELL	& CO. response To motion w/certt of service
8/73 1 | DAVID STEINBERG	request for extension tofileresponse	tomotiom——
: ! ORDER - DENYING extension = Notified counsel ~~
1/22/73 § 6 § H. E. JONES AND ALECK GOLDBERG Response to motion and	eross—metion————w/Brier and cert. of §ervice TTT
1/22/73 § 1 } AMENDMENT OF MOTION OF MERRILL, LYNCH; PIERCE; PENNER & Smith-fo——
IE add two more REEKXER actions w/Ttert. oi service
1/22/73 § 8 § HARPER SIBLEY, JR. Motion and Cross Motion w/brief and exhibres————
: “and cert. Of service. TTT TTT TT
73 | STIVER & CO., ET AL. request for an extension to file and serve —
— iORDER - Denying request for extension.
(1/23/73	§ 9 | RICHARD DECOURSEY, ET AL. Plaintiffs response Oo motion W/Cert of
eeepteggulpminmioy) |] AiR tiem —— Em —
1/26/73 J 10 J STIRLING, YANOWITCH, MARSHALL, CSAPO, SCAULTZ response to motiom
N | w/cert. of service -—
1/26/73 {11 § RAICHLE response to motion for consolidation w/cert. of service:
1/26/73 1312 | JEZARIAN, ET AL. response	to motion w/cert.	of service
1/26/73} 13 | Pera IeRE $A, response to motion w/cert. of service —
1/30/73 14 N YORK STOCK EXCHANGE response to motion w/cert of “service
ETT 15 § FRANK R. LANCELOTTA, JR. response to motion w/cert. of serviceI FE SY AA ESAT '
271775} | hnendrment to certificate of service FREER From movant to	include! t misc individuals
2/2/73 #16 § DAVID STEINBERG response to motion w/cert of service or
2/2/73 [17 | THEODORE W. KHEEL response to motion w/cert. of service.	~~ ~~
2/5/73 HEARING ORDER - Set for February I VATS A} 15 AR me	ce	2/5/73 | 18 FARTHUR E. RISLEY, response to motion w/cert. OL SE€rvice
119 Irepry BRIEF OF MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
2/7/73§3 _§ RAICHELE supplemental certificate of service. _ oo
2/8/73 ! IARTHUR E. RISLEY amended certificate of service Tr 1
2/12/73§ 20 JMARINE MIDLAND BANK, WESTERN AND MARINE MIDLAND BANK RACHESTER
| Response tc motion w/cert of service TT |
2716773§ IMERR T LYNCH, PIERCE FENNER & SMITH reply letters correcting pleading	: ~N~o. 18
— & ht [J T Ee	PE
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Date g 28
NN service TTT_ 2/22/73 § 22 § MARINE MIDLAND BANDK(Supplementalpleading	see pleadingNo. 20) ~
YOYYAR wy er TT i fe Ate eT	CHASE MANHATTAN BANK response to motion w/cert. of service ~~ ~~~77]
—20267	73 | 54 | FRANK G. RATCHLE. TRUSTEE OFS Horation Wicert:OF SOIVICE
_12/MI7T35 +oonsent OF TRANSFEREECOURT-(~4§Ny.) For Judge Bomsal to hanafed
+h %5 yudge Bonsal for coordinated	or consolidated-pretriat———Ty TTT proceedings pursuant to 28 UISTCT§IA07 mmm oo meee
———————— i rNB TT A-1 througR B=2 . a nt i em, toimt AE41 Amb AAAG REm1 01174 a eo at Ami ROE
_2/28778 § Josephine Bihaly v. Merrill, Lynch, Pierce,	D. N.J., 1354-73________¥__	_; Fdward DeFazio v. Merril, Lynch,	D. N.J., 680-73~~ ~~
_	hk } 7evenbergen v. Merrill, Lynch, W.D. Mo. 73 CV398-Ww-3~~ ~~ ~~ ~~ =
_oo &_.. _jWebster v. Merrill, Lynch, W.D. Mo.,	73CV206-w-3~	~~ — — ~~
~~ oof %cCrabbe, etux v.Merrill, Lynch, W.D.Wash.,13I-73¢3
wij Erickson	v. Merrill, Lynch, W.D. Wash 557-73¢2 ~~~	~~~ ~~~ ~~i . : Franeo v. Merrill, Lynch, N D. Co lor ado 7 C-4 72 I FE
Tit Federoff,	et al. v. Merrill, Lynch,E.D.Mich,	4=701I3 TT
jj Monte Friedkin v. Merri.1, Lynch, N.D. Ohio, C-737486 ~~ ~~-—____&	i Puzyrewski	v. Merrill, Lynch, N.D. III, 73C 3286 "~~
eo. 1.5 CTOsentered today. “Notifiedcounsel	and involvedJudges. TTT TTT
3/14/74 3 § ALFRED FEDEROFE, ETAL.	V. MERRILL, LYNCH, ETD.MICH,A=70	13 eed
TT \ Notice of opposition from plaimtiff to CTO filed today.
— % ORDER“entered staying CTTO. NotIfied course TT	TT TT Tm en	37%5772|{WONTE TRIBOKIN, £7 AL. i. wearer. LIMON, W.D. OHIO TiageT
——— tomerCe GF Oppositionfrom PIArREIEIE file today. NEKXRXMRXMEHREEZX— oe ed staying O10 enterd 2/28/74 NOTIFIED COUNSEL	2 Lela fF § JOSEPHINE MERRILL,LYNCH, D,N : J NS	—
GORWS £271 COI0:01	0 es: NY	LE Nd
i	_ _yZEVENBERGEN V, MERRILL, LYNCH, W.D.MO.,73CV398-We3d
i|WEBSTER V. MERRILL, LYNCH, W.D.MO, 73CV206-W-3__ __________
5 ___3CRABBE	V, MERRILL, LYNCH, W.D.Wash, 131-73C3 ~~
— i LERICKSON V. MERRILL, LYNCH, W.D.WASH 557-73¢2 _
SS — FRANCO V. MERRILL, LYNCH, D. Colo, C-4721
A | PUZYREWSKI, ET AL. V. MERRILL TYNGA, N.p.TIL, 7303286 I
eeSE. ~-£10's final today._Notifeid transfrée Clerk,involved judges__._
TESTEER LR Re ATTT TT TEPlaintiffsmotion and breif To vacate CTO wW/¢ert/ of service TT
3729778oe MONTE FRIEDKIN, ET AL.motion and brief tovacate	CTO w/cert. of service	4/1/94 FTT§{ Monte Friedkin, et al.Vv. Merrill Lynch, Pieércé, Fenner & Smith TTT
TTT TT TTT TT TNL DL Ohio, No. C=73S466 TTT TTT TT Tm me ee
TTT Federoff, ef al. Vv. Merrill Lynch, Pierce, Fenner & Smith; B.D Mich
ee ER ag yy
— 4 HEARING ORDER Setfifig actions Tor hearing on April 267 1974,
SS NN BT FE." iFit —
4Gi Hy “FEDEROFF, B.D. MICH, 4-70113 = Defendant	Merrill Lynch reply ‘and brief	Td 28 FRIEDKINST N.D. OHIO C=73-466Y = Defendant Merrill Lynch" reply
5715/74i4 MARTON N. BARUCH V. MERRILL LYNCH; N-D iffy CiAv NO. 74€110% moo
TTT TTT TT GTO entered today. Notified counsel, involved judgesyooooeo
5/31/74 FC RHC KH XX FRR KEE KK EX XH RREX HEEERR XXATX ES XRF HE EAR KX EX TAX ERT BX RRADE FEY MARION N. BARUCH V. MERRILL LYNCH; ND: ILL; CA No-74€1103— dm
EE TTCTO Final today. ~Notifted clerks; involved:Judges ne

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Date = oo Tr
5/31/78 |} VAL DRULEVICH V: MERRILL LYNCH; PIERCE; FENNER& SMEPH, Wf DINO,
I 7 =r7 =
{ {MELVYN ANHALT V. MERRILL LYNCH, PIERCE, FENNER & SMITH, INCT;STD-TE
| ~ 74-H-594 Pmt eeAtta TEla rear em reerNe elem rem.AP Ee lee PY.Ae rr 65. BEPt 141. 7 OA AR rs A. ART 0 Sl, etHA reamasCREATED ee me
Pi CTOs entered today. Notified counsel, involved judges
’ 6/187 7% AL DRLLEVICH V. MERRILL, TvNend. PIRRCOR FENNER & SMITH WwW. D. Ma ="
CA — ; mmmane ASCIIAR bbs LYNCH, PIERCE, FENNER & SMITH, W.D.MO.,
§ MELVYN ANHALT V. MERRILL LYNCH, PIERCE, FENNER &SMITH,	INC., SUDITEXer ee Sie RPT	mr RT
_§ CTOs final today.Notified transf Terk,	involved. Judges: mu
5/7/74 § 1 SOL 2TSOOR Vv. HOSMER MORSE ANDARR	Ler eR fe Tr ARV ENRSure
Ty Ty TING. NL.D.UILL, T74C1846 Cro entered today. Notifiedcounsel
_8/20/74 fj ALFRED & RUTH FEDEROTF,” ET AL."¥ “MERRILL LYNCH, E.D.MICH, 4=70113
i} ORDER	vacating	CTO entered on Feb. 28,1974. Notified involved	—
] £ %judges, service counsel. TT
8/20/72 § {LETTER	FROM JUDGE JOINER stating discovery	is complete and ~~~	— |
8/23/74 a. L Faas FyASHE mba tady Lor trial.——— J —	/ 1 SO 41 o 2 ET AL. N.D.IL . TT TT
— E75 FINAL TODAY. Notified cterk;	trandferee-judge,—transferor	judge
I SEXXERXWXXKRXNYONZKRXKMRXXKRRRXXXXH SELLERV.KRZYMINSKIAND ~~
— MERRILL LYNCH, N.D.IND., H-74-217 -- CTO entered today. Notified
— 4 § counsel, involved judges. TT
10/16/74 ~—} SELLER V KRZYMINSKI AND MERRILL LYNCH, N.D. INC., H-74-217- CTo _	—— 5% _fipal today. Notified transferee judge, clerk, transferor ___
—_— of judge clerk i
—LA28/ ——f-OPINION & ORDER	==_embodying	reasons for transfer ordered	by minute
—_— — order of December 21, 1973. Copies distributed to-_	sx transferee judge and clerk, members of the panel, |
publishers	and involved counsel.
~-1/28/75 .§ OPINION § ORDER == Monte Friedkin, et al. wv. Merrill Lynch, Pierce, —
— (C-6) enner & Smith, Inc., N.D. Ohio, Civil Action...
—_—— — — reer NO. C=73-466 ==-== lifting stay of CTQ and tra nsferri
RUMI — — me _action to S.D. New York and Judge Bonsal . Notified	. _
ee roo involved judges and clerks, counsel, members of the
— eee	Panel and publishers.
5/12/75 EM R,. ETC. V. MERRILL LYNCH, PIERCE, FENNER & SMITH, N.D.TEX, 4-75-99
—_—4 & CTO filed today. Notified counsel, involved judge
5/28/75 _} MEYER, ETC. V. MERRILL LYNCH, N.D. TEX., 4-75-9 = ~~
_________§ _} CTO	effective today. Notified clerks, involved judges ~~
_6/9/175 ..._§ APPERANCE	=-- Barry E. Morgen, Esq., for Sol%isook
—_4r.c, FERNON, JR. V. MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.,
¢ HB ~~ M.D. FLORIDA, 75-490-Civ TK -- CTO filed today. Notified =~ |
1 Counsel, involved judges ee
8/29/75	_% __§ NOTICE OF OPPOSITION -- R. C. FERNON JR., ET UX. =-- Conditional Transfer
I RB Order Stayed Until further order of the Panel -- Notified counsel
IE BS involved judges. i i a.
9/15/75 ___§ REQUEST FOR EXTENSION -- R. C. Fernon -- Granted to Sep. 23, 1975 mm
9/22/75 § 29 J R.C. FERNON,JR. V. MERRILL LYNCH, M.D. FLA., 75-490 Civ, TK ~~~~~~
~to76775—f-30—§—YOLION AND BRIEF -- R. C. Fernon to vacate CTO w/cert. of service	~~bad | © {RESPONSE -- MERRILL LYNCH, Pierce Fenner & smith w/cert. of service =~
lo/9/75 § §R. C. FERNON	JR. V. H M.D. FLA, 75-490 Civ. TK
—_% ___dHFARING ORDER setting R. C. Fernon for oral hearing October 29, 1975
a Orlando, Florida ee
0/20 ! § REEpV. MERRILL LYNCH, D. MD., H-75-
a CTO filed today. Notified coumsel involved judges ~~
0/29/75 § J WAIVERS	OF ORAL ARUGMENT --"Plaim and Detendant—¢ "75,726,775 hearing

I 2
D. C. 110 Rev. Civil Docket Continuation _ [J
DATE PROCEEDINGS Fe ated
11/5/79 W. DOUGLAS REED V. MERRILL LYNCH, PIERCE, FENNER & SMT SE
| D. MD., H-1246 CTO FINAL TODAY. N —
“12/3/75| R.C. FERNON JR., ET AL UX V. MERRIL LYNCH, PIERCE, FENNER AND SHM.D. Fla. CA NO. 75-490
OPINION AND ORDER TRANSFERING	CASE TO S.D. NY FORASSIGNMENT	TO — 1
JUDGE BONSAL UNDER §1407 = = ES
1/14/76 | RICHARD F. DOOLEY V. MERRILL LYNCH, N.D. ILL, 75C4136 |CTO filed today. Notified counsel, involved judges. a
0/76 RICHARD DOOLEY V. MERRILL LYNCH, N-D.—ILL—75c4136 —
I TO FINAL TODAY. Notified clerks, —inyelyed judges	2/5/76 OLDSTEIN V. MERRILL LYNCH, N.D,ILL, 75-4439 §
oo CTO FILED TODAY. NOTIFIED COUNSEL, INVOLVED JUDGES
2 2 6 OLD N MERR NCH, N.D -43309 ee
~ NOTICE OF OPPOSITION -- Plaintiff Goldstein -- Notified counsel
2/27/76 31; MOTION BRIEF -- PLAINTIFF GOLDSTEIN TO VACA 0
ry: A RING ORDER _-—- Setting N.D. Illinois, Goldstein action. for hearing a
oS Ma h 26 976 Nashington., D os RP _
3/10/76 EQUITY INVESTMENT CLUB ET AL V. MERRI] YNCH P R NNER 3 X
_ CTO FILED TODAY NOTIFIED COUNSEL, INVOLVED JUL
3/10/76 | 32 —- WBNPONSEU¥ IN OPPOSITION TO PLAINTIFF'S MOTION TO VACHE
CTO (Goldstein v. Merrill Lynch) w/ Certificate of ServiceLynch,Pierce, Fenner & Smit
3/23/76 | WAIVER OF ORAL ARGUMENT	-- Goldstein v. Merrill Lynch -- plaintiff and
defendant _
3/24/76 [EQUITY INVESTMENT CLUB ET AL. V. RR YNCH, NNER,P RCE Y 3
N.D. Ohio C76-20-Y
CTO FINAL TODAY. NOTIFI NVOLVED ERKS, JUDGES
0/76 0 RVING A OLD N Vv.Merri nch Pierce Fenner & mith
N,D, Tllinoi 4439 -- ORDER VACATIN OND ONA RANSHER
6/8/76 (C-21) ROBERT F. HOFFMAN R MERR NCH P R NNER § MTTH
D. N,J 76-720 == CTO iled toda Notified counse i nvolved
—
6/24/76 c-2 ROBERT E QF FMAN R MERR NCH, PIER NNER & SMITH |
a	nl of	NT EE judge
Y4/11/77] (C-22) FRANK RAICH FE] DAVID RLIN R A
W.D.N A —-28 == 0 D TODA Notified ounsel oo
[VO 10 100
5/20/77 (C—22) Frank G. Raichle, Etc. v. David Stirling, Jr., et al.,
W.D.N.Y., CA. 77-28 —- Notice of Opposition filed today =-- E
Plaintiff Raichl =
6/1/17 - ank Raichle, e -- NOTICE OF HEARING -- Set for June 24 :
1 Washington, D. C. _
6/6/71. &33)c-22 RAICHLE, ETC. V. STIRLING, W.D.N.Y., 77-28
MOTION, BRIEF TO VACATE CTO -- Plaintiff w/cert. of service
o 77 REQUEST TO CONTINUE 6/24/77 HEARING -- C-22 Deft. Marshall
6/21/77 | ORDER —- VACATING HEARING SCHEDULED IN c-22 for June 24, 1977
| y NOTIFIED INVOLVED COUNSEL AND JUDGES
September 30, 1977, Boston, Massachusetts
0 71 WAIVER OF ORAL ARGUMENT -- Charles Marsha , defendan
for hearing held on Sept. 30, 197

—
DATE | PROCEEDINGS J DateOrderorT7778777 ~C=22 FRANK G. RAICHLE, ETC. V. DAVID STIRLING JR., ET AL.
W.D.N.Y. CA NO. 77-28 —— OPINION AND ORDER an e ino
action to S.D.N.Y. under 28 U.S.C. §1407,
LL EE
— ee |7 2
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CPML FORM IA : :
DOCKET ENTRIES
JUDICIAL PANEL ON MULTIDISTRICT LITIGATICN |
coos ve, 126 IN RE STIRLING HOMEX CORP. SECURITIES LITIGATION
Tei Pleading peseription CT
in Er I :
80/06/12 34 MOTION TO REMAND, MEMORANDUM, AFFIDAVIT IN SUPPORT OF
MOTION of Frank G. Raichle, Cert. of Svc. -- C-22 Raichle
| etc. v. Stirling, Jr., et al., S.D.N.Y., C.A. No. 78 CIV0257 (W.D.N.Y., C.A. No. 78-28) -- Pltf. Raichle. (ds)
80/07/0335 | AFFIDAVIT AS SUPPLEMENT TO MOTION -- Frank G. Raichle, etc.
| cert. of service (cds)
80/08/21 HEARING ORDER -- setting C-22 for hearing on Sept. 25, 1980
in Nashville, Tenn. (ea)
80/09/22 | WAIVER OF ORAL ARGUMENT -- All parties (cds)
80/10/03 REMAND ORDER -- Remanding C-22 Raichle, etc. wv.
I David Stirling, et al., S.D. New York, C.A. No.
i 78 Civ. 0257 (W.D. New York, 77-28) to the Western
! District of New York pursuant to 28 U.S.C. §1407. (emh)
81/02/19 STIPULATION AND ORDER SUGGESTING REMAND of C-6 -- Approved
by Judge Dudley Bonsal and filed in S.D.N.Y. 1/29/81 (ds)
81/02/19 CONDITIONAL REMAND ORDER FILED TODAY -- C-6 Friedkin, et
| al. v. Lynch, Pierce, Fenner & Smith, Inc., S.D.N.Y.,
C.A. No. 75 Civ 563 (N.D. Ohio, C.A. No. C-73-466.
| Notified involved counsel and judge. (ds)
i
81/03/09] CONDITIONAL REMAND ORDER FINAL TODAY -- C-6 Friedkin, et al
v. Merrill Lynch, Pierce, Fenner & Smith -- Notified
| involved clerks and judge. (ea)
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N A .
/ ORDER, 12/21/73 unpublished Case MDL No. 126 Documentl Filed 04/30/15 Page 7 of 17 mg
/ - DOCKET NO. 126 -= JUDICIAL PANEL ON MULTIDISTRICT LITIGATION (7	i al) ” i on, . 3 rT Prsl ~
Fo Fr 7 om — — Description of Litigation ’
Es. a £7 SE oF Boe oo] odd Frode ha p 3 of a § Bo Fo the} FL ”, - A -_ A000 (-
| iy IN RENSTIRRIN OMEX_LORPORATION SECURITZES. LITIGATION
/} 7) SH - vy 1 OL 12/38,77 080 Fr. supp. Of Foal Fe le
a ic), pen dd F AF, Fama¥ fiPPanel Actio	4A VL.patel) %6f Hearingls) 9 /24/ 46/7- ['] - —— —_— TT -_——
Date(s) of Opinion(s) or Order (s) 1201/30) Tag/25Consolidation Ordered vv Name of Transferee Judge DUDLEY B. BONSAL
Consolidation Denied = Transferee District SOUTHERN DISTRICT OF NEW YORK (M-21-10) :
Intra-| District] civil Date ofOffice and Action Transfer| Transferee |Dismissal
Number Caption Judge Number Date Docket No. jor Remand Misc,
A-1 Gregory Jezarian, et al. v. Frank S.D.N.Y = I — s/s Motion-1/2/73. Csapo, et al. Bonsal |72 Civ 167 Merrill Lynch
A-2 Daniel C. Aguirre v., Merrill Lynch,| S.D.N.Y io n "
Pierce, Fenner & Smith, et al. Cannella 72 Civ 4744 "fom m2
A-3 Rolf Stanfiord v. Merrill Lynch, W.D.Mo. yp " "
Pierce, Fenner & Smith Inc. ollinson 20613-3 12/21/7% 74Civ.60-DBB 19,2,8]
A-4._ | Joseph Gittleman, et ux. v. Merrill] E.D.Mich. Lo es on "
" Lynch, Pierce, Fenner & Smith Inc. |Feikens [39055 12/21/74 74Civ.58-DBB 028 Yr)y
} A-5\ | H. E. Jones, et al. v. David W.D.N.Y . A , S297 n n	Stirling, Jr., et al. Burke 1972-579 {12/21/78 74Civ.61-DBB gl
‘fy
A-6 David Steinberg v. Merrill Lynch, E.D.Pa. } I y L&Rl " "	Pierce, Fenner & Smith, Inc., et all. 72-234-1 12/21/78 74Civ.63-DBB !
) A-7 Frank R. Cancelotta, Jr. v. Merrill] D. Md. fo) ’ n "
Lynch, Pierce, Fenner & Smith Inc. | Harvey |72-1186-H 12/21/7 74Civ.57-DBB /” 2/81 17/4
& . . ! / ”
A-8 \ | Richard DeCoursey, et al. v. S.D.Ohi 12/21,/7874civ.62-DBR *o/2/ 51 " "Stirling Homex”Corp., et al. jHogan 8632
| | |
B-1 | Terry F. Tobeck, etc. v, Merrill innesotp tf .: : + Ve UE } 17; ¢/ | Amended Mot
| Lynch, Pierce, Fenner & Smith, Inc.Lbord 4-73 Civ. 52/27 74Civ.59-DBB 0%) | 1/22/73	tet al |
| | | |B-2 | Arthur E fisley v. Merrill Lynch koloradol 12/21/77 {oo n n
| Pierce, Fenner & Smith, Inc. lc-4641 74Civ.56-DBB 107% /81
* NZ asd to. g, ONY ne J ; pry: [75

R - Case MDL No. 126 Docume Filed 04/30/15 Page 8 of 17 -.
- DOCKET NO. (CONTINUED) PAGE 2
Intra-f - ° TT District] civil ) Date of .
Office and Action Transfer| Transferee| bismissal
; Number Caption reef Judge| Number | Date| Docket No.|or Reman Misc.
c-1 Josephine Bihaly v. Merrill, p- N.J.!1354-73 0/7 \74 Lo A76 wy 5) ria
i Lynch Pierce, Fenner & Sm 3 Ere | i	Inc., and Bernard Greene 2A” 5/77 / H {
- 2#Cv L346 biz] di
C~-2 William D. Zevenbergen v. Merrill | W.D.Mo.|73CV398-W-
Lynch, Pierce, Tenner & Smith, Inqg.Becker / olSyzts id Cow /3 Lt efé :eri {1/7774 C14 aCc-3 Frederick L. Webster v. Merrill, |W.D. Mo.|73CV206-W-3}7 /
Lynch, Pierce, Feuner & Smith Becker Co
.C-4 Richard Crabbe, et ux. v. Merrill{y.D.Wash |131-73C3 15) co
Lynch, Pie Seen eT & Smith, Goodwin | oy	et al. yr ) y	/) 7
Jt)? py des. p3by 125	Cc-5 M. Edward DeFa@io, et al. v. D. N.J. {680-73
Merrill, Lynch, Pierce, Fenner & |Garth |
Smith, et al. WY ida |‘ J pe
25 CY 562 EV |C-6 Monte: Friedkin, et al. v. MerrillN.D. Ohiof-73-466 |/ 257 |
Lynch, Pie a & Smith J	EyA ZS pr Zavdve, |
c-7 Alfred and _Buth PedefTr] Zt al. Hs "4-70113 , eT4 (ETN ET LL	v. Me HLTA +d 0, ~ Fetthe do eA TTT , =
. & Smith, et aly 275 yd . nyWh ot 2h 27D. gC 1360) 100Cc-8 Pdtricia	.L. Franco v. Merrill, . Colo. |C-4721 19/7 79 LiLynch, Pjerce, Fenner & Smith, /
Inc. SY Fa l 134 oz [81 |C-9 James K. Erickson v. Merrill, yn h, Ys 74 4	Pierce Fenner & Smith 2 /e 7A.D. Wash (557-73C2 | vs
| 18/774Cw 1370 % 11	¢-10 Joseph Puzyrewski et al. v. N.D.I11l | 73C3286 wl fo
Merrill Lynch Pierce Fenner | | |& Smith Ve Fo red [a |
€-11 | Marion N. Baruch v. Merill, |N.D. 111] 74C1101 S/sif Fy or Ll te17/2/ 91,| Lynch; Pierce, Fenner & Smith { Decker | |
| G57 | a | |

Case MDL No. 126 Document 1 Filed 04/30/15 Page 9 of 17 .
DOCKET NO. 126 (CONTINUED) PAGE 3
— mE EE SR — ———————————
Intra- District Civil Date of se
Office and Action Transfer| Transferee| Dismissal
Number Caption LL | Judge| Number | Date Docket No.|or Remand Misc.
C-12 | Melvyn Anhalt v. Merrill Lynch, S.D. Tex|74-H-594 |6//8/5 24 C1743 af 51: Pierce, Fenner & Smyth, Inc.
ef voy0/2] 5/
- C=-13 Val Drllevich v. Merrill Lynch, W.D.Mo. | 74CV220-W-{ 3/5 gy CGT /Pierce Fenner & Smith, Inc.
$ G/7 7 aod, 5 '
Cc-14 Sol Zisook v. Hosmer Morse and N.D.I11l | 74Cl846 $4355 PY Cees SAS 20/2Merrill Lynch, Pierce, Fenner & Marshall
Smith, Inc. $7) ry
c-15 Dr. Hubert A. Seller v. Edward N.D. Ind H74-217 Yes 74C)Y g7 siKrzyminski and Merxill lynch,
EY 7 & Smith, Inc.7y /- Ar SRS YET	C-16 Lambert D. Meyer’ Jr., etc. v. N.D. Texds 4-75-9 5 287 75 (ei ZS / /
Merrill Lynch, Pierce, Fenner & |
Smith, Inc. Sa )75 | | Pod
RIT
c-17 R. C. Fernon Jr., et yx v. M.D.Fla [75-490 u/s 5 6197084i Merrill Lynch, Pierce, Fenner + a Civ-TK : :
and Smith §/ #75 kre n {
Spoped itl) EE: : crite Ave] 5 Co SCT BEE.
Cc-18 W. Douglas Reed v. Merrill Lynch D. Md. ~-75-1246 EES	Fa ie) 2/51Pierce, Fenper,& Smith, Inc. )
2)38/75 |Wik YET
TARA
© C-19 Richard ff. Dooley v. Merrill N,D.I11 [75C4136 fo ot 7¢Lynch, Pjerge, Fenner & Smith, In¢&Ti -
. et al. /Ish7sZ 76 ; |
C-20 | Irvipg A. golgstain # Merxifl N.D. Ill} 75 C 4439) “sc CIR 2 1 el I )
i L or oll CoC SS YY mowi1len ” EEE eT | ) 7! - | ! : { i i
WY NIEVES Lvl | a HB| : i EoD! aif et ES
Cc-20 Equity Investmemt Club, et al. v. N.D.Ohio C76-20-Y AL : - /4 a vd
| Merrill Lynch, Pierce, Fenner 3/847) pe y	& Smith Inc. y , oy i 7 ’

Case MDL No. 126 Document 1 Filed 04/30/15 Page 10 of 17 :;
DOCKET NO. 126 (CONTINUED) PAGE 5 .
k ——— — TT
Intra- District Civil Date of a
Office and Action Transfer| Transferee| Dismissal
Number Caption Judge Number Date Docket No.| or Remand Misc,
C-21 | Robert F. Hoffman, Jr. v. Ds N.J. 76-720 ) 4 sly
Merrill Lynch, piercer Fenner 7 . AT tL b2937 “ / Kf
) & Smith é 5/7
- C=22 Frank G. Raichle, etc. v. David [W.D.N.Y.| 77-28 pYe J . 5V19/3/k0R La E Lo
Stirling, Jr., et pA Burke mE 77\78¢ 0d A
Fi 4 TEAR
VE“y BS . eo)
CD ios me a9 Lae |— Rg	ATA tq / Ea pd
(Gel JISC Fog

p. 1
ATTORNEY SERVICE LIST
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
0... NO. 126 -- IN RE STERLING HOMEX CORP. SECURITIES LITIGATIQN
Plaintiff Defendant
PLAINTIFFS LEAD COUNSEL DEFENDANTS LEAD COUNSEL
Robert Block, Esquire Ralph C. Menapace, Jr., Esq.
Pomerantz, Levy, Haudek & Block Cahill, Gordon, Sonnett, Reindel & Ohl
295 Madison Avenue 80 Pine Street
C New York, New York 10017 New York, New York 10008
E. Michael Bradley, Esquire
Brown, Wood, Fuller, Caldwell & Ivey
One Liberty Plaza
) New ¥ork, New York 10006
Re CEERNON, JR., ET UX:T{6=17)
"oor Een Hilt, Esquire	2317 First-FINamcial Tower
Tampa, Florida 33602. _w
WeDOUGLAS REED (C-18)
Edward L. Blanton, J¥., Esq.
Suite 300 Executive Building
22 West Road. .
Towson, Maryland 21204
RICHARD DOOLEY (e=19) Mr. John J. Gope%
C Alfred P. Bianucci, Esquire c/o Merxill nch, Pierce	Maher, BianucCiy Newman & Schlax Fenner & @fiith, Inc.
230 West Monroe St . Board Trade. Bldg.
Chicagd, Illinois 60606 14 4fest Jackson Phuda
icago, Illinois 60604
IR GOLDSTEIN C-20
Irving GOO aire
33 N. alle St
\. Chicago, Illinois 60602
0 Eugene Green, Esq. a	Barry R. Laine, Esquire
Green, Schjaveni, Mprhy & Haines
Fourth-Floor, Dollar Bank Bldg.
«~=Foungstown, Ohio 44503
pa -

: Pe _3
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
~ DOCKET NO. 126 w= STIRLING HOMEX CORPORATION SECURITIES LITIGATION
C COMMON PARTY CHECKLIST .
NAME OF PARTY NZ AS PARTY IN FOLLOWING ACTIONS
Nas A=»
re
Prank Csapo IE
| 7
@ cv 1	-
2 EE —————	ye
C. W. Marshall —
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Bawin J. Schulz V PEE
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Harper Sibley, Jr. [|
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David Stirling, Jr. [|
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EC
@ | wen siwleg 7
carl L. wren NT
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Stirling Homes 1
Corp. 7
® Ll.N Bega tey
peat, Marwick, —
Mitchell & Co. 7

’ : Pe Ber
CH TTL a7 Tg SoS
porrit. Lynch, Plevce, V7 J¥ 7 n.77 O78 O-VqT2172]Fenner & Smith, Inc. —
Paul M. Kuvede, Jr. WN [|
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A-2"9-S ARN (-F Corded	000000
0
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R. E. Karkow 1]
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Estate of David rs
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Harry B. Figgie, or. N\y[__ mm
Saunders; Stiver & Co. [Tm
ds
Dale S. Coenen vI—————/
John 0. Doerge Nee o

P. 3
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
| DOCKET NO. _12g == _IN RE STIRLING HOMEX CORPORATION SECURITIES LITIGATION
C COMMON PARTY CHECKLIST
NAME OF PARTY NAMED AS PARTY IN FOLLOWING ACTIONS |
N
R. W. Pressprich |mm
& Co., Inc. 000
0 0900900909090
©
NZ ————————————
0
Harris, Kerr, Forster
C & Co. ]	OO
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New York Stock 0
Exchange 0	0
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Chemical Bank of N [mm
New York 00
0	0 0000000000900
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of New Jersey PTZ Za A 1 1 § A =Arr” -
Frank G. Raichel \§ [oo	0
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P. 1
ATTORNEY SERVICE LIST
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
0... NO. 126 == _ IN RE STERLING HOMEX CORP. SECURITIES LITIGATION
Plaintiff Defendant
PLAINTIFFS LEAD COUNSEL “DEFENDANTS LEAD COUNSEL
Robert Block, Esquire Ralph C. Menapace, Jr., Esq.
Pomerantz, Levy, Haudek & Block Cahill, Gordon, Sonnett, Reindel & Ohl
295 Madison Avenue 80 Pine Street
0 New York, New York 10017 New York, New York 10008
E. Michael Bradley, Esquire
Brown, Wood, Fuller, Caldwell & Ivey
| One Liberty Plaza
| ) New ¥ork, New York 10006
or—
R. © RNON, JR., ET UX. (C-17)
oor Ee Filet, Esquire	2317 First ancial Tower
Tampa; Florida 33602.
& “m
We~DOUGLAS REED (C-18)
Bdward L. Blanton,--J*%, Esq.
Suite 300 Executive Building
22 West Road.
Towson, Maryland 21204
= —
oo } a=
RICHARD DOOLEY (e=19) Mr. dohn J. Go
C Alfred P. Bianucci, Esquire c/o Merrill nch, Pierce	Maher, BianucCiy Newman & Schlax Fenner & Jfiith, Inc.
230 West Monroe St — Board Trade Bldg.
Chicago, Illinois 60606 14 €st Jackson Phida
he icago, Illinois 60604
IR GOLDSTEIN C-20 :
Irving GOO tlre
33 N. alle St
\. Chicago, Illinois 60602
C Eugene Green, Esq. >	Barry R. Laine, Esguire
Green, Schjawvoni, Mprhy & Haines
Fourth-Floor, Dollar Bank Bldg.
“«=Foungstown, Ohio 44503— -

P.
- ee Plaintiff Defendant
c-21 drew A. Gioia, Esquire CHARLES MARBEALL (C-22 Def}t
Cer nd Gioi Julian H. Kreeger, Esq. oRd #3 BO 7 Route 15 South |Kreeger & Kreeger
Lake H con ew Jersey Suite 1520 DuPont Bldg.
49 169 East Flagler St.
Miami, Florida 33131 .
. (C-22 Deft)
C-22 Byron Johnson, Esquire Carl Tarricone, Bsquire
Johnson, Reiff and Mulian Donald L. Bilgore, Esquire
47 South Fitzhugh Street Suite 160 Towers Bldg.
Rochester, New York 14614 16 Main Street Ww
Rochester, New York 14614
“~