IN RE: Four Seasons Securities Laws Litigation

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UNiTED STATES DISTRICT COURT Jury demand date: |

D, C. Form No. 106A Rey,

TITLD OF CASH

VIO L- £57

DOCKET NO. 55 == IN RE FOUR SEASONS SECURITIES LAWS LITIGATION

5/26/71 (JMW . Consolidated
328 F. Supp. 221 Transferred to the W.D. Oklahoma

8/25/71 (PC Assigned to Judge Roszel C.
/25/ (PC) 331 F. Supp. 559 Thomse °

4/21/72 (PC) . 342 Supp. 758
7/13/72 (PC) 344 Supp. 1404
11/16/72 (PC) 352 Supp. 962
1/5/73 (PC) 352 Supp. 964
3/12/73 (PC) 355 Supp. 1405
7/17/73 (PC) \ 361 Supp. 636

8/3/73 (PC) ~ ., 362 Supp. 574

M8] 1) at G28. F Saeed 2S
op B91 G76 | SAG Frxleppe SA7

8/18/70 ORDER TO SHOW CAUSE & NOTICE OF HEARING - N.Y. on 9/24/70. Copies to all 2)	counsel; hearing clerk and involved judges.
8/24/70 LETTER dtd. 8/22 from Judge Alfred P. Murrah advising he will not participate
in considerations of this litigation.
8/25/70 ORDER AMENDING SCO. adding S.D. N.Y. No. 70 Civ. 2773. ®
(8/26/70 ‘Brief of Pl. Frank Sher, et al. Supporting Transfer ot all Actions to W.D. Okla.
2.8/27/70 Response of Plaintiffs Frank Sher., Etal. (C.A. No. 70-375, W.D. Okla.)
8/28/70 Request of def. Walson & Co. and Montgomery & Co. for ext. of time.
8/28/70 ORDER granting to & incl. 9/9/70 for responding of def. Walston & Montgomery.
R8/31/70 Ltr fr Counsel Sands re: addition of Fink v. Johnston to SCO.
8/31/70 Ltr fr. Counsel Sands requesting additional time to file response. ®
8/31/70 Order entered granting to & incl. 9/9/70 for Sands to respond to SCO.
9/2/70 Ltr fr. Def. Tom J. Gray requesting ext. of time for responding to SCO
9/2/70 ORDER granting to & incl. 9/9/70 for responding of Tom J. Gray to SCO.
9/3/70 Ltr from Loyd Benefield (trustees' counsel) requesting ext. of time to 9/9
9/3/70 ORDER granting trustees to & incl. 9/9 for filing & serving response to SCO.
3/30 - Motion to Reschedule hearing by general counsel for all plaintiffs in five
a consolidated S.D. N.Y. actions.
%9,/8/70 Respnse	of Defendant Arthur Anderson & Motion to Transfer All Actions to
NT . W.D. Okla.
9,70 Response of def. Walston & Co.; Montgomery Co.; & Glen R. Miller
29/10/70 Averments of Fact & Brief (w/Exhibits) on behalf of the Five Consolidated
. New York Actions.
¥5,/10/70 Response of Plaintiff Mollie Nussbacher (w/Motion for Consolidation i
| * W.D. Okla and Supporting Brief) C
9/10/70 Response (w/Brief) of Defendant Tom J. Gray
Xb/11/70 Response of Trustee Norman Hirschfield Ep ASE
11/70 ORDER DENYING MOTION TO RESCHEDULE HEARING.	(J ze volar)
rms 70 Response of Plaintiff Fink CL
& Response of Matthew D. Margoles : |30/14/70 Response of Plaintiff Henry J. Lebens, et al. ®
$9/18/70 Reply Memorandum of Defendants Walston & Co., Inc., Motgomery Co. & Glen R. Milley
“9/18/70 Supplemental Response of S.D. N.Y. consolidated plaintiffs. |

D. C. 110 Rev. Civil Docket Continuation . oo @ :
DATE PROCEEDINGS eo ated
9/21770 |%sfiled Denial by PIL. Sher of factual averments and Brief of Pl. .
TT “Sher in opposition to motions filed by PL. Fink, Margoles & Leb ns.
9/23/70 |r	Telegram fr pl. Orchestra Investment Club (Ill., N., No. 70 C 2022) ~~
_ consenting to treatment with other litigatien. ~~ ~~
9/24/70 |[PMotion of Orchestra Investment Club (ILL., N., No. 70C 2022) to
a onsolidate	000
9/24/70 [|"®Rebuttal; Reply brief: and Exhibits by New York Plaintiffs
9/24/70|*PStatement of Plaintiff Franz Paul supporting motion of NY Plaintiffs.
10/9/70 _Request for ext. of time for filing memo by Club
0/9/70 |’ Reque granted for ext. of time to pl. Orchestra Invesment Club. |
Jo//70 |Yosupplemental Brief of Pl Fink, Lebens, Margoles & Paul & Okla. transcript.
0/13/70 [R/Supplemental Brief of Norman Hirschfield, Trustee ee i
0/16/70 emorandum pertaining to consolidation,	transfer and other relief °
by Lawrence Walner. B
12/17/70 Affidavit of plf., Matthew D. Margoles EE _
1/18/71 <F:objection and Exhibit of attorney for Trustee27/71 Rskertificate of Service for Objection and Exhibit of attorney
_ for Trustee filed 1/18/71 ~~. ~~ . _
2/10/71 WMNotice of Dismissal of Case	in W.,D, Okla. by Trustee =
2/16/71 P6. Trustee enc. ltr of J. Bohanon transferring Sher v. Clark to J. |Daughert
5/26 OPINION AND ORDER ansferring D.N.Y. Civ. Nos. 70 Civ, 2317; 70 Civ. 2244;
_ 0 Ci 2413; 70 Civ, 2082; 70 Ci 2746; 70 Ci 2 ";_and Dy Qhio :
t 0-654; S.D.Texas 0 H-622: N.D. Ill 70 C 2022 to W.D. Okla. with
_ W.D.Okla. XBXHX Civ-70-375 to be consolidated under §1407 and assigned
to Judge Rozel C. Thomsen from District of Maryland.
5/26/71 CONSENT from honorable Luther L. Bohanon for Judge Rogel Thompsen's
5/27/71 MANFORD H.FETMAN, ETC V. WALSTON & CO. INC. N.D.ILIL, 70 C 1913 .
nal	pia ites esteem	SHROGER V. WALSTON & CO., N.D.CALIF, C-70-2721 LHB :
TOMASELLO V. WALSTON & CO., S.D.N.Y. 71 Civ. 719 ]
— ORDER TO SHOW cause entered today. Sent. to involved counsel, copy to : -
6/24/71 ORD H MAN NA ON N_..D [IL, 0 0 ’
SCHOGER V. W2 ON__&§ ® N.D ATL aly Xo, LUB A
] HEARING ORDER entered - Jul 0 9 Denve colorado :
Notified counsel and involved judge IY
. A ecoonca to sco of defendants Walston & Co., Inc., Montgomery Co., and a.
(29 : Glen R. Miller. CL
6/28/71 (34)Tomasello reply to the SCO .{(P) _ .. | -
7 3 agsponse o ack ark ) |
7/12/71] (31) WALSTON & CO., MONTGOMERY CO NN_R. MIEGER - Memorandum’
1S =. i 9 i ng QO _ © 4 ordge )
7/26/71
| -

J 5
.» .DATE ~ Be PROCEEDINGS oe atedRR : ge .
8/ 5 MANEFORD H. FETMAN, ETC V.,	WALSTON-CO+7N-B+ILEL 0 9
LOREN _SCHWENINGER V. WALSTON & CO., N.D. ILL., 70 C 3107
HOGER NA ON_& CO N.D A 0-2 -LHB
OMA 0 NA ON & CO., and FRANK CRIMMIN D LN i 7119
— QPINION AND ORDER Denying ansfer of the HWENINGER Action
I and Transfering FETMAN HOGER AND TOMASELLO to the W.D. OKLA
| for consolidated/ coordinated pretrial proceedings9/23/71 | ANN G. OLSON V. WALSTON AND CO. INC., NEBRASKA, CV71-L-306
CTO entered today. Sent to Counsel of REcord and involved judges.
'KXXKXX
10/12/71 ANN G. OLSON V. WALSTN & CO N Nebraska 1-TL,.=306 —
CTO final today. Notified transferee ork involved Judges
1/10/72 3k. M D OPMEN 0 KOHLMEYER &-CO nA D R cypgggy H 622
‘w/cert. of service.
1/14/72 = M.G. DEVELOPMENT CO. V. KOHLMEYER & CO., ET AL. (W.D. Okla Civ. 714355
Defendant Clark Opposition to Motion w/ce 0 ervice
1/26/72 =i.GORDON H. MCCOLLUM opposition to motion of plaintiff M.G. Development
T Co. to remand portion of Cause No. 70-H-622 w/cert of service |
ORDER- Hearing =~ Feb. , 1972, Denver Colorado.
3|¢ W.C. DEVELOPMENT CO. V. KOHIMEVER & CO, (W.D.OKLA, €iv. 71-355 |=
2/24/72" | ELMER BLOCK V. WALSTON & CO., INC. NEB. 72 L 104
= .. CTO final today. Notified transferee clerk, involved judges.
3 siloren’ Schweninger;	v., Walston & Co... In et a N.D Lnoj 0 107Motion a Defendan Naliton § ® PRO ing a idawvi and ppolrting
memorandum _w/ce 0 ervice 0 ansfer action to W.D. Okla. wiih
ors OI
TTT
>= Plaintiffs memo. in opposition to motion to transfer w/cert. of pervice.
. 4 M. G. DEVELOPMENT CO. V. KOHLMEYER & CO. W.D.OKLA, Civ. 71-355
OPINION AND ORDER denying remand of action to S.D. Texas.
4/21/7235 SCHWENINGER V. WALSTON & Co. N.D. ILL, 70 C 3107 | |
5/16/72 YOGORDON H. MCCOLLOM response to SCHWENINGER motion w/cert of service
5/26/72 ¢/SCHWENINGER V. WALSTON & CO., N.D. ILL, 70 C 3107 |
:
|
6/19/72 SR JEAN SITARSKI V. WALSTON & CO., INC., ET AL., N.D. ILL, 72 C1032 | | |
6/19/72

woZi
0
E3Q
oO bP
RS
Date Q
6/22/72 | 9G GOELD V. WALSTON & CO., 8.0 FLA, 72729
CC] Letter from Entin dated June 9, 15 stating opposition to
[ entry of CTO letter recelved June , 19 :
7/5/72 | | HEARING ®E ORDER, July 28, 19 hearing, Denve alorade
|] Notified judges involved counsel involved
FC] JEAN SITARSKI v. WALSTON & CO., INC., ET AL. request for
In extension of time to file motion and brief in opposition to
| ] CTO.
CT] ORDER - extending plaintiff's time to file and serve motion
— and brief to CTO to and include July 7, 1972,	7/6/72 y Plaintiff Sitarski motion and poporting brie 0 vacate
[ CTO (does not desire oral argumen
7/7/72___N4 Z| SEYMOUR GOELD, ET UX. V. WALSTON & CQ., INC,, ET AL.,
lL extension of time for filing and serving (pl Qtio 0
1 vacate the CTO and supporting brief and include July 1 972
7/13/72 | OPINION AND ORDER - entered (SCHWENINGER	V. WALSTON & CO., INC., ET AL.)	Transferring B—-4 to the W.D. Okla; Hon. Rosze] homsen
] Notified judges involved, counsel involved, clerks
i publishers and Panel members
17/72 J | GOELD V. WALSTON & CO. S.D. FLA., 72-749
MOTION TO VACATE )
] BRIEF in support of Plfs. motion to vacate CTO w/cert. of service
7/17/72 | | JEAN SITARSKI V. WALSTON& CO., INC., and GERALD KLEIN
[ N.D. Il1ll., No. 72-C-1032
24 MEMORANDUM IN OPPOSITION to motion and request to vacate CTO
[1 w/certificate of service
7/19/72 § | ORDER dismissing action again Ne Merrill, Lynch, Pierce
] Fenner & Smith Inc.,
14%| MOTION to Withdraw as Attorneys of Record
77267721 | GOELD V. WALSTON & CO., S.D. FLA., 72-749 -- Order vacating hearing order
8/16/72 |__| SEYMOUR GOELD V. WALSTON & CO., S.D.FLA 72<749-JE
| Pl@aintiff withdrawal of motion for oral argument w/service
8/16/72 |1 JEAN SITARSKI V. WALSTON & CO., N.D.ILL 72 C 1032
| Plaintiffs withdral of motion for oral argument
8/24 lL] ALF GARNA BACH § O \ MINN 4-71-649
| Oxrxx entered today Notified counsel and inolved judge
7976/72 |__| ALF GARNAAS V. BACHE & CO., INC., MINN 4-71-04 ~~ ~~~
5 Defendant Notice of Opposition to Cto filed today.
In ORDER entered staying CTO. Notified counse
| 9/15/72 | 1 ALF GARNAAS V. BACHE & CO., INC., MINN., 4-71-649| Defends Bache & Co., In otion with supporting brief, and
] certificate of service to vacate conditiona ransfer orde
10/4/72 £33] ALF GARNAAS Vv. BACHE & CO., INC., MINN 2= 649 |
[ Plaintiff Affidavit In Opposition Of Deiendant s MoOtlON TO VATALE
— CTO0/4 |S vy | ORRIS M. SHERMAN stating certain facts regarding the litigation andx
| statement regarding the ALf Garnaas action (Letter)Af zm. 2 772
10/17/72 1} HAMILTQ AA ON _& CO A DCA 72-1948-WPG
— |__| MOSS'V. WALSTON, INC., ET AL, N.D.ILL, 72 C 1726 \
1] TO entered today. Notified counsel, involved judges.
10/ 24/72 1 | ALF GARNAAS V. BACHE & CO., INC., MINN 4-71 649
| HEARING ORDER	- Wash.D.C., Nov. 29, 1972 Notified counsel, judges
11/2/72 1 | FLORENCE HAMILTON V. WALSTON D. CA _10439
I'O final today. Notified transferee Judac .
; SLOr judge clerks
—

D. C. 110 Rev. Civil Docket Continuation ©
DATE PROCEEDINGS Format Noted i
11/6/72 BERTHA MOSS V. WALSTON & CO., INC. N.D. ILL, 72 C 1726
5m Notice of Opposition from plaintiff to CTO TT
ORDER - staying CTO until further order of the panel. Notifie
7 counsel. oT TT
11/8/72 BERTHA MOSS V. WALSTON & CO., INC., N.D.ILL,,72 C 1726 |
— HEARING	ORDER - Setting action	for hearing 11/29/72, Washington, D. C.
Notified	counsel
I1/13/72 | BERTHA MOSS V. WALSTON & CO., INC., N.D. ILL, 72 C 1726
Order Correcting	HO and Notice of Hearing entered today. Notified
- counsel.
11/16/72 |SEYMOUR GOELD, ET UX V. WALSTON & CO., S.D.FLA. 72-749 TT
y | JEAN SITARSKI V. WALSTON & CO., N.D.ILL, 72 C 1032
OPINION AND ORDER entered transferring actions to the W.D. Okla.
assigning them to Judge Thomsen for consolidated or coordinated
pretrial proceedings pursuant to 28 U.S.C. §1407
11/21/72 BERTHA MOSS V. WALSTON & CO., INC., ET AL., N.D.ILL, 72C 1726
_ ~ Request from plaintiff for an extension of time to file motion
and brief to Nov. 29, 1972
ORDER - extending plaintiffs time to Nov. 24, 1972.
11/27/72¢ BERTHA MOSS V. WALSTON & CO., INC., ET AL., N.D.ILL 72 C 1726
Z Plaintiff motion and brief	to vacate CTO
11/29/72 5-BERTHA MOSS V. WALSTON & CO., INC., ET AL., N.D 26
Memo in opposition to motion of plaintiff to vacate CTO
12/7/72 HERBERT H. ROBINS . WA TON & Q D A - 6~JLK
JACK ABRAMS V. WALSTON & CQ., I D i 4704
LL CTO entered today. Notified eounse ansferee and ansferox
Judges. .
12/19/72 JACK ABRAMS V, WALSTQN & CO DN 72 Civ 4704
IS Ootice of Opposition from plaintiff filed
ORDER - staying CTO. Notified counsel-
CTO final today. Notified transferee clerk & judge, transferor
judge & clerk. . R
JACR ABRAMS V. ON & CTO., S.D.N.Y., 72 Civ. 4704
HEARING ORDER ~ Setting Jan. 26, 1973, Los Angeles, Calif.
1 Notified counsel, involved judges.
§1/5/73| ALF GARNAAS V. BACHE & CO,, II D. M 4-71-649
BERTHA MOSS V. WALSTON & CO, INC., N.D.ILI 2 726 _ _
QPINION AND ORDER trangfering action co W.D. Okla QYr _assignmen
to Judge Thomsen for conoglidated.© oordinated pretrial proceleding ;
pursuant to 28 U.S.C. §1407. Distribution made. :
1/9/73 4..ABRAMS V. WALSTON & CO., S.D.N.Y., F414 Civ. 4 04 : |
. Plaintiffs request for oral hearing.
Plaintiffs esses and brief to vacate 0 W/Ce Oo cTrvices
1/17/73 %$/Response of Walston Co. to plaintiff motion to vacate 0.
2/13 QYD BROEHNEN AA ON_&_CQO : A
O_entered toda Notified counse involved judges
2/28/73] LLOYD L. BOEHNEN V. WALSTON & CO., ET AL., S.D., Civ, 71-758
y CTO final today. Notified counsel, involved -udges & clerks
3/6/73 &|y STATE OF OHIO V. CROFTERS, INC., S.D. OHIO, Civil Action No. -8
MOTION, BRIEF , EXHIBITS of ARTHUR ANDERSEN & CO. to transfer
third party complaint to the W.D. Oklahoma for consolidated
or coordinated pretrial proceedings w/cert. of service.

ee —— ee
DATE | PROCEEDINGS Edela	Request for hearing (Arthur Anderson motion) from movant
Opinion and Order transferring action from S.D. N.Y. to W.D. Okla
3/20/73. red TINT 1. TF o motion w/cert. of service.
3/2 73 Supplemental certificate of service from Jack L. Calrk
4/23/73 STATE OF OHIO RO R N A D. OHIO: 72-8
HEART ORDER~ se ing motion of defendan Arthur Anderson & Co 0
transfer 3d pa a ion to the W.D., Oklahoma fo coordinated or
consolidatedpre ial broceeding s or Ma 4 0.7: New ork Ney ork
4724/73 | LLOYD IL. BOEHNEN V. WALSTON & CO., INC., ET AL., (D.SPAK) 71-75) .
TS~\D. OULAHOMA CIV-73-139-T - J. Thomsen's order dismissing part and suggesting
Sanding action to D. South Dakota. Notified fransibres
REMAND ORDER remanding action to D. South Dakota. Notified transfleree
clerk, judge, transferor clerk, judge.
577 A PANCOTTO V. WALSTON & CO., INC., ET AL., N.D.ILL, 0C- 4
5) Motion © alston & Co. to transfer action toXHRXKX W.D. XXIXKXRXKOklahoma
or coordinated or consolidated pretrial proceedings.
5/7/73
HEARING ORDER ENTERED - Set for Hearing May 24, 9 , New York, New York
|
5/7/73 <b STATE OF OHIO response to motion of Arthur Andersen & CG. w/Ceft. of service.
21/73%5F PANCOTTO response to motion made in PANCOTTO V. WALSTON, N.D. ILL, [/0C=234: —
counsel and involved judges
6/28/73 RICHARD IL. KAUFMAN V. WALSTON & CO., INC., ET AL., C.D. CALIF, 73-1B87-HP
Conditional Transfer Order entered today. Notified counsel, invplved judges.
0/73 RICHARD L. KAUFWAN V. WALSTON & CO., INC. C.D.CAL., 73-943-IH _ |
[S Plaintiff Notice of Opposition Eo CTO filed. |
7/17/73 | STATE OF OHIO V. CROFTERS, S.D.OHIO, 72-81 |
OPINION AND ORDER transferring action to the W.D. Oklahoma for assignment
| Show Cause Order entered today. Notified involved judges, service counsel
3/73
7/77/73; RICHARD L. KAUFMAN V. WAESTON & CO, INC., C.D.CALTF 73-943-IH |
28 U.S.C. 51407. Notified counsel, involved judges, clerks | |
7/27/73] DONALD E. CLARKE, ET UX V. WILLIAM O. HAMMERBACK, ET AL.
W.D. WASH, 338-73C2- CTO entered today. Notified counsel; Involves
— judges. ~~ ——	000000000]
7/27/73] RICHARD L. KAUFMAN V. WALSTON & CO., C.D. CAL 73-1387 |
ORDER - VACATING 6/28/73 To, Notified counsel, involved judges
J, C.D.Calif. dismissal order in Official File

73 | CORRECTION ORDER = Gorrefing The opinion SRG GFAEE = STALE Of ONTomy Crofters, S.DUTOHLG, CivilUACEion No.T72=8ITT
B ym Corredts page 3 and has corrected page 3Tattached
] _§_¢ Mailed to all recipients of thé Opinion and Order entered in the
4 state ofOhiocasefilédon July I7,1973	~~ ~~ omoomemTs
8/3/73 i _ § SAM PANCOTTO	V. WALSTON & CO., INC., N.D.ILL, 70C=2343 ~~ ~~ ~~
CF OPINION	AND ORDER Denying transfer of action to W.D. Oklahoma
~§ pursuant	to 28 U.S.C. §1407. Notified Tiaiscp counsel, involved
I judges, andClerks, er
8/3/73 7x} RANDOLPH PHILLIPS V. JACK L. CLARK, S.D.N.Y. 73 Civ. 2690 ~~
ee ee PlaintiffSresponse to SCO. er re
VALET RANDOLPH" PHILLIPS V. JACK L. CLARK, S.D.N.Y. 73 Civ, 2690~~
i THEARINCGORDER = Set i for “september 28, 1973, New ¥orky“New York—————	_— ] NTL FTod GOGHEET, LHVOTVEA JUAGES rr mmm omen oe ime
iat SSR. CT8/10/73_:74%JACKL.CLARK response to SCOw/Cert.	of service.(Phillips,	v. Clark ——
______& F 8.D.N.Y., 73 Civ. 2690) ~~ TTT ee
“8713773, DONALD E.CLARKE,	ET UX Vo WILLIAM	Ov HAMMERBECK; EF Abey ~~ mmm
SE :iWL DTWashington;€ivit-—Actionr	Nor—338=7362rr eeTTS Plaintiffs oppositionto-€rofited-today
ema “ORDER = S¥aying CTO. Notified counsel, involved judges ~~~ ===
8715/73 7} HEARING ORDER DONALD E. CLARKE V. WILLIAM O HAMMERBECK, ET AL.~~
oo—t_§ _W.D, WASH., 338-73C2 - Set for September 28, New York, New York	i Ff Notified counsel, involvedjudges.
B/15/75	| RUTH MEVER AND ROBERT MEYER p/B/a Meyer Investing	Co. v. Walston ~~
——— .& Co, Inc., et al., N.DR.Illinois,	73 C550 ~~ |	) CTO entered today. Notified counsel. lved jud .
778/73A ERT ND TA Eb Ee DE RS Bh RTE ars FOR co —IHe-
TTT TV sD. N.Y. 73 Civ 3226 - CTO entered today. Notifiedcounsel
) iF involved judges. ome TTT
g73I773 EN RRC CHE SR RH x KX ER EE HEHE EXERR EKA EX IRHEK mt	1 a Ae en
i Ty EYERV.WALSTON, N.D. ILL, 73 C550 = CTO final today"rom— : ; TTThotified transferee Clerk, Judge, transferor crerk; judge
SATEEN i—DoNan EE eA Se Sr SA HE AMO HAMMERBECK, pq x1 W.D WASH1 i ¢ivil action NO. 338-73C3 _____ _ ———04@mWwW eeeoo—o—o—e——eee—e—e
VA i (1) Plaintiffs letter withdrawing notice ofopposition
4k (2) ORDER-1iftingstay ofCTO	= vacating hearing order
} oo—t- | (3) CTO effective today. Notified transferee judge, Clerk, involved
Tv FT judge and clerk, Notified counsel of vacated hearing and
i lifted stay. re
pu— I DEROBERTIS	V. WALSTON & CO.;S.D.N.Y.	73 CIV 3226 ~~~~~~7% Plaintiffs Notice ofOpposEien filed today. Order &ntered TTT
— TTT staying CTOTRETT TUFEReF order order of the Panel TT mmm mm——m—m—m
fy Notified	counsel ~— eT
97/27/73 E73) FROBERTIS AND VALDA DEROBERTIS VV: WALSTON & €O+ 7 S+Di¥——	TIECIVo 3226 = Withurawal of Noticeof-Oppositiomr—to€To	fried
a I Ee
T0777 VICTOR DERUBERTIS AND VALDA DEROBERTIS V. WALSTON & €0v— SDN¥e—m—	Sm p= oe ; TTI Civ 3226 TTT TTT TTT ee	tp ee meee ees are em SA 5 +e 8 A eA: AA 50 1+ nrre 210 ram eB ead ree mt mne +e rnia wer
TT ~JORDER=_ Lifting Stay ahd transferring actiom to the Dy Okla ——EE SE TTT RHE	coordinated—orrTonsoiidated pretrialproceedings ———————— N
FE UART to 28 UTS TC 81407 Notified transferee clerk; judge
TTT TTT TTT EFARS feror clerk; Judge and service counsel CTT

D. C. 110 Rev. Civil Docket Continuation ’ ®
DATE PROCEEDINGS Fee ate
- : 4 * " ! ‘ 3 Ye y eoah b,.
5. “MOTION AND BRIEF of	several	defen	endants	to tramsfercase	to UCT 60 a
5 W.D. Oklahoma for coordinated or consolidated pretrial 5 "A Tp7.
TT proceedings pursuant to 28 UISTC. S407 TTT Ziisen | EA
~ 3/18 41 RANDOLPH PHILLIPS V. JACK IL. CLARK, S.D.N.Y. 73 Civ. 269 Tif. Ou IER RTA
- OPINION AND ORDER Trandferring case to W.D. Oklahoma TOT wired, Pal
— — coordinated or consolidated pretrial proceedingspursuant to Yr ff <7 7,
Z Z —¢ROSS V. MCCOLLUM, S.D.N.Y., 73 Civ. 2774 —
—HEARING ORDER setting action for hearing om Aprii 267 1974 ee
~~	777 Washington, DO. CT. TT ___ 7 TT
7 2 0 RO Vo MCCOLLUM; Sh N73 Civ2TH
— pt intiffs response—tomotion-w/cert.—of	service —
; 1 g/ Reply briei ol elgntect roving defends w/cert. Of service
"involving Howard Gross V. Gordon H. McCollum, S.D.N.Y., iv. i
8/74 (8 Gross v. McCollum, S.D.N.Y., 73 Civ. 2774 -- Counsel	for defendants
i rhdpawal of motion w/cert o ervice
- 4 ROSS_V. MCCOLLUM, S.D.N.Y., 73 Ciwv.2774 == ORDER TQ SHOW CA zhi
__ Motién in Action or a 1407 transfer should not be withdrawn. Notified
Rounse and 1nvo ed Sudage _ _
1/6 ORDER == granting motion to withdraw motion for §1407 transfe iled b
de fendan o withdraw motion. Notified counsel and involved
— = K ANd adage
1/15/75 | VICTOR J. DEROBERTIS, ET UX V. ARTHUR ANDERSEN & CO. S.D.N.Y. 74 Civ. 5368
CTO filed today. Notified counsel, involved judges So
30 F=10 O FINALIZED -- DeRobertis,	et ux. Arth Andersen § O g.D. N
oo NO. / } 68 Noiftified invo ed Hqudge 8 erks.
1/21/76 |RANDOLPH PHILLIPS V. FRANCIS R. SANTANGEILO, S.D.N.Y A _NO i 4 4
6 RANDOTL.PH PH Dp RANCIS R SANTANGELQO SDA A MB iy, 4 4
NO QO OPPO Ob D ODA} COTO _AUTOMA “ALI STAVED
RRTIKREX NO QF OPPO "TON ROM PLAID Notified counse
0 OR DEROBERTI ET UX, V. FRANK J. CRIMMINS, W.D.OK, Civ. -6i44~T
RO filed todas Notified counsel, involved judgew
2/17/76 #’MOTION AND BRIEF to vacate PHILLIPS CTO w/cert. of service
VY 5/23/74 “TOR J NERORER G V. FRANK RIMMIN N.D.QOK ~0484~
CONDITIONAL REMAND ORDER FINAL TODAY, Notified transferee clerk, nvolved
clerk, involved judges
2 0 S44 D NDAN ANTAN 0 esSPonNsSe w = 0 o ice	/4/76 HEARING ORDER	-- Setting Phillips motion to vacate o for hearing
March 26, 1976 -- Washington, D. C.
3/16/76 ORDER -- VACATING HEARING SET IN PH PS A ON —- Notified ounsel
involved judges
3/16/76 LETTER -- Deft. Santangelo referencing TELCON from Phillips concurring
in postponement of hearing.
3/16/76 R == Plainti Phi in equesting Postponement of hearing
6 HEARING ORDER	= Sg ing Phi ip antanaelo S.D.N O
y hearing, April 23, 1976, Washington, D. C
4 6b WA] RO ORA AR MEN -— - defendan antanagelo -
4/288/76 APPLICATION FOR POSTPONEMEN 0 HEARIN —- Plainti Ph i ip
9/30/76 414
QPINION _& ORDER transferring actions o the W.D. Oklahoma fo

— ee
DATE | PROCEEDINGS timo Hotwd2/10/78 Transferee Judge's suggestion for Remand of (F-3) Kaufman v.
Walston & Co., Inc., W.D. Oklahoma, C.A. No. 73-513-T =
2/10/78 CONDITIONAL REMAND ORDER -- (F-3) Kaufman v. Walston & Co., Inc.,
~| W.D. Oklahoma, C.A. No. 73-513-T -- Notified involved counsel and
judge (cds) ee
2/27/78 | F-3 Kaufman v. Walston & Co., Inc., W.D. Oklahoma, C.A. No. 73-513-"_ i CONDITIONAL REMAND ORDER FINAL TODAY -- Notified Judge and
Clerks (cds
9 3 85 MOTION/BRIEF FOR REMAND ’ o 0 v= ice Plainti
Randolph Phillips —- (F-5) Randolph Phillips Jack L.| Cla
W.D. Oklahoma C.A. No ~292 and —- Randolph Phillip
v. Francis R. Santangelo, k Ok1ahoms "A. No. C76 oa
9 2 8 26 RESPONS] Francis	R+—Santangeto f= =—W srt of CTV, cds
C T9/21778 87 PON —— Fran . ar = ~- w/cert. of serv. cds
~ S
~~.
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I
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Ne
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es
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UN
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ST
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I
-

JPML. FORM 1A - Continuation : DOCKET ENTRIES -- p.
[&:]
DOCKET NO. 55 —— IN RE FOUR SEASONS SECURITIES LAWS LITIGATION
Date Pleading Description |
11/16/78 ORDER -- F-5 Phillips v. Clark, et al., W.D.Okla.,
C.A. No. 74-292-T; F-11 Phillips v. Santangelo, W.D.
Okal., C.A.No. 76-0791-T -- Denying motion to vacate
for fraud. Notified involved counsel, transferee clerk
and judge. (ea)

OPINION AND ORDER OF MAY 26, 1971 3&/ &F. SUPP ofc?
OPINION AND ORDER OF AUG. 25, 197 df F. SUPP. DOCKET NO. 55
| Lc 0 Tic, 7 3) gS
APL 2s, 1970 TYR Lure. 758 |
DOCKET ~- Sas PANEL ON MULTIDISTRICT LITIGATION aDescriptipn of Litigation
® Foptran i fase 7/3/73 GZ ZF sdereo, & 74AR BUI SEE CURT FYE Thus LITIGATION FF Lege. 6354
Dedfo Sg /7, LL. OLS PEL LO C JHE
/ fn = y - t D TRANSFER	
EIN fr ff <1 2 oo DISTRICT &
NO. AECL GirRon / 7 D.C. NUMBER} JUDGE DATE MISC.
{ &/2/7/
A-1 Matthew D. Margoles, etc. v. Four Seasons}S.D. N.Y. ow Hae) 0 Civ.2317;Nurskng Centers of America, Inc.,. gt al.M70 civ 23171T.D : 082; 2413;
Cor LT) 34S and 2746 con
A-2 |Lowell S. Fink, etc. v, Gordon H, v[S,D. N.Y. solidated
McCollum, et al. Cer P/- 347 70. Civ.22844 Vf XY) nto 70 Civ. 244 for all
A-3 Henry J. Lebens, etc. v. Walston & Co., “S.D. N.Y. ) ) : 19770 by	Inc., et al. Co -T/~ 340 170°Civ 2413 . y
’ 7/ 35 4 . Croake
A-4 |Mollie Nussbacher v. J. C. Andrews, et al}§S.D. N.Y. &/2/7/
Ce _7/-357/ 70 -Civ 20829]
A-5 Franz L. Paul, etc. _v. Jack L. Clark,™ \|S.D. N.Y. : &/7/7/
et al. C=	— 352, 70 Civ 2749/0)
A-6 |Edward Ginsberg v. Four Seasons Nursing, VN.D. Ohio yo, CoCenters of America, Inc., et al“7/-354 C70-654 ' ” ’ i,i
A-7 M. G. Development Co. v. Kohlmeyer & Co. ]S.D. Texas i /f
et al.Cw-7/- X55 (Houston Div.) “ 70-H-622 ‘» 26 7 J/
A-8 Frank Sher, etc. v. Jack L. Clark, MW.D. Okla. T d/N
let al. | Civ-70-375 JEP	SY | |	. od
5 . . ; J / \ RAH -.
A-9 -. Nori isons vet. wi. Jha Clark W.D. Okla EAR PIV. > NY	Net alts Fido soir a AT ART JCEV-TO=3T6 [NL ah aTet ine ) — pos je A . op
Ea R Ly, ) A .
-5a |JLowell S. Fink, etc, v. John W. s.D. N.Y. shiefy/ ¢/7/%
ohnston, et al. Ze -J/-353 70. Civ. 277 D/s/5
_ TAG-ALONG CASES i
4 = ek Sy GI ey] AT Ey ype y de
3-1 Manford H. Fetman, etc. v. Walston &° “IN.D. Ill. / 1 Vis/7 220ka Co., Inc., et al.Ce~ 0-582 70 C 1913" Ng 3 /|\ Yor
B-2 Orchestra Investment Club, et al. v. Fouj N.D. I1l.\alW doa oo *
Seasons Nursing Cepters of America, Inc.M70 C 2022 Y) Ye & 7 7/ oo	Coo -V/-35C ia RN,
/@- Henry 1. 3kO9SE Walst & C I NM N.D cali fd. D f29/- had	- . .V. ston o., Inc., .D. Cali 4 7 q/3%7/2¢
et al. Cov 17-588 c-70-2721 TH 7257) |" 7 4~ pg V : Z/
ES SI Wa IY. of AV	/ X soren Schweningexr v. W 0 FATE cpind 9 FH eH =
: -et al. havi an = di Dio / 3	JB William Tomasello v. Walston & Co., RO a 0/7
{EK ;rank CrimminsGwl 560, cc pr civ 719) 7/4 5)717	7- CT asta =

OPINION AND ORDER, Jan 5, 1973 352 F. Supp. 964 (1973)
DER, Nov. 16, 1972, 3522F. S >. 962 (1972
OPINION AND ORDER, Nov. 16, 197 522F. Supp ( ) DOCKET NO. 55
OPINION AND ORDER 3/12/73, 355 F. Supp. 1405 am
DOCKET =-~- JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
@® Description of Litigation _ -
FOUR SEASON SECURITIES LITIGATION -
DISTRICT & TRANSFER
NO. CAPTION D.C. NUMBERY JUDGE DATE MISC.
c-1 Ann G. Olson v. Walston and, Co. , Inc. \| Nebraska } a & Var? V-iey. Aust/ A ra > LE oH Kits ma” Rouen Taw ell] _-	. ne CR ig yd / 10) % - §
D-1 Elmer Block Go sron & Co., Inc. Nebraska
C 1 2/7 22 72 L 104 CA Jr4/92 Ce 159DIS ii. I- 9/2
D-2 Jean Sitarski wv. Walston &Co., Ing., et} N.D. Ill. J) Vé/7 72al thud ’ 7 Au 72 C 1032 "	77
D-3 Seymour Goeld, et ux v. Walston & Co., S.D. Fla fin 72-8
Inc., et al. &/02 7 3 LDS) =749 sou (a SAV eN
PA byTSE Jtal 7 i we , R wy 4 —
D-4 Alf Garnaas &. ‘B3EHSRY 1/5 A$. Minn : 7 “C720 :
D-5 Bertha Moss v. Walston & C Inc. .D. I1l. Js SEL rr
CF AEED Lonard W) ahx Sebi liaren / 5/;73 wdD~6 |, Florence P. Hamilton v. Walston & C.D. Calif 1, gl
) “x. CO. , et al. _DIS/Me /O/RYT B= ets WY ey 13 od /afrA 172-768— — —— + = . "
D-7 Herbert H. Robins v., Walston § Co,., - on ppp Ly :
D-8 Jack Abrams Vv. Walston, § CO. Inc. / dA) / hg pe	. Sod 7 a — — a Genre = = iG Pon fe A - .
® OPPBSELD = VST 1317
E-1 Lloyd L. Boghnen v. Waldton & Co., et D. South 137 ~
al 4/3y/22 yAToot tel eel 2 Dakota oi Jere] TIE 7. v, > ] — — i» A 7 wa X a .
AB Zia 7 ¢f30f73 7
F-1 State of Ohio v. Crpfters S.D. Ohio cel
Hoc ol 72281 od : Cy pe
SR ETay 7	sv pa 2 SAE
F-2 T-.sam Pancogee.yv. Malston 5 Cg ' N.D.I1ll 7% PY Ap
ata, = EY, Sy) aly MLC 234 nol; CF WR =	a 7,
®.: > il i Wow	F~3-4 Richard L. Kaufmgff vg LY al a
Ret al. fs neo RAO 13-11 | 4 &/ 4Zssr e
Co Rae CE RIT SEff RRR tfansferredIER I NER A < NYls1404 (a) to
2 . A(ADB Cin <7 1 N W.D.Okla: A FTA a VT LT aL 3} asg. Judge
~ cer Soe ; Thomsen
i of Soh Some ny C.A. 73-513

= VS
! 3 )
) BAN SE > NR~IN Ry ~o RS) oNSe 2 NS ANNEE SS NN	. . x aN NE ; ©Ny) 9 ~~ .. AN) Seei~~ AR) TeUAT > | Xk i “ == .: = Ne (ol ) 4ite} i) N-“lee Eig nN NN NB Pats | )-yy Trg a i ~~.on 2) wy ow a} AS ~N) 9 nownEgi _— hs ; SS	pir s bk > N de RSBRELIN | ~ bl - rT ~ Y “5 Dao N Lo > > 2 STON NE2 Q adi > i g x Se. ~~ SN .ch RS PNEN 3 S127 58	i \ . E) H . ES - Sosy0 21% NE ply RY, : ™ hE —I aefY IN oy = 5 J .
NS 1 OE I \5Of \ x ) 4 fa 3 "0aR AN j XN 5 ~ EN oO HAN oN	ENR NT 8 NY heHoo NN RN =" R= : SN . LO \	0HN N 9 Cw at y y No ow \ \3 AON BD N “=~ i Py NEN RT= E+ : N oi . ~. -fa) § « : ON LN > \ oO )& © SRS N SUN AN \ SR2 ui oN oN o| > SoA > Ce \ Q 10 JLH |~ Oh > a | pil © VY 0. NE | STZ 1974 131 Nn : EY el, ~ ™ ICS NySITE ® 0| ~~ | * N© Lz ™ © A) My 2 . \, =Q ™~O=~ ~! © IN ~ TON > .| | IN, EAR) 2© NER =AWE od 4 533 = SEES AS NEE WN8 0) Zi SR A iN gy EE)	] . oY N 0 .. 3gTHon, ni a> [a] LL NS 4 Su .[vila] z *.™ ) . : A 5 “J [a421a SAE ES) Vv : N vo SG= 10 Ti / LS} EN _ N Da AN5 S) < dn Xs Ng |Ty	9) @ 5 3 4 | mh RN 52 INL ms	Q . 19) Tg A aa o © aN > FN . BON
BE ER AEN ARo + 0 \ @ \ <9© cI * aN Noy 0 tO 5 a3 L NL 0:| NRBN BER EN 220) oo) TERS EAN AW	N ~ UN 0.5 WN\ 1. © Ne “ —~iF SIE NIEIN ARENEE ERR NEEAlg ~ 9) MOH ok 3 Yq NC 0EQ av wOW EON ny SY N=IED FR (6 EER ; 82PB - 25 8s 0 2 . 0DVR - 0 Q 40° 4 Y8YW = Ol Oe 05 50m > 0 iie (a4co En 0's go w Sg
DN \ 0, T© = 0 PH n. oy A —> — —SVEN) + Oa 0 > DEN 0 ® gX SX HZ T	NAS] 8 N EA >
| i SRR REIS EJ + -| ~ Fe 53 3 ,[I I	0 ©
83 2 < 0 © v | T aE50 i " als O zim a

ATTORNEY LIST -- JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
®_ _@@@	osscemovorumemon
MDL DOCKET NO. 55 -- IN RE FOUR SEASONS SECURITIES LAWS LITIGATION
WILLIAM TOMASELLO WALSTON & CO., INC.
Hyman	R. Friedman, Esquire Hughes, Hubbard & Reed
C Friedman & Friedman One Wasll Street	One Pennsylvania Plaza New York, New York 10005
New York, New York 10001 FRANK CRIMMINS
LOREN SCHWENINGER Sidney H. Reich, Esquire
Orlikoff & Tierney 199 Main Street
100 West Monroe Street White Plains, New York 10601
Suite 2204
Chicago, Illinois 60603 AMOS D. BOUSE
Fielding D. Haas, Esquire
FLORENCE P. HAMILTON Thomas R. Benedum, Esquire
Kenneth J. Murphy, Jr., Esquire 200 City National Bank Bldg.
Albertini, Murpny & Gill Norman, Oklahoma 73069
1888 Centry Park East
Suite 1107 . ARTHUR ANDERSEN & CO.
Los Angeles, California 90067 Charles Boand, Esquire
Wilson & McIlvaine
' RICHARD L. KAUFMAN 135 South LaSalle Street
Schwartz, Alschuler & Grossman Chicago, Illinois 60603
1880 Century Park East
Suite 1212 William G. Paul, Esq.
Los Angeles, Calif. Harry A. Woods, Jr., Esquire
] * Crowe, Dunlevy, Thweatt
I RANDOLPH PHILLIPS Swinford, Johnson & Burdick
C Mr. Randolph Phillips, Pro Se 1700 Liberty Tower30 East 72nd Street Oklahoma City, Oklahoma 93102
New York, New York 10021
. JACK L. CLARK
Arthur F. Mathews, Esquire
Michael R. Klein, Esquire
Robert McCaw, Esquire
Wilmer, Cutler & Pickering
1666 K Street, N.W.
Washington, D. C. 20006

—
No. Plaintiff Defendant
JAMES P. LINN oJ. D. Helms, Esquire
Linn, Helms & Kirk
Fidelity Plaza, Suite 410
Robert S. Kerr at Robinson
Oklahoma City, Oklahoma 73102
JOHN W. JOHNSTON
BILL JENNINGS
JOEL L. CARSON
BRUCE K. BROWN
Edward E. Soule, Esquire :
John C. Harrington, Jr., Esquire o2210 First National Bldg.
Oklahoma City, Oklahoma 73102
FRANCIS R. SANTANGELO /)
Reginald Leo Duff, Esquire 4carro, Spanbogk, Londin, Rodman & F
1345 Avenue oF the AMgricas
New York, New York 10019
-

’ ] Pp. 1
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET NO. 55 -- FOUR SEASONS SECURITIES LAWS LITIGATION
C COMMON PARTY CHECKLIST
NAME OF PARTY | NAMED AS PARTY IN FOLLOWING ACTIONS
% 1IE
ABC Corp. —
—
LEH ET TOT ZW A
Andexsan I.£7)
—
@| een eer — —	|
TN AYA AY 6 ASU AN NY rhe 19% De, or VES |
Mnarews, gonn c. FE
h LEA be EY 2 BEIEA AS 40	A
Bankers life Ins, fro	rr ooo]
Co. of Nebraska [mm
a
FE
pezaara niack A -
Amos D. Bouse Ny
—
R EET = Yo TA EH IX SE
@ srucesrom, or. fp	1
Don Burton —————————————————————
LEAVETR EY RH
| Joel L. Carson 1
® rn {
chazter set, Tne. TN foo

. g Pp. 2
Tota	ce. AK, A750 0 BOR Ve Bol PA E-dES
» -Jack L. Clark ra
- 4 ®	~ ray EAN
Crofters, Inc. Cor
~ —	- SAR, |
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VW ER YN 2.
Financial Date. ATTN ®Relations, Inc. TT
TT
Four Seasons Equity CNN	TR
Corp. I
TT
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AN Rl) ol 7 As aes = Og. ; 5 Bagl|x AN A ASN Ho ALLEVM he Ll TNE ING | F/B: PNTom J. Gray AAR	EL SE AAA
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Tehe AdELEN
Ronald R. Howard NAAM
No N22, 2 EOE
—-
frenass Santuggele

| SE p. 3
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET NO. 55 ~~ FOUR SEASONS SECURITIES LAWS LITIGATION
C COMMON PARTY CHECKLIST
NAME OF PARTY i NAMED AS PARTY IN FOLLOWING ACTIONS |
Bill P. Jennings or
IE	—
FE
l ___
N X 1EE	—1	——
Kohlmeyer & Co. ee
EE
N LWA 2 YH ZL SE
James P. Linn — ———
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Gordon H. McCollum [#7 CP AS 7NW Vw» 1]
ee —
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Glen R. Miller ust,
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Richard Roe -
BN Hine IOS a 9, 735L-), B50 ER QBS On) |Dl 1-2 IYINC DLD2, DF PN Poet	P-R ifrle	[-7 |
Walston & Co., Inc. [pty o + SoH Arn RRR
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William, White eee]

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| | oo p. &§
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET NO. fC) S --
C COMMON PARTY CHECKLIST
® NAME OF PARTY NAMED AS PARTY IN FOLLOWING ACTIONS y
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Case MDL No. 55 Document 1 Filed 04/29/15 Page 22 of 22
p.
William B. Flemming