2020000867•EEOC Appeal 2020000867
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U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Wilbert R., 1 Complainant, v. Dr. Mark T. Esper, Secretary, Department of Defense (Defense Intelligence Agency (DIA)), Agency. Request No. 2020000867 Appeal No. 0120181829 Hearing No. 570-2014-00505X Agency No. DIA-2012-00096 DECISION ON REQUEST FOR RECONSIDERATION On November 2, 2019, Complainant timely requested that the Equal Employment Opportunity Commission (EEOC or Commission) reconsider its decision in EEOC Appeal No. 0120181829 (September 30, 2019). 29 C.F.R. § 1614.405(c). Complainant worked for DIA’s Office of the Chief Financial Executive. An EEOC Administrative Judge (AJ) found that in 2012/2013 Complainant was discriminatorily harassed and reassigned to another position in the same office. The AJ ordered the Agency to offer Complainant placement into a Deputy Comptroller position outside the above DIA Office and in any other component of the Department of Defense. On July 19, 2017, the Agency adopted the AJ’s decision. 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website.
2020000867 2 After some time passed without DIA making or securing an offer, Complainant filed an appeal for non-compliance with the Agency’s order. On September 28, 2017, after the Agency’s final order, Complainant retired. 2 In the previous decision, the Commission issued an order tracking the Agency’s final order, but adding that placement in a substantially equivalent position would constitute compliance. For the first time in this case, in his request to reconsider, Complainant alleges his retirement was a constructive discharge. He requests that the Commission reopen the previous decision and order that the Agency pay him back pay with interest and benefits and tax consequences from the date he retired. He asks that the Commission obligate the Agency to pay front pay continuing to the date he planned to retire if he was not constructively discharged (on or about September 28, 2022). He writes his retirement pay would be deducted from back pay and front pay. Complainant also asks the Commission to enforce the order in its appellate decision. In opposition to Complainant’s request to reconsider, the Agency argues that Complainant’s request does not meet the criteria for reconsideration because he did not contend he was constructively discharged on appeal. DIA argues it has no positions that are substantially equivalent to the Deputy Controller job outside the Office of the Chief Financial Executive (now titled Office of Chief Financial Officer). It argues, partly by reference to prior argument, that despite its continuing efforts it has been unsuccessful in getting another Department of Defense component to voluntarily place him in a Deputy Controller job or its equivalent, and it does not have the appointing authority to force this. DIA argues that even though Complainant retired, it and the Department of Defense will continue to look for a suitable position for him because of his apparent commitment to come out of retirement and return to federal service. ANALYSIS AND FINDINGS EEOC regulations provide that the Commission may, in its discretion, grant a request to reconsider any previous Commission decision issued pursuant to 29 C.F.R. § 1614.405(a), where the requesting party demonstrates that: (1) the appellate decision involved a clearly erroneous interpretation of material fact or law; or (2) the appellate decision will have a substantial impact on the policies, practices, or operations of the agency. See 29 C.F.R. § 1614.405(c). Complainant’s request that the Commission reconsider its previous decision and reopen it to add the relief of back pay, front pay, and connected relief fails to meet the criteria for reconsideration. Complainant retired after the Agency issued its final order adopting the AJ’s decision, and did not raise the issue of constructive discharge in this case prior to this request for reconsideration. There has not been a finding by the Agency or the Commission that Complainant was constructively discharged. 2 It appears that there was no evidence or mention of Complainant’s retirement in the original appellate record.
2020000867 3 Because constructive discharge was not before the Commission on appeal, Complainant’s argument that the previous decision be reconsidered to address it does not meet the first criteria to reconsider, and Complainant makes no argument addressing the second criteria. Also, Complainant’s request that the Commission enforce its order in EEOC Appeal No. 0120181829 is not ripe. The decision in EEOC Appeal No. 0120181829 remains the Commission's decision. There is no further right of administrative appeal on the decision of the Commission on this request. ORDER Within 120 days of the date of this decision, the Agency shall: Offer Complainant placement into a Deputy Comptroller, or substantially equivalent, position outside of the DIA Office of the Chief Financial Executive. Complainant may be placed into a Deputy Comptroller, or substantially equivalent, position within the Department of Defense or any component of the Department of Defense. The Agency is further directed to submit a report of compliance, as provided in the statement entitled “Implementation of the Commission’s Decision.” The report shall include supporting documentation verifying that the corrective action has been implemented. IMPLEMENTATION OF THE COMMISSION’S DECISION (K0719) Under 29 C.F.R. § 1614.405(c) and §1614.502, compliance with the Commission’s corrective action is mandatory. Within seven (7) calendar days of the completion of each ordered corrective action, the Agency shall submit via the Federal Sector EEO Portal (FedSEP) supporting documents in the digital format required by the Commission, referencing the compliance docket number under which compliance was being monitored. Once all compliance is complete, the Agency shall submit via FedSEP a final compliance report in the digital format required by the Commission. See 29 C.F.R. § 1614.403(g). The Agency’s final report must contain supporting documentation when previously not uploaded, and the Agency must send a copy of all submissions to the Complainant and his/her representative. If the Agency does not comply with the Commission’s order, the Complainant may petition the Commission for enforcement of the order. 29 C.F.R. § 1614.503(a). The Complainant also has the right to file a civil action to enforce compliance with the Commission’s order prior to or following an administrative petition for enforcement. See 29 C.F.R. §§ 1614.407, 1614.408, and 29 C.F.R. § 1614.503(g). Alternatively, the Complainant has the right to file a civil action on the underlying complaint in accordance with the paragraph below entitled “Right to File a Civil Action.” 29 C.F.R. §§ 1614.407 and 1614.408. A civil action for enforcement or a civil action on the underlying complaint is subject to the deadline stated in 42 U.S.C. 2000e-16(c) (1994 & Supp. IV 1999). If the Complainant files a civil action, the administrative processing of the complaint, including any petition for enforcement, will be terminated. See 29 C.F.R. § 1614.409.
2020000867 4 Failure by an agency to either file a compliance report or implement any of the orders set forth in this decision, without good cause shown, may result in the referral of this matter to the Office of Special Counsel pursuant to 29 C.F.R. § 1614.503(f) for enforcement by that agency. COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (R0610) This is a decision requiring the Agency to continue its administrative processing of your complaint. However, if you wish to file a civil action, you have the right to file such action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. In the alternative, you may file a civil action after one hundred and eighty (180) calendar days of the date you filed your complaint with the Agency, or filed your appeal with the Commission. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. Filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations September 3, 2020 Date
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