EEOC Appeal 2020000394

2020000394Eeoc

Full text

U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION
Office of Federal Operations
P.O. Box 77960
Washington, DC 20013
Chanelle B.,1
Complainant,
v.
Ryan D. McCarthy,
Secretary,
Department of the Army,
Agency.
Appeal No. 2020000394
Agency No. ARLEWIS19JUL03091
DECISION
Complainant filed a timely appeal with the Equal Employment Opportunity Commission (EEOC
or Commission) from the Agency's decision (Dismissal) dated September 16, 2019, dismissing
her complaint of unlawful employment discrimination in violation of Title VII of the Civil
Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq.
BACKGROUND
At the time of events giving rise to this complaint, Complainant worked as a Social Worker
(Clinical), GS-0185-12 at the Agency’s U.S. Army Medical Command, Madigan Army Medical
Center, facility in Tacoma, Washington.
On September 5, 2019, Complainant filed a formal complaint alleging that the Agency subjected
her to unlawful retaliation when:
1. On June 20, 2019, the Chief of Transitional Management Care Services (CTMCS)
told Complainant that her work hours were to change from night shift to day shift
(8:00- 4:30.), and placed Complainant on a temporary Detail to DCIS
administrative duties.
1 This case has been randomly assigned a pseudonym which will replace Complainant’s name
when the decision is published to non-parties and the Commission’s website.
Complete printed PDF page 1
2020000394	2
2. On June 19, 2019 CTMCS ordered Complainant to return home and use sick
leave, and further told Complainant to call and speak to CTMCS for her new
assignment on June 20, 2019.
3. On June 19, 2019, Complainant met with CTMCS and a Credential Manager
(CM) and was informed by CTMCS that there would be an investigation
concerning a standard of care violation, with Complainant’s clinical privileges
being immediately placed in abeyance. Complainant was no longer permitted to
provide patient care, and was restricted to engage in off-duty employment until
the investigation had been completed.
4. On June 14, 2019 Complainant received a memorandum entitled Notice of
Abeyance of Clinical Privileges, signed by the Chief Medical Officer.
On September 16, 2019, the Agency issued a final decision dismissing the complaint for failure
to state a claim and for mootness. Specifically, the Agency found that the abeyance of clinical
privileges had been rescinded on or about September 6, 2019, and that Complainant had been
returned to full clinical practice. The Agency further cited Agency regulations that required that
it conduct a standard of care violation investigation and temporarily suspend Complainant and
hold her clinical privileges in abeyance during the course of such an investigation. The Agency
noted that the investigation had exonerated Complainant, resulting in the subsequent rescission
of the abeyance. The Agency concluded that Complainant had not been harmed by its action and
therefore she failed to state a claim and the matter was moot.
The instant appeal followed.
ANALYSIS AND FINDINGS
The regulation set forth at 29 C.F.R. § 1614.107(a)(1) provides, in relevant part, that an agency
shall dismiss a complaint that fails to state a claim. An agency shall accept a complaint from any
aggrieved employee or applicant for employment who believes that he or she has been
discriminated against by that agency because of race, color, religion, sex, national origin, age or
disabling condition. 29 C.F.R. §§ 1614.103, .106(a). The Commission's federal sector case
precedent has long defined an “aggrieved employee” as one who suffers a present harm or loss
with respect to a term, condition, or privilege of employment for which there is a remedy. Diaz
v. Dep't of the Air Force, EEOC Request No. 05931049 (Apr. 21, 1994).
The Commission finds that the Agency has addressed the merits of Complainant's complaint
without a proper investigation as required by the regulations. The Agency's articulated reason for
the action in dispute - that the investigation was required under Agency regulations for reasons
not clearly explained in the Agency’s Dismissal, goes to the merits of Complainant's complaint,
and is irrelevant to the procedural issue of whether she has stated a justiciable claim under Title
VII. See Osborne v. Dep't of the Treasury, EEOC Request No. 05960111 (July 19, 1996); Lee v.
U.S. Postal Serv., EEOC Request No. 05930220 (Aug. 12, 1993); Ferrazzoli v. U.S. Postal Serv.,
EEOC Request No. 05910642 (Aug. 15, 1991).
Complete printed PDF page 2
2020000394	3
In alleging she was ordered home and told to use sick leave, her clinical privileges were held in
abeyance, she was required to engage in off-duty employment until the investigation was
completed, Complainant states viable claims to be reviewed on the merits. In addition, we note
that the Dismissal does not address claim 1, which also states a viable claim which needs to be
reviewed on the merits.
The Agency also stated that the claims were moot. The regulation set form at 29 C.F.R. §
1614.107(a)(5) provides for the dismissal of a complaint when the issues raised therein are moot.
To determine whether the issues raised in complainant's complaint are moot, the factfinder must
ascertain whether (1) it can be said with assurance that there is no reasonable expectation that the
alleged violation will recur; and (2) interim relief or events have completely and irrevocably
eradicated the effects of the alleged discrimination. See County of Los Angeles v. Davis, 440
U.S. 625, 631 (1979), see also Kuo v. Dep't of the Navy, EEOC Request No. 05970343 (July 10,
1998). When such circumstances exist, no relief is available and no need for a determination of
the rights of the parties is presented.
In the instant case, however, we note that a fair reading of Complainant's formal complaint
indicates that she is seeking compensatory damages. Therefore, the Agency's rescission of the
Notice of Abeyance does not render Complainant's complaint moot. Should Complainant prevail
in the complaint, the possibility of an award of compensatory damages exists, and her complaint
is not therefore moot. See Glover v. USPS, EEOC Appeal No. 01930696 (Dec. 9, 1993).
CONCLUSION
Accordingly, the Agency's final decision dismissing Complainant's complaint is REVERSED.
The complaint is hereby REMANDED to the Agency for further processing in accordance with
this decision and the Order below.
ORDER (E0618)
The Agency is ordered to process the remanded claims in accordance with 29 C.F.R. § 1614.108
et seq. The Agency shall acknowledge to the Complainant that it has received the remanded
claims within thirty (30) calendar days of the date this decision was issued. The Agency shall
issue to Complainant a copy of the investigative file and also shall notify Complainant of the
appropriate rights within one hundred fifty (150) calendar days of the date this decision was
issued, unless the matter is otherwise resolved prior to that time. If the Complainant requests a
final decision without a hearing, the Agency shall issue a final decision within sixty (60) days of
receipt of Complainant's request.
As provided in the statement entitled “Implementation of the Commission's Decision,” the
Agency must send to the Compliance Officer: 1) a copy of the Agency's letter of
acknowledgment to Complainant, 2) a copy of the Agency's notice that transmits the
investigative file and notice of rights, and 3) either a copy of the complainant's request for a
Complete printed PDF page 3
2020000394	4
hearing, a copy of complainant's request for a FAD, or a statement from the agency that it did not
receive a response from complainant by the end of the election period.
IMPLEMENTATION OF THE COMMISSION’S DECISION (K0719)
Under 29 C.F.R. § 1614.405(c) and § 1614.502, compliance with the Commission’s corrective
action is mandatory. Within seven (7) calendar days of the completion of each ordered
corrective action, the Agency shall submit via the Federal Sector EEO Portal (FedSEP)
supporting documents in the digital format required by the Commission, referencing the
compliance docket number under which compliance was being monitored. Once all compliance
is complete, the Agency shall submit via FedSEP a final compliance report in the digital format
required by the Commission. See 29 C.F.R. § 1614.403(g). The Agency’s final report must
contain supporting documentation when previously not uploaded, and the Agency must send a
copy of all submissions to the Complainant and his/her representative.
If the Agency does not comply with the Commission’s order, the Complainant may petition the
Commission for enforcement of the order. 29 C.F.R. § 1614.503(a). The Complainant also has
the right to file a civil action to enforce compliance with the Commission’s order prior to or
following an administrative petition for enforcement. See 29 C.F.R. §§ 1614.407, 1614.408, and
29 C.F.R. § 1614.503(g). Alternatively, the Complainant has the right to file a civil action on the
underlying complaint in accordance with the paragraph below entitled “Right to File a Civil
Action.” 29 C.F.R. §§ 1614.407 and 1614.408. A civil action for enforcement or a civil action
on the underlying complaint is subject to the deadline stated in 42 U.S.C. 2000e-16(c) (1994 &
Supp. IV 1999). If the Complainant files a civil action, the administrative processing of the
complaint, including any petition for enforcement, will be terminated. See 29 C.F.R.
§ 1614.409.
Failure by an agency to either file a compliance report or implement any of the orders set forth in
this decision, without good cause shown, may result in the referral of this matter to the Office of
Special Counsel pursuant to 29 C.F.R. § 1614.503(f) for enforcement by that agency.
STATEMENT OF RIGHTS - ON APPEAL
RECONSIDERATION (M0617)
The Commission may, in its discretion, reconsider the decision in this case if the Complainant or
the Agency submits a written request containing arguments or evidence which tend to establish
that:
1. The appellate decision involved a clearly erroneous interpretation of material fact
or law; or
2. The appellate decision will have a substantial impact on the policies, practices, or
operations of the Agency.
Requests to reconsider, with supporting statement or brief, must be filed with the Office of
Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision.
Complete printed PDF page 4
2020000394	5
A party shall have twenty (20) calendar days of receipt of another party’s timely request for
reconsideration in which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405;
Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110),
at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the
Director, Office of Federal Operations, Equal Employment Opportunity Commission.
Complainant’s request may be submitted via regular mail to P.O. Box 77960, Washington, DC
20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In the absence of a
legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail
within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The
agency’s request must be submitted in digital format via the EEOC’s Federal Sector EEO Portal
(FedSEP). See 29 C.F.R. § 1614.403(g). The request or opposition must also include proof of
service on the other party.
Failure to file within the time period will result in dismissal of your request for reconsideration
as untimely, unless extenuating circumstances prevented the timely filing of the request. Any
supporting documentation must be submitted with your request for reconsideration. The
Commission will consider requests for reconsideration filed after the deadline only in very
limited circumstances. See 29 C.F.R. § 1614.604(c).
COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (R0610)
This is a decision requiring the Agency to continue its administrative processing of your
complaint. However, if you wish to file a civil action, you have the right to file such action in an
appropriate United States District Court within ninety (90) calendar days from the date that you
receive this decision. In the alternative, you may file a civil action after one hundred and
eighty (180) calendar days of the date you filed your complaint with the Agency, or filed your
appeal with the Commission. If you file a civil action, you must name as the defendant in the
complaint the person who is the official Agency head or department head, identifying that person
by his or her full name and official title. Failure to do so may result in the dismissal of your case
in court. “Agency” or “department” means the national organization, and not the local office,
facility or department in which you work. Filing a civil action will terminate the
administrative processing of your complaint.
RIGHT TO REQUEST COUNSEL (Z0815)
If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may
request permission from the court to proceed with the civil action without paying these fees or
costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may
request the court to appoint an attorney for you. You must submit the requests for waiver of
court costs or appointment of an attorney directly to the court, not the Commission. The
court has the sole discretion to grant or deny these types of requests.
Complete printed PDF page 5
2020000394	6
Such requests do not alter the time limits for filing a civil action (please read the paragraph titled
Complainant’s Right to File a Civil Action for the specific time limits).
FOR THE COMMISSION:
______________________________ Carlton M. Hadden’s signature
Carlton M. Hadden, Director
Office of Federal Operations
May 26, 2020
Date
Complete printed PDF page 6

Continue your research in ChatGPT or Claude

Connect Omnilex to search the legal corpus from your AI assistant.