2020001401•EEOC Appeal 2020001401
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U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Roland T.,1 Complainant, v. Ryan D. McCarthy, Secretary, Department of the Army, Agency. Appeal No. 2020001401 Hearing No. 410-2019-00216X Agency No. ARUSAR18MAY01932 DECISION Complainant filed an appeal with the Equal Employment Opportunity Commission (EEOC or Commission), pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s November 1, 2019, final order concerning his equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. and Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq. For the following reasons, the Commission AFFIRMS the Agency’s final action finding no discrimination. BACKGROUND At the time of events giving rise to this complaint, Complainant worked as a Family Program Coordinator, GS-0101-11, at the Agency’s 3 rd Medical Deployment Support Command (MDSC)2, Family Program Office, Forth Gillem, Georgia. Person A was a Human Resources Officer. Person B was the Command Executive Officer for the 3 rd MDSC. Person C was the Family Programs Director. Person D was the Deputy Commanding General. 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website. 2 The 3rd MDSC is also referred to in the record as the 3D Medical Command Deployment Support (MCDS) and MEDCOM.
2020001401 2 On July 10, 2018, Complainant filed an EEO complaint alleging that the Agency discriminated against him and/or subjected him to harassment on the bases of race (African-American), sex (male), disability, and in reprisal for prior protected EEO activity when: a. Since September 2017, Complainant’s supervisor, Person A, has excluded him from discussions regarding operations and his responsibilities; b. From November 2017 to present, Complainant’s evaluation was delayed, which affected his eligibility for performance awards; c. From December 2017 to present, Complainant’s request for compensatory time has been delayed or denied; and d. On April 9, 2018, Person A denied Complainant’s request for travel to conduct training. At the conclusion of the investigation, the Agency provided Complainant with a copy of the report of investigation and notice of his right to request a hearing before an Equal Employment Opportunity Commission Administrative Judge (AJ). Complainant requested a hearing. The AJ assigned to the case determined sua sponte that the complaint did not warrant a hearing and over Complainant's objections, issued a decision without a hearing on September 26, 2019. The AJ found the record sufficiently developed through the report of investigation. The AJ noted the information Complainant identified as essential to supporting his opposition to summary judgment “was beyond the scope of reasonable development of evidence and/or not relevant to the pertinent issues in this case.” The AJ noted that many of the documents Complainant indicated he would seek in discovery were determined not to exist. Also, the AJ noted another discovery request proposed was “essentially a fishing expedition” to find allegedly problematic responses to his requests for compensatory time. Thus, the AJ issued a decision without a hearing in the Agency’s favor. The Agency subsequently issued a final action on November 1, 2019. The Agency’s final action fully implemented the AJ’s finding that Complainant failed to prove that the Agency subjected him to discrimination as alleged. ANALYSIS AND FINDINGS The Commission's regulations allow an AJ to grant summary judgment when he or she finds that there is no genuine issue of material fact. 29 C.F.R. § 1614.109(g). An issue of fact is “genuine” if the evidence is such that a reasonable fact finder could find in favor of the non-moving party. Celotex v. Catrett, 477 U.S. 317, 322-23 (1986); Oliver v. Digital Equip. Corp., 846 F.2d 103, 105 (1st Cir. 1988). A fact is “material” if it has the potential to affect the outcome of the case. In rendering this appellate decision we must scrutinize the AJ’s legal and factual conclusions, and the Agency’s final order adopting them, de novo. See 29 C.F.R. § 1614.405(a)(stating that a “decision on an appeal from an Agency’s final action shall be based on a de novo review…”); see also Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO-MD- 110), at Chap. 9, § VI.B. (as revised, August 5, 2015)(providing that an administrative judge’s determination to issue a decision without a hearing, and the decision itself, will both be reviewed de novo).
2020001401 3 At the outset, we find the AJ properly determined the record in the present case was fully developed. Regarding claim (a), Complainant stated that on different occasions, the Family Programs Director would ask him about the duties he had going on and would indicate that Person A wanted Complainant to work on certain issues. When asked to explain all instances since September 2017 when Person A excluded him from discussions regarding operations and responsibilities, Complainant stated he “cannot recall any specific instances because she have [sic] never discussed my duties and responsibilities with me.” Person A stated Complainant was never excluded from discussions regarding his roles and duties as a Family Program Coordinator. Person B stated he was not aware of specific issues concerning Complainant being excluding or not part of operational functions of Family Programs. Person B stated on the contrary, Complainant was informed on several occasions that he was not completely open with the new Family Programs Director. Person B noted that Family Coordinator functions are based on the Family Programs Director’s Action Plan and requirements. Person B stated that on several occasions, Complainant stated that this is not how he sees the program requirements. Regarding claim (b), Complainant argued his evaluation was delayed, which affected his eligibility for performance awards. Complainant stated he provided everything needed to Person B and cc’d Person A regarding his evaluation twice in December 2017, and again in February 2018. Complainant claimed the evaluation was due in November 2017, with an ending date of October 2017. Complainant stated he signed the evaluation in April 2018, after management signed it. Complainant stated he asked Person B about the delay and Person B explained the change in computers contributed to the delay. Complainant argued he should have received an award for the rating period. Person B noted that the 3rd MCDS holds a quarterly Civilian Awards Board to ensure all supervisors have an opportunity to recognize employees during the fiscal year. Person B noted in this case the Board was held in the second quarter. Person B stated that Person A submitted Complainant’s evaluation. Person B stated there were delays on Complainant’s part. Person B noted that Complainant submitted his Support Form and Draft evaluation several times. Person B stated the documents originally provided by Complainant were not correct and no one was able to open them. Person B stated that lateness of an evaluation does not play a part in eligibility for an award. Person A noted the close out evaluation covering the rating period of November 1, 2017, to May 31, 2018, was not delayed for Complainant.3 Person A explained that Complainant’s evaluation was done and submitted to the senior rater in a timely manner on June 19, 2018. 3 Complainant’s evaluations contained in the record covered the periods of November 1, 2015 - October 31, 2016; November 1, 2016 - October 31, 2017; and November 1, 2017 - May 31, 2018. The record reveals the evaluations for other employees for the time at issue also covered the same time frames.
2020001401 4 Person A noted she recommended Complainant for a monetary award of $1,000.00 which was approved on September 18, 2018. Person A noted the due date for the evaluation to be uploaded was 45 days after the closeout date. Regarding claim (c), Complainant alleged that he submitted several requests to Person A dating back to December 2017, and that some had not been approved or denied without an explanation. When asked to identify each occurrence of compensatory time requested since December 2017, Complainant stated there were 42 instances of request for compensatory time and noted, “I do not have all the information readily available at this time, some of the information would have to be researched to archived email.” Further, Complainant stated the compensatory time was finally approved after complaining to his chain of command (Person D). Complainant explained that after meeting with Person D, “all except one of the compensatory time was immediately approved without explanation of why there were not previously approved.” Person A noted an instance where Complainant requested two hours of compensatory time be approved for his volunteering to assist with a holiday gala (military ball). Person A explained that she and Person B advised Complainant that he could not receive compensatory time for volunteering to assist outside of his normal duty hours. Further, Person A noted that compensatory time requested by Complainant for March 2018, was delayed until she could sort out the correct time that should have been submitted by Complainant and Person C who were traveling together. Person C requested 2.5 hours and Complainant requested 5.5 hours. Person A said she spoke to both employees and Complainant acknowledged that he requested the wrong number of hours and that it should have been categorized as comp-travel versus comp-time earned. Person A stated Complainant was advised to make the correction and resubmit for approval. She stated as of the present, Complainant had not resubmitted the compensatory time for travel to be approved. Person A noted compensatory time for Person C was also delayed as a result of the contradicting requests between Person C and Complainant. Person B explained that a request for compensatory time is not automatic based on the fact an employee requests the time. He noted that supervisors are required to ensure the time is valid based on mission requirements and fiscal responsibility. Person B stated on one occasion, Complainant volunteered to help setup for another unit’s holiday gala (military ball). Person B explained there is no requirements for civilians to be paid to support a military unit. Person B noted Complainant volunteered his personal time, but then later in the pay period requested compensatory pay. Person B stated such a request could be identified as a fraudulent pay request. Person B noted Complainant was counseled and the pay request was not approved. Regarding claim (d), Complainant claimed that on April 9, 2018, Person A denied his request for travel to conduct training. Complainant claimed he was attending the training in various capacities as trainer/instructor, unit point of contact, to provide transportation for volunteers, and as observer. Complainant noted he provided his TDY request to Person A on March 20, 2018, and was told on April 9, 2018, that his TDY request was denied. Complainant stated he spoke to Person D who he claims told him that he should have been allowed to attend the training to support the volunteers and assist with the training.
2020001401 5 Person A stated she did not deny Complainant the opportunity to function as a trainer. She explained there was no request for travel to conduct training. She noted the “welcome letter” provided showed Complainant as the “transportation coordinator.” Person A stated Complainant did not have the approval from the command prior to agreeing to assist the Readiness Division. The record contains an April 2, 2018 Memorandum for Family Program University Attendees with the subject “Welcome Letter 88 th Readiness Division.” Complainant is listed on this letter as Transportation Coordinator. Person D noted that Complainant’s position is three levels below him. Person D stated when Complainant’s concern reached him, he recommended Complainant speak to the Commanding General and an investigation was initiated. Person B recalled the training request from Complainant could not be validated. Person B stated that Complainant’s request for training was a request to be the “Transportation Guide” for several soldiers attending the training. Person B noted when the request was questioned, Complainant stated he would be present for moral support for the soldiers during their training. Complainant was specifically asked what his role would be while the training was being conducted and he responded, he would be present for moral support for the soldiers. Person B stated there was no requirement for moral support during training. Regarding the whole complaint, we find that Complainant has failed to show that similarly situated persons were treated better than Complainant. Upon careful review of the AJ’s decision and the evidence of record, as well as the parties’ arguments on appeal, we conclude that the AJ correctly determined that the preponderance of the evidence did not establish that Complainant was discriminated against by the Agency as alleged. CONCLUSION Accordingly, the Agency’s final action finding no discrimination is AFFIRMED. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0620) The Commission may, in its discretion, reconsider this appellate decision if the complainant or the agency submits a written request that contains arguments or evidence that tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the agency. Requests for reconsideration must be filed with EEOC’s Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision.
2020001401 6 If the party requesting reconsideration elects to file a statement or brief in support of the request, that statement or brief must be filed together with the request for reconsideration. A party shall have twenty (20) calendar days from receipt of another party’s request for reconsideration within which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). Complainant should submit his or her request for reconsideration, and any statement or brief in support of his or her request, via the EEOC Public Portal, which can be found at https://publicportal.eeoc.gov/Portal/Login.aspx. Alternatively, complainant can submit his or her request and arguments to the Director, Office of Federal Operations, Equal Employment Opportunity Commission, via regular mail addressed to P.O. Box 77960, Washington, DC 20013, or by certified mail addressed to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, complainant’s request to reconsider shall be deemed timely filed if OFO receives it by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. An agency’s request for reconsideration must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). Either party’s request and/or statement or brief in opposition must also include proof of service on the other party, unless complainant files his or her request via the EEOC Public Portal, in which case no proof of service is required. Failure to file within the 30-day time period will result in dismissal of the party’s request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted together with the request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission.
2020001401 7 The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations November 18, 2020 Date
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