2020001621•EEOC Appeal 2020001621
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U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Hyun T.,1 Complainant, v. Ryan D. McCarthy, Secretary, Department of the Army, Agency. Appeal No. 2020001621 Hearing No. 420-2019-00216X Agency No. ARREDSTON17AUG03267 DECISION On December 3, 2019, Complainant filed an appeal, pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s November 1, 2019 final action concerning an equal employment opportunity (EEO) complaint claiming employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. and Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq. BACKGROUND During the period at issue, Complainant worked as a Human Resources (HR) Specialist, GS-0201- 13, at the Agency’s Headquarters Army Material Command, HR Operations & Support Division in Redstone Arsenal, Alabama. On October 6, 2017, Complainant filed the instant formal complaint. Complainant claimed that the Agency discriminated against her based on race (African-American), sex (female), disability (unknown), and in reprisal for prior EEO activity (Agency Case No. ARREDSTON15NOV04725) when: 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website.
2 2020001621 a. on or about August 3, 2017, Complainant learned she was not selected for GS-0201-13 Job Announcement Number SCBK1710012219683444 within G-1, Human Resources Operation and Support Division/Human Resources Action Branch, Army Material Command (AMC); b. on July 31, 2017, she was directed by the Supervisory Human Resources (HR), AMC to generate the FY18 AMC Newcomers 101 Course dates despite being informed that 90% of her responsibilities were determined to be non-enduring due to the proposed abolishment of her position; c. on July 31, 2017, the Supervisory HR stated that Complainant was to provide whether or not she planned on attending Organizational Day events by the end of the year; d. on July 25, 2017, the Supervisory HR requested a desk audit on Complainant’s position while Complainant was on medical leave; e. on July 19, 2017, Complainant was prevented from presenting work to Senior Leadership; f. on July 17, 2017, while on leave, she was required to provide telephone updates about work; g. on July 7, 2017, the Supervisory HR had a conversation with another employee reference her position being eliminated; h. on or about June 29, 2017, a desk audit was initiated to justify a downgrade of Complainant’s position from GS-13; i. sometime early June 2017, Complainant’s request for an accommodation was not approved; j. on or about May 31, 2017, Complainant’s support staff was reassigned without her knowledge or input while she was on medical leave; k. on or around May 2017, approximately 13 employees identified as potential losses were transferred to permanent positions, protecting them from a Reduction-In-Force (RIF). However, Complainant did not receive the same opportunity; l. on February 15, 2017, the Supervisor HR did not provide Complainant with her objectives; m. on February 13, 2017, Complainant was informed of the abolishment of her position due to an upcoming RIF, to be effective October 2017 or in Fiscal Year 2018; n. since June 2016, Complainant was denied Civilian Strength/BOXI, which are required to conduct her job; and
3 2020001621 o. since about November 4, 2016 to present, Complainant alleged the Colonel, Supervisory HR, and Acting Assistant Deputy denied numerous training requests submitted through Civilian Human Resources Training Application System (CHARTAS). After an investigation, Complainant was provided a copy of the investigative file, and requested a hearing before an EEOC Administrative Judge (AJ). Thereafter, the AJ issued a Post Initial Scheduling Conference Order dated May 1, 2019, in which she dismissed claims d and l - o on various procedural grounds. Because Complainant does not contest the dismissal of these claims, we will not address them further herein. We will confine our analysis to the remaining claims, adjudicated on their merits. The Agency filed a Motion for Summary Judgment on the remaining claims. Complainant responded to the Motion. On September 17, 2019, the AJ issued a decision by summary judgment in favor of the Agency, finding no discrimination concerning claims a - c and e - g. In its September 17, 2019 final action, the Agency adopted the AJ’s decision. The instant appeal followed. Complainant did not submit a timely brief on appeal. ANALYSIS AND FINDINGS The Commission's regulations allow an AJ to grant summary judgment when he or she finds that there is no genuine issue of material fact. 29 C.F.R. § 1614.109(g). An issue of fact is “genuine” if the evidence is such that a reasonable fact finder could find in favor of the non-moving party. Celotex v. Catrett, 477 U.S. 317, 322-23 (1986); Oliver v. Digital Equip. Corp., 846 F.2d 103, 105 (1st Cir. 1988). A fact is “material” if it has the potential to affect the outcome of the case. In rendering this appellate decision, we must scrutinize the AJ’s legal and factual conclusions, and the Agency’s final order adopting them, de novo. See 29 C.F.R. § 1614.405(a) (stating that a “decision on an appeal from an Agency’s final action shall be based on a de novo review…”); see also Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO-MD- 110), at Chap. 9, § VI.B. (as revised, August 5, 2015) (providing that an administrative judge’s determination to issue a decision without a hearing, and the decision itself, will both be reviewed de novo). To successfully oppose a decision by summary judgment, a complainant must identify, with specificity, facts in dispute either within the record or by producing further supporting evidence, and must further establish that such facts are material under applicable law. Such a dispute would indicate that a hearing is necessary to produce evidence to support a finding that the agency was motivated by discriminatory animus. Here, however, Complainant failed to establish such a dispute. Even construing any inferences raised by the undisputed facts in favor of Complainant, a reasonable fact-finder could not find in Complainant’s favor. A claim of disparate treatment is examined under the three-party analysis first enunciated in McDonnell Douglas Corporation v. Green, 411 U.S. 792 (1973).
4 2020001621 For complainant to prevail, she must first establish a prima facie of discrimination by presenting facts that, if unexplained, reasonably give rise to an inference of discrimination, i.e., that a prohibited consideration was a factor in the adverse employment action. See McDonnell Douglas, 411 U.S. at 802; Furnco Construction Corp. v. Waters, 438 U.S. 567 (1978). The burden then shifts to the agency to articulate a legitimate, nondiscriminatory reason for its actions. See Texas Department of Community Affairs v. Burdine, 450 U.S. 248, 253 (1981). Once the agency has met its burden, the complainant bears the ultimate responsibility to persuade the fact finder by a preponderance of the evidence that the agency acted on the basis of a prohibited reason. See St. Mary’s Honor Center v. Hicks, 509 U.S. 502 (1993). The undisputed facts fully support the AJ’s determination that the responsible management official clearly articulated legitimate, non-discriminatory reasons for its actions. During the relevant period, Complainant was employed as a HR Specialist at the Agency’s Headquarters Army Material Command, HR Operations & Support Division in Redstone Arsenal, Alabama. Regarding claim a, Complainant asserted that on or about August 3, 2017, she learned she was not selected for GS-0201-13 Job Announcement Number SCBK171001331968344 within G-1, HR Operation and Support Division/Human Resources Action Branch, AMC. The AJ noted at the time Complainant applied for the HR Specialist, GS-0201-13 position, she was already assigned as a HR Specialist, GS-0201-13 position. However, the major duties in the GS-0201-13 HR Specialist position in which Complainant had performed for over six years are classified in the Career Program 50 specialty. The Career Program is commonly referred to as a “Military HR” specialist. In contrast, the major duties in the GS-0201-13 vacant position in which Complainant was not selected were identified as “Civilian – vice Military – Personnel Management” program/project assignments, and are classified in the Career Program 10 – Vice 50 specialty. The Supervisory HR (Black male, no disability), also Complainant’s supervisor was the selecting official for the position of HR Specialist position. He stated that he developed five skillsets as follows: use of automated tools; processing civilian hiring actions; assisting with civilian performance appraisals; assisting with civilian hiring actions; assisting with civilian performance appraisals; assisting with civilian position management; and developing policies, procedures, and guidance and regulations. The supervisor stated that after a review of four candidates’ resumes, he chose the selectee (African-American female) for the subject position because of her experience and overall score. The selectee received an overall score of 21 while the second candidate received an overall score of 17, and Complainant received an overall score of 14. The supervisor also noted that the selectee had 3 years of relevant Civilian HR experience in the three skillsets from October 2014 to July 2017 at the GS-12 level.
5 2020001621 The supervisor stated that he did not select Complainant for the subject position because she had approximately one and one-half years of experience of relevant Civilian HR experience in the three skillsets of six-month training rotation as a GS-11 in 2006-2007, and twelve months as a GS-12 assisting Civilian HR Specialists with their duties in 2007-2008. Moreover, the supervisor stated that Complainant’s race, sex, disability and prior protected activity were not factors in his decision to select the selectee for the subject position. Regarding claim b, Complainant alleged on July 31, 2017, she was directed by the supervisor to generate the FY18 AMC Newcomers 101 Course dates despite being informed that 90% of her responsibilities were determined to be non-enduring, due to the proposed abolishment of her position. The supervisor explained that on July 31, 2017, he directed Complainant to complete an enduring task which remained a part of her HR Specialist duties until such time that she was reassigned to a different position. He also noted that all 102 employees whose positions were being abolished by an Agency “Reshape” would be expected to continue their regular duties until such time as they were reassigned. Furthermore, the supervisor stated that he informed Complainant that the AMC Newcomers course was an enduring mission requirement as evidenced by the fact that the course continued to be regularly held, and continues to be held with the latest session occurring just recently on August 13-14, 2019. Regarding claim c, Complainant alleged that on July 31, 2017, the supervisor stated that Complainant was to indicate whether or not she planned on attending Organizational Day events by the end of the year. Complainant claimed that the supervisor was rude to her when he directed her to let him know whether or not she plans to attend the Organizational Day by the closing of business. The supervisor explained that “each team member has to provide a response whether or not they will attend. Because if they do attend, then that is their place of duty. If they’re not attending, then they’ll either be back in the office or they could be on - - they could be on leave. So it’s really providing a status update regarding - - regarding - - what they will be doing during that day.” Regarding claim e, Complainant claimed that on July 19, 2017, she was prevented from presenting work to Senior Leadership. The supervisor stated that Complainant’s work would “necessarily come through me as the Division Chief or as a supervisor. And so, this would be an instance to where she wanted whatever she submitted to - - she wanted to present it directly to senior leadership…but normally, I would review the work and I’m expected to review the work before it would go to senior leadership and determine if - - she needs to brief the leadership. And that goes with anyone within the team.”
6 2020001621 The record reflects that Complainant was not available to either personally attend the Pre-Briefing Planning and vetting sessions or to present work to the Senior Leader at the quarterly Personnel Readiness Review (PRR) briefing session held on July 19, 2017, because she only worked 3 days on July 3, 6, and 31, 2017. Specifically, Complainant submitted her request for 80 hours of annual leave from July 10, 2017 through July 21, 2017. In July 2017, Complainant submitted a leave request for 16 hours of credit hours for July 5 and 7, 2017. On the day that Complainant was to return to duty, but she submitted another leave request for 40 hours of sick leave for July 24, 2017 through July 28, 2017. Regarding claim f, Complainant asserted that on July 17, 2017, while on leave, Complainant was required to provide telephone updates about work. The supervisor asserted that he does not recall making this requirement, and that after a review of his emails, there was not email correspondence from him to Complainant directing her to provide telephone updates while on leave on July 17, 2017. He also stated he had no knowledge of anyone contacting Complainant and directing her to provide work-related information while she was on leave. Regarding claim g, Complainant alleged that on July 7, 2017, the supervisor had a conversation with another employee about Complainant’s position being eliminated. The Administrative Services Assistant asserted that she did not have a conversation with the supervisor concerning Complainant “but it was rumored around the office that the [Complainant’s] position was being eliminated.” The supervisory noted that the Administrative Services Assistant may have become aware of the elimination of Complainant’s position because she was a member of the G-1s Human Resources Action Branch charged with placing the employees on the Reshape list into enduring positions, he does not recall having a conversation with the Administrative Services Assistant. Beyond her bare assertions, Complainant failed to produce adequate evidence to prove that her race, sex, disability and prior protected activity played any role in the matters at issue. Complainant did not prove, by a preponderance of the evidence, that the Agency management’s proffered reasons were a pretext designed to mask discrimination on the bases alleged. CONCLUSION We AFFIRM the Agency’s final action, implementing the AJ’s decision without a hearing, finding no discrimination concerning claims a – c and e - g.
7 2020001621 STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0620) The Commission may, in its discretion, reconsider this appellate decision if the complainant or the agency submits a written request that contains arguments or evidence that tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the agency. Requests for reconsideration must be filed with EEOC’s Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision. If the party requesting reconsideration elects to file a statement or brief in support of the request, that statement or brief must be filed together with the request for reconsideration. A party shall have twenty (20) calendar days from receipt of another party’s request for reconsideration within which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). Complainant should submit his or her request for reconsideration, and any statement or brief in support of his or her request, via the EEOC Public Portal, which can be found at https://publicportal.eeoc.gov/Portal/Login.aspx. Alternatively, complainant can submit his or her request and arguments to the Director, Office of Federal Operations, Equal Employment Opportunity Commission, via regular mail addressed to P.O. Box 77960, Washington, DC 20013, or by certified mail addressed to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, complainant’s request to reconsider shall be deemed timely filed if OFO receives it by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. An agency’s request for reconsideration must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). Either party’s request and/or statement or brief in opposition must also include proof of service on the other party, unless complainant files his or her request via the EEOC Public Portal, in which case no proof of service is required. Failure to file within the 30-day time period will result in dismissal of the party’s request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted together with the request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c).
8 2020001621 COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations October 6, 2020 Date
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