CourtListener 9505235•2 Fraser Place Condominium Assn., Inc. v. Mathis
2 Fraser Place Condominium Assn., Inc. v. Mathis
CourtListener 9505235ConnappctMay 21, 2024
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No. 2 Fraser Place Condominium Assn., Inc. v. Mathis
NO. 2 FRASER PLACE CONDOMINIUM
ASSOCIATION, INC. v. SHARON
MATHIS ET AL.
(AC 46406)
Alvord, Seeley and Westbrook, Js.
Syllabus
The plaintiff condominium unit owners’ association sought to foreclose a
statutory lien on a certain unit owned by the defendant S and occupied
by the defendant M for unpaid monthly common expense assessments
and late charges. The court rendered a judgment of strict foreclosure
in 2013, and the law days passed without redemption. The plaintiff never
took possession of the unit. The plaintiff had applied for orders of
execution of ejectment, several of which were granted; however, the
ejectment never took place. In 2023, S filed an application for a writ of
audita querela, arguing that the latest in a series of ejectment orders
should be enjoined because, after the judgment of strict foreclosure had
been rendered but prior to the passing of the law days, she purportedly
had reached an agreement with the plaintiff to pay off the judgment
amount, had performed in accordance with that agreement and, thus,
redeemed her ownership interest in the property. At the hearing on the
application, M testified that she had made a partial payment to the
plaintiff in an amount that was less than the full amount needed to
redeem the property. The court excluded certain evidence that the
defendants’ counsel sought to introduce, including a letter written by
an attorney for S Co., a mortgage servicer, regarding the status of a
mortgage on the property, as well as a lis pendens noticing a subsequent
foreclosure action against the defendants. The court denied the applica-
tion for a writ of audita querela, concluding that the defendants failed
to prove that the issuance of the writ was warranted because the evi-
dence did not establish that the defendants had tendered the full amount
due to redeem the property prior to the passage of the law days and
title vesting in the plaintiff. Held:
1. The trial court did not abuse its discretion in denying the defendants’
application for a writ of audita querela: the defendants presented no
evidence, either with the application or at the evidentiary hearing, from
which the court reasonably could have found that the parties entered
into a postjudgment agreement under which the defendants could have
redeemed the property without tendering the full amount of the outstand-
ing debt; moreover, although M testified that she had made a partial
payment, she never testified that there was an agreement for the plaintiff
to accept less than the full amount of the judgment rendered, and, M’s
testimony that she made a second payment that she understood as
constituting payment in full, was unsupported by any evidence of that
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No. 2 Fraser Place Condominium Assn., Inc. v. Mathis
payment; furthermore, the trial court, in deciding whether to grant the
equitable relief sought, was free to consider the fact that the defendants
had never previously raised the argument that they had redeemed the
property, despite numerous court filings over the course of one decade,
during which time the defendants sought to evade ejectment, and the
court, as the trier of fact, was free to reject M’s unsupported testimony
that there was an agreement to redeem the property.
2. This court declined to review the defendants’ unpreserved claim that
the trial court improperly failed to conclude that the granting of the
application for a writ of audita querela was necessary to avoid an inequi-
table windfall to the plaintiff; the defendants never distinctly raised their
windfall argument to the trial court, the court did not discuss that issue
in its decision denying the application for a writ of audita querela, and
the defendants’ suggestions in their reply brief to this court that they
‘‘essentially’’ had presented a windfall argument or that the trial court
should have gleaned from the closing argument of the defendants’ coun-
sel that they were advancing such a claim were unavailing.
3. The trial court properly declined to admit into evidence certain exhibits
offered by the defendants’ counsel at the hearing on the application for
a writ of audita querela: although the defendants argue that the state-
ments in the letter authored by S Co.’s attorney fell within the hearsay
exception for a statement by a party opponent, the trial court correctly
concluded that this evidence constituted inadmissible hearsay because
the letter did not include statements of the plaintiff or any other party
to the action but, rather, contained statements of an attorney for a
nonparty mortgage servicer; moreover, the trial court properly declined
to admit into evidence the lis pendens purporting to give notice of
a subsequent foreclosure action against the defendants because that
document was not properly certified and, therefore, was not self-authen-
ticating, as the lis pendens did not contain, pursuant to the applicable
statute (§ 7-23), a town seal demonstrating that it was a certified copy;
furthermore, even if the lis pendens were improperly excluded from
evidence in error, the defendants failed to demonstrate that this exclu-
sion was harmful because it was merely cumulative of other properly
admitted evidence.
Argued January 30—officially released May 21, 2024
Procedural History
Action to foreclose a mortgage on certain real prop-
erty owned by the named defendant, brought to the
Superior Court in the judicial district of Hartford, where
the defendants were defaulted; thereafter, the court,
Wahla, J., granted the plaintiff’s motion for a judgment
of strict foreclosure and rendered judgment thereon;
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No. 2 Fraser Place Condominium Assn., Inc. v. Mathis
subsequently, the court, Baio, J., denied the defendants’
application for a writ of audita querela, and the named
defendant et al. appealed to this court. Affirmed.
Thomas P. Willcutts, for the appellants (named
defendant et al.).
Houston Putnam Lowry, with whom were Nicole K.
Zatserkovniy, and, on the brief, Elizabeth M. Cristo-
faro, for the appellee (plaintiff).
Opinion
WESTBROOK, J. More than ten years ago, the plain-
tiff, No. 2 Fraser Place Condominium Association, Inc.,
a unit owners’ association of a common interest com-
munity, brought the underlying action to foreclose a
statutory lien for unpaid monthly common expense
assessments and late charges in accordance with Gen-
eral Statutes § 47-2581 regarding a condominium unit
(unit) owned by the defendant Sharon Mathis and occu-
pied by her daughter, the defendant Shalonda Mathis.2
The court rendered a judgment of strict foreclosure on
September 23, 2013, and set law days to commence
on November 18, 2013. The law days passed without
General Statutes § 47-258 provides in relevant part: ‘‘(a) The association
1
has a statutory lien on a unit for any assessment attributable to that unit
or fines imposed against its unit owner. . . .
***
‘‘(j) The association’s lien may be foreclosed in like manner as a mortgage
on real property. . . .’’
2
The complaint also named Mortgage Electronic Registration Systems,
Inc. (MERS), as an additional defendant by virtue of its interest in a mortgage
on the property. MERS was defaulted for failure to appear and is not a
participant in the present appeal. The plaintiff also named itself as a defen-
dant, alleging that it may claim a subsequent priority interest in the property
on the basis of additional assessments that arise during the pendency of
this action. The defendant No. 2 Fraser Place Condominium Association,
Inc., was also defaulted for failure to appear.
Accordingly, all references in this opinion to the defendants collectively
are to Sharon Mathis and Shalonda Mathis only. We refer to the defendants
individually by name when necessary.
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No. 2 Fraser Place Condominium Assn., Inc. v. Mathis
redemption but, to date, the plaintiff has not taken
possession of the unit.
The defendants now appeal from the judgment of the
court denying an application for a writ of audita querela
(application) filed by Sharon Mathis, in which she
argues that the latest in a series of ejectment orders
obtained by the plaintiff should be enjoined on the
ground that, prior to the passing of the law days in
2013, she purportedly had reached an agreement with
the plaintiff to pay off the judgment amount, performed
in accordance with that agreement, and, thus, effec-
tively redeemed her ownership interest such that title
to her unit never passed to the plaintiff by operation
of law following the passage of the law days. The defen-
dants claim that the court improperly (1) concluded that
the evidence presented in support of the application
did not support a finding that the parties had reached
and performed on any agreement to satisfy the debt
and redeem the property, (2) failed to conclude that
the granting of the application was necessary to avoid
an inequitable windfall to the plaintiff, and (3) declined
to admit into evidence certain exhibits offered by the
defendants’ counsel at the hearing on the application.
We disagree and, accordingly, affirm the judgment of
the trial court.3
3
The plaintiff argues that any claim by the defendants that the parties
had reached a settlement agreement pursuant to which the plaintiff would
accept less than the full amount of the debt owed must be rejected because
no such agreement was reached and, alternatively, because any such agree-
ment was not in writing and, thus, would have violated the statute of frauds
as set forth in General Statutes § 52-550. Section 52-550 (a) provides in
relevant part: ‘‘No civil action may be maintained in the following cases
unless the agreement, or a memorandum of the agreement, is made in writing
and signed by the party, or the agent of the party, to be charged . . . (4)
upon any agreement for the sale of real property or any interest in or
concerning real property . . . .’’ Because we affirm the trial court’s determi-
nation that the plaintiff failed to establish that any postjudgment settlement
agreement existed between the parties, we need not reach the statute of
frauds issue.
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No. 2 Fraser Place Condominium Assn., Inc. v. Mathis
The record reveals the following facts and procedural
history. In July, 2012, the plaintiff commenced the
underlying foreclosure action. Sharon Mathis was
defaulted for failure to appear, and Shalonda Mathis
was defaulted for failure to plead, and the court ren-
dered a judgment of strict foreclosure in favor of the
plaintiff on September 23, 2013. The court found that
the amount of the debt owed as of the judgment date
was $6874.85, and it set law days to commence on
November 18, 2013.4 No appeal was taken from the
judgment of strict foreclosure.
On or about November 15, 2013, Shalonda Mathis
made a payment of $5800 to the plaintiff, which was
less than the full amount needed to redeem the prop-
erty. See, e.g., Louisville Joint Stock Land Bank v.
Radford, 295 U.S. 555, 579 n.7, 55 S. Ct. 854, 79 L. Ed.
1593 (1935) (it is axiomatic that holder of equity of
redemption can redeem from mortgagee or lien holder
only by paying outstanding debt in full); Lomas & Net-
tleton Co. v. Di Francesco, 116 Conn. 253, 258, 164 A.
495 (1933) (same). Although Shalonda Mathis made an
inquiry as to the remaining amount needed to satisfy
the judgment in full, she failed to make any further
payments before the law days passed. Because the law
days passed without any redemption of the property,
all rights of redemption were extinguished and title to
the unit vested absolutely in the plaintiff. See Sovereign
Bank v. Licata, 178 Conn. App. 82, 97, 172 A.3d 1263
(2017) (‘‘[if] a foreclosure decree has become absolute
by the passing of the law days, the outstanding rights of
redemption have been cut off and the title has become
unconditional in the plaintiff, with a consequent and
4
The court found that the fair market value of the property was $69,000,
and awarded attorney’s fees of $1890, a title search fee of $225, and an
appraisal fee of $375. Accordingly, the debt and fees totaled $9364.85. At
the time the judgment of strict foreclosure was rendered, the property was
also encumbered by a $57,000 mortgage in favor of MERS.
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No. 2 Fraser Place Condominium Assn., Inc. v. Mathis
accompanying right to possession’’ (internal quotation
marks omitted)).
The plaintiff applied for an order of execution of
ejectment, which was granted and issued on March 27,
2014. The ejectment, however, did not take place. The
plaintiff filed another application for execution of
ejectment on April 7, 2017, which was granted and
issued on April 21, 2017. Once again, the ejectment did
not occur.5 Several years later, on July 29, 2020, the
plaintiff applied for a third execution of ejectment,
which was granted and issued on January 19, 2021. The
defendants were served with notice of the January 19,
2021 execution of ejectment, which indicated that they
had until February 16, 2021, to quit possession. On Feb-
ruary 8, 2021, Shalonda Mathis filed a motion to open
the foreclosure judgment and a motion for a stay of the
ejectment asking for an ‘‘additional time of . . .
[twenty] weeks before moving out.’’ The court, M. Tay-
lor, J., denied the motion to open but granted the motion
to stay the ejectment until May 3, 2021.6
The plaintiff filed another application for an order of
execution of ejectment on May 25, 2021, which was
granted and issued the same day. On June 16, 2021,
Shalonda Mathis filed a motion seeking to stay the
ejectment for ten or more additional weeks. The court,
5
A party seeking to enforce an order of ejectment has only sixty days
from the date it is issued to make service and due return to the court,
otherwise the order expires and a new application for execution of ejectment
must be filed with the court. See Form JD-CV-30, titled ‘‘Application and
Execution for Ejectment Mortgage Foreclosure,’’ available at https://jud.ct.-
gov/webforms/forms/cv030.pdf (last visited May 13, 2024) (directing officer
to make service and due return to court within sixty days from date ejectment
order issues).
6
At the hearing on the motion to open, counsel for the plaintiff provided
the following explanation for why, despite numerous previous execution of
ejectment orders, the defendants remained in possession of the unit: ‘‘My
understanding is at each time . . . those executions were issued . . . the
defendant sought additional time in which to move out of the premises and,
so these executions were never acted upon.’’
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No. 2 Fraser Place Condominium Assn., Inc. v. Mathis
Budzik, J., denied the motion and set a new ejectment
date of July 13, 2021.
On July 15, 2021, the plaintiff filed a motion for sanc-
tions seeking to preclude the defendants from filing
further motions for stays of ejectment. On July 16, 2021,
Shalonda Mathis filed her third motion for a stay of
ejectment, seeking to stay the ejectment for an addi-
tional four weeks. The court, M. Taylor, J., issued the
following order: ‘‘The plaintiff may reclaim its proposed
ejectment after thirty days from the court’s order,
issued on [July 19, 2021]. Should another stay be
requested, the question of an agreement with the plain-
tiff may be raised only if both parties agree that the
matter ought to be stayed. If there are other reasons
for a stay presented, the court will hear them.’’
On January 25, 2022, Shalonda Mathis filed her fourth
motion for a stay of execution, seeking an eight week
extension. The plaintiff objected to the motion, which
was taken on the papers on February 14, 2022. The
court never ruled on that motion, and the ejectment
date passed without action.
On May 10, 2022, the plaintiff filed another application
for an execution of ejectment. On August 2, 2022, having
received no response from the court, the plaintiff filed
a caseflow request seeking an adjudication. The clerk
responded: ‘‘The clerk cannot act on this proposed exe-
cution of ejectment because a motion for stay and objec-
tion remain pending on the docket. There is no informa-
tion in the court record indicating the duration of any
agreed upon stay or if it has ended.’’ On September 12,
2022, the court ordered the clerk to issue the execution
of ejectment.
The execution of ejectment was issued on October
18, 2022. The ejectment date was set for November 9,
2022, at 7:30 a.m. On that day, Sharon Mathis filed a
bankruptcy petition pursuant to chapter 13 of the
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No. 2 Fraser Place Condominium Assn., Inc. v. Mathis
United States Bankruptcy Code, which halted the
ejectment. The bankruptcy action was dismissed on
November 18, 2022, following which the plaintiff
obtained a new ejectment date of December 14, 2022,
at 7:30 a.m. Prior to that date, Sharon Mathis filed a
second chapter 13 bankruptcy petition. The plaintiff
obtained relief from the automatic stay provision on
January 24, 2023, and, thereafter, Sharon Mathis filed
a motion for voluntary dismissal of the bankruptcy
action, and that action was also dismissed.
Because more than sixty days had passed since the
issuance of the most recent order of execution of
ejectment, the plaintiff immediately filed an application
for a new order of execution of ejectment. The defen-
dants filed their fifth motion for a stay of ejectment
on January 25, 2023, indicating their intent to file an
application for a writ of audita querela—the subject of
the present appeal—which they filed on January 27,
2023. The plaintiff opposed the application, arguing that
such a writ should be barred by the equitable doctrines
of laches and/or res judicata.
On March 31, 2023, the court, Baio, J., denied the
defendants’ application. The court concluded that the
defendants failed to prove, on the basis of the evidence
presented, that the issuance of the writ was warranted.
The court explained that the evidence provided did not
establish ‘‘that the defendant tendered the full amount
due to redeem the property prior to the law day and
title vesting with the plaintiff.’’ The defendants there-
after filed the present appeal.
On June 28, 2023, the defendants filed a motion asking
the court to articulate ‘‘whether or not it found that the
evidence before it established the defendants’ claim
that an agreement was reached between the plaintiff
and the defendants as to the defendants redeeming/
satisfying the court’s judgment of strict foreclosure
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No. 2 Fraser Place Condominium Assn., Inc. v. Mathis
. . . including whether the court found that the defen-
dants performed on the agreement, as they claim.’’
The court issued a brief order in response to the
motion for articulation on July 31, 2023, stating in rele-
vant part: ‘‘The evidence presented failed to support the
position of the defendants. Specifically, the evidence
presented did not support a finding of any valid agree-
ment between the parties, let alone one that would not
require full repayment prior to the law day.’’7 (Emphasis
added.) Additional facts and procedural history will be
set forth as necessary.
I
The defendants first claim that the court improperly
denied the application for a writ of audita querela on
the basis of its conclusion that the evidence presented
in support of the application did not support a finding
that the parties had reached a postjudgment agreement
regarding the debt. We are not persuaded.
Our consideration of the defendants’ claim is guided
by the following principles of law and standard of
review. ‘‘Audita querela is a remedy granted in favor of
one against whom execution has issued on a judgment,
the enforcement of which would be contrary to justice
because of (1) matters arising subsequent to its rendi-
tion, (2) prior existing defenses that were not available
to the judgment debtor in the original action, or (3) the
judgment creditor’s fraudulent conduct or circum-
stances over which the judgment debtor had no con-
trol.’’ Oakland Heights Mobile Park, Inc. v. Simon, 40
Conn. App. 30, 32, 668 A.2d 737 (1995). ‘‘Because the
writ impairs the finality of judgments, the common law
precluded its use in cases in which the judgment debtor
7
On August 1, 2023, the trial court denied the plaintiff’s motion to terminate
the appellate stay but conditioned the continuance of the stay on the defen-
dants’ making monthly payments of $250 to the plaintiff during the pendency
of the appeal.
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No. 2 Fraser Place Condominium Assn., Inc. v. Mathis
sought to rely on a defense such as payment or a release
that he had the opportunity to raise before the entry
of judgment against him. . . . The writ of audita que-
rela provides relief from a judgment at law because
of events occurring subsequently [that] should cause
discharge of a judgment debtor.’’ (Emphasis omitted;
internal quotation marks omitted.) Commission on
Human Rights & Opportunities ex rel. Cortes v. Valen-
tin, 213 Conn. App. 635, 658–59, 278 A.3d 607, cert.
denied, 345 Conn. 962, 285 A.3d 389 (2022).
‘‘Audita querela is a specific equitable remedy that
enables a court of equity to supervise its judgments and
to control the issuance of executions. . . . It is in the
nature of an equitable injunction addressed to a judg-
ment.’’ (Citation omitted.) State v. Alegrand, 130 Conn.
App. 652, 668–69, 23 A.3d 1250 (2011). ‘‘Equitable relief
is extraordinary and not available as a matter of right,
but rather it is within the discretion of the court.’’ (Inter-
nal quotation marks omitted.) Commission on Human
Rights & Opportunities ex rel. Cortes v. Valentin,
supra, 213 Conn. App. 659. We will review a court’s
equitable determinations, therefore, only for an abuse
of discretion. See Riley v. Travelers Home & Marine
Ins. Co., 173 Conn. App. 422, 460–61, 163 A.3d 1246
(2017), aff’d, 333 Conn. 60, 214 A.3d 345 (2019); see
also Thompson v. Orcutt, 70 Conn. App. 427, 431, 800
A.2d 530 (‘‘[T]he exercise of . . . equitable authority
. . . is subject only to limited review on appeal. . . .
The only issue on appeal is whether the trial court has
acted unreasonably and in clear abuse of its discretion.’’
(Internal quotation marks omitted.)), cert. denied, 261
Conn. 917, 806 A.2d 1058 (2002).
‘‘Under the abuse of discretion standard of review,
[w]e will make every reasonable presumption in favor
of upholding the trial court’s ruling, and only upset it
for a manifest abuse of discretion.’’ (Internal quotation
marks omitted.) Riley v. Travelers Home & Marine Ins.
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No. 2 Fraser Place Condominium Assn., Inc. v. Mathis
Co., supra, 173 Conn. App. 461. ‘‘Discretion means a
legal discretion, to be exercised in conformity with the
spirit of the law and in a manner to subserve and not
to impede or defeat the ends of substantial justice. . . .
The salient inquiry is whether the court could have
reasonably concluded as it did. . . . In determining
whether there has been an abuse of discretion, much
depends upon the circumstances of each case.’’ (Inter-
nal quotation marks omitted.) 307 White Street Realty,
LLC v. Beaver Brook Group, LLC, 216 Conn. App. 750,
770, 286 A.3d 467 (2022).
In the present case, the basis for the writ was an
alleged agreement pertaining to the redemption of the
property entered into by the defendants with the plain-
tiff following the rendering of the judgment of strict
foreclosure but before the passage of the law days.
Whether a binding agreement or contract exists, either
express or implied, is a factual determination to be
made by the trier of fact, which, in this instance, was
the trial court. See Avon Meadow Condominium Assn.,
Inc. v. Bank of Boston Connecticut, 50 Conn. App. 688,
695, 719 A.2d 66 (‘‘existence of a contract is a question
of fact to be determined by the trier on the basis of all
the evidence’’ (internal quotation marks omitted)), cert.
denied, 247 Conn. 946, 723 A.2d 320 (1998), and cert.
denied, 247 Conn. 946, 723 A.2d 320 (1998). Even if we
assume without expressly deciding that a writ of audita
querela is a proper vehicle for the relief sought by the
defendants in the present case, our review of the record
and the hearing conducted by the trial court on the
defendants’ application reveals that the defendants pre-
sented no evidence, either with the application or at the
evidentiary hearing, from which the court reasonably
could have found that the parties entered into a post-
judgment agreement under which the defendants could
have redeemed the property without tendering the full
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No. 2 Fraser Place Condominium Assn., Inc. v. Mathis
amount of the outstanding debt as determined by the
court in rendering the judgment of strict foreclosure.
Shalonda Mathis testified at the evidentiary hearing
that she made a partial payment of $5800 on November
15, 2013, and provided a photocopy of a check evincing
the same, above which was a signature of receipt by
the plaintiff’s counsel. She never expressly testified,
however, that there was an agreement in place with
the plaintiff to accept less than the full amount of the
judgment rendered, nor was she even asked about the
existence of any such agreement. She further testified
that she made a second payment to the plaintiff that
she understood as constituting payment ‘‘in full’’; how-
ever, she provided no supporting evidence regarding
this second payment, nor did she testify that this alleged
additional payment was tendered before the running of
the law days. Rather, she testified that she did not know
when the second payment was made and that she had
been unable to locate any receipt or canceled check
evincing this second payment.
Although the defendants now argue that they effec-
tively exercised the right of redemption prior to title
passing to the plaintiff, such that Sharon Mathis remains
the title owner of the unit, it is significant that this
argument never previously was advanced by the defen-
dants prior to the filing of the underlying application,
despite numerous court filings over the course of one
decade seeking to evade ejectment. The trial court was
free to consider this history in deciding whether to
grant the equitable relief sought. Moreover, the trial
court, as the trier of fact, was free to reject the unsup-
ported testimony offered by Shalonda Mathis and to
conclude, on the basis of the totality of the evidence
in the record, that the defendants had failed to establish
the existence of any postjudgment agreement regarding
redemption of the property or that the property was
redeemed. From our careful review of the record before
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No. 2 Fraser Place Condominium Assn., Inc. v. Mathis
us, we cannot conclude that the court abused its discre-
tion in denying the defendants’ application as unsup-
ported by the evidence presented, and we reject the
defendants’ claim to the contrary.
II
The defendants next claim that the court improperly
failed to recognize that the granting of the application
was necessary to avoid an inequitable windfall to the
plaintiff. The plaintiff argues that this claim was not
made before or addressed by the trial court and, there-
fore, is unpreserved for appellate review. We agree with
the plaintiff and decline to review this claim.
As expressly provided in our rules of appellate proce-
dure, ‘‘[t]he court shall not be bound to consider a claim
unless it was distinctly raised at the trial . . . .’’ Prac-
tice Book § 60-5. ‘‘A claim is distinctly raised if it is so
stated as to bring to the attention of the court the precise
matter on which its decision is being asked. . . . A
claim briefly suggested is not distinctly raised.’’ (Cita-
tions omitted; emphasis added; internal quotation
marks omitted.) Swerdloff v. AEG Design/Build, Inc.,
209 Conn. 185, 188, 550 A.2d 306 (1988). In other words,
‘‘[o]ur appellate courts, as a general practice, will not
review claims made for the first time on appeal. We
repeatedly have held that [a] party cannot present a
case to the trial court on one theory and then seek
appellate relief on a different one . . . .’’ (Internal quo-
tation marks omitted.) White v. Mazda Motor of
America, Inc., 313 Conn. 610, 619, 99 A.3d 1079 (2014).
‘‘[O]nly in [the] most exceptional circumstances can
and will [an appellate court] consider a claim, constitu-
tional or otherwise, that has not been raised and
decided in the trial court.’’ (Emphasis added; internal
quotation marks omitted.) Blumberg Associates World-
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No. 2 Fraser Place Condominium Assn., Inc. v. Mathis
wide, Inc. v. Brown & Brown of Connecticut, Inc., 311
Conn. 123, 142, 84 A.3d 840 (2014).
In the present case, as argued by the plaintiff, the
defendants never distinctly raised their windfall argu-
ment to the trial court nor did the court discuss that
issue in its decision. Although the defendants argue that
the ‘‘plaintiff itself firmly invoked the trial court’s duty
to do equity to the parties in these proceedings’’ by
affirming in its objection to the application that the writ
of audita querela is an equitable remedy, which duty
arguably would include avoiding any inequitable wind-
fall, they point to nothing in the record demonstrating
that the windfall issue was distinctly raised to the court.
The defendants’ suggestions in their reply brief that
they ‘‘essentially’’ presented a windfall argument or that
the court should have gleaned from the closing argu-
ment of the defendants’ counsel at the hearing on the
application that the defendants were advancing such a
claim are unavailing. Accordingly, we decline to review
this claim.8
8
Certainly, a ‘‘substantial and undeserved windfall would not . . . [com-
port] with principles of equity.’’ Amresco New England II, L.P. v. Colossale,
63 Conn. App. 49, 55, 774 A.2d 1083 (2001). Even if we were to conclude,
however, that the defendants’ windfall claim properly is before us for review,
the evidentiary record and factual findings by the trial court provide an
inadequate record on which to reasonably conclude that the plaintiff has
unfairly benefitted or received a financial windfall, particularly in the face
of the defendants’ continued possession and occupancy of the unit. See
Clelford v. Bristol, 150 Conn. App. 229, 236, 90 A.3d 998 (2014) (‘‘[if] presented
with an inadequate record, we are precluded from reviewing the claim on
appeal’’). Although there is some evidence in the record that the defendants
have made some monthly common expense payments to the plaintiff as
well as some mortgage and property tax payments with respect to the
foreclosed unit, nothing in the record compels the conclusion that such
payments exceeded what would be reasonable use and occupancy payments
or otherwise inured inequitable benefits on the plaintiff. Moreover, to the
extent that the defendants’ windfall claim includes an argument that a
judgment of foreclosure by sale would have been more equitable under the
circumstances of this case than a judgment of strict foreclosure, any such
argument was abandoned by the defendants’ failure to appeal from the
judgment of foreclosure.
Page 14 CONNECTICUT LAW JOURNAL 0, 0
16 ,0 0 Conn. App. 1
No. 2 Fraser Place Condominium Assn., Inc. v. Mathis
III
Finally, the defendants claim that the court improp-
erly declined to admit into evidence two exhibits
offered by the defendants. We disagree.9
The following additional facts are relevant to our
discussion of the defendants’ evidentiary claims. At the
hearing on the application, after the defendants pre-
sented their witnesses, the defendants’ counsel asked
the court to admit into evidence as full exhibits several
documents that were previously marked for identifica-
tion only. The court declined to admit two of these
exhibits on the basis of objections raised by the plain-
tiff’s counsel.
First, the defendants’ counsel offered what had been
marked as exhibit A, which was a March 13, 2023 letter
written by an attorney for Select Portfolio Servicing,
Inc.,10 to the defendants’ counsel regarding the status
of a mortgage on the subject unit. The plaintiff’s counsel
objected to its admission on both relevancy and hearsay
grounds. The defendants’ counsel appeared to argue to
the court that exhibit A fell within the hearsay exception
for a statement by a party opponent. See Conn. Code
Evid. § 8-3 (1).11 The plaintiff’s counsel responded that
9
At oral argument before this court, the defendants’ counsel, during his
rebuttal, seemed to suggest that the defendants were abandoning their evi-
dentiary claims. Because this statement was somewhat ambiguous, however,
we will review the claims as briefed.
10
After the judgment of strict foreclosure was rendered, the mortgage
was assigned to U.S. Bank National Association, not in its individual capacity
but solely in its capacity as Indenture Trustee of CIM Trust 2021-NR2 (U.S.
Bank). Select Portfolio Servicing, Inc., is the mortgage servicer for U.S. Bank.
11
Section 8-3 (1) of the Connecticut Code of Evidence excepts from the
hearsay rule ‘‘[a] statement that is being offered against a party and is (A)
the party’s own statement, in either an individual or a representative capac-
ity, (B) a statement that the party has adopted or approved, (C) a statement
by a person authorized by the party to make a statement concerning the
subject, (D) a statement by the party’s agent, servant or employee, concern-
ing a matter within the scope of the agency or employment, and made during
the existence of the relationship, (E) a statement by a coconspirator of a
party while the conspiracy is ongoing and in furtherance of the conspiracy,
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0 Conn. App. 1 ,0 17
No. 2 Fraser Place Condominium Assn., Inc. v. Mathis
the declarant was not a party to the action and, there-
fore, any statements in the letter were inadmissible
hearsay. The court agreed that the statements in the
letter were hearsay and sustained the objection of the
plaintiff’s counsel.
The defendants’ counsel also sought to admit exhibit
C, a copy of a lis pendens that purported to give notice
of a 2020 foreclosure action that the plaintiff had filed
against the defendants on the basis of unpaid common
expenses and assessments. The defendants’ counsel
argued that ‘‘[t]he only reason you would . . . file a lis
pendens on the land records referring to a foreclosure
action is if the property was redeemed . . . .’’ The
plaintiff’s counsel objected to the admission of the lis
pendens on authentication grounds, arguing that it was
not a properly certified document and, thus, was not
self-authenticating. The court agreed, stating: ‘‘So, while
the lis pendens may well have relevance, unfortunately
what is necessary to get it into evidence is not before
the court today, so the objection is sustained.’’
Our standard of review regarding challenges to a trial
court’s evidentiary rulings is well settled. ‘‘To the extent
[that] a trial court’s admission [or exclusion] of evi-
dence is based on an interpretation of the Code of
Evidence, our standard of review is plenary. For exam-
ple, whether a challenged statement properly may be
classified as hearsay and whether a hearsay exception
properly is identified are legal questions demanding
plenary review. . . . We review the trial court’s deci-
sion to admit [or exclude] evidence, if premised on a
correct view of the law . . . for an abuse of discretion.’’
(F) in an action for a debt for which the party was surety, a statement by
the party’s principal relating to the principal’s obligations, or (G) a statement
made by a predecessor in title of the party, provided the declarant and the
party are sufficiently in privity that the statement of the declarant would
affect the party’s interest in the property in question. . . .’’
Page 16 CONNECTICUT LAW JOURNAL 0, 0
18 ,0 0 Conn. App. 1
No. 2 Fraser Place Condominium Assn., Inc. v. Mathis
(Internal quotation marks omitted.) Barclays Bank Del-
aware v. Bamford, 213 Conn. App. 1, 18, 277 A.3d 151,
cert. denied, 345 Conn. 905, 282 A.3d 982 (2022). In
addition to the burden of demonstrating an erroneous
evidentiary ruling, a party seeking reversal of a judg-
ment must also demonstrate that the challenged ruling
was harmful, meaning that it likely affected the out-
come. See Downing v. Dragone, 216 Conn. App. 306,
343, 285 A.3d 59 (2022), cert. denied, 346 Conn. 903,
287 A.3d 601 (2023).
With respect to exhibit A, the defendants argue that
the court improperly excluded the letter as hearsay
because the statements therein fall under the hearsay
exception for statements by a party opponent. Although
the defendants sought to offer the statements in the
letter against the plaintiff, who is a party, the letter did
not include statements of the plaintiff or any other party
to the action but, rather, contained statements of an
attorney for a nonparty mortgage servicer. Accordingly,
the court correctly concluded that the letter, which the
defendants offered for the truth of the matters asserted
therein, constituted inadmissible hearsay, and it prop-
erly declined to admit it into evidence.
With respect to exhibit C, the lis pendens, the defen-
dants argue that the court improperly excluded it from
evidence on the ground that it was not properly authen-
ticated. Under the Code of Evidence, ‘‘[e]xtrinsic evi-
dence of authenticity as a condition precedent to admis-
sibility is not required if the offered evidence is self-
authenticating in accordance with applicable law.’’
Conn. Code Evid. § 9-1 (b). As noted in the commentary
to the rule governing authentication of public records,
‘‘although certified copies of most public records are
‘self-authenticating’ . . . certification is not the exclu-
sive means by which to authenticate a public record.’’
(Citation omitted.) Conn. Code Evid. § 9-3, commen-
tary. ‘‘It generally is recognized that a public record
may be authenticated simply by showing that the record
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0 Conn. App. 1 ,0 19
No. 2 Fraser Place Condominium Assn., Inc. v. Mathis
purports to be a public record and comes from the
custody of the proper public office.’’ Id. Copies of docu-
ments recorded on a town’s land records generally are
considered certified if they are affixed with the seal of
the town by the town clerk or the town clerk’s legally
qualified assistant. General Statutes § 7-23.
Here, although the lis pendens contained a bar-coded
label showing the volume and page number as well as
the time and date that it was recorded on the Hartford
land records, it did not contain a town seal demonstra-
ting that it was a certified copy and was, thus, self-
authenticating. Even if we assume for the sake of argu-
ment, however, that the court excluded the lis pendens
from evidence in error, we are not persuaded that this
exclusion was harmful because it was merely cumula-
tive of other properly admitted evidence.12 Thus, the
defendants have failed to demonstrate that the court’s
failure to admit the lis pendens, even if error, was harm-
ful.
The judgment is affirmed.
In this opinion the other judges concurred.
12
The defendants argue that the lis pendens noticed a new foreclosure
action, which could be viewed as an implicit admission by the plaintiff that
the defendants previously had redeemed the property. The plaintiff’s current
president, Corey Fleming, however, testified at the hearing on the application
that he had instructed the plaintiff’s counsel to initiate a new foreclosure
action after he became president in 2017, and that he later had been surprised
to learn that the plaintiff already owned the defendants’ unit. Accordingly,
even if the lis pendens had been admitted, it would have been cumulative
of Fleming’s testimony. See Duncan v. Mill Management Co. of Greenwich,
Inc., 308 Conn. 1, 23–24, 60 A.3d 222 (2013) (in evaluating harmfulness of
evidentiary error, reviewing court considers whether improperly admitted
or excluded evidence was ‘‘merely cumulative of other validly admitted
testimony’’ (internal quotation marks omitted)). Moreover, the mere fact
that the plaintiff initiated an additional foreclosure action does not mean
that a court would have determined that the plaintiff was legally entitled
to any additional relief, because the filing of the action would not have
altered the undisputed fact that title to the property already passed to the
plaintiff by operation of law when the defendants failed to pay off the total
debt prior to the passage of the law days.
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