Norman Horsley, an individual v. WILLIAM WARDWELL, Individually and as Trustee of the Shirley Packer Trust

23-35127Court of Appeals for the Ninth CircuitFeb 8, 2024

Full text

NOT FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
NORMAN HORSLEY, an individual,
Plaintiff-Appellant,
v.
WILLIAM WARDWELL, Individually and
as Trustee of the Shirley Packer Trust,
Defendant-Appellee.
No. 23-35127
D.C. No. 1:22-cv-00217-BLW
MEMORANDUM*
Appeal from the United States District Court
for the District of Idaho
B. Lynn Winmill, District Judge, Presiding
Submitted February 5, 2024**
Portland, Oregon
Before: MURGUIA, Chief Judge, and BRESS and KOH, Circuit Judges.
Norman Horsley, a beneficiary of the Shirley Packer Trust, appeals the
district court’s order dismissing his suit against William Wardwell, a court-
appointed trustee. Horsley seeks a declaration voiding state court orders relating to
* This disposition is not appropriate for publication and is not precedent
except as provided by Ninth Circuit Rule 36-3.
** The panel unanimously concludes this case is suitable for decision
without oral argument. See Fed. R. App. P. 34(a)(2).
FILED
FEB 8 2024
MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS

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the administration of the Trust, and he alleges that Wardwell breached fiduciary
duties in his capacities as a trustee and an attorney. The district court dismissed
Horsley’s claims as barred by the Rooker-Feldman doctrine1 and claim preclusion.
We have jurisdiction under 28 U.S.C. § 1291, and we affirm.
We review de novo a district court’s dismissal under Rooker-Feldman and
under claim preclusion. Benavidez v. County of San Diego, 993 F.3d 1134, 1141
(9th Cir. 2021); Save Bull Trout v. Williams, 51 F.4th 1101, 1105–06 (9th Cir.
2022), as amended. We may affirm “on any ground raised below and fairly
supported by the record.” Columbia Pictures Indus., Inc. v. Fung, 710 F.3d 1020,
1030 (9th Cir. 2013) (quotation marks omitted).
The district court correctly concluded that Horsley’s claim for declaratory
relief was barred by Rooker-Feldman. In his verified complaint, Horsley asks for a
declaration that “all orders and judgments relating to substantive administration
and determination of Trust dispute and issues be declared void and rescinded . . . .”
But “[u]nder Rooker-Feldman, a federal district court is without subject matter
jurisdiction to hear an appeal from the judgment of a state court.” Benavidez, 993
F.3d at 1142 (quoting Bianchi v. Rylaarsdam, 334 F.3d 895, 896 (9th Cir. 2003)).
Horsley’s challenge to state court orders as legally erroneous—and his pursuit of a
1 The doctrine’s name derives from two cases: Rooker v. Fid. Tr. Co., 263 U.S. 413
(1923), and D.C. Ct. of Appeals v. Feldman, 460 U.S. 462 (1983).

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declaration voiding and rescinding them—is precisely the kind of appeal Rooker-
Feldman prohibits.
Horsley also alleges two breach of fiduciary duty claims: one related to
Wardwell’s actions as trustee, and the other related to Wardwell’s actions as an
attorney. The district court concluded that the trustee-based claim was barred by
Rooker-Feldman, and that the attorney-based claim was barred by claim
preclusion. We conclude that Rooker-Feldman bars our consideration of both
claims.
An October 2019 state court order states that “[a]ll potential claims by
Beneficiaries have been fully arbitrated or released,” and further provides that
Wardwell “shall be fully and finally released and discharged as Trustee” and “shall
be released and discharged from any and all liabilities arising in connection with
the performance of [his] duties.” A January 2020 order issued by the same state
court provides that “Horsley is enjoined and restrained from filing, seeking, or
pursuing (or any person or entity from assisting him) any arbitration against the
Trustee of the Shirley Packer Trust.”
Horsley has now brought in federal court trustee and attorney-based claims
against Wardwell, but he asks that we direct those claims to arbitration after
vacating the state court orders enjoining Horsley from pursuing further arbitration
proceedings. Under these circumstances, Horsley’s request for relief is premised

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on unwinding the adverse state court decisions. He is therefore effectively asking
us to review and reject the state court decisions precluding him from pursuing
arbitration, contrary to Rooker-Feldman. See Feldman, 460 U.S. at 482 n.16.
Because Horsley challenges those state court decisions as legally erroneous and
seeks to bring claims barred by those decisions, his claims are squarely prohibited
under Rooker-Feldman.
AFFIRMED.

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