United States of America v. Frank Velotta

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 08a0045n.06
Filed: January 14, 2008
No. 07-3034
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v.
FRANK VELOTTA,
Defendant-Appellant.
On Appeal from the United
States District Court for the
Eastern District of Kentucky
/
Before: GUY, GILMAN, and McKEAGUE, Circuit Judges.
PER CURIAM. Defendant Frank Velotta appeals from his plea-based conviction
of eight Title 21 drug violations that took place over a five month period. He was sentenced
to 120 months’ incarceration under 21 U.S.C. § 841(b)(1)(B), specifically the provision
imposing a minimum term of 10 years for a person (1) responsible for more than 500 grams
of cocaine and (2) having prior convictions for felony drug offenses. Velotta’s claim on
appeal is that the district court improperly aggregated the amounts of cocaine involved in
counts three through eight to total more than 500 grams, resulting in a statutory minimum
sentence well above the applicable advisory guideline range, in violation of United States v.
Winston, 37 F.3d 235 (6th Cir. 1994). Because the government concedes that the aggregation

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No. 07-3034 2
The ninth count, dismissed by the court on the government’s motion, charged Velotta with1
distribution of Diazepam and Oxycodone within 1000 feet of a school, in violation of 21 U.S.C. § 860.
for purposes of sentencing was improper, Velotta’s sentence will be vacated and the matter
remanded for resentencing.
I.
Velotta was charged with nine drug violations in an indictment filed March 7, 2006.1
These were (1) distribution of 4.54 grams of Diazepam, in violation of 21 U.S.C. §§
841(a)(1) and (b)(1)(D) (Count one); (2) distribution of 126.05 grams of Oxycodone, in
violation of 21 U.S.C. §§ 841(a)(1) and (b)(1)(C) (Count two); and (3) distribution of
various amounts of cocaine hydrochloride on six different dates in October-December 2005,
all in violation of 21 U.S.C. §§ 841(a)(1) and (b)(1)(C) (Counts three through eight). Of the
six cocaine counts, the maximum amount charged on any one occasion was 136.4 grams.
The government filed an information on March 21, 2006, notifying Velotta that it
intended to seek a sentence enhanced by 21 U.S.C. § 841(b)(1)(B) based on Velotta’s prior
felony drug conviction:
The United States alleges that the defendant has been convicted of at
least one prior “felony drug offense.” The penalty enhancement provisions of
Title 21, § 841(b)(1)(B), United States Code (relating to more than 500 grams
of cocaine), require, among other things, a sentence to a term of imprisonment
which may not be less than 10 years and not more than life imprisonment
and/or a fine not to exceed $4,000,000, and 8 years of supervised release if the
defendant has been convicted of a prior “felony drug offense.”
Velotta entered into a written plea agreement on July 6, 2006. He pleaded guilty to
counts one through eight, and sentencing was held on November 27, 2006. Despite an
advisory Sentencing Guidelines range of 70-87 months, the court imposed 120 months’

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No. 07-3034 3
imprisonment, invoking the ten year mandatory minimum statutory penalty found at 21
U.S.C. § 841(b)(1)(B). This period was to be followed by eight years of supervised release.
Velotta was also required to pay an $800 special assessment. Velotta’s timely appeal was
filed December 4, 2006.
II.
Because there were no objections made to the intended penalty either prior to the
sentence or at the sentence, we review for plain error. Under this standard of review, “before
an appellate court can correct an error not raised at trial, there must be (1) ‘error,’ (2) that is
‘plain,’ and (3) that ‘affect[s] substantial rights.’” Johnson v. United States, 520 U.S. 461,
466-67 (1997) (quoting U.S. v. Olano, 507 U.S. 725, 732 (1993)).
The government concedes this error in its brief. Its summary of the argument states
that, pursuant to Winston,
a statutory mandatory minimum sentence of 120 months imprisonment, under
21 U.S.C. § 841(b)(1)(B), does not apply in this case and, as such, should not
have been relied upon by the district court at sentencing. Accordingly, the
government concedes that this Court should vacate Velotta’s sentence and
remand this case to the district court for resentencing under the advisory
Sentencing Guidelines.
Accordingly, the sentence is VACATED and the matter is REMANDED to the district court
for resentencing.

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