The AI workspace for legal professionals
- Legal research with access to more than 1 million sources
- Document automation
- Matter management
- Hosted in the EU and Switzerland
Try it free for 14 days (10 questions/day during trial)
The AI workspace for legal professionals
Try it free for 14 days (10 questions/day during trial)
99-1865•01a0111p.06
5(&200(1'(' )25 )8//7(;7 38%/,&$7,21
3XUVXDQW WR 6L[WK &LUFXLW 5XOH
(/(&7521,& &,7$7,21 )(' $SS 3 WK &LU
)LOH 1DPH DS
81,7('67$7(6&28572)$33($/6
)257+(6,;7+&,5&8,7
BBBBBBBBBBBBBBBBB
81,7(' 67$7(6 2) $0(5,&$
3ODLQWLII$SSHOOHH
Y
-$0(6 %5<$17
'HIHQGDQW$SSHOODQW
;!
1
1R
$SSHDOIURPWKH8QLWHG6WDWHV'LVWULFW&RXUW
IRUWKH(DVWHUQ'LVWULFWRI0LFKLJDQDW'HWURLW
1R²-RKQ&RUEHWW2¶0HDUD'LVWULFW-XGJH
$UJXHG'HFHPEHU
'HFLGHGDQG)LOHG$SULO
%HIRUH0(55,771(/621DQG%$7&+(/'(5
&LUFXLW-XGJHV
BBBBBBBBBBBBBBBBB
&2816(/
$5*8('0DUJDUHW6LQG5DEHQ*85(:,7= 5$%(1
'HWURLW 0LFKLJDQ IRU $SSHOODQW .DWKOHHQ 0RUR 1HVL
$66,67$17 81,7(' 67$7(6 $77251(< 'HWURLW
0LFKLJDQIRU$SSHOOHH21%5,()0DUJDUHW6LQG5DEHQ
*85(:,7= 5$%(1'HWURLW0LFKLJDQIRU$SSHOODQW
.DWKOHHQ 0RUR 1HVL $66,67$17 81,7(' 67$7(6
$77251(<'HWURLW0LFKLJDQIRU$SSHOOHH
-- 1 of 6 --
8QLWHG6WDWHVY%U\DQW 1R
1(/621-GHOLYHUHGWKHRSLQLRQRIWKHFRXUWLQZKLFK
%$7&+(/'(5 - MRLQHG 0(55,77 - SS
GHOLYHUHGDVHSDUDWHGLVVHQWLQJRSLQLRQ
BBBBBBBBBBBBBBBBB
23,1,21
BBBBBBBBBBBBBBBBB
'$9,'$1(/621&LUFXLW-XGJH$IWHUSOHDGLQJJXLOW\
WRFKDUJHVRILOOHJDOGLVWULEXWLRQRIFRQWUROOHGVXEVWDQFHV D
YLRODWLRQ RI 86& D DQG SRVVHVVLRQ RI D
ZHDSRQDVDIHORQ DYLRODWLRQRI86& J WKH
GHIHQGDQW-DPHV%U\DQWZDVVHQWHQFHGWRLPSULVRQPHQWIRU
DWHUPRIPRQWKV7KLVVHQWHQFH±OLNHWKRVHLPSRVHG
LQWKHUHVHQWHQFLQJVWKDWZHUHWRIROORZ±DOVRLQFOXGHGD
PRQWKWHUPRIVXSHUYLVHGUHOHDVH
0U %U\DQW DSSHDOHG DQG WKH FDVH ZDV UHPDQGHG IRU
UHVHQWHQFLQJRQWKHEDVLVRIDTXHVWLRQDVWRWKHTXDQWLW\RI
GUXJVLQYROYHG$IWHUDQHYLGHQWLDU\KHDULQJRQWKLVLVVXHWKH
GLVWULFWMXGJHLPSRVHGDQLGHQWLFDOVHQWHQFH$VHFRQGDSSHDO
SURYHGXQVXFFHVVIXO0U%U\DQWWKHQSHWLWLRQHGWKHGLVWULFW
FRXUWIRUUHOLHIXQGHU86&7KDWSHWLWLRQKDYLQJ
EHHQ GHQLHG 0U %U\DQW PRYHG WR DOWHU RU DPHQG WKH
MXGJPHQW7KHPRWLRQZDVJUDQWHGLQSDUWDQGWKHWHUPRI
LPSULVRQPHQWZDVUHGXFHGWRPRQWKV
,Q JUDQWLQJ WKH UHGXFWLRQ WKH GLVWULFW FRXUW GHFOLQHG
LQYLWDWLRQV WR GHSDUW GRZQZDUG IURP WKH VHQWHQFH UDQJH
SUHVFULEHGE\WKHJXLGHOLQHVDQGWRUHFDOFXODWHWKHUDQJHXQGHU
WKHHGLWLRQRIWKHJXLGHOLQHVPDQXDOLQHIIHFWDWWKHWLPHRI
UHVHQWHQFLQJ0U%U\DQWQRZDSSHDOVKLVDPHQGHGVHQWHQFH
:HVKDOOGHQ\WKHDSSHDO
-- 2 of 6 --
8QLWHG6WDWHVY%U\DQW 1R
LQIRUPDWLRQDQGWKLVFDVHDXWKRULW\%U\DQWVKRXOGEHDOORZHG
WRZLWKGUDZKLVJXLOW\SOHD
1R 8QLWHG6WDWHVY%U\DQW
,
,QGLFWHG LQ RQ WKH FKDUJHV PHQWLRQHG DERYH 0U
%U\DQWSOHDGHGJXLOW\LQ7KHUHZDVQRSOHDDJUHHPHQW
'XULQJ %U\DQW¶V SOHD KHDULQJ WKH JRYHUQPHQW VWDWHG ±
LQFRUUHFWO\±WKDWWKHPD[LPXPSHQDOW\ZRXOGEHDVHQWHQFH
RI\HDUV7KHGLVWULFWMXGJHUHSHDWHGWKLVHUURQHRXVDGYLFH
LQWKHFRXUVHRIKLVFROORTX\ZLWK0U%U\DQW
0U%U\DQW¶VDWWRUQH\DQGWKHSURVHFXWRUFRXOGQRWDJUHHRQ
ZKDWVHQWHQFLQJUDQJHZDVPDQGDWHGE\WKHJXLGHOLQHVWKH
GHIHQVHFODLPHGPRQWKVDQGWKHSURVHFXWRUFODLPHG
PRQWKV7KHVHQWHQFLQJMXGJHVWDWHGWKDWKHZRXOG
VHOHFWRQHRIWKHVHDOWHUQDWLYHV7KHMXGJHGLGQRWWHOO%U\DQW
WKDWWKHUHZRXOGEHDWHUPRIVXSHUYLVHGUHOHDVHLQDGGLWLRQWR
WKHWHUPRILQFDUFHUDWLRQ±DQGWKHODWWHUWHUPDVZHVKDOOVHH
WXUQHGRXWWREHORQJHUWKDQHLWKHURIWKHDOWHUQDWLYHVWKHMXGJH
KDGVDLGKHZRXOGFKRVHEHWZHHQ
$SUHVHQWHQFHUHSRUWVXEVHTXHQWO\SUHSDUHGE\DSUREDWLRQ
RIILFHUWRRNWKHSRVLWLRQWKDWWKHVHQWHQFHUDQJHSUHVFULEHGE\
WKH JXLGHOLQHV ZDV QHLWKHU PRQWKV QRU
PRQWKV EXW PRQWKV $FFHSWLQJ WKH SUREDWLRQ
RIILFHU¶VFRQFOXVLRQWKHGLVWULFWFRXUWLPSRVHGDVHQWHQFHRI
LPSULVRQPHQW IRU PRQWKV SOXV D ILYH\HDU WHUP RI
VXSHUYLVHGUHOHDVH
1HLWKHUDWWKHVHQWHQFLQJKHDULQJQRULQKLVILUVWDSSHDOGLG
0U%U\DQWFRQWHQGWKDWWKHVHQWHQFHZDVGHIHFWLYHE\UHDVRQ
RIWKHIDFWWKDWLWH[FHHGHGPRQWKV:KDWKHDUJXHGRQ
DSSHDOUDWKHUZDVWKDWWKHTXDQWLW\RIGUXJVDWWULEXWHGWRKLP
ZDVH[FHVVLYH$SDQHORIWKLVFRXUWFRQFOXGHGWKDWDFORVHU
H[DPLQDWLRQRIWKHGUXJTXDQWLW\ZDVZDUUDQWHGDQGWKHFDVH
ZDVUHPDQGHGIRUUHVHQWHQFLQJRQWKDWEDVLV8QLWHG6WDWHV
Y%U\DQW)G WK&LU
2QUHPDQGDQGZLWKWKHEHQHILWRIDQHYLGHQWLDU\KHDULQJ
WKHGLVWULFWFRXUWFRQFOXGHGWKDWWKHDWWULEXWDEOHTXDQWLW\ZDV
VWLOOVXFKDVWRUHVXOWLQDJXLGHOLQHUDQJHRIPRQWKV
$JDLQ 0U %U\DQW ZDV VHQWHQFHG WR PRQWKV SOXV ILYH
\HDUVRIVXSHUYLVHGUHOHDVH$JDLQ0U%U\DQWDSSHDOHGRQ
-- 3 of 6 --
8QLWHG6WDWHVY%U\DQW 1R
WKHJURXQGRIDOOHJHGHUURUVLQWKHFDOFXODWLRQRIWKHTXDQWLW\
RIGUXJVLQYROYHG:HDIILUPHGWKHVHQWHQFH8QLWHG6WDWHV
Y%U\DQW)G WK&LU WDEOH
0U%U\DQW¶VQH[WVWHSZDVWRILOHDSURVHPRWLRQXQGHU
86& 7KH PRWLRQ UDLVHG FODLPV RI LQHIIHFWLYH
DVVLVWDQFHRIFRXQVHODQGGHQLDORIGXHSURFHVV$PDJLVWUDWH
MXGJH UHFRPPHQGHG GHQLDO RI WKH PRWLRQ DQG WKH GLVWULFW
MXGJHDFFHSWHGWKLVUHFRPPHQGDWLRQ
0U%U\DQWWKHQPRYHGWRDOWHURUDPHQGWKHMXGJPHQW2Q
WKHVWUHQJWKRI8QLWHG6WDWHVY7KURQH)G WK&LU
WKH GLVWULFW FRXUW JUDQWHG WKH PRWLRQ LQ SDUW
5HFRJQL]LQJ WKDW WKH VHQWHQFLQJ MXGJH ³GLG QRW LQIRUP
SHWLWLRQHU %U\DQW RI KLV WHUP RI VXSHUYLVHG UHOHDVH RU WKH
VLJQLILFDQFHRILW´DQGWKDW³WKLVFRXUWLVDEOHWRUHVHQWHQFH
SHWLWLRQHU%U\DQWZLWKLQWKHDSSOLFDEOHJXLGHOLQHUDQJHDQG
VWLOO PDLQWDLQ KLV VHQWHQFH DW RU EHORZ WKH \HDUV
PRQWKV KH ZDV LQIRUPHG KH FRXOG EH LPSULVRQHG´ WKH
GLVWULFWFRXUWRUGHUHGDOLPLWHGUHVHQWHQFLQJ
3ULRUWRWKHGDWHVHWIRUUHVHQWHQFLQJ0U%U\DQWPRYHGIRU
D GRZQZDUG GHSDUWXUH EDVHG RQ SRVWFRQYLFWLRQ
UHKDELOLWDWLRQ+HDOVRPRYHGWRKDYHWKHJXLGHOLQHUDQJH
UHFDOFXODWHGXVLQJWKHDFFHSWDQFHRIUHVSRQVLELOLW\DGMXVWPHQW
DXWKRUL]HG LQ WKH PRVW UHFHQW HGLWLRQ RI WKH JXLGHOLQHV
PDQXDO7KHVHPRWLRQVSURYHGXQVXFFHVVIXO7KHGLVWULFW
FRXUWGLGKRZHYHUUHGXFH%U\DQW¶VVHQWHQFHWRPRQWKV
SOXV PRQWKV RI VXSHUYLVHG UHOHDVH VR WKDW WKH WRWDO
VHQWHQFHZRXOGQRWH[FHHGWKH\HDUVLQLWLDOO\LGHQWLILHGDV
WKHPD[LPXPSHQDOW\
$IWHU KLV UHVHQWHQFLQJ 0U %U\DQW DSSOLHG WR WKH GLVWULFW
FRXUWIRUDFHUWLILFDWHRIDSSHDODELOLW\SXUVXDQWWR86&
F DQG5XOH E )HG5$SS37KHPDJLVWUDWH
MXGJHGHQLHGWKHDSSOLFDWLRQLQWKHEHOLHIWKDW%U\DQW¶VDSSHDO
IURPWKHDPHQGHGVHQWHQFHZDVDGLUHFWDSSHDOIRUZKLFKD
FHUWLILFDWHRIDSSHDODELOLW\ZDVQRWUHTXLUHG
3URFHHGLQJSURVHLQ&DVH1RRQWKHGRFNHWRI
WKLV FRXUW 0U %U\DQW DVNHG XV WR LVVXH D FHUWLILFDWH RI
1R 8QLWHG6WDWHVY%U\DQW
EHFDXVH,GRQ¶WKDYHWKHUHFRUG",ZLOOKDYHWRZDLWXQWLO
,JHWDIXOODQGFRPSOHWHSUREDWLRQUHSRUWDQGDOORIWKH
LQIRUPDWLRQDERXWWKHFDVHEHIRUH,PDNHWKDWGHFLVLRQ
'R\RXXQGHUVWDQGWKDW"
7+('()(1'$17<HVVLU
7+(&2857$QGXQGHUVWDQGLQJWKDW\RXVWLOOZDQW
WRJRDKHDGDQGSOHDGJXLOW\LVWKDWFRUUHFW"
7+('()(1'$17<HVVLU
7KXVWKHGHIHQGDQWZDVFOHDUO\LQIRUPHGE\WKHFRXUWDQG
E\ERWKWKHSURVHFXWRUDQGGHIHQVHFRXQVHOWKDWWKHPD[LPXP
SHQDOW\ ZRXOG EH PRQWKV 2Q WKH EDVLV RI WKLV FOHDU
JXDUDQWHHKHSOHGJXLOW\,WVHHPVWRPHHOHPHQWDU\WKDWLW
ZDVSODLQHUURUWRWKHQVHQWHQFHKLPWRDQDGGHGWKUHH\HDUV
LQMDLO,IMXGJHVWKLQNWKH\QHHGDQHDUOLHUFDVHWRUHO\RQ
EHIRUHVXFKDQREYLRXVPLVWDNHFDQEHFRPHSODLQHUURUWKHQ
86Y:DWOH\)G '&&LU RXJKWWR
VXIILFH7KHUHLQDQRSLQLRQIRU-XGJHV:DOGDQG6LOEHUPDQ
-XGJH QRZ-XVWLFH 5XWK%DGHU*LQVEXUJVDLG
,Q VKRUW :DWOH\ WKURXJK QR IDXOW RQ KLV SDUW ZDV
JLYHQ LQFRUUHFW LQIRUPDWLRQ DW DQG SULRU WR WKH SOHD
KHDULQJ UHJDUGLQJ WKH VHQWHQFH KH FRXOG SRVVLEO\
UHFHLYH1RPHUHSHUVRQDOZLVKKRSHRUH[SHFWDWLRQ
:DWOH\¶VVHWWOHGPLQGWKDWKLVVHQWHQFHZRXOGOLNHO\IDOO
EHORZWHQ\HDUVZDVDYLUWXDOFRQGLWLRQRIKLVSOHD+LV
PLVXQGHUVWDQGLQJ ZDV VKDUHG DQG UHLQIRUFHG E\
SURVHFXWRUGHIHQVHFRXQVHODQG²PRVWWHOOLQJO\²WKH
GLVWULFW MXGJH ZKR HPSKDVL]HG WKH LPSRUWDQFH RI
:DWOH\¶V H[SHFWDWLRQ E\ QDLOLQJ GRZQ H[DFWO\ WKH
VHQWHQFH:DWOH\KDG³LQPLQG´:HWKHUHIRUHILQG
VHFXUHO\SODFHG:DWOH\¶VDUJXPHQWWKDWDVVLJQLQJSURSHU
ZHLJKWWRWKH³YROXQWDULQHVV´UHTXLUHPHQWRI5XOH G
KHKDGD³IDLUDQGMXVWUHDVRQ´ZLWKLQWKHFRPSDVVRI
5XOH G WRZLWKGUDZKLVSOHD
,Q OLJKW RI WKH PLVLQIRUPDWLRQ JLYHQ %U\DQW KHUH SODLQ
FRPPRQ VHQVH WKH QHHG IRU FRXUWV WR SURYLGH WUXWKIXO
-- 4 of 6 --
8QLWHG6WDWHVY%U\DQW 1R
BBBBBBBBBBBBBBBB
',66(17
BBBBBBBBBBBBBBBB
0(55,77&LUFXLW-XGJHGLVVHQWLQJ,EHOLHYHWKDWZH
VKRXOG LVVXH D FHUWLILFDWH RI DSSHDODELOLW\ XQGHU 86&
F HVWDEOLVKLQJRXUMXULVGLFWLRQWRKHDUWKHTXHVWLRQ
RI WKH OHQJWK RI %U\DQW¶V VHQWHQFH IRU WKH UHDVRQV VHW RXW
KHUHLQDIWHU7KHWUDQVFULSWLQWKLVFDVHDWSDJHVRIWKH
$SSHQGL[VKRZVWKHIROORZLQJFROORTX\EHWZHHQWKH&RXUW
DQG WKH GHIHQGDQW DQG FRXQVHO DW WKH WLPH RI GHIHQGDQW¶V
JXLOW\SOHD
056321* SURVHFXWRU $VD&DWHJRU\1RLW
SXWVKLPLQWKHUDQJHRI,EHOLHYHLWLVWRZLWKRXW
KLV DFFHSWDQFH RI UHVSRQVLELOLW\ :LWK DFFHSWDQFH RI
UHVSRQVLELOLW\LWZRXOGEHWRPRQWKV
7+(&28577KDWLV\RXUFRQWHQWLRQWR"
056321*
7+(&2857:KDWLV\RXUSRVLWLRQ
05:5,*+7<RXU+RQRUP\SRVLWLRQLVWKDWWKH
JXLGHOLQHVZRXOGEHWR
7+( &2857 'R \RX XQGHUVWDQG WKH JRYHUQPHQW
FRQWHQGVWKDWWKHSURSHUJXLGHOLQHIRU\RXZRXOGEH
WRPRQWKVIRUSOHDGLQJJXLOW\WRDOOWKHVHRIIHQVHV
DQG \RXU DWWRUQH\ VD\V QR WKDW LV QRW FRUUHFW WKDW WKH
SURSHUJXLGHOLQHZRXOGEHWRPRQWKV"'R\RX
XQGHUVWDQGWKDW"
7+('()(1'$17<HVVLU
7+( &2857'R\RXXQGHUVWDQGWKDWULJKWQRZ,
GRQ¶W NQRZ ZKLFK RI WKRVH SRVLWLRQV , ZRXOG DGRSW
1R 8QLWHG6WDWHVY%U\DQW
DSSHDODELOLW\2Q6HSWHPEHUWKLVFRXUWGHQLHGWKH
UHTXHVW 7KH DSSHDO LQ &DVH 1R KDV QHYHU EHHQ
EHIRUHWKLVSDQHO:KDWLVEHIRUHXVQRZLV&DVH1R
ZKHUH0U%U\DQWLVUHSUHVHQWHGE\FRXQVHO
&RXQVHOLGHQWLILHVIRXULVVXHVIRURXUUHYLHZ ZKHWKHU
WKHGLVWULFWFRXUWHUUHGLQFRQFOXGLQJWKDWWKHOHQJWKRIWKH
VHQWHQFH GLG QRW UHSUHVHQW D GXH SURFHVV YLRODWLRQ
ZKHWKHU LI UHTXLUHG WR VKRZ FDXVH DQG SUHMXGLFH IRU
SURFHGXUDOGHIDXOW0U%U\DQWFRXOGVDWLVI\WKDWUHTXLUHPHQW
RQJURXQGVRILQHIIHFWLYHDVVLVWDQFHRIFRXQVHO ZKHWKHU
WKHGLVWULFWFRXUWHUUHGLQIDLOLQJWRUHFRJQL]HLWVGLVFUHWLRQWR
GHSDUW GRZQZDUG RQ WKH EDVLV RI SRVWFRQYLFWLRQ
UHKDELOLWDWLRQ DQG ZKHWKHU WKH GLVWULFW FRXUW XVHG WKH
ZURQJHGLWLRQRIWKHJXLGHOLQHVPDQXDOLQGHFLGLQJWRJLYH
0U %U\DQW D WZROHYHO DGMXVWPHQW IRU DFFHSWDQFH RI
UHVSRQVLELOLW\ UDWKHU WKDQ D WKUHHOHYHO DGMXVWPHQW 7KH
JRYHUQPHQWDUJXHVWKDWWKHILUVWWZRLVVXHVDUHQRWSURSHUO\
EHIRUH XV DQG WKDW WKH UHPDLQLQJ LVVXHV VKRXOG EH GHFLGHG
DJDLQVW0U%U\DQWRQWKHLUPHULWV
,,
$ $UHWKH)LUVW7ZR,VVXHV&RJQL]DEOHE\WKH3UHVHQW
3DQHO"
8QGHU 86& F % WKH ILQDO RUGHU LQ D
SURFHHGLQJLVQRWDSSHDODEOHZLWKRXWDFHUWLILFDWHRI
DSSHDODELOLW\$EVHQWDFHUWLILFDWHRIDSSHDODELOLW\ZHODFN
MXULVGLFWLRQWRUHYLHZVXFKDQRUGHU6HH4XLJOH\Y8QLWHG
6WDWHV)G WK&LU WDEOH FHUWGHQLHG
86 ,QWKHFDVHDWEDUERWKWKHGLVWULFWFRXUW
DQGWKLVFRXUWKDYHGHFOLQHGWRLVVXHWKHUHTXLVLWHFHUWLILFDWH
7KHPDJLVWUDWHMXGJHEHOLHYHGWKDWKHODFNHGSRZHUWRJUDQW
RUGHQ\WKHUHTXHVWIRUDFHUWLILFDWHRIDSSHDODELOLW\WKH&KLHI
'HSXW\&OHUNRIWKH6L[WK&LUFXLWSXUSRUWHGO\KDYLQJDGYLVHG
KLPWKDW0U%U\DQW¶VDSSHDOZDV³EHLQJWUHDWHGDVDGLUHFW
FULPLQDODSSHDO´7KHRUGHULQZKLFKWKLVFRXUWGHQLHGWKH
UHTXHVWIRUDFHUWLILFDWHKRZHYHUFRQVWUXHG%U\DQW¶VDSSHDO
DVRQH³IURPWKHGLVWULFWFRXUW¶VMXGJPHQWGHQ\LQJKLV
-- 5 of 6 --
8QLWHG6WDWHVY%U\DQW 1R
PRWLRQ WR YDFDWH KLV VHQWHQFH´ 7KLV FRXUW¶V RUGHU DOVR
FKDUDFWHUL]HG%U\DQW¶VQRWLFHRIDSSHDO³DVDQDSSOLFDWLRQIRU
D FHUWLILFDWH RI DSSHDODELOLW\ SXUVXDQW WR )HG 5 $SS 3
E ´2QWKHSUHVHQWVWDWHRIWKHUHFRUGZHWKLQNLWFOHDU
WKDWZHODFNMXULVGLFWLRQWRUHYLHZWKHGLVWULFWFRXUW¶VGHQLDO
RIWKHUHOLHIVRXJKWXQGHU
% 'LG WKH 'HQLDO RI 0U %U\DQW¶V 5HTXHVWV IRU D
'RZQZDUG 'HSDUWXUH DQG IRU 5HFDOFXODWLRQ RI +LV
2IIHQVH/HYHO&RQVWLWXWH5HYHUVLEOH(UURU"
$WWKHUHVHQWHQFLQJ0U%U\DQWVRXJKWDORZHUVHQWHQFHRQ
WKH EDVLV RI SRVWFRQYLFWLRQ UHKDELOLWDWLRQ DQG
DFFHSWDQFHRIUHVSRQVLELOLW\2QDSSHDO%U\DQWDUJXHV
WKDWXQGHURXUUHFHQWGHFLVLRQLQ8QLWHG6WDWHVY5XGROSK
)G WK&LU LWZDVHUURUIRUWKHGLVWULFWMXGJH
WR FRQFOXGH WKDW KH ODFNHG DXWKRULW\ WR JUDQW D GRZQZDUG
GHSDUWXUH RQ WKH EDVLV RI SRVWFRQYLFWLRQ UHKDELOLWDWLRQ
%U\DQWIXUWKHUDUJXHVWKDWWKHMXGJHXVHGWKHZURQJHGLWLRQRI
WKHVHQWHQFLQJJXLGHOLQHVLQFRQFOXGLQJWKDWWKHUHVKRXOGEH
RQO\DWZROHYHODFFHSWDQFHRIUHVSRQVLELOLW\UHGXFWLRQLQWKH
RIIHQVHOHYHOUDWKHUWKDQDWKUHHOHYHOUHGXFWLRQ)RUUHDVRQV
WR ZKLFK ZH VKDOO WXUQ VKRUWO\ ZH ILQG LW XQQHFHVVDU\ WR
DGGUHVVWKHPHULWVRIHLWKHURIWKHVHFRQWHQWLRQV
,QKLVRUDOGLVSRVLWLRQWKHGLVWULFWMXGJHGLGTXHVWLRQWKH
FRXUW¶V SRZHU WR JUDQW D GHSDUWXUH RQ WKH EDVLV RI SRVW
LQFDUFHUDWLRQUHKDELOLWDWLRQ+HDOVRVDLGWKDWKHZDVUHTXLUHG
WRDSSO\WKHHGLWLRQRIWKHJXLGHOLQHVLQHIIHFWDWWKHWLPHRI
WKHLQLWLDOVHQWHQFLQJZKLFKHGLWLRQGLGQRWFRQWHPSODWHD
WKUHHOHYHOUHGXFWLRQIRUDFFHSWDQFHRIUHVSRQVLELOLW\7KH
MXGJHWKHQZHQWRQWRVD\WKLVKRZHYHU
³6R WKH PRWLRQ IRU GRZQZDUG GHSDUWXUH LV GHQLHG IRU
WKRVH UHDVRQV DQG IRU WKH DGGLWLRQDO UHDVRQ WKDW WKH
&RXUWJUDQWHGUHVHQWHQFLQJRQWKHQDUURZJURXQGVDQG
RQO\ RQ WKRVH JURXQGV WKDW WKHUH ZDV QRW VXIILFLHQW
LQIRUPDWLRQSURYLGHGDWWKHWLPHRIWKHRULJLQDOSOHDWR
DOORZ WKLV GHIHQGDQW 0U %U\DQW WR KDYH XQGHUVWRRG
IURP ZKDW WKH &RXUW VDLG LQ DQ\ HYHQW WKDW WKH WRWDO
1R 8QLWHG6WDWHVY%U\DQW
VHQWHQFH ZRXOG EH IRU ORQJHU WKDQ PRQWKV´
(PSKDVLVDGGHG
:KHQDGLVWULFWFRXUWRUGHUVDUHVHQWHQFLQJWKHFRXUWKDVWKH
SRZHUWRGHWHUPLQHWKHDSSURSULDWHVFRSHRIWKHUHVHQWHQFLQJ
6HH5XGROSK)GDW FLWLQJ8QLWHG6WDWHVY-RQHV
)G WK &LU ³>7@KH VWDWXWH JLYHV
GLVWULFW MXGJHV ZLGH EHUWK LQ FKRRVLQJ WKH SURSHU VFRSH RI
SRVWSURFHHGLQJV´ VHHDOVR8QLWHG6WDWHVY0RRUH
)G WK&LU QRWLQJWKDWGLVWULFWFRXUW
³KDV WKH GLVFUHWLRQ WR GHWHUPLQH WKH VFRSH RI WKH
UHVHQWHQFLQJ´
,Q WKH LQVWDQW FDVH ZH EHOLHYH WKDW WKH GLVWULFW FRXUW¶V
GHFLVLRQWROLPLWWKHVFRSHRIWKHUHVHQWHQFLQJZDVZLWKLQLWV
GLVFUHWLRQ ,W IROORZV WKDW WKH FRXUW¶V UHIXVDO WR FRQVLGHU
IXUWKHUUHOLHIGRHVQRWZDUUDQWUHYHUVDO
7KH MXGJPHQW HQWHUHG E\ WKH GLVWULFW FRXUW DW WKH PRVW
UHFHQWUHVHQWHQFLQJLV$)),50('ZLWKRXWSUHMXGLFHWR0U
%U\DQW¶VULJKWWRUHQHZKLVDSSOLFDWLRQWRWKHGLVWULFWFRXUWIRU
DFHUWLILFDWHRIDSSHDODELOLW\WKDWZRXOGDOORZUHYLHZRIWKH
TXHVWLRQ ZKHWKHU RQ WKH IDFWV RI WKLV FDVH D VHQWHQFH RI
LPSULVRQPHQWH[FHHGLQJPRQWKVZDVXQFRQVWLWXWLRQDO
6HH8QLWHG6WDWHVY:DWOH\)G '&&LU
-- 6 of 6 --
Connect Omnilex to search the legal corpus from your AI assistant.