Anthony Davis v. KENT WARMAN, Pennsylvania Department of Corrections Official

02-1120Court of Appeals for the Third CircuitOct 1, 2002

Full text

NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
__________
No. 02-1120
__________
ANTHONY DAVIS,
Appellant
v.
KENT WARMAN, Pennsylvania Department
of Corrections Official;
MARIA BALESTRIERI, Pennsylvania Department
of Corrections Official
__________
On Appeal from the United States District Court
for the Western District of Pennsylvania
(D.C. Civil Action No. 00-262)
District Judge: Judge Donald J. Lee
__________
Submitted Under Third Circuit LAR 34.1(a)
September 27, 2002
___________
Before: BARRY, AMBRO and GARTH, Circuit Judges
(Opinion Filed: October 1, 2002)
__________
OPINION
__________

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Garth, Circuit Judge:
This case presents the question whether a prisoner may bring suit under 42 U.S.C. §
1983 even though he has not exhausted administrative remedies, as a provision of the
Prison Litigation Reform Act (“PLRA”) requires. Appellant Anthony Davis appeals from
the District Court’s dismissal of his suit for failure to exhaust these remedies.
We affirm.
I.
On March 16, 1998, Anthony Davis, an inmate at the Pennsylvania State
Correctional Institution at Greensburg, was beaten by another inmate, Duncan Plowden, in
the kitchen area where the two inmates were working. This attack resulted in several
injuries to Davis. Davis alleged that he had notified prison officials, orally and in writing,
of threats that Plowden had allegedly made, and requested that the officials remove Davis
from his work duties in the kitchen. Davis alleged that the prison officials did not respond
to Davis’s complaints, nor did they remove him from the kitchen area until after the beating
occurred. See Amended Compl. ¶¶ 9, 10-22, App. 42-45.
On February 8, 2000, just under two years after the injuries had occurred, Davis
filed suit against Warman and Balestrieri, officials of the Pennsylvania Department of
Corrections, alleging that defendants, “[t]hrough their deliberate indifference,” had violated
Davis’s Eighth Amendment right to be free from cruel and unusual punishment. See
Amended Compl. ¶ 23, App. 45.

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Defendants moved to dismiss on the grounds that Davis had not exhausted his
administrative remedies pursuant to the PLRA. After issuing an initial report and
recommendation in favor of dismissal for failure to exhaust administrative remedies, the
Magistrate Judge granted Davis leave to amend his complaint to include allegations related
to the issue of exhaustion of administrative remedies. Davis amended his complaint to
allege that the inmate handbook provided by Pennsylvania Department of Corrections
indicated only that inmates “may” file grievances in accordance with the procedures
outlined, not that inmates must do so if they wish to satisfy the PLRA’s exhaustion
requirement. Thus, Davis alleged that the grievance procedures were optional. See
Appellant’s Brief at 6-7 (citing Amended Compl. ¶¶ 24-29).
Defendants once again moved to dismiss on the same grounds. The Magistrate
Judge subsequently issued a Second Report and Recommendation, in which he
recommended that the prison officials’ motion to dismiss be granted and the plaintiff’s
complaint be dismissed because the PLRA required Davis to exhaust his administrative
remedies. See Davis v. Warman, No. 00-262 (W.D. Pa. Sept. 27, 2001) (Caiazza, M.J.).
Davis filed objections to the Magistrate Judge’s Second Report and Recommendation.
The District Court for the Western District of Pennsylvania ordered that the Report
and Recommendation be adopted as the district court’s opinion. Davis v. Pa. Dep’t of
Corr., No. 00-262 (W.D. Pa. Dec. 20, 2001) (mem.) at 2.
This timely appeal followed.

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II.
We have jurisdiction to hear this appeal pursuant to 28 U.S.C. § 1291. We have
plenary review of a district court's order granting a motion to dismiss for failure to state a
claim. See Bd. of Trs. of Bricklayers and Allied Craftsmen Local 6 of New Jersey
Welfare Fund v. Wettlin Assocs., Inc., 237 F.3d 270, 272 (3d Cir. 2001).
The Prison Litigation Reform Act of 1995 provides, in relevant part, that: “No
action shall be brought with respect to prison conditions under section 1983 of this title, or
any other Federal law, by a prisoner confined in any jail, prison, or other correctional
facility until such administrative remedies as are available are exhausted.” 42 U.S.C.
§ 1997e(a) (emphasis added).
In Porter v. Nussle, 122 S. Ct. 983 (2002), the Supreme Court recently considered
this provision of the PLRA, holding that “the PLRA’s exhaustion requirement applies to all
inmate suits about prison life, whether they involve general circumstances or particular
episodes, and whether they allege excessive force or some other wrong.” Id. at 992. The
Porter Court reviewed the requirements of the PLRA:
Once within the discretion of the district court, exhaustion in cases covered
by § 1997e(a) is now mandatory. . . . All "available" remedies must now be
exhausted; those remedies need not meet federal standards, nor must they be
"plain, speedy, and effective." . . . Even when the prisoner seeks relief not
available in grievance proceedings, notably money damages, exhaustion is a
prerequisite to suit. And unlike the previous provision, which encompassed
only § 1983 suits, exhaustion is now required for all "action [s] ... brought
with respect to prison conditions," whether under § 1983 or "any other
Federal law."
Id. at 988 (citing Booth v. Churner, 532 U.S. 731, 739, 740 n. 5, 741 (2001), affirming

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our Third Circuit decision, Booth v. Churner, 206 F.3d 289 (3d Cir. 2000)) (emphasis
added) (statutory citations omitted). We have previously recognized that the PLRA
“make[s] exhaustion of all administrative remedies mandatory” preconditions to filing suit.
Nyhuis v. Reno, 204 F.3d 65, 67 (3d Cir. 2000).
As these precedents demonstrate, § 1997e(a) of the PLRA was intended to, and
functions as, a strict limit on inmate suits under federal law where the inmate has failed to
exhaust administrative remedies, regardless of the particular type of claim or the futility of
obtaining the relief sought through exhaustion of the administrative remedies available.
Here, Davis admits that he did not exhaust administrative remedies. Thus, unless
Davis can show that his situation calls for an exception to the exhaustion requirement, his
claim will be barred.
III.
Davis alleges that his failure to exhaust administrative remedies as required by the
PLRA is excusable. According to Davis, the publication of the Pennsylvania Department of
Corrections (“DOC”), published in 1994, that details the grievance procedure uses
permissive words, i.e., “can” or “may,” in describing use of the grievance procedure. Davis
asserts that he thus interpreted the DOC publication to mean that the grievance procedures
are permissive, not mandatory, and as a result the publication does not provide inmates with
notice that failure to avail oneself of the grievance procedures will result in the restriction
of an inmate’s ability to bring suit.

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1 See Appellant’s Brief at 16 (“In the present case, the Pennsylvania Department of
Corrections' maintenance of a written policy whose text suggested that pursuing a grievance
is optional rather than mandatory, created a serious misimpression for inmates unlearned
in the law.”) (emphasis in original).
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Essentially, Davis’s argument boils down to a complaint that the DOC publication
did not inform him of the PLRA’s exhaustion requirements, that as a result Davis was
misled into thinking that the grievance procedure was optional, and that by the time Davis
learned of the PLRA, it was too late to file a grievance.1 See Commonwealth of
Pennsylvania, Department of Corrections, Consolidated Inmate Grievance Review System,
Policy No. DC-ADM 804 § VI.B.2. (Oct. 20, 1994) (“Grievances must be submitted for
initial review . . . within fifteen (15) days after the events upon which the claims are
based.”).
Davis argues that this Court should exercise equitable power to excuse his failure to
exhaust administrative remedies, and suggests the possibility of equity excusing his failure
to exhaust under the PLRA.
Given our reluctance to invoke equitable reasons to excuse Davis’s failure to
exhaust as the statute requires, Davis, in any event, cannot prevail by claiming he was misled
or that there was some extraordinary reason he was prevented from complying with the
statutory mandate.
IV.
Because Davis failed to exhaust his available administrative remedies, the PLRA

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bars Davis from bringing his § 1983 lawsuit. Davis has not demonstrated that there was any
interference by prison officials that rendered the Pennsylvania DOC’s grievance process
unavailable. Accordingly, the dismissal of Davis’s lawsuit by the district court will be
AFFIRMED.
/s/ Leonard I. Garth
Circuit Judge

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