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20-1330•United States of America v. Rodney Price
20-1330Court of Appeals for the Tenth CircuitApr 19, 2021
UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
_________________________________
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v.
RODNEY PRICE,
Defendant - Appellant.
No. 20-1330
(D.C. No. 1:16-CR-00352-MSK-GPG-1)
(D. Colo.)
_________________________________
ORDER AND JUDGMENT*
_________________________________
Before BACHARACH, McHUGH, and CARSON, Circuit Judges.
_________________________________
Rodney Price pleaded guilty to possessing a firearm after having been
convicted of a felony. The district court sentenced him to serve fifty-five months in
prison, a term falling within the advisory Sentencing Guidelines range of fifty-one to
sixty-three months. The plea agreement included a broad waiver of Mr. Price’s
appellate rights. Yet he has filed a notice of appeal. The government now moves to
enforce the appeal waiver and to dismiss this appeal.
We will enforce an appeal waiver if (1) “the disputed appeal falls within” the
waiver’s scope; (2) “the defendant knowingly and voluntarily waived his appellate
* This order and judgment is not binding precedent, except under the doctrines
of law of the case, res judicata, and collateral estoppel. It may be cited, however, for
its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
FILED
United States Court of Appeals
Tenth Circuit
April 19, 2021
Christopher M. Wolpert
Clerk of Court
Appellate Case: 20-1330 Document: 010110509369 Date Filed: 04/19/2021 Page: 1
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rights”; and (3) enforcing the waiver would not “result in a miscarriage of justice.”
United States v. Hahn, 359 F.3d 1315, 1325 (10th Cir. 2004) (en banc) (per curiam).
The government argues that all three of these circumstances exist in this case.
Mr. Price’s defense counsel responded to the government’s motion, asserting
that any opposition to the motion would be frivolous and moving to withdraw under
Anders v. California, 386 U.S. 738 (1967). Counsel did, however, identify two
potential issues. First, counsel says that Mr. Price believes the government breached
the plea agreement by failing to fully support his motion for a downward variance.
And second, counsel tells us that Mr. Price’s allegations may “raise the specter of
prosecutorial misconduct.” Resp. at 12. We sent a copy of counsel’s response to
Mr. Price and gave him a chance to file his own response. The deadline for Mr. Price
to respond has passed, and we have not received anything from him.
After reviewing the record, we conclude that Mr. Price’s appeal waiver should
be enforced under Hahn. In other words, the appeal falls within the scope of
Mr. Price’s waiver, his waiver was knowing and voluntary, and enforcing the waiver
would not result in a miscarriage of justice.
The prosecutor did not breach the plea agreement, conduct that would render
the appeal waiver unenforceable, see United States v. Doe, 865 F.3d 1295, 1301
(10th Cir. 2017). In the plea agreement, the prosecutor agreed to support Mr. Price’s
motion for a downward variance and to recommend a twenty-seven-month prison
sentence. These promises are listed in the presentence report. When a presentence
report contains the prosecutor’s recommendations, the prosecutor need not “allocute
Appellate Case: 20-1330 Document: 010110509369 Date Filed: 04/19/2021 Page: 2
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in favor of specific adjustments in the defendant’s sentence.” United States v. Smith,
140 F.3d 1325, 1327 (10th Cir. 1998). It is enough that “the prosecutor does not
allocute against an agreed-upon adjustment.” Id. At the sentencing hearing in this
case, the prosecutor did not advocate against the sentence that he had agreed to
recommend. Quite the contrary, he explained why he thought a twenty-seven-month
sentence “would result in justice in the big picture.” R. vol. 3 at 58.
To the extent Mr. Price wishes to pursue a claim of prosecutorial misconduct,
he may not do so in a direct appeal. Mr. Price waived “the right to appeal any matter
in connection with” his case. Id. vol. 1 at 15. This waiver contained three
exceptions, but as defense counsel points out, none of them apply. And so the waiver
forecloses any prosecutorial-misconduct claim on direct appeal. Although
Mr. Price’s plea agreement required him to waive his right to collaterally attack his
conviction or sentence, the agreement contains an exception preserving his right to
pursue a collateral attack on the ground that he “was prejudiced by prosecutorial
misconduct.” Id. at 16. Mr. Price therefore must raise any prosecutorial-misconduct
claim in collateral proceedings rather than in a direct appeal.
We grant the government’s motion to enforce the appeal waiver, grant defense
counsel’s motion to withdraw, and dismiss this appeal.
Entered for the Court
Per Curiam
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