John Swett Unified School District (PERB 0188E)

PERB Decision No. 0188ECalperbDec 21, 1981

Full text

STATE
	OF
	CALIFORNIA
DECISION
	OF 	THE
PUBLIC
	EMPLOYMENT
	RELATIONS
	BOARD
JOHN
	SWETT
	EDUCATION
	ASSOCIATION,
CTA/NEA,
Charging
	Party,
v.
JOHN
	SWETT
	UNIFIED
	SCHOOL
	DISTRICT,
Respondent.
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Case
	No.
	SF-CE-53
PERB
	Decision
	No.188
December
	21, 	1981
Appearances:
	Charles
	O.
	Triebel,
	Jr.,
	Attorney 	for
	John
	SwettEducation
	Association,
	CTA/NEA;
	Gregory
	L.
	Quintana,
	Attorney
(Murphy 	and
	Appenrodt)
	for 	witness
	John
	O'Dwyer;
	Jon
	A.
	Hudak,
Attorney
	(Breon,
	Galgani
	and 	Godino)
	for
	John
	Swett 	Unified
School
	District.
Before 	Gluck,
	Chairperson;
	Jaeger,
	Moore 	and
	Tovar,
	Members.
DECISION	DECISION
The
	instant
	case
	comes
	before 	the 	Public
	Employment
Relations
	Board
	(hereafter
	Board
	or
	PERB)
	on
	exceptions 	taken
by	
the	
John	
Swett 	Unified
	School
	District
	(hereafter
	District)
to 	the 	proposed
	hearing
	officer's
	decision.I	
In
	that
decision,	
the 	hearing
	officer
	determined
	that	
the
	John	
Swett
Education Association,	
CTA/NEA	
(hereafter 	Association)
sustained
	its	
charge	
that 	the
	District
	violated
lAs 	discussed
	more	
fully
	below, 	the	
11
exceptions
11
	to 	theproposed	
decision 	as 	submitted
	by
	the	
representative 	of 	witness
John 	O'Dwyer
	are 	not 	considered 	by 	the 	Board
	in 	this 	decision.
STATE OF CALIFORNIA
DECISION OF THE
PUBLIC EMPLOYMENT RELATIONS BOARD
JOHN SWETT EDUCATION ASSOCIATION,
CTA/NEA,
Charging Party, 	Case No. SF-CE-53
v . 	PERB Decision No. 188
JOHN SWETT UNIFIED SCHOOL DISTRICT, 	December 21, 1981
Respondent.
Appearances: Charles 0. Triebel, Jr., Attorney for John Swett
Education Association, CTA/NEA; Gregory L. Quintana, Attorney
(Murphy and Appenrodt) for witness John O'Dwyer; Jon A. Hudak,
Attorney (Breon, Galgani and Godino) for John Swett Unified
School District.
Before Gluck, Chairperson; Jaeger, Moore and Tovar, Members.
The instant case comes before the Public Employment
Relations Board (hereafter Board or PERB) on exceptions taken
by the John Swett Unified School District (hereafter District)
to the proposed hearing officer's decision. 1 In that
decision, the hearing officer determined that the John Swett
Education Association, CTA/NEA (hereafter Association)
sustained its charge that the District violated
las discussed more fully below, the "exceptions" to the
proposed decision as submitted by the representative of witness
John O'Dwyer are not considered by the Board in this decision.
subsection
	3543.S(a)
	of 	the 	Educational
	Employment
	Relations
Act
	(hereafter
	EERA
	or
	Act)
	and
	dismissed 	the
	Association's
allegations
	with
	regard
	to 	subsections
	3543.S(b)
	and
	(d)
.2
The
	Association,
	as 	charging
	party,
	did 	not
	submit
	exceptions
to 	the 	hearing
	officer's
	dismissal 	of
	those
	portions 	of
	the
allegations
	regarding 	subsections
	3543.S(b)
	or 	(d).
	we
therefore
	make 	no
	ruling
	on
	these 	charges.
	The
	Board
	has
reviewed
	the 	record
	and
	concludes
	that
	the 	hearing
	officer's
procedural
	history
	and
	findings	
of	
fact
	as
	set
	forth
	in 	the
proposed
	decision, 	attached 	hereto, 	are 	free
	from
	prejudicial
22The
	EERA
	is
	codified
	at
	Government
	Code
	section
	3540
et
	seq. 	All 	references 	are 	to
	the
	Government
	Code
	unlessotherwise
	indicated.
Subsections 	3543.S(a),
	(b) 	and 	(d)
	provide:
It
	shall
	be
	unlawful 	for	
a
	public
	school
employer
	to:
(a) 	Impose
	or
	threaten 	to
	impose
	reprisals
on 	employees,
	to 	discriminate
	or 	threaten 	to
discriminate 	against
	employees, 	or 	otherwise
to 	interfere
	with,
	restrain,
	or 	coerce
employees 	because
	of
	their
	exercise 	of
rights
	guaranteed
	by
	this
	chapter.
{b) 	Deny
	to
	employee	
organizations 	rights
guaranteed	
to
	them 	by	
this	
chapter.
(d) 	Dominate
	or
	interfere	
with 	the
formation 	or 	administration 	of	
any 	employee
organization, 	or 	contribute 	financial
	or
other 	support 	to
	it,
	or 	in
	any 	way	
encourageemployees 	to 	join	
any	
organization 	inpreference 	to 	another.
2
subsection 3543.5 (a) of the Educational Employment Relations
Act (hereafter EERA or Act) and dismissed the Association's
allegations with regard to subsections 3543.5 (b) and (d) . 2
The Association, as charging party, did not submit exceptions
to the hearing officer's dismissal of those portions of the
allegations regarding subsections 3543.5(b) or (d) .
therefore make no ruling on these charges. The Board has
reviewed the record and concludes that the hearing officer's
procedural history and findings of fact as set forth in the
proposed decision, attached hereto, are free from prejudicial
The EERA is codified at Government Code section 3540
et seq. All references are to the Government Code unless
otherwise indicated.
Subsections 3543.5 (a) , (b) and (d) provide:
It shall be unlawful for a public school
employer to:
(a) Impose or threaten to impose reprisals
on employees, to discriminate or threaten to
discriminate against employees, or otherwise
to interfere with, restrain, or coerce
employees because of their exercise of
rights guaranteed by this chapter.
(b) Deny to employee organizations rights
guaranteed to them by this chapter.
) Dominate or interfere with the
formation or administration of any employee
organization, or contribute financial or
other support to it, or in any way encourage
employees to join any organization in
preference to another.
2
error
	and
	are
	adopted
	by
	the
	Board
	itself.3	
Further,
	we
affirm
	the 	hearing
	officer's
	conclusions
	of
	law
	as 	modified
below.
DISCUSSION	DISCUSSION
At
	the
	outset,
	the
	Board
	addresses 	the
	District's
	assertion
that
	the
	Association' 	unfair
	practice
	charge
	is
	barred
	by
subsection
	3541.S(a)
	of 	the
	Act 	which
	provides 	in
	pertinent
part:
The
	initial
	determination
	as
	to
	whether
	the
charges 	of
	unfair 	practices
	are
	justified,
and,
	if
	so,
	what
	remedy
	is
	necessary
	to
effectuate
	the 	purposes
	of
	this
	chapter,
shall
	be 	a
	matter 	within 	the 	exclusive
jurisdiction
	of 	the 	board. 	Procedures 	for
investigating,
	hearing,
	and
	deciding 	thesecases
	shall
	be
	devised
	and
	promulgated	
by
the
	board
	and
	shall
	include
	all
	of 	the
following:
(a) 	Any
	employee, 	employee
	organization,
	or
employer	
shall
	have
	the
	right
	to
	file
	an
unfair
	practice
	charge, 	except
	that
	the
board
	shall
	not
	do
	either
	of 	the 	following:
...
	(2)
	issue
	a
	complaint
	against	
conduct
also 	prohibited
	by
	the
	provisions 	of 	theagreement 	between
	the
	parties 	until
	the
grievance
	machinery
	of 	the 	agreement,
	if
	it
exists
	and
	covers 	the 	matter
	at 	issue,
	hasbeen
	exhausted,
	either
	by
	settlement
	or
binding
	arbitration.
	However, 	when
	the
charging
	party 	demonstrates
	that 	resort 	to
contract
	grievance 	procedure
	would 	be
futile,
	exhaustion
	shall
	not
	be
necessary
..•.
31n
	so 	doing,
	we
	reject
	the
	District's
	exceptions 	to 	the
extent 	that 	they 	lodge
	objections 	to 	the 	hearing
	officer's
credibility 	determinations.
3
error and are adopted by the Board itself. 3 Further, we
affirm the hearing officer's conclusions of law as modified
below.
At the outset, the Board addresses the District's assertion
that the Association' unfair practice charge is barred by
subsection 3541.5 (a) of the Act which provides in pertinent
part:
The initial determination as to whether the
charges of unfair practices are justified,
and, if so, what remedy is necessary to
effectuate the purposes of this chapter,
shall be a matter within the exclusive
jurisdiction of the board. Procedures for
investigating, hearing, and deciding these
cases shall be devised and promulgated by
the board and shall include all of the
following :
(a) Any employee, employee organization, or
employer shall have the right to file an
unfair practice charge, except that the
board shall not do either of the following:
. (2) issue a complaint against conduct
also prohibited by the provisions of the
agreement between the parties until the
grievance machinery of the agreement, if it
exists and covers the matter at issue, has
been exhausted, either by settlement or
binding arbitration. 	However, when the
charging party demonstrates that resort to
contract grievance procedure would be
futile, exhaustion shall not be
necessary .
3In so doing, we reject the District's exceptions to the
extent that they lodge objections to the hearing officer's
credibility determinations.
3
The 	District 	argues 	in 	its 	exceptions 	that 	the 	gravamen 	of
the 	Association's 	charge, 	that 	the 	District 	discriminated
against 	John 	O'Dwyer 	because 	of 	his 	exercise 	of 	rights
guaranteed 	by 	the 	Act, 	is 	covered 	by 	the 	parties' 	negotiated
agreement 	and 	subject 	to 	binding 	arbitration.4 	Therefore,
pursuant 	to 	subsection 	3541.S(a), 	the 	District 	asserts 	that 	the
Board 	should 	not 	entertain 	the 	instant 	charge 	but 	should 	defer
to 	the 	grievance 	apparatus. 	We 	disagree. 	We 	find 	that 	the
language 	of 	subsection 	3541.5 (a) (2) 	does 	not 	require 	deferral
if 	provisions 	of 	the 	negotiated 	agreement 	do 	not 	cover 	the
matter 	at 	issue. 	In 	this 	case, 	the 	Association 	charged 	that
the 	District's 	conduct 	deprived 	it, 	the 	employee 	organization,
of 	rights 	granted 	by 	the 	Act 	and 	that 	the 	District 	dominated
and 	interfered 	with 	the 	formation 	or 	administration 	of 	the
Association. 	We 	find 	nothing 	in 	the 	parties' 	agreement 	which
44The 	parties' 	negotiated 	agreement 	was 	not 	admitted 	as
evidence 	in 	the 	administrative 	hearing 	below. 	However, 	PERB
may 	take 	official 	notice 	of 	its 	records. 	Mendocino 	Community
College 	District 	(11/4/80) 	PERB 	Decision 	No. 	144; 	Antelope
Valley 	Community 	College 	District 	(7/18/79) 	PERB 	Decision
No. 	97. 	PERB 	rule 	32120, 	codified 	at 	California Administrative
Code, 	title 	8, 	section 31000 	et 	seq., 	requires 	in 	pertinent
part:
Each 	employer 	entering 	into 	a 	written
agreement 	or 	memorandum 	of 	understanding
with 	an 	exclusive 	representative 	pursuant 	to
the 	EERA 	... 	shall 	file 	an 	executed 	copy
of 	the 	agreement 	and 	any 	amendments 	thereto
with 	the 	regional 	office 	within 	60 	days
after 	execution 	of 	the 	agreement, 	memorandum
or 	amendment.
4
The District argues in its exceptions that the gravamen of
the Association's charge, that the District discriminated
against John O'Dwyer because of his exercise of rights
guaranteed by the Act, is covered by the parties' negotiated
agreement and subject to binding arbitration. 4 Therefore,
pursuant to subsection 3541.5(a) , the District asserts that the
Board should not entertain the instant charge but should defer
to the grievance apparatus. We disagree. We find that the
language of subsection 3541.5 (a) (2) does not require deferral
if provisions of the negotiated agreement do not cover the
matter at issue. In this case, the Association charged that
the District's conduct deprived it, the employee organization,
of rights granted by the Act and that the District dominated
and interfered with the formation or administration of the
Association. We find nothing in the parties' agreement which
The parties' negotiated agreement was not admitted as
evidence in the administrative hearing below. However, PERB
may take official notice of its records. Mendocino Community
College District (11/4/80) PERB Decision No. 144; Antelope
Valley Community College District (7/18/79) PERB Decision
No. 97. PERB rule 32120, codified at California Administrative
Code, title 8, section 31000 et seq. , requires in pertinent
part:
Each employer entering into a written
agreement or memorandum of understanding
with an exclusive representative pursuant to
the EERA . 	. . shall file an executed copy
of the agreement and any amendments thereto
with the regional office within 60 days
after execution of the agreement, memorandum
or amendment.
provides
	contractual 	protections
	parallel
	to
	the
	employee
organization's
	asserted
	rights.5	
Thus,
	were
	the
	Board
	to
defer
	the
	entire
	matter
	to
	the
	arbitration
	procedure, 	the
District's
	conduct 	with
	respect 	to
	the
	alleged 	incursions
	on
the
	Association's
	rights
	would 	be 	beyond
	the
	scope
	of 	the
arbitration
	agreement
	and
	without
	remedy.
	We
	are 	unwilling
	to
demand
	that
	the 	Association
	forfeit
	its
	statutory 	protections.
Alternatively,
	we
	are
	unwilling
	to
	force 	the 	charging
	party 	to
bifurcate
	the
	alleged
	violations
	and
	to
	engage
	in
	duplicative
and
	overlapping 	proceedings
	through 	both
	the
	arbitration
	and
unfair
	practice 	routes.
	Thus,
	for 	the 	reasons 	expressed 	above,
we
	reject
	the
	District's
	contention
	that
	the 	hearing
	officer
erroneously
	failed
	to 	defer
	the
	instant
	charge
	to
	arbitration.
The
	District
	has
	also
	lodged
	an
	objection 	to 	the 	hearing
officer's
	conclusion
	that
	it	
violated 	subsection
	3543.S(a)	
of
the 	Act.
	It
	submits
	that
	the 	discuss{ons
	between
	O'Dwyer
	and
Norman
	Davis,
	principal 	at 	Hillcrest
	Elementary 	School, 	with
regard
	to 	the 	Association-sponsored 	faculty 	poll
	was	
proper
speech-related
	conduct 	devoid 	of 	anti-union
	animus 	and
legitimized	
by	
substantial
	business
	justifications.
In 	Carlsbad 	Unified 	School
	District
	(1/30/79)
	PERB
	Decision
No. 	89
	the
	Board
	set 	forth
	its 	test
	with 	regard 	to 	alleged
55While
	the
	District 	in
	its
	exceptions 	takes 	the 	position
that 	the 	Association
	itself
	lacks 	standing 	to 	avail
	itself
	of
the 	contractual 	grievance 	procedure,
	we 	do
	not 	base 	our
decision
	on 	the 	deferral 	issue
	on
	that 	assertion.
5
provides contractual protections parallel to the employee
organization's asserted rights. Thus, were the Board to
defer the entire matter to the arbitration procedure, the
District's conduct with respect to the alleged incursions on
the Association's rights would be beyond the scope of the
arbitration agreement and without remedy. We are unwilling to
demand that the Association forfeit its statutory protections.
Alternatively, we are unwilling to force the charging party to
bifurcate the alleged violations and to engage in duplicative
and overlapping proceedings through both the arbitration and
unfair practice routes. Thus, for the reasons expressed above,
we reject the District's contention that the hearing officer
erroneously failed to defer the instant charge to arbitration.
The District has also lodged an objection to the hearing
officer's conclusion that it violated subsection 3543.5 (a) of
the Act. It submits that the discussions between O'Dwyer and
Norman Davis, principal at Hillcrest Elementary School, with
regard to the Association-sponsored faculty poll was proper
speech-related conduct devoid of anti-union animus and
legitimized by substantial business justifications.
In Carlsbad Unified School District (1/30/79) PERB Decision
No. 89 the Board set forth its test with regard to alleged
while the District in its exceptions takes the position
that the Association itself lacks standing to avail itself of
the contractual grievance procedure, we do not base our
decision on the deferral issue on that assertion.
5
violations
	of
	subsection
	3543.S(a)
	of 	the
	Act.
	Where,
	as
	here,
the 	charging
	party
	establishes 	that
	the 	employer's
	conduct
tends
	to
	or
	does
	result
	in
	some 	harm
	to
	employee
	rights
	granted
by 	EERA, 	a
	prima
	facie
	case
	is
	demonstrated.
	In
	this
	case, 	the
Board
	affirms
	the
	hearing
	officer's
	determination
	that
	the
District's
	conduct, 	generated
	by
	O'Dwyer's
	compilation
	and
dissemination
	of 	the
	faculty
	poll
	and
	communication
	to
	the
Department
	of 	Education,
	harmed
	O'Dwyer 	by
	inferfering
	with
	his
right
	to
	engage
	in
	protected 	organizational
	activity
	on
	the
Association's 	behalf.
Having
	determined
	that
	an 	employee
	has
	been
	harmed
	by
	the
employer's 	conduct, 	the 	Carlsbad
	test
	envisions
	a
	balancing 	of
competing
	interests
	when
	the
	harm
	to
	the
	employee
	is 	slight
	and
if
	the 	employer's 	conduct
	is
	based
	on
	operational 	necessity.
In
	this
	case, 	the
	employer
	argues
	that
	the 	conversations
between
	0 1 Dwyer
	and 	Davis 	were
	justified
	as 	problem-solving
discussions 	within
	an
	educational
	institution.
	While
	the
	Board
acknowledges
	the
	fact 	that
	the 	Association
	poll
	O'Dwyer
prepared 	created
	some
	dissention
	among
	the
	faculty
	about
	which
the
	District
	was
	properly 	concerned, 	various 	statements
	made 	by
Davis,
	when
	taken
	together,
	go 	beyond
	the
	bounds
	permitted
	by
operational 	necessity.
	These
	statements
	were 	made
	during 	the
meeting
	initiated
	by
	Davis 	on Thursday
	afternoon.
	Among
	the
statements 	cited
	by
	the 	hearing
	officer 	are 	Davis'
	comment
	that
O'Dwyer
	should 	write
	a
	moderating
	letter
	to 	the
	state, 	that
6
violations of subsection 3543.5 (a) of the Act. Where, as here,
the charging party establishes that the employer's conduct
tends to or does result in some harm to employee rights granted
by EERA, a prima facie case is demonstrated. In this case, the
Board affirms the hearing officer's determination that the
District's conduct, generated by O'Dwyer's compilation and
dissemination of the faculty poll and communication to the
Department of Education, harmed O' Dwyer by inferfering with his
right to engage in protected organizational activity on the
Association's behalf.
Having determined that an employee has been harmed by the
employer's conduct, the Carlsbad test envisions a balancing of
competing interests when the harm to the employee is slight and
if the employer's conduct is based on operational necessity.
In this case, the employer argues that the conversations
between O'Dwyer and Davis were justified as problem-solving
discussions within an educational institution. While the Board
acknowledges the fact that the Association poll O'Dwyer
prepared created some dissention among the faculty about which
the District was properly concerned, various statements made by
Davis, when taken together, go beyond the bounds permitted by
operational necessity. These statements were made during the
meeting initiated by Davis on Thursday afternoon. Among the
statements cited by the hearing officer are Davis' comment that
O'Dwyer should write a moderating letter to the state, that
O'Dwyer's
	resignation
	as
	a 	member
	of 	the
	Association's
representative
	council
	was
	"not
	enough,"
	that
	O'Dwyer
	could
	not
"make 	a 	mess 	and
	walk
	away 	from
	it,"
	that
	Davis
	had
	"never
	lost
a
	case"
	as
	a
	grievance
	representative
	of
	the
	Oakland
	Federation
of 	Teachers
	and
	that
	O'Dwyer's
	tardiness
	might
	be
	less
tolerated
	if
	O'Dwyer
	were
	uncooperative.
	As
	the 	hearing
officer
	found,
	these 	statements
	carry
	a
	coercive
	meaning 	when
viewed
	in
	their 	overall
	context.
	As
	directed
	by
	the 	Carlsbad
test,
	we
	find
	from
	the
	entire
	record
	that
	the 	primary
	effect
	of
the
	discussion
	was
	to
	coerce
	and
	intimidate
	O'Dwyer
	because
	of
his 	organizational
	activity
	rather
	than
	to
	engage
	in
	a
legitimate
	problem-solving
	conversation.6
In
	affirming
	the 	finding 	of
	a
	violation
	of 	subsection
3543.S(a),
	we
	likewise
	reject
	the
	District's
	argument
	that
	the
employer's
	action
	was
	permissible
	as
	speech-related
	conduct.
In
	Rio 	Hondo 	Community
	College
	District
	(5/19/80)
	PERB
	Decision
No.
	128, 	the
	Board 	found
	that	
the	
public	
school
	employer	
is
entitled
	to	
express	
its
	views
	on
	employment-related
	matters
over
	which
	it
	has
	legitimate
	concerns 	in 	order 	to
	facilitate
full
	and
	knowledgeable
	debate.
	Such
	free
	speech
	protection,
6Having
	concluded
	that
	the
	District 	failed 	to 	demonstrate
sufficient 	operational 	necessity 	to 	justify
	even
	slight
	harm
	to
the 	employee,
	it
	is
	unnecessary 	to 	discuss 	the 	portion 	of 	theCarlsbad
	test
	which
	requires
	a 	showing
	that
	the 	inherently
destructive
	harm
	visited
	on
	the
	employee
	is
	excused 	by
circumstances
	beyond
	the 	employer's 	control 	as 	to
	which 	no
alternative 	course 	of 	action
	was
	available.
7
O'Dwyer's resignation as a member of the Association's
representative council was "not enough, " that O'Dwyer could not
"make a mess and walk away from it," that Davis had "never lost
a case" as a grievance representative of the Oakland Federation
of Teachers and that O'Dwyer's tardiness might be less
tolerated if O'Dwyer were uncooperative. As the hearing
officer found, these statements carry a coercive meaning when
viewed in their overall context. As directed by the Carlsbad
test, we find from the entire record that the primary effect of
the discussion was to coerce and intimidate O'Dwyer because of
his organizational activity rather than to engage in a
legitimate problem-solving conversation. 6
In affirming the finding of a violation of subsection
3543.5 (a) , we likewise reject the District's argument that the
employer's action was permissible as speech-related conduct.
In Rio Hondo Community College District (5/19/80) PERB Decision
No. 128, the Board found that the public school employer is
entitled to express its views on employment-related matters
over which it has legitimate concerns in order to facilitate
full and knowledgeable debate. Such free speech protection,
Having concluded that the District failed to demonstrate
sufficient operational necessity to justify even slight harm to
the employee, it is unnecessary to discuss the portion of the
Carlsbad test which requires a showing that the inherently
destructive harm visited on the employee is excused by
circumstances beyond the employer's control as to which no
alternative course of action was available.
7
however,
	is
	not 	without
	limits.
	Borrowing
	from
	the
	standards
developed
	by
	the 	National
	Labor
	Relations
	Board
	(hereafter
NLRB),
	this
	Board
	determined
	that
	an
	employer's
	speech
	which
contains
	a
	threat
	of
	reprisal
	or 	force
	or
	promise
	of
	benefit
loses
	its
	protection
	and
	will
	be
	viewed
	as
	strong
	evidence
	of
conduct
	prohibited
	by
	section
	3543.5
	of 	the
	EERA.
	(Rio 	Hondo,
supra,
	at
	p. 	20.)
The
	hearing
	officer's
	decision,
	while
	it
	predated 	the
Board's 	decision 	in
	Rio
	Hondo,
	nevertheless
	relied
	on
	the
	same
NLRB
	precedent
	which
	the
	Board
	subsequently
	adopted
	and
concluded
	that
	the
	statements
	made
	to
	O'Dwyer
	constituted
implied
	threats
	and
	carried
	a
	coercive
	meaning.
	We
	therefore
affirm
	the 	hearing
	officer's
	conclusion,
	consistent
	with 	our
position
	in
	Rio 	Hondo,
	that
	the
	District's
	speech-related
conduct
	lost
	its
	protection
	and
	interfered
	with
	O'Dwyer's
rights
	guaranteed 	by 	the
	Act
	in
	violation
	of 	subsection
3543.S(a).
Finally,
	the
	Board
	declines 	to
	review
	a
	submission
	labeled
"exceptions" 	to 	the 	hearing
	officer's
	decision
	from
	the
attorney 	representative 	of
	O'Dwyer.
	PERB
	rule
	323007	
only
permits
	a
	"party" 	to
	submit 	exceptions 	to
	a
	proposed
	hearing
7
7PERB
	rule
	32300
	provides 	in 	pertinent 	part:
(a) 	A
party
	may
	file
	with 	the
	Board
	itself
an
	original
	and
	four 	copies 	of
	a
	statement
of 	exceptions 	to
	a 	Board
	agent's
	proposed
decision
	•...
8
however, is not without limits. Borrowing from the standards
developed by the National Labor Relations Board (hereafter
NLRB) , this Board determined that an employer's speech which
contains a threat of reprisal or force or promise of benefit
loses its protection and will be viewed as strong evidence of
conduct prohibited by section 3543.5 of the EERA. (Rio Hondo,
supra, at p. 20.)
The hearing officer's decision, while it predated the
Board's decision in Rio Hondo, nevertheless relied on the same
NLRB precedent which the Board subsequently adopted and
concluded that the statements made to O'Dwyer constituted
implied threats and carried a coercive meaning. We therefore
affirm the hearing officer's conclusion, consistent with our
position in Rio Hondo, that the District's speech-related
conduct lost its protection and interfered with O'Dwyer's
rights guaranteed by the Act in violation of subsection
3543.5 (a) .
Finally, the Board declines to review a submission labeled
"exceptions" to the hearing officer's decision from the
attorney representative of O'Dwyer. PERB rule 323007 only
permits a "party" to submit exceptions to a proposed hearing
PERB rule 32300 provides in pertinent part:
(a) A party may file with the Board itself
an original and four copies of a statement
of exceptions to a Board agent's proposed
decision .
officer's
	decision.
	Because
	the
	Association,
	and
	not
	O'Dwyer,
is
	the 	charging
	party,
	we
	will
	not
	consider 	the 	substance
	of
the
	objections
	filed
	on
	O'Dwyer's
	behalf.
ORDER	ORDER
Based
	upon
	the 	foregoing
	facts,
	conclusions
	of
	law 	and
	the
entire
	record 	in
	this
	case,
	it
	is
	found
	that
	the
	John
	Swett
Unified
	School
	District
	has
	violated
	subsection
	3543.S(a)
	of
the 	Educational 	Relations
	Employment
	Act.
	It
	is
	hereby
	ORDERED
that
	the
	District
	and
	its
	representatives
	shall:
(1)
	CEASE
	AND
	DESIST 	FROM:
(a)
	In
	any
	manner
	imposing
	or
	threatening 	to
	impose
reprisals
	on,
	interfering
	with,
	restraining
	or 	coercing
John	
0 1 Dwyer
	or
	any
	other
	employees
	because
	of
	their
	exercise
of
	rights
	guaranteed 	by 	the
	EERA;
(2)
	TAKE
	THE
	FOLLOWING
	AFFIRMATIVE ACTION WHICH
	IS
NECESSARY
	TO
	EFFECTUATE
	THE
	POLICIES
	OF 	THE
	ACT:
(a)
	Within
	five
	(5)
	workdays
	of 	date 	of 	service 	of
this
	Decision, 	post 	copies 	of 	the 	Notice 	as
	set
	forth	
and
attached 	hereto 	in 	the
	Appendix
	at
	its
	headquarters
	office
	and
in
	each 	school 	in 	conspicuous
	locations
	where
	notices 	to
employees
	are 	customarily posted.
	Such
	posting
	shall
	be
maintained 	for
	a
	period 	of
	thirty
	(30)
	consecutive
	workdays.
Reasonable
	steps
	should
	be
	taken 	to 	insure 	that 	said 	Notices
are 	not 	reduced 	in
	size, 	altered,
	defaced 	or 	covered
	by 	any
other 	materials;
	and
9
officer's decision. Because the Association, and not O'Dwyer,
is the charging party, we will not consider the substance of
the objections filed on O'Dwyer's behalf.
Based upon the foregoing facts, conclusions of law and the
entire record in this case, it is found that the John Swett
Unified School District has violated subsection 3543.5 (a) of
the Educational Relations Employment Act. It is hereby ORDERED
that the District and its representatives shall:
(1) CEASE AND DESIST FROM:
(a) In any manner imposing or threatening to impose
reprisals on, interfering with, restraining or coercing
John O'Dwyer or any other employees because of their exercise
of rights guaranteed by the EERA;
(2) TAKE THE FOLLOWING AFFIRMATIVE ACTION WHICH IS
NECESSARY TO EFFECTUATE THE POLICIES OF THE ACT:
(a) Within five (5) workdays of date of service of
this Decision, post copies of the Notice as set forth and
attached hereto in the Appendix at its headquarters office and
in each school in conspicuous locations where notices to
employees are customarily posted. Such posting shall be
maintained for a period of thirty (30) consecutive workdays.
Reasonable steps should be taken to insure that said Notices
are not reduced in size, altered, defaced or covered by any
other materials; and
(b) 	At
	the
	end
	of
	thirty-five
	(35)
	workdays
	from
	date
of 	service
	of
	this
	Decision,
	notify
	the
	San
	Francisco
	Regional
Director
	of 	the
	Public
	Employment
	Relations
	Board
	in
	writing
	of
the
	action
	the
	District
	has
	taken
	to
	comply
	with
	this
	Order.
It
	is
	further
	Ordered
	that
	the
	alleged
	violations
	of
subsections
	3543.S(b}
	and 	(d)
	are
	DISMISSED.
By:
Barbara
	D.
	Moore, 	Member	
John
	w.
	Jaeger,
	Member
J
Member
	Tovar
	concurring:
I
	concur.
I~
Tovar,
	Member
Chairperson 	Gluck's 	concurrence 	begins
	on
	page 	11.
10
(b) At the end of thirty-five (35) workdays from date
of service of this Decision, notify the San Francisco Regional
Director of the Public Employment Relations Board in writing of
the action the District has taken to comply with this Order.
It is further Ordered that the alleged violations of
subsections 3543.5 (b) and (d) are DISMISSED.
By :
Barbara D. Moore, Member 	John W. Jaeger, Member
Member Tovar concurring:
I concur.
Irene Tovar, Member
Chairperson Gluck's concurrence begins on page 11.
10
Harry
	Gluck,
	Chairperson, 	concurring:
Upon
	balancing 	the 	employer's
	asserted 	operational
need
	against
	the
	harm 	done
	to
	O'Dwyer's
	rights,
	I
	concur
in
	the 	hearing
	officer's
	finding
	that
	the
	District's
conduct,
	considered
	in
	its
	entirety,
	was
	imbued
	with
	the
threat
	of
	reprisal, 	interfered
	with
	O'Dwyer's
	exercise
of
	statutory 	rights,
	and
	violated
	section
	3543.S(a).
The
	majority
	has
	not 	addressed,
	substantively, 	the
District's
	exception 	to
	the 	hearing
	officer's
	ruling
	which
barred
	the
	District
	from
	raising
	PERB's
	deferral 	obligation
during 	the 	hearing.
	The
	District
	contends
	that 	section
	3541.S(a)
imposes
	a
	jurisdictional 	limitation
	on
	PERB
	and
	that
	a
	party
cannot
	be
	held
	to
	have 	waived
	its
	claim because
	it
	was
	raised
in
	an
	untimely 	fashion.
	Although, 	as
	the 	majority
	points
out,
	one
	is
	not 	necessary
	in
	this
	case,
	a
	ruling
	on
	this
exception
	would
	serve 	as
	a
	desirable
	clarification
	of
relevant 	procedural 	requirements 	for 	the
	future.
~affy
	Gl/2ck,
	Chair"person
I
11
Havry Gluck, Chairperson
Harry Gluck, Chairperson, concurring:
Upon balancing the employer's asserted operational
need against the harm done to O'Dwyer's rights, I concur
in the hearing officer's finding that the District's
conduct, considered in its entirety, was imbued with the
threat of reprisal, interfered with O'Dwyer's exercise
of statutory rights, and violated section 3543.5(a) .
The majority has not addressed, substantively, the
District's exception to the hearing officer's ruling which
barred the District from raising PERB's deferral obligation
during the hearing. 	The District contends that section 3541. 5(a)
imposes a jurisdictional limitation on PERB and that a party
cannot be held to have waived its claim because it was raised
in an untimely fashion. Although, as the majority points
out, one is not necessary in this case, a ruling on this
exception would serve as a desirable clarification of
relevant procedural requirements for the future.
11
APPENDIX	APPENDIX 
NOTICE
	TO
	EMPLOYEES
POSTED
	BY
	ORDER
	OF
	THE
PUBLIC
	EMPLOYMENT
	RELATIONS
	BOARD
An
	Agency
	of
	the
	State
	of
	California
After
	a
	hearing
	in
	Unfair
	Practice
	Case
	No.
	SF-CE-53,
John 	Swett 	Education
	Association,
	CTA/NEA
	v. 	John
	Swett
	Unified
School
	District,
	in
	which
	both
	parties
	had
	the
	right
	to
participate,
	it
	has
	been 	found
	that
	the
	John 	Swett
	Unified
School
	District
	violated
	subsection
	3543.S(a)
	of 	the
Educational
	Employment
	Relations
	Act
	(EERA)
	by
	restraining,
coercing, 	threatening 	to
	impose
	reprisals
	on,
	and
	interfering
with
	John
	O'Dwyer
	because
	of
	his 	exercise 	of
	rights
	under
	the
EERA. 	As 	a
	result
	of
	this
	conduct,
	we
	have 	been
	ordered
	to
post
	this
	Notice
	and
	we
	will	
abide 	by	
the	
following:
We
	will
	not
	restrain,
	coerce,
	threaten,
	or 	otherwise
interfer
	with 	John
	O'Dwyer
	or
	other
	employees 	because
	of
	their
exercise 	of	
rights	
under
	the	
EERA.
John 	Swett 	Unified
	School
	District
By:
Authorized
	Agent
	of 	the
	District
Dated:
THIS
	IS
	AN	
OFFICIAL 	NOTICE. 	IT
	MUST 	REMAIN 	POSTED FOR 	30
CONSECUTIVE
	WORKDAYS 	FROM THE 	DATE 	OF	
POSTING	
AND 	MUST 	NOT
	BE
REDUCED 	IN 	SIZE, 	DEFACED, 	ALTERED	
OR COVERED BY ANY	
MATERIAL.
1
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
PUBLIC EMPLOYMENT RELATIONS BOARD
An Agency of the State of California
After a hearing in Unfair Practice Case No. SF-CE-53,
John Swett Education Association, CTA/NEA v. John Swett Unified
School District, in which both parties had the right to
participate, it has been found that the John Swett Unified
School District violated subsection 3543.5 (a) of the
Educational Employment Relations Act (EERA) by restraining,
coercing, threatening to impose reprisals on, and interfering
with John O'Dwyer because of his exercise of rights under the
EERA. As a result of this conduct, we have been ordered to
post this Notice and we will abide by the following:
We will not restrain, coerce, threaten, or otherwise
interfer with John O'Dwyer or other employees because of their
exercise of rights under the EERA.
John Swett Unified School District
By :
Authorized Agent of the District
Dated:
THIS IS AN OFFICIAL NOTICE. IT MUST REMAIN POSTED FOR 30
CONSECUTIVE WORKDAYS FROM THE DATE OF POSTING AND MUST NOT BE
REDUCED IN SIZE, DEFACED, ALTERED OR COVERED BY ANY MATERIAL.
STATE
	OF
	CALIFORNIA
PUBLIC
	EMPLOYMENT
	RELATIONS
	BOARD
JOHN
	SWETT
	EDUCATION 	ASSOCIATION,
CTA/NEA,
Charging
	Party,
vs.
,JOHN
	SWETT
	UNIFIED
	SCHOOL
	DI STRICT,,
)
)
)
)
)
)
)
)
)
)
________
R_e_s_..p_o_n_d_e_n_t_.
______
}	Respondent .
Unfair
	Practice
Case 	No.
	SF-CE-53
PROPOSED
	DECISION
(12/29/78)
Appearances:	
Donald 	P.
	McCu
	um,
	Robert
	w.
	Johnson,
	and
	Charles
Triebel,
	Attorneys
	for
	John
	Swett
	Education
	Association,
CTA/NEA;
	Gregory 	L.
	Quintana, 	Attorney
	(Murphy 	and
	Appenrodt),
special
	counsel 	for 	witness
	John 	O'Dwyer;John
	Hudak,
	Attorney
(Breon, 	Galgani
	and 	Godino)
	for
	John 	Swett
	Unified
	School
District.
Before
	Jeff
	Sloan, 	Hearing 	Officer.
PROCEDURAL HISTORY	
PROCEDURAL 	HISTORY
On
	January
	22, 	1977,
	the
	John 	Swett 	Education
	Association,
CTA/NEA
	(hereafter
	JSEA
	or 	the 	Association)
	filed
	an
	un
	ir
actice
	charge
	ainst
	John
	Swett
	Unifi 	School
	strict
eafter
	District), 	all
	i
	vi
	ations
	sections
	3543
STATE OF CALIFORNIA
PUBLIC EMPLOYMENT RELATIONS BOARD
JOHN SWETT EDUCATION ASSOCIATION,
CTA/NEA ,
Charging Party,
Unfair Practice
VS. 	Case No. SF-CE-53
JOHN SWETT UNIFIED SCHOOL DISTRICT 	PROPOSED DECISION
(12/29/78)
Appearances: Donald P. McCullum, Robert W. Johnson, and Charles
Triebel, Attorneys for John Swett Education Association,
CTA/NEA; Gregory L. Quintana, Attorney (Murphy and Appenrodt) ,
special counsel for witness John O'Dwyer; John Hudak, Attorney
(Breon, Galgani and Godino) for John Swett Unified School
District.
Before Jeff Sloan, Hearing Officer.
On January 22, 1977, the John Swett Education Association,
CTA/NEA (hereafter JSEA or the Association) filed an unfair
practice charge against the John Swett Unified School District
(hereafter District), alleging violations of sections 3543 and
3543.l(a) 	of 	the 	Educational 	Employment 	Relations 	Act
(hereafter, 	EERA or 	Act). 1 The 	charge 	alleged 	that 	Norman
Davis, 	principal 	of 	Hillcrest 	Elementary 	School, 	threatened 	and
coerced 	John 	O'Dwyer 	in 	connection with 	a 	JSEA-authorized
survey 	of 	teachers.
1lThe 	Educational 	Employment 	Relations 	Act 	is 	codified
at 	Government 	Code 	section 	3540 	et 	seq. 	All 	references 	are
to 	the 	Government 	Code 	unless 	otherwise 	noted.
Section 	3543 	states:
Public 	school 	employees 	shall 	have 	the 	right
to 	form, 	join, 	and 	participate 	in 	the
activities 	of 	employee 	organizations 	of
their 	own 	choosing 	for 	the 	purpose 	of
representation 	on 	all 	matters 	of
employer-employee 	relations. 	Public 	school
employees 	shall 	also 	have 	the 	right 	to
refuse 	to 	join 	or 	participate 	in 	the
activities 	of 	employee 	organizations 	and
shall 	have 	the 	right 	to 	represent 	themselves
individually 	in 	their 	employment 	relations
with 	the 	public 	school 	employer, 	except 	that
once 	the 	employees 	in 	an 	appropriate 	unit
have 	selected 	an 	exclusive 	representative
and 	it 	has 	been 	recognized 	pursuant 	to
Section 	3544.1 	or 	certified 	pursuant 	to
Section 	3544.7, 	no 	employee 	in 	that 	unit 	may
meet 	and 	negotiate 	with 	the 	public 	school
employer •...
Section 	3543.l(a) 	states:
Employee 	organizations 	shall 	have 	the 	right
to 	represent 	their 	members 	in 	their
employment 	relations 	with 	public 	school
employers, 	except 	that 	once 	an 	employee
organization 	is 	recognized 	or 	certified 	as
the 	exclusive 	representative 	of 	an
appropriate 	unit 	pursuant 	to 	Section 	3544.1
or 	3544.7, 	respectively, 	only 	that 	employee
organization 	may 	represent 	that 	unit 	in
their 	employment 	relations 	with 	the 	public
school 	employer •...
2
3543.1 (a) of the Educational Employment Relations Act
(hereafter, EERA or Act). ! 	The charge alleged that Norman
Davis, principal of Hillcrest Elementary School, threatened and
coerced John O'Dwyer in connection with a JSEA-authorized
survey of teachers.
The Educational Employment Relations Act is codified
at Government Code section 3540 et seq. All references are
to the Government Code unless otherwise noted.
Section 3543 states:
Public school employees shall have the right
to form, join, and participate in the
activities of employee organizations of
their own choosing for the purpose of
representation on all matters of
employer-employee relations. 	Public school
employees shall also have the right to
refuse to join or participate in the
activities of employee organizations and
shall have the right to represent themselves
individually in their employment relations
with the public school employer, except that
once the employees in an appropriate unit
have selected an exclusive representative
and it has been recognized pursuant to
Section 3544.1 or certified pursuant to
Section 3544.7, no employee in that unit may
meet and negotiate with the public school
employer . . . .
Section 3543. 1 (a) states:
Employee organizations shall have the right
to represent their members in their
employment relations with public school
employers, except that once an employee
organization is recognized or certified as
the exclusive representative of an
appropriate unit pursuant to Section 3544.1
or 3544.7, respectively, only that employee
organization may represent that unit in
their employment relations with the public
school employer . . . .
2
On
	February 	17,
	1977
	the
	District
	answered
	the 	charge,
admitting
	that
	O'Dwyer
	prepared 	the 	survey
	in 	question
	but
denying
	all
	other
	allegations
	of 	the 	charge.
3	3
The
	parties
	waived
	the 	holding 	of
	an
	informal
	conference,
and
	a
	formal
	hearing
	was
	held
	before
	Hearing
	Officer
	Angela
Pickett-Evans
	on
	May
	19,
	May
	31, 	June
	10,
	June
	16,
	July
	12,
September 	20,
	and
	September 	21, 	1977.
	The
	charging
	party
amended
	the 	charge
	at
	the
	beginning
	of 	the
	formal
	hearing
	to
allege 	violations
	of
	sections
	3543.5(a),
	(b)
	and
	(d)
	of 	the
Act.
2	
The
	parties 	stipulated 	that
	the
	JSEA
	was
	an
	employee
organization
	and
	that
	the
	District
	was
	a
	public
	school
	employer
within
	the
	meaning
	of 	the
	EERA.
On
	approximately 	January 	8,
	1978,
	the 	general
	counsel
informed
	the
	parties 	that
	he
	intended
	to 	assign 	the 	case 	for
decision 	to 	another 	hearing
	officer
	because
	Ms.
	Pickett-Evans
2
2section 	3543.S(a),
	(b)
	and	
(d)	
states:
It
	shall
	be
	unlawful 	for
	a
	public 	school
employer
	to:
a) 	Impose
	or
	threaten 	to
	impose
	reprisals
	on
employees,
	to 	discriminate
	or
	threaten 	to
discriminate 	against	
employees,	
or 	otherwiseto
	interfere 	with, 	restrain,
	or
	coerceemployees 	because 	of	
their 	exercise	
of
rights
	guaranteed	
by	
this 	chapter.
(b) 	Deny
	to
	employee
	organizations 	rights
guaranteed 	to
	them 	by	
this	
chapter.
(d) 	Dominate 	or
	interfere
	with	
the 	formation
or 	administration 	of
	any 	employee
organization, 	or 	contribute 	financial 	or
other 	support 	to
	it,
	or 	in
	any 	way
	encourage
employees 	to 	join
	any 	organization 	in
preference 	to 	another.
On February 17, 1977 the District answered the charge,
admitting that O'Dwyer prepared the survey in question but
denying all other allegations of the charge.
The parties waived the holding of an informal conference,
and a formal hearing was held before Hearing Officer Angela
Pickett-Evans on May 19, May 31, June 10, June 16, July 12,
September 20, and September 21, 1977. The charging party
amended the charge at the beginning of the formal hearing to
allege violations of sections 3543.5 (a), (b) and (d) of the
Act. 2 The parties stipulated that the JSEA was an employee
organization and that the District was a public school employer
within the meaning of the EERA.
On approximately January 8, 1978, the general counsel
informed the parties that he intended to assign the case for
decision to another hearing officer because Ms. Pickett-Evans
Section 3543.5 (a) , (b) and (d) states:
It shall be unlawful for a public school
employer to:
a) Impose or threaten to impose reprisals on
employees, to discriminate or threaten to
discriminate against employees, or otherwise
to interfere with, restrain, or coerce
employees because of their exercise of
rights guaranteed by this chapter.
(b) Deny to employee organizations rights
guaranteed to them by this chapter.
(d) Dominate or interfere with the formation
or administration of any employee
organization, or contribute financial or
other support to it, or in any way encourage
employees to join any organization in
preference to another.
no 	longer 	was 	employed 	by 	the 	Public 	Employment 	Relations 	Board
(hereafter 	PERB). 	Both 	parties 	objected 	to 	substitution 	of 	the
hearing 	officer. 	The 	general 	counsel 	overruled 	those
objections, 	and 	JSEA 	appealed. 	PERB 	itself 	sustained 	the
general 	counsel's 	denial 	of 	JSEA's 	objections 	in 	Fremont
Unified 	School 	District 	& 	John 	Swett 	Unified 	School 	District
(4/5/78) 	PERB 	Order 	No. 	Ad-28.
A further 	hearing 	for 	the 	resolution 	of 	credibility 	issues
was 	held 	before 	this 	hearing 	officer 	on 	May 	23, 	1978, 	in 	the
San 	Francisco 	regional 	office 	of 	PERB. 	All 	parties 	were 	given
the 	full 	opportunity 	to 	examine 	and 	cross-examine 	witnesses 	in
areas 	where 	the 	record 	showed 	testimonial 	conflict.
ISSUES
The 	case 	presents 	the 	following 	issues:
1. 	Whether 	the 	District 	threatened 	to 	impose 	reprisals,
restrained, 	coerced, 	or 	interfered 	with 	O'Dwyer 	because 	of 	his
exercise 	of 	rights 	guaranteed 	by 	the 	EERA, 	thereby 	violating
section 	3543. 5 (a) •
2. 	Whether 	the 	District 	denied 	to 	JSEA 	rights 	guaranteed
by 	the 	EERA, 	thereby 	violating 	section 	3543.S(b).
3. 	Whether 	the 	District 	dominated 	or 	interfered 	with 	the
formation 	or 	administration 	of 	JSEA, 	thereby 	violating 	section
3543.S(d).
4
no longer was employed by the Public Employment Relations Board
(hereafter PERB) . Both parties objected to substitution of the
hearing officer. 	The general counsel overruled those
objections, and JSEA appealed. 	PERB itself sustained the
general counsel's denial of JSEA's objections in Fremont
Unified School District & John Swett Unified School District
(4/5/78) PERB Order No. Ad-28.
A further hearing for the resolution of credibility issues
was held before this hearing officer on May 23, 1978, in the
San Francisco regional office of PERB. All parties were given
the full opportunity to examine and cross-examine witnesses in
areas where the record showed testimonial conflict.
ISSUES
The case presents the following issues:
1. Whether the District threatened to impose reprisals,
restrained, coerced, or interfered with O'Dwyer because of his
exercise of rights guaranteed by the EERA, thereby violating
section 3543.5 (a) .
2. 	Whether the District denied to JSEA rights guaranteed
by the EERA, thereby violating section 3543.5 (b) .
3. Whether the District dominated or interfered with the
formation or administration of JSEA, thereby violating section
3543.5 (d) .
4
FINDINGS
	OF
	FACT	FINDINGS OF FACT
Background
The
	John
	Swett
	Unified
	School
	District,
	located
	in
	Contra
Costa
	County, 	has
	an
	average
	daily
	attendance 	of 	1,936.
California 	State
	Department
	of 	Education,
	California
	Public
School
	Directory
	(1978).
	It
	is
	comprised
	of
	four
	schools--John
Swett
	High
	School, 	Carquinez 	Elementary 	School,
	Garretson
Heights
	Elementary
	School
	and
	Hillcrest
	Elementary 	School.
Hillcrest
	Elementary 	School,
	the
	location
	of 	the
	alleged
	unfair
practice
	in 	the
	instant
	case,
	is
	an
	elementary 	school
	located
in
	Rodeo
	staffed
	by
	approximately
	25
	teachers.
	On 	May
	9,
	1976,
the
	District
	voluntarily
	recognized
	JSEA
	as
	the 	exclusive
representative
	of
	its
	certificated
	employees.
The
	Hill.crest 	Early
	Childhood 	Education
	Program
The
	educational
	program
	at 	Hillcrest
	Elementary 	School
includes
	a
	comprehensive
	state-
	and
	federally-funded
	project
known
	informally 	as
	the 	Early
	Childhood 	Education
	(ECE)
Program, 	or 	the
	"Project."
	The
	Project 	contains 	three
components--the 	federally-funded
	Title
	I
	Program,
	serving
children	
who	
score	
below 	the	
50th
	percentile 	in
	certain
educational	
areas; 	the 	Early
	Childhood 	Education 	Program;	
and
the	
State
	Education 	for 	Disadvantaged
	Youth 	Program.
	The
Program
	at 	Hillcrest 	utilizes 	five 	specialists	
who 	work
	with
students 	in
	different 	educational 	areas, 	e.g., 	research,
	media
and 	language
	arts.
	A number
	of 	teachers' 	aides 	also 	are
employed 	through 	the 	Program.
At 	the 	time 	the 	alleged 	unfair 	practice 	occurred 	in 	the
5
Background
The John Swett Unified School District, located in Contra
Costa County, has an average daily attendance of 1,936.
California State Department of Education, California Public
School Directory (1978). It is comprised of four schools--John
Swett High School, Carquinez Elementary School, Garretson
Heights Elementary School and Hillcrest Elementary School.
Hillcrest Elementary School, the location of the alleged unfair
practice in the instant case, is an elementary school located
in Rodeo staffed by approximately 25 teachers. On May 9, 1976,
the District voluntarily recognized JSEA as the exclusive
representative of its certificated employees.
The Hillcrest Early Childhood Education Program
The educational program at Hillcrest Elementary School
includes a comprehensive state- and federally-funded project
known informally as the Early Childhood Education (ECE)
Program, or the "Project. " The Project contains three
components--the federally-funded Title I Program, serving
children who score below the 50th percentile in certain
educational areas; the Early Childhood Education Program; and
the State Education for Disadvantaged Youth Program. 	The
Program at Hillcrest utilizes five specialists who work with
students in different educational areas, e.g., research, media
and language arts. A number of teachers' aides also are
employed through the Program.
At the time the alleged unfair practice occurred in the
5
present 	case,
	Hillcrest
	was
	the 	only 	school
	in 	the
	District
that
	had
	an
	ECE
	Program.
The
	Director 	of 	the
	Program
	is
	Hillcrest
	Principal
	Norman
Davis.
	The
	Coordinator
	of 	the
	Program,
	Lorna
	Wiggins,
	was
appointed
	by
	Davis.
	Wiggins
	also
	is
	a
	language
	arts 	specialist
for 	the
	District.
The
	ECE
	Program
	at 	Hillcrest
	was
	beset
	by
	problems
	during
the
	1975-76
	year
	which
	caused
	it
	to
	be
	given
	low
	ratings
	by
Department
	of
	Education
	evaluators.
	Because
	of 	these
	low
ratings,
	a
	state
	review 	team,
	known
	as
	the
	"Monitor
	and 	Review
Team"
	(hereafter
	MAR
	Team),
	scheduled
	Hillcrest
	for
	an
extensive
	review
	session 	in
	January
	1977. 	Wiggins
	and
	Davis
began
	preparing 	for 	the
	MAR
	Team
	visit
	at
	the 	beginning
	of 	the
1976-77
	school
	year.
Members
	of 	the
	District
	Board
	of 	Education
	had
	not
	been
inclined
	favorably
	toward
	the
	ECE
	Program
	for
	quite
	some
	time.
They
	believed
	that
	the
	Program
	did 	not
	require
	sufficient
classroom
	structure
	or
	discipline.
Poll
	Concerning
	the
	ECE
	Program
During 	the
	latter
	part
	of 	1976,
	some
	teachers 	at
	Carquinez
and
	Garretson 	Heights 	Elementary 	Schools 	discovered
	that 	their
schools
	were
	being 	considered	
for
	an 	expanded	
ECE
	Program 	for
the
	1977-78
	school 	year.
	These
	instructors
	were 	concerned 	about
the	
possibility
	of 	expansion 	of 	the 	Program, 	because 	they 	were
not 	aware 	of
	how	
the 	Program might
	affect 	their 	teaching
methods 	and
	teaching 	loads.
,r
0
present case, Hillcrest was the only school in the District
that had an ECE Program.
The Director of the Program is Hillcrest Principal Norman
Davis. 	The Coordinator of the Program, Lorna Wiggins, was
appointed by Davis. Wiggins also is a language arts specialist
for the District.
The ECE Program at Hillcrest was beset by problems during
the 1975-76 year which caused it to be given low ratings by
Department of Education evaluators. Because of these low
ratings, a state review team, known as the "Monitor and Review
Team" (hereafter MAR Team) , scheduled Hillcrest for an
extensive review session in January 1977. Wiggins and Davis
began preparing for the MAR Team visit at the beginning of the
1976-77 school year.
Members of the District Board of Education had not been
inclined favorably toward the ECE Program for quite some time.
They believed that the Program did not require sufficient
classroom structure or discipline.
Poll Concerning the ECE Program
During the latter part of 1976, some teachers at Carquinez
and Garretson Heights Elementary Schools discovered that their
schools were being considered for an expanded ECE Program for
the 1977-78 school year. These instructors were concerned about
the possibility of expansion of the Program, because they were
not aware of how the Program might affect their teaching
methods and teaching loads.
6
Alice
	Dorman,
	a
	teacher
	at
	Garretson
	and
	a
	member
	of
	the
Representative
	Council 	of 	the
	JSEA,
	brought 	the
	issue
	of
	ECE
expansion
	before 	the
	JSEA
	on
	December
	13,
	1976.
	She
	stated
	at
a
	meeting
	of 	the
	representative
	council3	he
that
	she 	wished
	to
learn
	what
	effect
	the
	expanded
	Program
	would
	have
	on
	teachers'
teaching
	methods
	and
	teaching
	loads.
A
motion
	was 	made
	at 	that
	meeting
	that 	Hillcrest
	building
representatives
	bring
	back
	information
	concerning
	how
	the
Program
	was
	functioning.
	A
general 	discussion
	ensued
	as
	to
	how
to
	discover 	the 	information
	which
	Dorman 	was
	seeking.
	Juanita
Kizer,
	a
	Hillcrest
	building
	representative,
	suggested
	that
another
	Hillcrest
	representative,
	John 	O'Dwyer,
	conduct
	a
	poll
of
	Hillcrest
	teachers 	addressing
	their
	feelings
	about
	the
Program.
	Just
	before 	the 	conclusion 	of 	the 	meeting,
	a
	vote
	was
taken
	on
	whether
	to
	conduct
	the
	poll.
	The
	motion
	carried
	that
O'Dwyer
	conduct 	the
	poll.
On
	the 	evening
	of
	December
	13,
	O'Dwyer 	composed
	the
following
	poll:
3The
	representative 	council
	is
	the 	policy
	making	
body	
of
the
	JSEA.
	According
	to
	JSEA
	bylaws, 	the 	representative 	council
is
	composed	
of 	the 	four
	JSEA
	officers
	and
	a
	pro-rata
	number	
of
"building	
representatives"
	from
	the	
four	
schools 	in 	the
District.
	According
	to
	JSEA
	bylaws, 	the
	total
	number
	of
representative 	council
	members 	was 	15
	during 	the 	time
	in
question.
7
Alice Dorman, a teacher at Garretson and a member of the
Representative Council of the JSEA, brought the issue of ECE
expansion before the JSEA on December 13, 1976. 	She stated at
a meeting of the representative council that she wis 	d to
learn what effect the expanded Program would have on teachers'
teaching methods and teaching loads.
A motion was made at that meeting that Hillcrest building
representatives bring back information concerning how the
Program was functioning. A general discussion ensued as to how
to discover the information which Dorman was seeking. Juanita
Kizer, a Hillcrest building representative, suggested that
another Hillcrest representative, John O'Dwyer, conduct a poll
of Hillcrest teachers addressing their feelings about the
Program. 	Just before the conclusion of the meeting, a vote was
taken on whether to conduct the poll. The motion carried that
O'Dwyer conduct the poll.
On the evening of December 13, O'Dwyer composed the
following poll:
3The representative council is the policy making body of
the JSEA. According to JSEA bylaws, the representative council
is composed of the four JSEA officers and a pro-rata number of
"building representatives" from the four schools in the
District. According to JSEA bylaws, the total number of
representative council members was 15 during the time in
question.
7
JSEA 	SURVEY--THE 	PROJECT
HILLCREST 	STAFF
I.	
WORK
a.
	Does
	the
	Project 	require 	extra
	time
	from
	theclassroom
	teacher?
	( 	) 	Yes 	( 	)	
No
b.
	If
	yes, 	estimate
	how 	much
	per 	day.
c. 	Is 	the
	additional
	work
	asked
	by
	the
	Project
adequately
	compensated
	for
	by
	the
	addition 	into
	theclassroom
	of:
An
	aide
	( 	Yes 	( 	)
	No
8
Materials
	( 	) 	Yes 	( 	)
	No
Specialists
	( 	) 	Yes 	( 	)
	No
Wednesday
	Release
	Time 	( 	) 	Yes 	( 	)
	No
II.
	CONTROL
a.
	Do
	you
	feel
	you
	know
	about
	and 	have
	a
	reasonable
degree
	of
	control
	over
	the
	nature, 	content
	and
	activities
of
	the
	project
	components?
Yes 	( 	)
	No
b.
	Do
	you
	feel 	that
	the
	budget
	allocations
	for 	the
Project
	match
	the
	learning
	priorities
	of 	the 	classroom
teachers?
	( 	) 	Yes 	( 	)	
No
III.CHANGE
a.
	Does
	the
	Project 	require:
certain
	types 	of 	classroom
	organization(centers)
	( 	) 	Yes 	( 	)
	No
certain
	teaching
	methods
(diagnostic/prescrip.)
	( 	) 	Yes
	No
certain
	ways
	of 	student
	grouping?
(individ/small
	skill
	grp.)
( 	) 	Yes 	{	
No
IV.
	SUMMARY
a.
	Do
	you
	support, 	at 	Hillcrest,
	the 	continuation 	of
the 	Project: in
	its
	present
	form	in its present form 	Yes 	No
with 	changes
	( 	) 	Yes 	( 	)	
No
b.
	Do	
you	
feel 	that	
the	
Project	
should
	be 	expanded
next 	year 	to 	other 	schools 	in 	the
district?	
( 	)
	Yes
	( 	)
	No
)
	Yes
	)
	No
c. 	Will
	you
	"support" 	other 	faculties
	if	
they 	oppose
the	
Project's	
expansion?	
( 	)
	Yes
	( 	)
	No
JSEA SURVEY--THE PROJECT
HILLCREST STAFF
I. 	WORK
a. 	Does the Project require extra time from the
classroom teacher? 	( ) Yes 	( ) NO
b. 	If yes, estimate how much per day.
C. 	Is the additional work asked by the Project
adequately compensated for by the addition into the
classroom of :
An aide 	Yes 	No
Materials 	Yes 	No
Specialists 	Yes 	No
Wednesday Release Time 	Yes 	NO
II. CONTROL
a. 	Do you feel you know about and have a reasonable
degree of control over the nature, content and activities
of the project components?
( ) Yes 	( ) NO
b. Do you feel that the budget allocations for the
Project match the learning priorities of the classroom
teachers? 	) Yes 	( ) NO
III . CHANGE
a. 	Does the Project require:
certain types of classroom organization
(centers) 	) Yes 	( 	) NO
certain teaching methods
(diagnostic/prescrip 	( ) Yes 	( ) NO
certain ways of student grouping?
(individ/small skill grp.) ( ) Yes 	( ) NO
IV. SUMMARY
a . 	Do you support, at Hillcrest, the continuation of
the Project:
with changes 	Yes 	( ) NO
b. Do you feel that the Project should be expanded
next year to other schools in the
district? 	) Yes ( ) No
Will you "support" other faculties if they oppose
the Project's expansion? 	( ) Yes 	) NO
8
On
	or 	about
	December
	14,
	1976,
	O'Dwyer
	distributed
	copies
of
	the
	poll
	to
	all
	Hillcrest
	teachers.
After
	a 	December 	14
	meeting
	of
	the
	representative 	council,
O'Dwyer 	had
	a
	conversation
	with
	Patricia
	Williams,
	a
	teacher
	at
Hillcrest.
	Williams 	asked
	O'Dwyer
	whether
	he
	felt
	that
	the
poll
	was
	"slanted."
	O'Dwyer
	responded
	to
	the
	effect 	that
	he
intended 	the
	poll
	to
	be
	"slanted."
Over
	the 	following
	3
	days,
	22
	individuals--18
	classroom
teachers
	and
	4
	specialists--completed
	the
	poll.
	O'Dwyer
	took
home
	the 	responses 	to
	the
	poll
	on 	December
	17,
	and
	tabulated
them
	over
	the 	winter 	recess
	which 	spanned
	from
	December 	18
	to
January 	2.
Davis, 	the
	director
	of 	the
	Project,
	learned 	of
	the
	poll
from
	Wiggins 	sometime
	in
	December. 	Wiggins
	also
	informed 	Davis
that
	the
	poll
	might 	undermine
	the
	efforts
	of 	the
	Program
	staff,
particularly
	in
	view
	of 	the
	upcoming
	MAR
	Team
	visit.4
4
4rn
	addition 	to 	the
	fact 	that
	Wiggins
	told
	Davis
	that
JSEA 	was
	conducting 	the
	poll,
	Davis
	testifi
	that
	he 	knew 	t 	t
the
	and 	a
	subsequent
	letter
	written 	to 	the
	Department
	of
Education 	both
	were
	o
	ici
	JSEA
	activities.
9
On or about December 14, 1976, O'Dwyer distributed copies
of the poll to all Hillcrest teachers.
After a December 14 meeting of the representative council,
O'Dwyer had a conversation with Patricia Williams, a teacher at
Hillcrest. Williams asked O'Dwyer whether he felt that the
poll was "slanted. " O'Dwyer responded to the effect that he
intended the poll to be "slanted. "
Over the following 3 days, 22 individuals--18 classroom
teachers and 4 specialists--completed the poll. O'Dwyer took
home the responses to the poll on December 17, and tabulated
them over the winter recess which spanned from December 18 to
January 2.
Davis, the director of the Project, learned of the poll
from Wiggins sometime in December. Wiggins also informed Davis
that the poll might undermine the efforts of the Program staff,
particularly in view of the upcoming MAR Team visit. 4
In addition to the fact that Wiggins told Davis that
JSEA was conducting the poll, Davis testified that he knew that
the poll and a subsequent letter written to the Department of
Education both were official JSEA activities.
9
Dissemination
	of 	the 	Results 	of 	the
	Poll
On
	January 	3,
	1977,
	a
	meeting
	of 	the
	representative 	council
took
	place
	at
	Carquinez 	Elementary 	School.5e	
O'Dwyer
	passed
out 	his
	results
	of
	the
	poll
	and
	read
	his 	analysis
	of
	it:6
[T]he
	Hillcrest
	faculty
	does
	not
	like
	the
Project
	as
	is
	(4
	yes,
	9
	no),
	but
	would
stronglysupport
	(12
	yes,
	3
	no)
	the
	Project
if
	significant
	changes
	were
	made.
	The
Hillcrest
	faculty
	is
	unsure
	(6
	yes,
	7
	no,
	8
blank) 	about
	Project
	expansion, 	but
	would
definitely
	support
	(15-2)
	other
	faculties
	if
they
	oppose
	expansion
	of 	the
	Project
	to
other 	schools.
	(Emphasis
	in
	original.)
No
	criticism, 	either
	of 	the
	poll
	or
	of
	the
	analysis 	written
by O'Dwyer,
	was 	made
	during 	the 	meeting.
A
discussion
	then 	occurred 	as
	to
	what
	to
	do
	with 	the
results
	of
	the
	poll.
	O'Dwyer 	recommended
	that
	the 	information
be
	sent 	to
	Davis
	and
	to
	the
	state
	evaluators
	who
	were
	in
	charge
of 	overseeing 	the
	Project.
	The
	representative 	council
	voted
	to
send 	such
	a
	letter.
Why 	JSEA
	decided 	to
	send
	the
	letter
	is
	unclear. 	Protracted
negotiations
	toward
	reaching
	a
	collective 	negotiations
agreement
	had 	been
	taking 	place 	during 	the 	time
	in 	question,
and
	JSEA
	had
	been
	dissatisfied
	with 	the 	progress 	of
5As
	of 	January 	1, 	the
	number
	of 	individuals
	on
	the
representative 	co~ncil
	had
	diminished
	from 	15
	to 	13.
	The
record
	is
	unclear 	as 	to
	how 	many
	individuals 	attended
	this
particular
	meeting.
	It
	is
	undisputed
	that
	Taksa, 	Louise
Bevilaqua, 	Nickie 	Yost, 	Alice
	Dorman,
	Fred 	Swain, 	Kizer,
	and
O'Dwyer 	were
	in 	attendance.
	While 	testimony 	did 	not
	indicate
clearly
	whether
	Dan 	Marks 	was
	in 	attendance,
	one
	exhibit 	in
evidence 	indicated 	that
	he was
	present. 	Kizer
	left
	before
the 	conclusion 	of 	the meeting.
6The
	parenthetic 	respo~ses 	indicate 	the 	answers 	providedby 	the 	individuals
	who
	completed 	the 	poll.
10
Dissemination of the Results of the Poll
On January 3, 1977, a meeting of the representative council
took place at Carquinez Elementary School.5 O'Dwy r passed
out his results of the poll and read his analysis of it: 6
[T]he Hillcrest faculty does not like the
Project as is (4 yes, 9 no) , but would
strongly support (12 yes, 3 no) the Project
if significant changes were made. 	The
Hillcrest faculty is unsure (6 yes, 7 no, 8
blank) about Project expansion, but would
definitely support (15-2) other faculties if
they oppose expansion of the Project to
other schools. 	(Emphasis in original. )
No criticism, either of the poll or of the analysis written
by O'Dwyer, was made during the meeting.
A discussion then occurred as to what to do with the
results of the poll. O'Dwyer recommended that the information
be sent to Davis and to the state evaluators who were in charge
of overseeing the Project. 	The representative council voted to
send such a letter.
Why JSEA decided to send the letter is unclear. Protracted
negotiations toward reaching a collective negotiations
agreement had been taking place during the time in question,
and JSEA had been dissatisfied with the progress of
As of January 1, the number of individuals on the
representative council had diminished from 15 to 13. The
record is unclear as to how many individuals attended this
particular meeting. It is undisputed that Taksa, Louise
Bevilaqua, Nickie Yost, Alice Dorman, Fred Swain, Kizer, and
O'Dwyer were in attendance. While testimony did not indicate
clearly whether Dan Marks was in attendance, one exhibit in
evidence indicated that he was present. Kizer left before
the conclusion of the meeting.
The parenthetic responses indicate the answers provided
by the individuals who completed the poll.
10
negotiations. 	In 	addition, 	JSEA 	had 	tendered 	a 	"no 	confidence"
vote 	to 	the 	District 	superintendent 	during 	this 	time 	period,
and 	had 	adopted 	a 	strategy 	of 	"passive 	resistance" 	toward 	the
administration 	in 	which 	teachers 	effectively 	refused 	to 	meet
with 	the 	administration 	concerning 	school-related 	issues.
On 	January 	4, 	1977 	Hillcrest 	JSEA members 	held 	a 	meeting
attended 	by 	approximately 	12 	persons. 	The 	agenda 	of 	the
meeting 	included 	reports 	on 	the 	status 	of 	contract 	negotiations
and 	on 	the 	poll. 	O'Dwyer 	distributed 	the 	poll 	and 	read 	his
analysis 	of 	it. 	There 	was 	little 	other 	discussion 	about 	the
poll 	at 	that 	meeting. 	There 	is 	no 	evidence 	that 	Hillcrest
teachers 	were 	informed 	during 	this 	meeting 	of 	the
representative 	council's 	decision 	to 	send 	the 	results 	of 	the
poll 	to 	the 	state.
On 	January 	5, 	O'Dwyer 	gave 	the 	JSEA 	president, 	Taksa, 	a
draft 	of 	the 	letter 	that 	was 	to 	accompany 	the 	dispatch 	of 	the
poll 	to 	Davis 	and 	the 	Department 	of 	Education. 	The 	letter 	was
typed 	without 	alteration 	and 	was 	addressed 	to 	Davis 	with 	a 	copy
to 	Claude 	Hanson, 	a 	State 	Department 	of 	Education 	official.
The 	body 	of 	the 	letter 	stated:
JSEA 	requests 	that 	faculty 	representatives
be 	scheduled 	to meet 	privately 	with 	the 	MAR
Team 	in 	January. 	The 	purpose 	of 	the 	meeting
would 	be 	to 	discuss 	faculty 	frustration 	with
the 	ECE 	Program .•••
Between 	January 	5 	and 	January 	14, 	packets 	containing 	the
poll, 	analysis 	and 	letter 	apparently 	were 	distributed 	to 	some
Hillcrest 	Elementary 	School 	teachers.
negotiations. In addition, JSEA had tendered a "no confidence"
vote to the District superintendent during this time period,
and had adopted a strategy of "passive resistance" toward the
administration in which teachers effectively refused to meet
with the administration concerning school-related issues.
On January 4, 1977 Hillcrest JSEA members held a meeting
attended by approximately 12 persons. The agenda of the
meeting included reports on the status of contract negotiations
and on the poll. O'Dwyer distributed the poll and read his
analysis of it. There was little other discussion about the
poll at that meeting. There is no evidence that Hillcrest
teachers were informed during this meeting of the
representative council's decision to send the results of the
poll to the state.
On January 5, O'Dwyer gave the JSEA president, Taksa, a
draft of the letter that was to accompany the dispatch of the
poll to Davis and the Department of Education. The letter was
typed without alteration and was addressed to Davis with a copy
to Claude Hanson, a State Department of Education official.
The body of the letter stated:
JSEA requests that faculty representatives
be scheduled to meet privately with the MAR
Team in January. The purpose of the meeting
would be to discuss faculty frustration with
the ECE Program.
Between January 5 and January 14, packets containing the
poll, analysis and letter apparently were distributed to some
Hillcrest Elementary School teachers.
11
Davis
	received 	the
	poll,
	the
	analysis
	and
	the
	letter
	no
later
	than
	January 	6.
Before
	January 	of 	1977, 	the
	contact
	between
	O'Dwyer 	and
Davis
	had
	not
	been
	of
	an
	antagonistic 	nature.
	Davis
	may
	have
been
	partially
	responsible
	for
	O'Dwyer's
	gaining
	employment
	at
Hillcrest
	Elementary
	School,
	since
	he
	advised
	the
	individual
responsible
	for
	hiring 	that
	O'Dwyer's
	qualifications
	merited
him
	an
	interview.
	In
	addition,
	Davis' 	informal
	evaluations
	of
O'Dwyer
	apparently 	rated
	him
	highly.
Initial
	Responses
	to
	the
	Poll
	and
	Letter
After 	receiving 	the
	poll,
	analysis
	and
	letter,
	Davis
	called
Taksa
	and
	asked
	him
	about
	them.
	Taksa 	responded
	that
	he 	knew
little
	about 	the
	substantive 	issues
	underlying 	the
	poll,
	and
said 	that
	O'Dwyer 	was
	responsible
	for 	devising 	the
	poll
	and
	the
letter.
	During
	that
	conversation,
	Davis
	said
	that
	he 	would
	not
arrange
	a
	separate
	meeting 	between
	the
	rlf.AR
	Team 	and
	the
	JSEA.
On
	January 	10,
	Davis
	and
	Wiggins 	compiled
	the 	schedule
	for
the
	MAR
	Team
	visit.
	Although
	private 	sessions
	were
	set
	between
teachers
	and
	the
	MAR
	Team,
	there
	was 	no
	time
	arranged 	for
	a
meeting 	between
	the
	JSEA 	and	
the
	Team.
Later,
	Davis
	shared 	the
	letter
	with 	Wiggins.
	He
	asked
Wiggins
	to 	attend
	a
	meeting
	he	
intended	
to
	call	
between	
himself
and 	members	
of 	the 	representative 	council.
Wiggins 	spoke 	alone 	with
	O'Dwyer
	concerning 	the
	poll	
on 	two
occasions 	during 	the
	first
	two 	weeks
	in 	January. 	During
	the
first
	conversation, 	which 	occurred
	on 	about 	January 	6, 	she
12
Davis received the poll, the analysis and the letter no
later than January 6.
Before January of 1977, the contact between O'Dwyer and
Davis had not been of an antagonistic nature. Davis may have
been partially responsible for O'Dwyer's gaining employment at
Hillcrest Elementary School, since he advised the individual
responsible for hiring that O'Dwyer's qualifications merited
him an interview. In addition, Davis' informal evaluations of
O'Dwyer apparently rated him highly.
Initial Responses to the Poll and Letter
After receiving the poll, analysis and letter, Davis called
Taksa and asked him about them. Taksa responded that he knew
little about the substantive issues underlying the poll, and
said that O'Dwyer was responsible for devising the poll and the
letter. 	During that conversation, Davis said that he would not
arrange a separate meeting between the MAR Team and the JSEA.
On January 10, Davis and Wiggins compiled the schedule for
the MAR Team visit. Although private sessions were set between
teachers and the MAR Team, there was no time arranged for a
meeting between the JSEA and the Team.
Later, Davis shared the letter with Wiggins. He asked
Wiggins to attend a meeting he intended to call between himself
and members of the representative council.
Wiggins spoke alone with O'Dwyer concerning the poll on two
occasions during the first two weeks in January. During the
first conversation, which occurred on about January 6, she
12
asked
	O'Dwyer
	to
	allow
	her
	to
	see
	the
	teachers'
	responses
	to
the
	poll.
	O'Dwyer
	complied
	with
	that
	request.
	A few
	days
later,
	she
	told
	O'Dwyer
	that
	she
	disagreed
	with
	his 	analysis 	of
the
	poll.
Soon
	after
	the
	poll
	results
	were
	distributed,
	Isabel
Schneider, 	the
	media
	specialist
	and
	librarian 	at 	Hillcrest,
approached 	Davis
	to 	discuss
	the 	January
	5
	letter.
	Pearl
Simberg,
	a
	guidance
	specialist 	at 	Hillcrest,
	entered 	the
	room
while 	the
	conversation
	was
	in 	progress.
	Schneider
	said
	that
the 	execution 	of 	the
	poll
	and
	letter
	had
	been
	"undemocratic,"
and
	that
	she
	considered 	these
	activities
	to
	have 	been
"unwarranted."
	She
	also 	said
	that
	the
	letter
	had
	been
	an
"extreme
	result"
	of 	the
	poll, 	that
	she
	had
	not
	been 	aware
	that
JSEA
	had
	been
	contemplating 	sending
	a
	letter
	to
	the
	Department
of
	Education
	in
	the
	name
	of
	the
	JSEA,
	that
	such
	had
	been 	done
without
	her
	consent,
	and
	that
	none
	of 	the 	teachers
	with
	whom
she	
had	
spoken
	knew
	anything 	about 	the 	survey.?a 	She 	and
Simberg
	also 	stated 	that
	O'Dwyer's
	action
	was
	"so 	extreme
	that
it
	could
	even
	warrant
	a
	reprimand."
	She
	"in
	no 	way"
	suggested
that
	O'Dwyer
	actually
	should
	be
	reprimanded,
	however.
7
7schneider	
had	
received
	a	
copy	
of 	the	
poll	
during 	theweek
	before 	Christmas.
	At
	that
	time, 	she 	told	
Davis 	that 	inher 	opinion 	the
	poll	
was
	"divisive,"	
"slanted,"
	and	
"not
constructive 	to 	the 	school." 	Schneider
	had	
been
	in 	contactwith
	O'Dwyer
	during 	the 	previous 	year	
in 	connection 	with
another 	poll 	devised 	by 	O'Dwyer. 	Schneider 	also
	was
	highly
critical
	of 	O'Dwyer's 	manner
	of 	compiling 	the
	earlier 	poll.
asked O'Dwyer to allow her to see the teachers' responses to
the poll. O'Dwyer complied with that request. A few days
later, she told O'Dwyer that she disagreed with his analysis of
the poll.
Soon after the poll results were distributed, Isabel
Schneider, the media specialist and librarian at Hillcrest,
approached Davis to discuss the January 5 letter. Pearl
Simberg, a guidance specialist at Hillcrest, entered the room
while the conversation was in progress. Schneider said that
the execution of the poll and letter had been "undemocratic,"
and that she considered these activities to have been
"unwarranted. " She also said that the letter had been an
"extreme result" of the poll, that she had not been aware that
JSEA had been contemplating sending a letter to the Department
of Education in the name of the JSEA, that such had been done
without her consent, and that none of the teachers with whom
she had spoken knew anything about the survey.7 She 	nd
Simberg also stated that O'Dwyer's action was "so extreme that
it could even warrant a reprimand. " She "in no way" suggested
that O'Dwyer actually should be reprimanded, however.
Schneider had received a copy of the poll during the
week before Christmas. At that time, she told Davis that in
her opinion the poll was "divisive, " "slanted, " and "not
constructive to the school." Schneider had been in contact
with O'Dwyer during the previous year in connection with
another poll devised by O'Dwyer. Schneider also was highly
critical of O'Dwyer's manner of compiling the earlier poll.
13
Schneider
	apparently
	was
	unaware
	of
	the
	representative
council
	meetings
	of
	December 	14
	and
	January
	3
	in
	which
	the
poll,
	analysis
	and
	letter
	were
	discussed.
	Although
	she
testified
	that
	she
	had
	been
	to
	"all
	meetings"
	that
	concerned
the
	poll,
	the 	record
	shows
	that
	she
	in
	fact
	had
	not
	attended
the
	above
	representative
	council
	meetings.
	The
	meetings
	to
which
	she
	referred
	were
	held
	after
	the
	first
	week
	of
	January.
During
	the
	week
	of 	January 	10,
	most
	Hillcrest
	staff
	members
were 	aware
	that
	the
	poll 	results
	and
	January	
5	
letter
	had
	been
sent
	to 	the
	Department
	of 	Education.
	Approximately
	five
	staff
members,
	predominately 	the
	specialists
	whose
	jobs
	relied
	on
continuation
	of 	the
	Program, 	were
	said 	to
	have 	been
	"stirred
up" 	by
	the
	letter.By 	They
	considered 	the
	letter
	and
	the
	poll
to
	have
	been
	unauthorized
	and
	inaccurate 	expressions 	of 	the
views
	of
	Hillcrest 	staff
	members, 	and
	felt
	that
	the
	letter
	had
jeopardized 	the
	Program
	unnecessarily.
Meetings 	During
	the
	Week
	of
	January
	1q
Apart
	from
	discussing 	the
	poll
	and
	letter
	with
	the
	Program
specialists,
	Davis
	apparently
	took
	no
	other 	action 	concerning
those 	matters
	until
	January
	10.9r 	At
	approximately
	1
	p.m. 	on
B	TThose
	five
	staff
	members 	were
	Evangeline 	Freenor.
	Cathv
Cantrell, 	Isabel 	Schneider, 	Pearl
	Simburg 	and 	a 	Ms.
	Phillipi.
9
9The
	gist	
of 	this
	case
	is
	whether
	certain
	meetings
	were
held 	during 	the
	week
	of 	January 	10,
	and 	whether 	Davis	
impliedlycoerced	
O'Dwyer
	in 	the 	course 	of 	those 	meetings. 	Testimony
	isin 	conflict
	as 	to 	the 	exact 	dates
	on 	which 	Davis 	and 	O'Dwyer
met 	during 	this
	week. 	The
	hearing 	officer 	credits
	O'Dwyer's
testimony 	with 	respect 	to 	the 	sequence 	of 	meetings, 	since 	his
recollection
	was
	detailed	
and	
consistent.	
O'Dwyer's 	testimony
with 	respect 	to 	these 	facts 	is 	corroborated 	by 	a 	"diary" 	thathe 	wrote 	during 	the 	month 	of 	January 	1977 0
14
Schneider apparently was unaware of the representative
council meetings of December 14 and January 3 in which the
poll, analysis and letter were discussed. Although she
testified that she had been to "all meetings" that concerned
the poll, the record shows that she in fact had not attended
the above representative council meetings. The meetings to
which she referred were held after the first week of January.
During the week of January 10, most Hillcrest staff members
were aware that the poll results and January 5 letter had been
sent to the Department of Education. Approximately five staff
members, predominately the specialists whose jobs relied on
continuation of the Program, were said to have been "stirred
up" by the letter. 8 The 	considered the letter and the poll
to have been unauthorized and inaccurate expressions of the
views of Hillcrest staff members, and felt that the letter had
jeopardized the Program unnecessarily.
Meetings During the Week of January 10
Apart from discussing the poll and letter with the Program
specialists, Davis apparently took no other action concerning
those matters until January 10.9 At app oximately 1 p.m. on
hose five staff members were Evangeline Freenor, Cathy
Cantrell, Isabel Schneider, Pearl Simburg and a Ms. Phillips.
The gist of this case is whether certain meetings were
held during the week of January 10, and whether Davis impliedly
coerced O'Dwyer in the course of those meetings. 	Testimony is
in conflict as to the exact dates on which Davis and O'Dwyer
met during this week. 	The hearing officer credits O'Dwyer's
testimony with respect to the sequence of meetings, since his
recollection was detailed and consistent. O'Dwyer's testimony
with respect to these facts is corroborated by a "diary" that
he wrote during the month of January 1977.
14
that
	date,10	0 D
Davis
	and 	O'Dwyer
	briefly
	met. 	Davis
	stated
that
	he
	had
	received 	information
	that
	the
	poll 	results
	had
"leaked"
	to
	members
	of 	the
	board
	of 	education
	and
	to
	parents.
Davis
	also
	stated 	that
	the
	poll
	might
	jeopardize 	the
	ECE
Program,
	and
	that
	it
	was
	a
	"mistake"
	to
	have
	conducted
	the
	poll
in 	the
	manner
	in
	which
	it
	was
	done.
	O'Dwyer
	was
	"pleased"
	at
that
	point
	that
	Davis
	was
	paying
	attention
	to
	the 	concerns
	of
teachers.
On
	January 	11,
	a
	meeting
	occurred
	between
	Davis,
	O'Dwyer
and 	Boscacc1·
.11	
B
oscacc1
·
	1s
	·
	a_
H'll
	1
	cres
t 	t
eac
h
er
	wh o
	1s
	· 	a
member
	of
	JSEA.
	Boscacci
	initiated 	this
	meeting
	after 	visiting
Davis
	in 	his
	office.
	Davis 	appeared
	"upset"
	to
	Boscacci
	during
this
	visit.
	Davis
	expressed 	concern 	about
	the
	impact
	that 	the
poll
	might
	have
	on
	the
	State's
	evaluation 	of
	the
	Project.
Boscacci
	said 	that
	he 	would
	ask
	O'Dwyer
	to
	come
	to
	Davis'
office
	to
	"straighten
	things
	out."
	Boscacci 	then 	approached
O'Dwyer, 	and
	O'Dwyer
	agreed
	to
	meet
	with
	Davis
	and
	BoscaccL
At
	the
	meeting
	in 	Davis'
	office,
	O'Dwyer
	suggested 	the 	idea
of
	composing
	a
	second
	poll 	to 	solve 	the
	problem 	posed
	by
	the
10	
l0The
	record 	is 	in
	conflict
	with
	respect 	to
	whether 	Davisand 	O'Dwyer 	met
	alone
	at 	this
	time.
	As
	noted 	ante, 	the 	hearing
officer
	finds	
that
	O'Dwyer's	
recollection	
of
	the
	facts	
isaccurate.
	While
	Boscacci's 	testimony 	corroborated 	Davis'
testimony, 	Boscacci's
	memory
	for
	detail
	was
	very 	poor,
	and 	no
weight
	is
	given 	to
	this 	particular
	testimony	
for	
this
	reason.
1l	
lloavis 	testified 	that	
he	
met
	with	
O'Dwyer 	and	
Boscaccion
	this	
date,
	but
	that 	such 	a
	meeting
	was 	a	
"follow
	up"	
meeting
to 	the 	January
	10
	meeting 	which	
he	
claimed	
had	
occurred. 	For
the 	reasons
	set 	forth 	ante, 	this
	testimony
	is
	not
	credited.
15
that date, 1 	avis and O'Dwyer briefly met. Davis stated
that he had received information that the poll results had
"leaked" to members of the board of education and to parents.
Davis also stated that the poll might jeopardize the ECE
Program, and that it was a "mistake" to have conducted the poll
in the manner in which it was done. O'Dwyer was "pleased" at
that point that Davis was paying attention to the concerns of
teachers.
On January 11, a meeting occurred between Davis, O'Dwyer
and Boscacci. ! Boscacci is a Hillcrest teacher who is a
member of JSEA. 	Boscacci initiated this meeting after visiting
Davis in his office. Davis appeared "upset" to Boscacci during
this visit. Davis expressed concern about the impact that the
poll might have on the state's evaluation of the Project.
Boscacci said that he would ask O'Dwyer to come to Davis'
office to "straighten things out. " Boscacci then approached
O'Dwyer, and O'Dwyer agreed to meet with Davis and Boscacci.
At the meeting in Davis' office, O'Dwyer suggested the idea
of composing a second poll to solve the problem posed by the
The record is in conflict with respect to whether Davis
and O'Dwyer met alone at this time. As noted ante, the hearing
officer finds that O'Dwyer's recollection of the facts is
accurate. While Boscacci's testimony corroborated Davis'
testimony, Boscacci's memory for detail was very poor, and no
weight is given to this particular testimony for this reason.
Davis testified that he met with O'Dwyer and Boscacci
on this date, but that such a meeting was a "follow up" meeting
to the January 10 meeting which he claimed had occurred. 	For
the reasons set forth ante, this testimony is not credited.
15
first
	one. 	This
	idea
	never
	was
	implemented.
	Davis
	asked
O'Dwyer
	why
	he
	took
	the
	poll,
	and 	O'Dwyer
	responded
	that
	the
representative
	council
	had
	asked
	him
	to
	do
	so.
	Davis
	suggested
either
	having
	a
	faculty
	meeting
	or
	a
	meeting 	with
	the
representative 	council.
O'Dwyer
	felt
	"uncomfortable" 	during
	this
	meeting, 	although
he
	did
	not
	express
	that
	feeling
	at 	that
	time.
	He
	felt
	that
	he
was
	being
	"singled
	out"
	and
	that
	"maybe
	some
	trouble
	was
brewing."
	O'Dwyer
	believed
	that
	Davis
	was
	attempting
	to
"isolate"
	him
	and
	deal
	with 	the
	issue
	of 	the
	poll
	as
	a
	problem
stemming 	from
	the 	action 	of
	an
	individual 	rather
	than
	from
	the
JSEA. 	Rumors
	existed 	in
	the
	District
	that
	the
	administration
previously
	had
	taken
	discriminatory 	actions 	against
	members
	of
the
	JSEA
	due
	to
	their
	organizational
	activities.
Davis
	testified
	that
	he
	did 	not
	intend 	to 	threaten
	O'Dwyer
during
	this
	or
	any
	later
	meeting.
While
	Boscacci
	was
	present
	at
	most
	of 	the 	meetings
concerning 	the
	poll,
	his 	perceptions 	are 	given
	little
weight.12	2
On
	or 	about 	January 	11,
	O'Dwyer 	had
	a
	conversation
	with
media
	specialist
	Isabel 	Schneider.
	He
	told
	her
	that
	he	
had
been
	11
bewildered
11
	by
	the	
negative 	responses 	of	
some
	staff
members
	to 	his 	actions 	concerning 	the
	poll.
	Schneider
	said
that 	she	
felt 	that 	his 	conduct 	with 	respect 	to	
the
	poll
	and
2	1	
eoscacci 	recollected 	virtually
	nothing 	of 	the 	substance
of 	these 	meetings. 	Although 	he
	testified 	in 	effect 	that
	he
participated 	in 	these 	meetings 	to 	safeguard 	against 	threats,his 	testimony 	and 	demeanor 	showed
	that
	he 	was
	in 	large 	part
inattentive 	during 	these 	discussions.
16
first one. This idea never was implemented. Davis asked
O'Dwyer why he took the poll, and O'Dwyer responded that the
representative council had asked him to do so. Davis suggested
either having a faculty meeting or a meeting with the
representative council.
O'Dwyer felt "uncomfortable" during this meeting, although
he did not express that feeling at that time. He felt that he
was being "singled out" and that "maybe some trouble was
brewing. " O'Dwyer believed that Davis was attempting to
"isolate" him and deal with the issue of the poll as a problem
stemming from the action of an individual rather than from the
JSEA. Rumors existed in the District that the administration
previously had taken discriminatory actions against members of
the JSEA due to their organizational activities.
Davis testified that he did not intend to threaten O'Dwyer
during this or any later meeting.
While Boscacci was present at most of the meetings
concerning the poll, his perceptions are given little
weight . 1
On or about January 11, O'Dwyer had a conversation with
media specialist Isabel Schneider. He told her that he had
been "bewildered" by the negative responses of some staff
members to his actions concerning the poll. Schneider said
that she felt that his conduct with respect to the poll and
12Boscacci recollected virtually nothing of the substance
of these meetings. Although he testified in effect that he
participated in these meetings to safeguard against threats,
his testimony and demeanor showed that he was in large part
inattentive during these discussions.
16
letter
	had
	been
	"unprofessional,
	undemocratic
	and
	divisive."
O'Dwyer
	said
	that
	he
	had
	not 	expected 	the
	staff
	to
	respond
adversely
	to 	his
	activities,
	and
	asked 	Schneider
	for 	advice.
She
	told
	him
	that:
.. . if he	
if
	he
	could 	not 	account 	for 	the
responses
	which
	his 	actions
	elicited,
	.•.
	he
[should] 	withdraw
	from
	political
	or
organizing
	activity 	until
	such
	a
	date
	when
he
	could 	understand 	the 	•••
	relationship
between
	what 	he
	did
	and
	what
	type
	of
responses
	he
	elicited.
On
	Wednesday,
	January 	12,
	at
	4
	p.m.,
	Davis 	convened
	a
meeting
	between
	himself,
	O'Dwyer,
	Juanita
	Kizer,
	Wiggins
	and
Patricia
	Williams
	(a
	Hillcrest
	teacher).
	The
	meeting
	was
considered	
by	
most
	of
	its
	participants
	to
	have 	been
	a
"problem-solving"
	session.
	They
	discussed 	the
	impact
	that
	the
poll
	and
	letter
	had 	on
	the
	specialists.
At
	this
	meeting,
	Wiggins
	did
	a
	substantial
	amount
	of 	the
talking.
	She
	said,
	among
	other 	things,
	that
	the
	staff
"shouldn't
	be
	airing
	its
	dirty
	linen 	in
	public,"
	i.e.,
	that
	it
was
	inappropriate
	for
	O'Dwyer
	to
	have
	sent
	the
	letter
	without
giving 	the
	staff
	an
	opportunity 	to 	correct
	the
	problem
internally.
Davis
	commented
	that
	the
	poll
	was 	a
	"poor
	public
	relations
move." 	Davis
	also 	stated
	words
	to 	the
	effect 	that
	the
	poll
	had
been
	"negatively 	biased"
	and
	"insidious."
	Wiggins
	and
	Kizer
both 	suggested
	that 	the 	investigation 	into 	the
	poll
	be
	dropped,
and
	that 	the
	results 	of 	the 	poll
	be 	used
	to
	improve 	the 	Project
for 	the
	coming
	year.
During 	the 	meeting, 	the 	poll
	was
	referred 	to 	as 	"slanted"
by 	some
	of 	those 	present.
17
letter had been "unprofessional, undemocratic and divisive."
O'Dwyer said that he had not expected the staff to respond
adversely to his activities, and asked Schneider for advice.
She told him that:
could not account for the
responses which his actions elicited, . .. he
[should] withdraw from political or
organizing activity until such a date when
he could understand the . . . relationship
between what he did and what type of
responses he elicited.
On Wednesday, January 12, at 4 p.m. , Davis convened a
meeting between himself, O'Dwyer, Juanita Kizer, Wiggins and
Patricia Williams (a Hillcrest teacher) . The meeting was
considered by most of its participants to have been a
"problem-solving" session. 	They discussed the impact that the
poll and letter had on the specialists.
At this meeting, Wiggins did a substantial amount of the
talking. 	She said, among other things, that the staff
"shouldn't be airing its dirty linen in public, " i. e., that it
was inappropriate for O'Dwyer to have sent the letter without
giving the staff an opportunity to correct the problem
internally.
Davis commented that the poll was a "poor public relations
move. " Davis also stated words to the effect that the poll had
been "negatively biased" and "insidious." Wiggins and Kizer
both suggested that the investigation into the poll be dropped,
and that the results of the poll be used to improve the Project
for the coming year.
During the meeting, the poll was referred to as "slanted"
by some of those present.
17
Also
	during
	the 	meeting,
	Davis
	introduced
	the 	idea
	of
sending
	a
	second,
	explanatory
	letter
	to
	the
	state.
	Davis
apparently
	had
	conceived
	of
	a
	letter
	which
	would
	indicate
	that
the
	poll 	reflected
	a
	"negative 	climate"
	at 	Hillcrest
	which
	was
due
	to
	protracted 	contract 	negotiations, 	that
	the
	submission
	of
the
	poll
	bypassed
	the
	administrative 	process,
	and
	that
	the
administration
	had
	given
	assurances
	that
	the
	issues 	raised	
by
the
	poll
	would
	be
	addressed.
	According
	to
	Davis,
	O'Dwyer
agreed 	during 	the 	course 	of 	the
	meeting
	to 	write
	such
	a
letter.
	O'Dwyer
	did
	not 	agree
	to
	do
	so,
	and
	the 	record
	shows
no
	reasonable
	basis 	for
	Davis
	to
	have
	held
	a
	belief
	to 	the
contrary.
The
	individuals
	who
	participated
	in
	the 	meeting
	had
	mixed
reactions
	with
	respect 	to
	its
	tenor.
	Williams
	did
	not
	perceive
any
	threats 	directed 	at
	O'Dwyer,
	although
	she
	testified
	that
she
	was
	"confused" 	during
	the
	meeting
	since
	she
	had
	not 	been
ful
	aware
	the
	issues
	which
	it
	involved. 	Kizer
	testified
that
	while 	the
	atmosphere
	of 	the 	meeting
	was
	"tense,"
	no
"name-calling" 	occurred. 	Kizer 	did
	not
	feel 	that
	O'Dwyer 	had
been
	"singl
	out"
	ing
	the 	meeting,
	and
	to
	her
	r
	lection
the 	issue 	of
	who
	wrote 	the
	was
	not
	raised.
	O'Dwyer
"tense" 	to 	Kizer.
Also during the meeting, Davis introduced the idea of
sending a second, explanatory letter to the state. Davis
apparently had conceived of a letter which would indicate that
the poll reflected a "negative climate" at Hillcrest which was
due to protracted contract negotiations, that the submission of
the poll bypassed the administrative process, and that the
administration had given assurances that the issues raised by
the poll would be addressed. According to Davis, O'Dwyer
agreed during the course of the meeting to write such a
letter. 	O'Dwyer did not agree to do so, and the record shows
no reasonable basis for Davis to have held a belief to the
contrary.
The individuals who participated in the meeting had mixed
reactions with respect to its tenor. Williams did not perceive
any threats directed at O'Dwyer, although she testified that
she was "confused" during the meeting since she had not been
fully aware of the issues which it involved. Kizer testified
that while the atmosphere of the meeting was "tense, " no
"name-calling" occurred. Kizer did not feel that O'Dwyer had
been "singled out" during the meeting, and to her recollection
the issue of who wrote the poll was not raised. O'Dwyer
appeared "tense" and "edgy" to Kizer.
18
The
	Critical
	Events
After
	the
	4
	p.m.
	meeting 	broke
	up,
	Davis,
	O'Dwyer 	and
Boscacci 	continued
	to
	meet.13	uri	
During
	the 	meeting,
	Davis
indicated
	that
	the
	staff
	was
	reacting
	adversely
	to 	the
	poll
	and
the
	dispatch 	of
	the 	January
	5
	letter
	to
	the
	Department
	of
Education.
	Davis
	stated 	that
	he
	believed
	that
	the
	poll
	was
"negatively 	biased,"
	and
	that
	some
	staff
	members 	had
	felt
"duped
	and
	misled"
	by
	the
	poll.
	Davis
	also
	stated 	that
	while
he
	"tended
	to 	deal
	in 	issues
	and
	not
	personalities,
	the
	Board
[of
	Education]
	was
	vindictive."1e c	
4	
The
	context 	in
	which
	this
was
	uttered
	is
	unclear.
	Davis
	apparently
	clarified 	this
statement	
by	
stating 	that
	he
	"would 	have
	no
	part"
	in
	any
vindictive 	action
	taken 	by	
the 	board.
Davis
	also 	said 	that
	the
	specialists
	considered
	O'Dwyer's
conduct
	to
	have
	been
	"unprofessional,"
	and
	that
	some
individuals
	thought
	that
	O'Dwyer's
	actions
	warranted
	his
dismissal.
	There
	is
	no
	evidence
	that
	any
	staff
	member
advocated 	O'Dwyer's
	dismissal.
	When
	asked 	by	
O'Dwyer
	whether
he
	shared 	those 	views,
	Davis
	said,
	"Of
	course
	not."
Toward
	the 	conclusion 	of	
the 	meeting,
	Elliott
	Steinberg--a
parent 	of
	one
	of
	O'Dwyer's
	students
	who 	had 	come
	to 	Hillcrest
to	
speak 	with 	O'Dwyer--knocked
	on	
the
	door
	of 	Davis'
	office.
13	13
Neither 	Davis 	nor 	Boscacci
	recalled 	the 	occurrence	
of	
a
second Wednesday
	meeting.
	O'Dwyer	
had 	a
	specific	
and
	detailed
recollection 	of 	these 	events,	
and 	he	
testified	
credibly 	with
respect 	to
	them.
14	
14oavis
	testified 	inconsistently 	with 	respect 	to 	whetherhe 	made
	this 	statement. 	Based 	on 	the 	demeanors 	of 	the
witnesses, 	O'Dwyer's 	recollection 	of 	this 	event 	is 	credited.
19
The Critical Events
After the 4 p.m. meeting broke up, Davis, O'Dwyer and
Boscacci continued to meet. 13 D 	ng the meeting, Davis
indicated that the staff was reacting adversely to the poll and
the dispatch of the January 5 letter to the Department of
Education. 	Davis stated that he believed that the poll was
"negatively biased," and that some staff members had felt
"duped and misled" by the poll. Davis also stated that while
he "tended to deal in issues and not personalities, the Board
[of Education] was vindictive. "14 Th 	ontext in which this
was uttered is unclear. Davis apparently clarified this
statement by stating that he "would have no part" in any
vindictive action taken by the board.
Davis also said that the specialists considered O'Dwyer's
conduct to have been "unprofessional, " and that some
individuals thought that O'Dwyer's actions warranted his
dismissal. There is no evidence that any staff member
advocated O'Dwyer's dismissal. When asked by O'Dwyer whether
he shared those views, Davis said, "Of course not."
Toward the conclusion of the meeting, Elliott Steinberg--a
parent of one of O'Dwyer's students who had come to Hillcrest
to speak with O'Dwyer--knocked on the door of Davis' office.
Neither Davis nor Boscacci recalled the occurrence of a
second Wednesday meeting. O'Dwyer had a specific and detailed
recollection of these events, and he testified credibly with
respect to them.
Davis testified inconsistently with respect to whether
he made this statement. 	Based on the demeanors of the
witnesses, O'Dwyer's recollection of this event is credited.
19
He 	saw 	Davis 	and 	O'Dwyer 	within 	the 	office. 	Both 	appeared
"very 	unhappy" 	to 	Steinberg.
After 	the 	second 	meeting 	on 	January 	12, 	O'Dwyer 	called
Taksa. 	He 	told 	Taksa 	that 	"his 	ass 	was 	being 	fried" 	by 	Davis,
and 	that 	he 	was 	afraid 	that 	retaliatory 	action 	was 	going 	to 	be
taken 	against 	him, 	either 	through 	a 	transfer 	or 	a 	decision 	not
to 	grant 	him 	tenure.1Tak	5 	Taksa 	told 	O'Dwyer 	to 	do 	something
"sensible" 	and 	to 	be 	cautious. 	After 	the 	conversation, 	O'Dwyer
wrote 	a 	letter 	to 	Taksa 	in 	which 	he 	resigned 	from 	his 	position
on 	the 	representative 	council. 	The 	letter 	stated 	in 	part:
This 	fall 	when 	I 	was 	elected 	a 	faculty
representative 	from 	Hillcrest, 	I 	accepted
with 	some 	reluctance. 	As 	I 	indicated 	in 	my
first 	Representative 	Council 	meeting, 	my
reluctance 	was 	based 	in 	the 	concern 	that 	the
position 	might 	be 	construed 	as 	combative
with 	the 	Administration; 	in 	short, 	that 	it
might 	be 	a 	hassle. 	Other 	members 	•••
counselled 	me 	that 	this 	was 	unlikely .•••
It 	was 	in 	this 	capacity 	that 	I 	constructed
the 	poll 	of 	December 	14, 	1976 •••• 	Results
were 	tabulated 	and 	distributed 	with 	cursory
analysis 	to 	the 	JSEA membership. 	At 	a 	later
Representative 	Council 	meeting 	(January 	3,
1977), 	it 	was 	agreed, 	as 	you 	recall, 	that
copies 	be 	sent 	to 	the 	Project 	Director 	and
the 	Director 	of 	Elementary 	Field 	Services,
Region 	III, 	as 	a 	formal 	means 	of 	initiating
discussions 	investigating 	the 	need 	for
Project 	changes 	based 	on 	teacher 	perspective.
Without 	the 	knowledge 	or 	intent 	of 	the 	JSEA
leadership, 	however, 	copies 	of 	the 	poll
results 	apparently 	made 	their 	way 	into 	the
15	l5The 	decision 	to 	grant 	tenure 	to 	O'Dwyer 	effectively 	had
been made 	in 	December 	of 	1976. 	O'Dwyer 	had 	not 	been 	informed
of 	that 	fact 	during 	the 	time 	in 	question.
20
He saw Davis and O'Dwyer within the office. Both appeared
"very unhappy" to Steinberg.
After the second meeting on January 12, O'Dwyer called
Taksa. He told Taksa that "his ass was being fried" by Davis,
and that he was afraid that retaliatory action was going to be
taken against him, either through a transfer or a decision not
to grant him tenure. 15 	sa told O'Dwyer to do something
"sensible" and to be cautious. After the conversation, O'Dwyer
wrote a letter to Taksa in which he resigned from his position
on the representative council. The letter stated in part:
This fall when I was elected a faculty
representative from Hillcrest, I accepted
with some reluctance. As I indicated in my
first Representative Council meeting, my
reluctance was based in the concern that the
position might be construed as combative
with the Administration; in short, that it
might be a hassle. Other members . . .
counselled me that this was unlikely....
It was in this capacity that I constructed
the poll of December 14, 1976 . . . . 	Results
were tabulated and distributed with cursory
analysis to the JSEA membership. At a later
Representative Council meeting (January 3,
1977) , it was agreed, as you recall, that
copies be sent to the Project Director and
the Director of Elementary Field Services,
Region III, as a formal means of initiating
discussions investigating the need for
Project changes based on teacher perspective.
Without the knowledge or intent of the JSEA
leadership, however, copies of the poll
results apparently made their way into the
The decision to grant tenure to O'Dwyer effectively had
been made in December of 1976. O'Dwyer had not been informed
of that fact during the time in question.
20
public 	domain--specifically,
	the
	Governing
Board--where
	they
	have
	been 	used 	as
	an
example
	of 	continuing
	faculty
dissatisfaction
	with
	the
	Project
	in 	general
(rather
	than
	as
	answers
	to
	specific
concerns).
	Consequently,
	the
	pressures 	of
this
	controversy
	have
	come
	to
	rest
	with
	me
as 	the 	instrument 	of
	JSEA
	leadership 	in
	this
matter.
It
	is
	obvious
	that,
	assurances
	aside,
	the
position
	of
	Hillcrest
	faculty 	representative
has 	indeed
	become 	a
	time-consuming
	anxiety;
in
	short,
	a
	hassle.
	With
	this
	in
	mind,
	I
	am
no
	longer
	willing
	to 	continue 	in
	this
position
	and
	hereby
	resign
	as
	faculty
representative
	from
	Hillcrest.
Sincerely,
/s/John
	P.
	O'Dwyer
cc:
	N.
	Davis
O'Dwyer
	also 	called
	Kizer
	on
	January
	12.
	He
	told
	her
	that
he 	was
	feeling 	pressure
	from
	the 	teaching
	staff
	as
	well 	as
Davis.
On
	the 	following 	day,
	O'Dwyer
	placed 	the
	original
	of 	the
letter
	in
	Taksa's
	mailbox
	at
	John 	Swett
	High
	School,
	and
	placed
a
	copy
	of
	it
	in 	Davis' 	mailbox
	at 	Hillcrest.
On
	January 	13,
	Davis
	initiated
	another 	discussion 	by	
going
to
	O'Dwyer's 	classroom.
	The
	meeting
	lasted
	about
	one
	hour.
Davis 	and 	O'Dwyer
	apparently 	discussed 	recent 	events 	concerning
the
	1
	tter
	as 	well
	as
	"areas 	education."
	Davis
also 	said 	that
	he 	would
	"drop" 	the 	matter 	of 	the
	poll 	until
ter
	the
	MAR
	Team
	visit
	schedu 	January
	and 	20.16
16Davis
	essential
	deni
	i
	is
	atement. 	The
hearing 	officer 	declines 	to 	credit
	s
	testimony.
21
public domain--specifically, the Governing
Board--where they have been used as an
example of continuing faculty
dissatisfaction with the Project in general
(rather than as answers to specific
concerns) . Consequently, the pressures of
this controversy have come to rest with me
as the instrument of JSEA leadership in this
matter .
It is obvious that, assurances aside, the
position of Hillcrest faculty representative
has indeed become a time-consuming anxiety;
in short, a hassle. With this in mind, I am
no longer willing to continue in this
position and hereby resign as faculty
representative from Hillcrest.
Sincerely,
/s/John P. O'Dwyer
cc: N. Davis
O'Dwyer also called Kizer on January 12. He told her that
he was feeling pressure from the teaching staff as well as
Davis.
On the following day, O'Dwyer placed the original of the
letter in Taksa's mailbox at John Swett High School, and placed
a copy of it in Davis' mailbox at Hillcrest.
On January 13, Davis initiated another discussion by going
to O'Dwyer's classroom. 	The meeting lasted about one hour.
Davis and O'Dwyer apparently discussed recent events concerning
the poll and letter as well as "areas of education. " Davis
also said that he would "drop" the matter of the poll until
after the MAR Team visit scheduled for January 19 and 20.16
Davis essentially denied making this statement. The
hearing officer declines to credit his testimony.
21
At
	some
	point 	in
	the 	meeting,
	Davis
	repeated 	the
	criticisms
that
	staff
	members
	had
	of
	the
	poll
	and
	letter.
	During
	the
discussion,
	O'Dwyer
	told
	Davis
	that
	he 	had
	resigned
	in
	order
	to
"get
	out 	of 	[Davis']
	road."
	Davis
	responded,
	"That's
	not
enough,
	John."
	He
	then
	stated
	words
	to
	the
	effect 	that
	"you
can't
	make
	a
	mess 	and
	walk
	away
	from
	it."
	Davis
	also
	stated
that
	he
	wanted
	O'Dwyer
	to 	write
	a
	second,
	explanatory
	letter
	to
the
	state.17	7 D	
Davis
	also
	made
	reference 	to 	his
	previous
status
	as
	the 	grievance 	chairperson 	for 	the
	Oakland
	Federation
of 	Teachers.
	He
	told
	O'Dwyer
	that
	he 	had
	"never
	lost
	a
	case."
O'Dwyer
	testified
	that
	he
	interpreted
	this
	as
	a
	veiled
	threat.
During
	this
	meeting,
	Davis
	also
	asked,
	"What
	should
	I
	do
	about
people
	who 	come
	in
	late?
11
l8'D
O'Dwyer
	apparently
	was
	in
	the
habit 	of
	arriving
	late
	to
	school
	functions.
On
	the
	evening
	of 	January 	13,
	O'Dwyer
	called
	Taksa, 	Kizer
and
	Bevilaqua, 	advising
	them
	of 	his 	conversations
	with
17oavis 	denied, 	although 	not
	consistently, 	that
	he
	said
that
	O'Dwyer's
	resignation
	was
	"not 	enough."
	He
	also
	denied
that
	he
	told
	O'Dwyer
	to 	write
	a
	moderating
	letter
	to 	the
state.
	The
	hearing
	officer
	declines 	to
	credit 	this
	testimony.
At
	the
	initial
	hearing 	in 	this
	case,
	Davis
	testified 	that
	he
did 	not
	state 	that 	resignation
	was
	"not 	enough."
	At
	the
rehearing,
	he
	initially 	testified
	that
	he
	in 	fact
	made
	this
statement 	in 	the 	context 	of
	a
	more
	general 	statement
	that
O'Dwyer
	should	
continue 	to
	participate
	in	
"problem-solving"
with 	respect 	to 	the
	problem
	at
	hand.
	He
	later
	denied 	having
made
	the 	statement.
	These
	inconsistencies 	cast
	a
	cloud 	over
Davis' 	testimony 	in
	this 	area.
	In
	addition, 	Davis'
	demeanor
	in
testifying
	was
	unconvincing 	in 	these 	areas 	in
	particular. 	In
addition,
	Davis 	wanted 	O'Dwyer
	to
	send
	a
	letter
	to 	the
	state.
Davis 	accordingly
	had 	an
	obvious 	motive 	for
	making
	these
statements.
18	
lBoavis' 	testimony 	to 	the 	contrary 	is
	not 	credited.
At some point in the meeting, Davis repeated the criticisms
that staff members had of the poll and letter. During the
discussion, O'Dwyer told Davis that he had resigned in order to
"get out of [Davis'] road. " Davis responded, "That's not
enough, John." He then stated words to the effect that "you
can't make a mess and walk away from it. " Davis also stated
that he wanted O'Dwyer to write a second, explanatory letter to
the state. 1 	avis also made reference to his previous
status as the grievance chairperson for the Oakland Federation
of Teachers. He told O'Dwyer that he had "never lost a case. "
O'Dwyer testified that he interpreted this as a veiled threat.
During this meeting, Davis also asked, "What should I do about
people who come in late?"18 O 	wyer apparently was in the
habit of arriving late to school functions.
On the evening of January 13, O'Dwyer called Taksa, Kizer
and Bevilaqua, advising them of his conversations with
17Davis denied, although not consistently, that he said
that O'Dwyer's resignation was "not enough. " He also denied
that he told O'Dwyer to write a moderating letter to the
state. The hearing officer declines to credit this testimony.
At the initial hearing in this case, Davis testified that he
did not state that resignation was "not enough. " At the
rehearing, he initially testified that he in fact made this
statement in the context of a more general statement that
O'Dwyer should continue to participate in "problem-solving"
with respect to the problem at hand. He later denied having
made the statement. 	These inconsistencies cast a cloud over
Davis' testimony in this area. In addition, Davis' demeanor in
testifying was unconvincing in these areas in particular. In
addition, Davis wanted O'Dwyer to send a letter to the state.
Davis accordingly had an obvious motive for making these
statements.
pavis' testimony to the contrary is not credited.
22
Davis.19	19 	They 	all 	reassured 	him 	that 	the 	poll 	in 	fact 	had
been 	official 	JSEA 	business. 	O'Dwyer 	told 	Kizer 	that 	he
thought 	the 	situation 	was 	"very 	serious" 	and 	that 	he 	felt 	that
his 	job 	was 	at 	stake. 	He 	stated 	that 	Davis 	was 	threatening
him. 	He 	also 	told 	Kizer 	that 	he 	was 	feeling 	pressure 	from
other 	teachers. 	Bevilaqua 	perceived 	O'Dwyer 	as 	being
"concerned 	and 	anxious" 	during 	their 	conversation.
During 	the 	evening 	of 	January 	13, 	O'Dwyer 	prepared 	a 	letter
intended 	to 	have 	the 	effect 	of 	removing 	him 	further 	from 	the
dispute 	surrounding 	the 	poll. 	The 	letter 	was 	signed 	by 	Taksa
and 	was 	placed 	in 	Davis' 	school 	mailbox 	by 	O'Dwyer 	on 	the
following 	day. 	The 	letter 	requested 	Davis 	to 	address 	his
concerns 	relative 	to 	the 	JSEA 1 s 	actions 	to 	Taksa 	in 	writing.
The 	letter 	concluded:
As 	the 	survey 	is 	a 	completed 	item 	of 	JSEA
business, 	I 	believe 	that 	dealing 	with 	the
matter 	on 	an 	individual 	basis 	would 	not 	be
productive.
On 	that 	same 	day, 	O'Dwyer 	prepared 	a 	letter 	addressed 	to
himself 	purportedly 	signed 	by 	Taksa. 	The 	letter 	stated 	that
O'Dwyer 	should 	refrain 	from 	discussing 	the 	survey 	"until 	the
controversy 	surrounding 	it 	has 	been 	resolved."
That 	same 	evening 	O'Dwyer 	prepared 	a 	"memorandum 	of
understanding" 	for 	JSEA members. 	That 	memorandum, 	which 	later
was 	signed 	by 	five 	JSEA members, 	stipulated 	that 	the 	survey 	had
19	190 1 Dwyer 	also 	had 	conversed 	over 	the 	telephone 	with
Kizer 	on 	two 	occasions 	during 	the 	week 	preceding 	this
particular 	date. 	He 	was 	concerned 	about 	the 	impact 	that 	the
controversy 	surrounding 	the 	poll 	and 	letter 	would 	have 	on 	him.
Davis. 	They all reassured him that the poll in fact had
been official JSEA business. O'Dwyer told Kizer that he
thought the situation was "very serious" and that he felt that
his job was at stake. He stated that Davis was threatening
him. He also told Kizer that he was feeling pressure from
other teachers. 	Bevilaqua perceived O'Dwyer as being
"concerned and anxious" during their conversation.
During the evening of January 13, O'Dwyer prepared a letter
intended to have the effect of removing him further from the
dispute surrounding the poll. The letter was signed by Taksa
and was placed in Davis' school mailbox by O'Dwyer on the
following day. The letter requested Davis to address his
concerns relative to the JSEA's actions to Taksa in writing.
The letter concluded:
As the survey is a completed item of JSEA
business, I believe that dealing with the
matter on an individual basis would not be
productive.
On that same day, O'Dwyer prepared a letter addressed to
himself purportedly signed by Taksa. The letter stated that
O'Dwyer should refrain from discussing the survey "until the
controversy surrounding it has been resolved."
That same evening O'Dwyer prepared a "memorandum of
understanding" for JSEA members. That memorandum, which later
was signed by five JSEA members, stipulated that the survey had
0'Dwyer also had conversed over the telephone with
Kizer on two occasions during the week preceding this
particular date. He was concerned about the impact that the
controversy surrounding the poll and letter would have on him.
23
been 	undertaken 	as 	official 	JSEA 	business, 	and 	that 	the
dispatch 	of 	the 	survey 	results 	to 	the 	state 	had 	been 	"accepted"
after 	consideration 	of 	the 	idea 	at 	an 	open meeting 	of 	the 	JSEA
representative 	council.
O'Dwyer 	placed 	the 	above 	three 	documents 	in 	Davis' 	mailbox
at 	Hillcrest 	School 	on Friday 	morning.
That 	same 	day, 	Davis 	and 	O'Dwyer 	met 	again. 	They 	discussed
only 	the 	subject 	of 	report 	cards, 	and 	did 	not 	discuss 	the
controversy 	surrounding 	the 	poll 	and 	letter.20
24
It 	is 	disputed 	whether 	Davis 	ever 	received 	the material
that 	O'Dwyer 	placed 	in 	his 	mailbox. 	Since 	Davis' 	receipt 	of
these 	documents 	is 	only 	peripherally 	relevant 	to 	the 	charge,
the 	hearing 	officer 	finds 	it 	unnecessary 	to 	resolve 	this
issue.
The Aftermath	The 	Aftermath
In 	a 	staff 	bulletin 	dated 	February 	7, 	1977, 	Davis 	wrote 	a
note 	concerning 	an 	upcoming 	staff 	meeting. 	His 	note, 	intended
to 	be 	humorous, 	promised 	that 	"no 	harassment" 	would 	occur 	at
that 	meeting.
In 	a 	bulletin 	of 	February 	2, 	1977, 	Davis 	composed 	a 	short
literary 	piece, 	intended 	again 	to 	be 	humorous, 	in 	which 	he 	made
light 	fictitious 	accusations 	harassment 	red 	by 	a
sta 	member 	refer 	to 	as 	II
20	20oavis 	testified 	that 	he 	told 	O'Dwyer 	on 	Friday 	that
everything 	related 	to 	the 	poll 	and 	letter 	would 	be 	dropped 	and
that 	the 	controversy 	"was 	ending 	here 	and 	now." 	O'Dwyer's
testimony 	is 	credited, 	however, 	and 	the 	hearing 	officer 	finds
that 	Davis 	and 	O'Dwyer 	only 	discussed 	the 	subject 	of 	report
cards 	on 	Friday.
been undertaken as official JSEA business, and that the
dispatch of the survey results to the state had been "accepted"
after consideration of the idea at an open meeting of the JSEA
representative council.
O'Dwyer placed the above three documents in Davis' mailbox
at Hillcrest School on Friday morning.
That same day, Davis and O'Dwyer met again. 	They discussed
only the subject of report cards, and did not discuss the
controversy surrounding the poll and letter . 20
It is disputed whether Davis ever received the material
that O'Dwyer placed in his mailbox. Since Davis' receipt of
these documents is only peripherally relevant to the charge,
the hearing officer finds it unnecessary to resolve this
issue.
In a staff bulletin dated February 7, 1977, Davis wrote a
note concerning an upcoming staff meeting. His note, intended
to be humorous, promised that "no harassment" would occur at
that meeting.
In a bulletin of February 2, 1977, Davis composed a short
literary piece, intended again to be humorous, in which he made
light of fictitious accusations of harassment rendered by a
staff member referred to as "BBB. "
Davis testified that he told O'Dwyer on Friday that
everything related to the poll and letter would be dropped and
that the controversy "was ending here and now. " O'Dwyer's
testimony is credited, however, and the hearing officer finds
that Davis and O'Dwyer only discussed the subject of report
cards on Friday.
24
JSEA 	argued 	at 	the 	hearing 	in 	the 	present 	case 	that 	it
should 	be 	granted 	money 	damages 	for 	the 	loss 	of 	O'Dwyer 	as 	a
representative 	council 	member 	and 	for 	the 	payment 	of 	funds 	for
CTA 	staff 	who 	were 	required 	to 	accomplish 	the 	work 	done 	by
him. 	JSEA 	submitted 	no 	evidence 	indicating 	whether 	O'Dwyer
eventually 	was 	replaced 	on 	the 	representative 	council 	by
another 	teacher. 	No 	one 	receiving 	a 	salary 	from 	CTA 	took 	over
O'Dwyer's 	responsibilities 	after 	he 	resigned 	from 	the 	council.
DISCUSSION AND 	CONCLUSIONS 	OF 	LAW	DISCUSSION AND CONCLUSIONS OF LAW
Alleged 	Violation 	of 	Section 	3543.S(a)
The 	charging 	party 	argues 	that 	Davis' 	course 	of 	conduct
toward 	O'Dwyer 	during 	the 	week 	of 	January 	10 	violated 	section
3543.S(a) 	of 	the 	EERA. 	Section 	3543.S(a) 	makes 	it 	unlawful 	for
a 	public 	school 	employer 	to:
[i]mpose 	or 	threaten 	to 	impose 	reprisals 	on
employees, 	to 	discriminate 	or 	threaten 	to
discriminate 	against 	employees, 	or 	otherwise
to 	interfere 	with, 	restrain, 	or 	coerce
employees 	because 	of 	their 	exercise 	of
rights 	guaranteed 	by 	this 	chapter.
In 	San 	Dieguito Union 	High 	School 	District 	(9/2/77) 	EERB
Decision 	No. 	22, 	the 	PERB 	held 	that 	in 	order 	to 	find 	a
violation 	of 	section 	3543.S(a), 	it 	was 	necessary 	to 	show 	that
the 	employer 	intended 	to 	interfere 	with 	employee 	rights, 	or
that 	the 	employer's 	conduct 	had 	the 	"natural 	and 	probable
consequence" 	of 	interfering 	with 	employees' 	exercise 	of
25
JSEA argued at the hearing in the present case that it
should be granted money damages for the loss of O'Dwyer as a
representative council member and for the payment of funds for
CTA staff who were required to accomplish the work done by
him. JSEA submitted no evidence indicating whether O'Dwyer
eventually was replaced on the representative council by
another teacher. No one receiving a salary from CTA took over
O'Dwyer's responsibilities after he resigned from the council.
Alleged Violation of Section 3543.5 (a)
The charging party argues that Davis' course of conduct
toward O'Dwyer during the week of January 10 violated section
3543.5 (a) of the EERA. Section 3543.5 (a) makes it unlawful for
a public school employer to:
[impose or threaten to impose reprisals on
employees, to discriminate or threaten to
discriminate against employees, or otherwise
to interfere with, restrain, or coerce
employees because of their exercise of
rights guaranteed by this chapter.
In San Diegueto Union High School District (9/2/77) EERB
Decision No. 22, the PERB held that in order to find a
violation of section 3543.5 (a) , it was necessary to show that
the employer intended to interfere with employee rights, or
that the employer's conduct had the "natural and probable
consequence" of interfering with employees' exercise of
25
their
	rights.21
To
	date,
	PERB
	has 	not
	had
	the
	opportunity 	to
	apply
	the
	San
Dieguito
	test
	to 	speech-related
	conduct
	alleged 	to
	have
constituted
	a
	threat
	of
	reprisal, 	restraint,
	coercion
	or
interference.2H
2	
However,
	PERB
	takes
	cognizance
	of
	decisions
of 	the 	National
	Labor
	Relations
	Board
	(hereafter
	NLRB)
	in
analogous
	areas 	of
	law.
	Sweetwater
	Union 	High
	School
	District
(11/23/76)
	EERB
	Decision
	No.
	4.
	The
	NLRB
	has
	developed
	a
	large
body
	of
	precedents
	on
	this
	issue.
Section
	3543.S(a)
	combines
	the
	language
	of
	the 	National
Labor
	Relations
	Act
	(hereafter
	NLRA)
	sections
	8(a)
(1) 	and
8(a)
(3).
	San
	Dieguito, 	supra.
	These
	sections
	state 	that
	it
	is
unlawful 	for
	an
	employer:
(1)
	to 	interfere
	with,
	restrain
	or 	coerce
employees
	in
	the
	exercise
	of 	the
	rights
21The
	charging
	party
	appears 	to 	maintain
	that
	the 	proper
legal
	standard 	for 	evaluating
	an
	allegation
	of 	coercion
	is
whether
	the
	allegedly
	coerced
	party
	felt
	coerced
	by
	the
respondent's 	conduct.
	The
	subjective 	feelings 	of 	thecomplaining 	witness
	may
	be
	relevant 	to 	determining
	whether 	an
act
	constitutes
	a
	violation
	of 	section 	3543.S(a).
	However,
under
	San
	Dieguito, 	they 	are 	not
	determinative.
	The
	hearing
officer 	therefore 	declines 	to
	adopt
	this
	standard.
22
2rn
	Clovis 	Unified 	School
	District
	(8/7
	8)
	PERB
Decision
	No.
	61,
	PERB
	adopted
	the 	findings 	factconclusion 	of 	the 	hearing
	officer 	that
	speeches
	made
	to
teachers
	by
	the 	superintendent 	of 	the
	District
	were
	not
threatening 	refore 	did 	not 	vi 	te 	section 	3543.S(a}.
26
their rights. 21
To date, PERB has not had the opportunity to apply the San
Dieguito test to speech-related conduct alleged to have
constituted a threat of reprisal, restraint, coercion or
interference. 22 	owever, PERB takes cognizance of decisions
of the National Labor Relations Board (hereafter NLRB) in
analogous areas of law. Sweetwater Union High School District
(11/23/76) EERB Decision No. 4. The NLRB has developed a large
body of precedents on this issue.
Section 3543.5 (a) combines the language of the National
Labor Relations Act (hereafter NLRA) sections 8 (a) (1) and
8 (a) (3) . San Diegueto, supra. These sections state that it is
unlawful for an employer:
(1) to interfere with, restrain or coerce
employees in the exercise of the rights
21The charging party appears to maintain that the proper
legal standard for evaluating an allegation of coercion is
whether the allegedly coerced party felt coerced by the
respondent's conduct. The subjective feelings of the
complaining witness may be relevant to determining whether an
act constitutes a violation of section 3543.5 (a) . However,
under San Diegueto, they are not determinative. The hearing
officer therefore declines to adopt this standard.
2 In Clovis Unified School District (8/7/78) PERB
Decision No. 61, PERB adopted the findings of fact and
conclusion of the hearing officer that speeches made to
teachers by the superintendent of the District were not
threatening and therefore did not violate section 3543.5(a) .
26
guaranteed
	in
	Section
	7;
[ 23 1
27
(3)
	by
	discrimination 	in
	regard
	to
	hire
	ortenure
	of
	employment
	or
	any
	term
	or
condition 	of
	employment
	to
	encourage
	or
discourage
	membership
	in
	any
	labor
organization
....
Under
	the
	NLRA,
	the 	expression
	of
	an
	employer's 	opinion
	is
protected,
	but 	only
	within
	certain 	limits.
	NLRB
	v.
	Virginia
Electric
	and
	Power 	Co. 	(1941)
	314
	U.S.
	469 	[ 9
	LRRM
	40 5] •
	Those
limits
	are
	exceeded
	when
	the 	employer's
	conduct
	is
	coercive
	in
nature
	or
	carries
	with
	it
	a
	threat
	of
	reprisal
	or 	promise
	of
benefit.
	TRW
	Semiconductors,
	Inc.
	(1966) 	159
	NLRB
	No. 	43
	[62
LRRM
	1469].
	A
threat 	either
	may
	be
	made
	directly
	or
	may
	be
implied 	by	
the 	circumstances 	surrounding
	an
	interrogation.
	See
NLRB
	v.
	Harbison-Fischer
	Mfg. 	Co.
	(5th
	Cir.
	1962)
	304
	F.2d
	738
[50
	LRRM
	2478].
	Whether
	conduct 	reaches 	the
	dimension
	of
	a
threat
	or
	a
	coercion
	is
	not
	to
	be
	determined
	solely
	by
	the
specific
	actions 	of 	the
	employer, 	but
	on
	the
	totality
	of
	the
circumstances 	in
	which
	the 	conduct 	took
	place.
	Sinclair
	Co.
(1967) 	164
	NLRB
	261 	[65
	LRRM
	1087], 	enfd. 	(1st
	Cir.
	1968) 	397
F.2d
	157 	[68
	LRRM
	2720].
	And
	see
	NLRB
	v.
	Gissel
	Packing
	Co.
23	
23section
	7
	states:
Employees
	shall
	have
	the
	right 	to
self-organization, 	to	
form,	
join
	or
	assist
labor 	organizations, 	to 	bargain
	collectively
through
	representatives 	of
	their
	own
choosing,
	and
	to
	engage
	in 	other 	concerted
activities
	for 	the 	purpose 	of 	collectivebargaining 	or 	for 	other 	mutual 	aid	
and
protection,	
and
	shall 	also
	have
	the 	right 	to
refrain
	from 	any 	or
	all	
of 	such
	activitiesexcept 	to 	the 	extent 	that
	such
	right	
may 	be
affected 	by	
an 	agreement 	requiringmembership 	in
	a
	labor 	organization 	as 	a
condition 	of 	employment 	as 	authorized 	in
section
	8 (a) (3).
guaranteed in Section 7; [23]
(3) by discrimination in regard to hire or
tenure of employment or any term or
condition of employment to encourage or
discourage membership in any labor
organization. . .
Under the NLRA, the expression of an employer's opinion is
protected, but only within certain limits. NLRB v. Virginia
Electric and Power Co. (1941) 314 U.S. 469 [9 LRRM 405]. Those
limits are exceeded when the employer's conduct is coercive in
nature or carries with it a threat of reprisal or promise of
benefit. 	TRW Semiconductors, Inc. (1966) 159 NLRB No. 43 [62
LRRM 1469]. A threat either may be made directly or may be
implied by the circumstances surrounding an interrogation. See
NLRB v. Harbison-Fischer Mig. Co. (5th Cir. 1962) 304 F. 2d 738
[50 LRRM 2478]. Whether conduct reaches the dimension of a
threat or a coercion is not to be determined solely by the
specific actions of the employer, but on the totality of the
circumstances in which the conduct took place. Sinclair Co.
(1967) 164 NLRB 261 [65 LRRM 1087], end. (1st Cir. 1968) 397
F. 2d 157 [68 LRRM 2720]. And see NLRB v. Gissel Packing Co.
section 7 states:
Employees shall have the right to
self-organization, to form, join or assist
labor organizations, to bargain collectively
through representatives of their own
choosing, and to engage in other concerted
activities for the purpose of collective
bargaining or for other mutual aid and
protection, and shall also have the right to
refrain from any or all of such activities
except to the extent that such right may be
affected by an agreement requiring
membership in a labor organization as a
condition of employment as authorized in
section 8 (a) (3) .
27
(1969) 	395 	U.S. 	575 	[71 	LRRM 	2481]~ 	Wassau 	Steel 	Corp. 	v. 	NLRB
(1967} 	377 	F.2d 	369 	[65 	LRRM 	2001]. 	This 	determination 	should
"take 	into 	account 	the 	economic 	dependence 	of 	the 	employees 	on
their 	employers, 	and 	the 	necessary 	tendency 	of 	the 	former,
because 	of 	that 	relationship, 	to 	pick 	up 	intended 	implications
of 	the 	latter 	that 	might 	be 	more 	readily 	dismissed 	by 	a 	more
disinterested 	ear." 	NLRB 	v. 	Gissel 	Packing 	Co. 	(1969) 	supra,
395 	U.S. 	575 	[71 	LRRM 	2481, 	2497].
One 	prong 	of 	PERB's 	holding 	in 	San 	Dieguito, 	supra, 	states
that 	interferences 	in 	employee 	activities 	must 	be 	shown 	to 	have
been 	intentional 	in 	order 	to 	be 	prohibited 	by 	section
3543.S(a). 	Intent, 	however, 	may 	be 	inferred 	from
circumstantial 	evidence 	(see 	NLRB 	v. 	Laney 	and 	Duke 	Co. 	(5th
Cir. 	1966) 	369 	F.2d 	859 	[63 	LRRM 	2552, 	2557]), 	including 	the
context 	in 	which 	particular 	statements 	are 	made 	(see 	NLRB 	v.
Harbison-Fischer 	Mfg. 	Co. 	(5th 	Cir. 	1962) 	supra, 	304 	F.2d 	738
[50 	LRRM 	2478]).
28	28
The 	present 	case 	hinges 	on 	whether, 	in 	the 	totality 	of
circumstances, 	Davis 	impliedly 	threatened, 	coerced 	or
restrained 	O'Dwyer 	during 	the 	week 	of 	January 	10 	because 	of 	his
exercise 	of 	EERA 	rights.2s th	4 	As 	the 	charging 	party 	states,
The major 	issue 	.•• 	[revolves] 	around 	the
timing, 	tenor 	and 	tone 	of 	Mr. 	Davis'
statements 	in 	their 	actual 	context.
24	24As 	a 	preliminary matter, 	it 	is 	noted 	that 	O'Dwyer's
compilation 	and 	dissemination 	of 	the 	poll 	and 	his 	connection 	to
the 	letter 	sent 	to 	the 	Department 	of 	Education 	were 	JSEA
activities, 	and 	therefore 	were 	protected 	by 	sections 	3540 	and
3543 	of 	the 	EERA. 	Ante, 	fn. 	4.
(1969) 395 U.S. 575 [71 LRRM 2481]; Wassau Steel Corp. v. NLRB
(1967) 377 F. 2d 369 [65 LRRM 2001]. This determination should
"take into account the economic dependence of the employees on
their employers, and the necessary tendency of the former,
because of that relationship, to pick up intended implications
of the latter that might be more readily dismissed by a more
disinterested ear. " NLRB v. Gissel Packing Co. (1969) supra,
395 U.S. 575 [71 LRRM 2481, 2497].
One prong of PERB's holding in San Diegueto, supra, states
that interferences in employee activities must be shown to have
been intentional in order to be prohibited by section
3543.5 (a) . Intent, however, may be inferred from
circumstantial evidence (see NLRB v. Laney and Duke Co. (5th
Cir. 1966) 369 F. 2d 859 [63 LRRM 2552, 2557]), including the
context in which particular statements are made (see NLRB v.
Harbison-Fischer Mfg. Co. (5th Cir. 1962) supra, 304 F. 2d 738
[50 LRRM 2478] ) .
The present case hinges on whether, in the totality of
circumstances, Davis impliedly threatened, coerced or
restrained O'Dwyer during the week of January 10 because of his
exercise of EERA rights. 24 A 	e charging party states,
The major issue ... [revolves] around the
timing, tenor and tone of Mr. Davis'
statements in their actual context.
As a preliminary matter, it is noted that O'Dwyer's
compilation and dissemination of the poll and his connection to
the letter sent to the Department of Education were JSEA
activities, and therefore were protected by sections 3540 and
3543 of the EERA. Ante, fn. 4.
Before
	the
	week
	of
	January 	10,
	there
	is
	no
	evidence
	that
Davis
	and 	O'Dwyer
	were
	in 	contact
	with
	respect 	to
	the
	poll
	or
letter.
	Between mid-December 	and
	January 	10,
	employees
	within
the 	school,
	particularly
	the
	specialists,
	became
	aware
	of 	the
poll
	and
	gradually
	became
	aware
	of 	the
	letter
	to
	the
	state.
O'Dwyer 	was
	approached
	by 	some
	individuals
	who
	expressed
	their
dissatisfaction
	with
	the
	poll.
	Davis
	discussed 	the
	poll
	with
O'Dwyer
	because 	of 	the 	concerns 	expressed
	by
	the 	teaching
staff.
Between
	Monday 	and 	Wednesday
	of
	that
	week,
	there
	is
insufficient
	evidence
	from 	which
	to 	infer 	that
	Davis
	threatened
or 	otherwise
	interfered
	with
	O'Dwyer.
	On
	Monday,
	they
	met 	by
chance.
	They
	engaged
	in
	an
	amicable
	discussion
	with
	respect
	to
the
	poll,
	notwithstanding 	the
	fact 	that
	Davis
	stated 	that
	the
poll
	was 	a
	"mistake."
	O'Dwyer
	himself
	stated 	that
	he 	was
"pleased"
	at 	that 	point
	about 	Davis' 	involvement.
They
	engaged
	in
	another
	discussion
	on
	Tuesday.
	O'Dwyer
began
	to 	feel 	that
	Davis
	was
	singling
	him
	out
	at 	this
	time.
There
	is 	virtually
	no
	evidence,
	however,
	establishing
	a
reasonable 	basis 	for
	this 	feeling.
	The
	idea 	of 	meeting 	with
respect 	to	
the
	poll	
was
	suggested 	by 	Boscacci, 	not 	Davis.
Davis
	was	
understandably 	concerned 	about 	the	
specialists'
misgivings 	over 	the	
poll.	
The
	president 	of
	JSEA
	himself
	told
Davis
	that
	he
	should 	discuss 	the 	matter 	with	
O'Dwyer. 	O'Dwyer
was 	a
	representative 	of	
JSEA. 	Under	
these 	facts,
	Davis
	clearly
was
	justified 	in 	discussing 	the	
poll
	and
	letter
	with 	O'Dwyer.
The 	record 	shows
	that
	Davis 	did 	not 	act 	improperly 	toward
29
Before the week of January 10, there is no evidence that
Davis and O'Dwyer were in contact with respect to the poll or
letter. Between mid-December and January 10, employees within
the school, particularly the specialists, became aware of the
poll and gradually became aware of the letter to the state.
O'Dwyer was approached by some individuals who expressed their
dissatisfaction with the poll. Davis discussed the poll with
O'Dwyer because of the concerns expressed by the teaching
staff.
Between Monday and Wednesday of that week, there is
insufficient evidence from which to infer that Davis threatened
or otherwise interfered with O'Dwyer. On Monday, they met by
chance. They engaged in an amicable discussion with respect to
the poll, notwithstanding the fact that Davis stated that the
poll was a "mistake. " O'Dwyer himself stated that he was
"pleased" at that point about Davis' involvement.
They engaged in another discussion on Tuesday. 	O'Dwyer
began to feel that Davis was singling him out at this time.
There is virtually no evidence, however, establishing a
reasonable basis for this feeling. The idea of meeting with
respect to the poll was suggested by Boscacci, not Davis.
Davis was understandably concerned about the specialists'
misgivings over the poll. The president of JSEA himself told
Davis that he should discuss the matter with O'Dwyer. O'Dwyer
was a representative of JSEA. 	Under these facts, Davis clearly
was justified in discussing the poll and letter with O'Dwyer.
The record shows that Davis did not act improperly toward
29
O'Dwyer
	as
	of
	Tuesday.
On
	Wednesday,
	Davis
	met
	with
	Wiggins
	and 	some
	of 	the
members
	of 	the
	representative 	council,
	including
	O'Dwyer.
Davis
	expressed
	displeasure
	over
	the
	poll.
	Wiggins
	and
	Kizer
suggested
	that
	the 	matter
	be
	dropped,
	and
	that
	the
	poll
	be
	made
part
	of 	the
	"needs
	assessment" 	for 	the
	coming
	year.
	As
	the
meeting
	progressed,
	Davis
	suggested
	that
	O'Dwyer
	write
	a
	letter
to
	the
	Department
	of 	Education
	explaining 	Davis'
	view
	of 	the
circumstances 	in
	which
	the
	original
	letter
	was
	written.
	The
group
	did
	not 	adopt
	this
	suggestion.
	Some
	of 	those
	who
attended 	the 	meeting
	felt
	that
	the
	atmosphere
	of 	the
	meeting
was
	"tense."
	None
	perceived
	any
	threats.
30
After
	this
	meeting, 	Davis, 	Boscacci
	and
	O'Dwyer 	had
	another
discussion.
	Davis
	reiterated
	the 	negative
	feelings
	about
	the
poll
	and
	letter
	that
	had
	been
	expressed
	at
	previous 	meetings.
He
	stated 	that
	some
	teachers
	thought
	that
	O'Dwyer
	should
	be
dismissed--a 	notion
	not
	supported
	by
	the 	record.
	He
	thereafter
assured
	O'Dwyer
	that
	he
	did 	not 	agree 	with
	that
	view.
	He
	also
stated 	that
	some
	individuals
	thought 	O'Dwyer's
	actions
	had
	been
"unprofessional."
	Davis
	also 	said 	that
	the 	board
	of 	education
was
	"vindictive."
	Davis
	also
	clarified 	this
	statement 	by
stating 	that
	he 	"would 	have 	no
	part" 	in
	any
	vindictive 	action
taken
	by
	the 	board.
There
	is
	no
	doubt
	that 	these 	frank
	words
	created
	a
	tense
atmosphere. 	Davis' 	statement 	that
	some
	instructors
	thought
O'Dwyer 	should 	be 	dismissed 	could 	not 	have 	been 	taken
	lightly.
His 	statement 	concerning 	the 	board's 	vindictiveness 	also
	was
O'Dwyer as of Tuesday.
On Wednesday, Davis met with Wiggins and some of the
members of the representative council, including O'Dwyer.
Davis expressed displeasure over the poll. Wiggins and Kizer
suggested that the matter be dropped, and that the poll be made
part of the "needs assessment" for the coming year. As the
meeting progressed, Davis suggested that O'Dwyer write a letter
to the Department of Education explaining Davis' view of the
circumstances in which the original letter was written. 	The
group did not adopt this suggestion. Some of those who
attended the meeting felt that the atmosphere of the meeting
was "tense." 	None perceived any threats.
After this meeting, Davis, Boscacci and O'Dwyer had another
discussion. 	Davis reiterated the negative feelings about the
poll and letter that had been expressed at previous meetings.
He stated that some teachers thought that O'Dwyer should be
dismissed--a notion not supported by the record. He thereafter
assured O'Dwyer that he did not agree with that view. He also
stated that some individuals thought O'Dwyer's actions had been
"unprofessional." Davis also said that the board of education
was "vindictive." Davis also clarified this statement by
stating that he "would have no part" in any vindictive action
taken by the board.
There is no doubt that these frank words created a tense
atmosphere. Davis' statement that some instructors thought
O'Dwyer should be dismissed could not have been taken lightly.
His statement concerning the board's vindictiveness also was
30
somewhat 	ominous. 	However, 	Davis 	said 	that 	he 	did 	not 	feel
that 	O'Dwyer 	should 	be 	dismissed. 	Further, 	the 	context 	of
Davis' 	statement 	concerning 	board 	"vindictiveness" 	was 	unclear,
and 	Davis 	said 	that 	he 	would 	have 	no 	part 	of 	any 	of 	the 	board's
vindictive 	action. 	In 	addition, 	O'Dwyer's 	participation 	in
these 	meetings 	was 	voluntary, 	and 	he 	never 	questioned 	the 	tenor
of 	Davis' 	statements 	or 	expressed 	reservations 	about 	continuing
the 	discussion. 	If 	the 	largely 	ambiguous 	statements 	made 	at
this 	meeting 	constituted 	the 	entirety 	of 	the 	charging 	party's
case, 	they 	would 	be 	insufficient 	to 	constitute 	threats.
Following 	this 	second Wednesday meeting, 	O'Dwyer 	expressed
his 	fears 	to 	the 	president 	of 	JSEA. 	He 	then 	wrote 	a 	letter
resigning 	from 	his 	position 	on 	the 	representative 	council.
That 	Davis 	allegedly 	forced 	O'Dwyer 	to 	resign 	is 	accorded
great 	weight 	in 	the 	charging 	party's 	argument 	that 	Davis'
actions 	violated 	section 	3543.S(a). 	However, 	O'Dwyer 	felt
pressure 	from 	the 	teaching 	staff 	as 	well 	as 	from 	Davis. 	Davis
did 	not 	unduly 	pressure 	O'Dwyer 	during 	the 	Wednesday 	meeting 	or
any 	other 	meeting 	that 	preceded 	it. 	O'Dwyer's 	letter 	of
resignation 	stated 	that 	he 	was 	"hassled" 	by 	his 	,JSEA 	position,
and 	did 	not 	state 	that 	he 	had 	been 	threatened 	by 	Davis. 	The
ECE 	specialists, 	on 	the 	other 	hand, 	were 	disturbed 	and
threatened 	by 	the 	appearance 	of 	the 	poll 	and 	letter 	to 	the
state 	so 	soon 	before 	the 	visit 	of 	the 	MAR Team. 	They
complained 	loudly 	and 	angrily 	to 	Davis 	as 	well 	as 	to O'Dwyer.
Wiggins 	voiced 	strong 	objections 	to 	O'Dwyer's 	actions. 	O'Dwyer
told 	Kizer 	on 	two 	occasions 	that 	he 	had 	been 	feeling 	pressure
31
somewhat ominous. However, Davis said that he did not feel
that O'Dwyer should be dismissed. Further, the context of
Davis' statement concerning board "vindictiveness" was unclear,
and Davis said that he would have no part of any of the board's
vindictive action. In addition, O'Dwyer's participation in
these meetings was voluntary, and he never questioned the tenor
of Davis' statements or expressed reservations about continuing
the discussion. If the largely ambiguous statements made at
this meeting constituted the entirety of the charging party's
case, they would be insufficient to constitute threats.
Following this second Wednesday meeting, O'Dwyer expressed
his fears to the president of JSEA. He then wrote a letter
resigning from his position on the representative council.
That Davis allegedly forced O'Dwyer to resign is accorded
great weight in the charging party's argument that Davis'
actions violated section 3543.5 (a) . However, O'Dwyer felt
pressure from the teaching staff as well as from Davis. Davis
did not unduly pressure O'Dwyer during the Wednesday meeting or
any other meeting that preceded it. O'Dwyer's letter of
resignation stated that he was "hassled" by his JSEA position,
and did not state that he had been threatened by Davis. The
ECE specialists, on the other hand, were disturbed and
threatened by the appearance of the poll and letter to the
state so soon before the visit of the MAR Team. They
complained loudly and angrily to Davis as well as to O'Dwyer.
Wiggins voiced strong objections to O'Dwyer's actions. 	O'Dwyer
told Kizer on two occasions that he had been feeling pressure
31
from 	the 	specialists. 	Schneider, 	whom 	O'Dwyer 	apparently
respected, 	told 	O'Dwyer 	in 	no 	uncertain 	terms 	that 	he 	should
resign. 	There 	can 	be 	no 	doubt 	that 	O'Dwyer 	was 	affected
strongly 	by 	the 	intensity 	of 	the 	specialists' 	ire. 	Given 	that
Davis' 	statements 	through 	Wednesday 	were 	not 	coercive 	in
character, 	it 	is 	concluded 	that 	O'Dwyer 	resigned 	because 	of 	his
inability 	to 	withstand 	the 	heat 	from 	his 	colleagues.
32
The 	meeting 	of 	Thursday 	afternoon 	remains 	to 	be 	evaluated.
Davis 	initiated 	the 	meeting. 	He 	stated 	that 	he 	intended 	to
drop 	the 	matter 	until 	after 	the 	MAR Team 	visited 	the 	school.
He 	reiterated 	that 	O'Dwyer 	should 	write 	a 	moderating 	letter 	to
the 	state. 	O'Dwyer 	said 	that 	he 	had 	resigned 	in 	order 	to 	"get
out 	of 	the 	road." 	Davis 	said 	that 	O'Dwyer's 	resignation 	was
"not 	enough." 	He 	also 	said 	that 	O'Dwyer 	could 	not 	"make 	a 	mess
and 	walk 	away 	from 	it." 	He 	further 	stated 	that 	he 	had 	"never
lost 	a 	case" 	as 	a 	grievance 	representative 	of 	the 	Oakland
Federation 	of 	Teachers. 	Any 	of 	these 	statements, 	standing
alone, 	might 	be 	innocuous. 	They 	carry 	a 	coercive 	meaning,
however, 	when 	viewed 	in 	their 	overall 	context. 	While 	Davis
never 	directly 	threatened 	O'Dwyer 	with 	transfer 	or 	denial 	of
tenure, 	he 	implied 	that 	punitive 	action 	was 	within 	the 	realm 	of
probability 	in 	the 	event 	that 	O'Dwyer 	did 	not 	do 	"enough"
(i.e., 	to 	write 	a 	letter 	to 	the 	state) 	to 	ameliorate 	the
effects 	of 	the 	poll 	and 	letter. 	He 	implied 	that 	the 	matter
would 	be 	raised 	again 	after 	the 	MAR 	Team 	visit 	if 	O'Dwyer 	did
not 	do 	"enough." 	He 	implied 	that 	O'Dwyer 	ultimately 	would 	be
the 	loser 	in 	any 	skirmish 	with 	Davis. 	He 	implied 	that
from the specialists. Schneider, whom O'Dwyer apparently
respected, told O'Dwyer in no uncertain terms that he should
resign. There can be no doubt that O'Dwyer was affected
strongly by the intensity of the specialists' ire. 	Given that
Davis' statements through Wednesday were not coercive in
character, it is concluded that O'Dwyer resigned because of his
inability to withstand the heat from his colleagues.
The meeting of Thursday afternoon remains to be evaluated.
Davis initiated the meeting. He stated that he intended to
drop the matter until after the MAR Team visited the school.
He reiterated that O'Dwyer should write a moderating letter to
the state. O'Dwyer said that he had resigned in order to "get
out of the road. " Davis said that O'Dwyer's resignation was
"not enough. " He also said that O'Dwyer could not "make a mess
and walk away from it." He further stated that he had "never
lost a case" as a grievance representative of the Oakland
Federation of Teachers. Any of these statements, standing
alone, might be innocuous. 	They carry a coercive meaning,
however, when viewed in their overall context. While Davis
never directly threatened O'Dwyer with transfer or denial of
tenure, he implied that punitive action was within the realm of
probability in the event that O'Dwyer did not do "enough"
(i. e., to write a letter to the state) to ameliorate the
effects of the poll and letter. He implied that the matter
would be raised again after the MAR Team visit if O'Dwyer did
not do "enough. " He implied that O'Dwyer ultimately would be
the loser in any skirmish with Davis. He implied that
32
O'Dwyer's
	more
	minor
	faults--e.g.,
	tardiness--might
	be
	less
tolerated
	if
	O'Dwyer
	were 	more
	uncooperative.
	He
	made
	all
	of
these 	statements
	with
	full
	knowledge
	that
	as
	of
	that
	time
O'Dwyer 	no
	longer
	was
	a
	spokesman
	for
	JSEA.
33
In
	context,
	these 	statements
	constituted
	implied
	threats.
The
	timing
	of 	the
	statements
	and
	their
	unavoidable
	implications
show
	that
	Davis
	intended
	to
	threaten
	O'Dwyer
	impliedly
	to 	force
him
	to 	write
	an
	ameliorating
	letter
	to
	the
	state.
	The
statements
	also 	interfered
	with
	O'Dwyer's
	right
	to
	participate
or
	not
	to
	participate
	in
	the
	activities
	of
	JSEA.
	In
	addition,
a
	reasonable 	person
	in
	Davis'
	position
	would 	have
	realized
	from
all
	of 	the 	circumstances
	that
	the
	natural
	and
	probable
consequence
	of 	these 	statements
	would
	have 	been
	to 	threaten
reprisals, 	restrain,
	coerce,
	and
	interfere
	with
	O'Dwyer.
	The
charging
	party
	accordingly
	has
	met
	its
	burden
	of 	proof
	under
San
	Dieguito, 	supra.
The
	respondent 	argues
	that
	San
	Dieguito
	can	
be	
read
	to
require 	that
	a
	balancing
	test
	be
	applied 	in
	this
	case
	to
determine
	whether
	a
	violation
	of
	section
	3543.S(a) 	has
occurrea.25	25	
Citing
	NLRB
	v. 	Great
	Dane
	Trailers,
	Inc.
	(1967)
388
	U.S.
	26
	[65
	LRRM
	2465], 	the 	respondent 	argues
	that
	the
interest	
of
	the 	employer 	should 	be 	balanced	
against	
the	
degree
of
	harm
	suffered
	by
	the 	employees,
	and
	that
	the
	outcome	
of	
the
case 	should 	hinge
	on 	which
	interest 	is 	weightier.
	It
	argues
25	
25The
	respondent
	cites 	to 	the 	hearing 	officer 	decision 	inCarlsbad 	Union 	High 	School
	District
	(10/27/77) 	Case 	No.
LA-CE-61, 	as 	authority 	for 	this 	proposition.
O'Dwyer's more minor faults--e.g. , tardiness--might be less
tolerated if O'Dwyer were more uncooperative. 	He made all of
these statements with full knowledge that as of that time
O'Dwyer no longer was a spokesman for JSEA.
In context, these statements constituted implied threats.
The timing of the statements and their unavoidable implications
show that Davis intended to threaten O'Dwyer impliedly to force
him to write an ameliorating letter to the state. 	The
statements also interfered with O'Dwyer's right to participate
or not to participate in the activities of JSEA. In addition,
a reasonable person in Davis' position would have realized from
all of the circumstances that the natural and probable
consequence of these statements would have been to threaten
reprisals, restrain, coerce, and interfere with O'Dwyer. 	The
charging party accordingly has met its burden of proof under
San Diegueto, supra.
The respondent argues that San Diegueto can be read to
require that a balancing test be applied in this case to
determine whether a violation of section 3543.5 (a) has
occurred. 	Citing NLRB v. Great Dane Trailers, Inc. (1967)
388 U.S. 26 [65 LRRM 2465], the respondent argues that the
interest of the employer should be balanced against the degree
of harm suffered by the employees, and that the outcome of the
case should hinge on which interest is weightier. It argues
The respondent cites to the hearing officer decision in
Carlsbad Union High School District (10/27/77) Case No.
LA-CE-61, as authority for this proposition.
33
that
	"employees
	suffered
	no 	harm
	or
	even
	threat
	of
	harm
	with
respect
	to
	evaluation,
	discipline, 	transfer
	or
	discharge •••
",
and
	that
	all
	Davis
	did
	was
	to
	"discuss
	the 	matter
	several
	times
with
	O'Dwyer
••••
"
	It
	also
	argues
	that
	Davis
	had 	a
	"legitimate
and
	substantial
	business
	justification"
	for
	engaging
	in
discussions
	with
	O'Dwyer,
	because
	(1)
	several
	employees
complained
	to
	Davis
	about
	O'Dwyer's
	actions;
	(2)
	the
	ECE
Project
	was
	controversial,
	and
	was
	in
	danger
	of 	being
abolished;
	(3)
	the
	letter
	from
	JSEA
	cast
	the
	Project 	in
	a
"highly 	unfavorable
	light" 	just
	before 	the
	state
	inspection.
Since
	no 	harm 	was
	suffered
	and 	a
	legitimate
	and
	substantial
justification
	existed
	for 	Davis' 	conduct,
	it
	is
	argued,
	no
violation
	of
	section
	3543.S(a) 	should
	be
	found.
The
	respondent's
	argument
	would
	be
	persuasive
	but 	for 	the
fact 	that
	Davis 	went
	further
	than
	would 	have 	been
	appropriate
and 	engaged
	in 	impliedly
	threatening
	and
	coercive
	conduct
toward
	O'Dwye~.
	Davis
	may
	have 	been
	justified
	in
	engaging
	in
non-coercive 	discussions
	with
	O'Dwyer
	over 	the
	poll
	and
	letter
to 	the
	state.
	This
	is 	particularly
	true 	in
	light
	of
	O'Dwyer's
position
	as
	a 	JSEA
	representative
	and
	in
	light
	of 	Taksa's
reluctance 	to 	discuss 	the 	matter	
with 	Davis.
	But 	no
"legitimate"	
justification
	existed	
for	
threatening	
O'Dwyer
because 	of 	his 	exercise 	of	
EERA
	rights,
	and
	the
	harm
	to
employee	
rights
	due
	to 	threats 	of	
reprisals	
and
	other 	unlawful
acts 	is 	substantial.
Alleged 	Violation 	of 	Section 	3543.S(b)
Section 	3543.S(b) 	makes
	it 	illegal 	for 	public 	school
34
that "employees suffered no harm or even threat of harm with
respect to evaluation, discipline, transfer or discharge...",
and that all Davis did was to "discuss the matter several times
with O'Dwyer. . . ." It also argues that Davis had a "legitimate
and substantial business justification" for engaging in
discussions with O'Dwyer, because (1) several employees
complained to Davis about O'Dwyer's actions; (2) the ECE
Project was controversial, and was in danger of being
abolished; (3) the letter from JSEA cast the Project in a
"highly unfavorable light" just before the state inspection.
Since no harm was suffered and a legitimate and substantial
justification existed for Davis' conduct, it is argued, no
violation of section 3543.5(a) should be found.
The respondent's argument would be persuasive but for the
fact that Davis went further than would have been appropriate
and engaged in impliedly threatening and coercive conduct
toward O'Dwyer. Davis may have been justified in engaging in
non-coercive discussions with O'Dwyer over the poll and letter
to the state. This is particularly true in light of O'Dwyer's
position as a JSEA representative and in light of Taksa's
reluctance to discuss the matter with Davis. 	But no
"legitimate" justification existed for threatening O'Dwyer
because of his exercise of EERA rights, and the harm to
employee rights due to threats of reprisals and other unlawful
acts is substantial.
Alleged Violation of Section 3543.5 (b)
Section 3543.5(b) makes it illegal for public school
34
employers
	to
	deny
	to
	employee
	organizations
	rights
	guaranteed
them 	by
	the
	EERA.
Section 	3543.l(a) 	gives
	employee
	organizations
	the
	right
	to
represent
	their
	members
	in
	their
	employment
	relations
	with
public
	school
	employers.
	Section 	3540.l(d)
	defines
	"employee
organization" 	as:
35
••.
	any
	organization
	which
	includes
employees
	of
	a
	public
	school
	employer
	and
which 	has
	as
	one
	of
	its
	primary 	purposes
representing
	such 	employees
	in
	theirrelations
	with
	that
	public
	school
	employer.
"Employee
	organization"
	shall
	also
	include
any
	person
	such
	an
	organization 	authorizes
to
	act
	on
	its
	behalf.
	(Emphasis
	added.)
O'Dwyer
	acted 	as
	an
	agent
	of
	JSEA
	in 	writing
	the
	poll
	and
letter.
	Whether
	or 	not
	all
	JSEA
members
	approved
	of
	them,
these
	activities
	constituted
	matters 	of 	"representation"
contemplated	
by	
section
	3543.l(a) 	of 	the
	EERA.
	It
	has 	been
found
	that
	Davis
	threatened,
	restrained,
	coerced,
	and
interfered
	with
	O'Dwyer
	in 	connection 	with
	these
	activities.
However,
	Davis'
	actions
	on
	Thursday
	were
	the 	sine
	qua	
non
	of
the
	violation
	of
	section 	3543.S(a).
	O'Dwyer
	resigned
	from
	his
position
	before 	the 	Thursday 	meeting. 	Davis
	knew
	during 	the
Thursday meeting
	that
	O'Dwyer 	no
	longer 	represented
	JSEA.
Accordingly,
	at
	the 	time
	that
	Davis
	violated
	O'Dwyer's
	rights,
O'Dwyer 	was
	not 	acting 	as
	an
	agent 	of
	JSEA.
	JSEA's
	rights 	of
representation 	accordingly
	were 	not 	impinged
	on 	by	
Davis'
action.
	The
	alleged 	violation
	of 	section
	3543.S(b)
	therefore
is
	dismissed.
employers to deny to employee organizations rights guaranteed
them by the EERA.
Section 3543.1 (a) gives employee organizations the right to
represent their members in their employment relations with
public school employers. Section 3540.1(d) defines "employee
organization" as:
. . . any organization which includes
employees of a public school employer and
which has as one of its primary purposes
representing such employees in their
relations with that public school employer.
"Employee organization" shall also include
any person such an organization authorizes
to act on its behalf. 	(Emphasis added. )
O'Dwyer acted as an agent of JSEA in writing the poll and
letter. Whether or not all JSEA members approved of them,
these activities constituted matters of "representation"
contemplated by section 3543.1(a) of the EERA. It has been
found that Davis threatened, restrained, coerced, and
interfered with O'Dwyer in connection with these activities.
However, Davis' actions on Thursday were the sine qua non of
the violation of section 3543.5(a) . O'Dwyer resigned from his
position before the Thursday meeting. Davis knew during the
Thursday meeting that O'Dwyer no longer represented JSEA.
Accordingly, at the time that Davis violated O'Dwyer's rights,
O'Dwyer was not acting as an agent of JSEA. JSEA's rights of
representation accordingly were not impinged on by Davis'
action. 	The alleged violation of section 3543.5 (b) therefore
is dismissed.
35
Alleged
	Violation
	of 	Section
	3543.S(d)
36
Section
	3543.S{d)
	of
	the
	Act
	states:
It
	shall
	be
	unlawful
	for
	a
	public
	school
employer
	to 	•.•
	dominate
	or
	interfere
	with
the 	formation 	or
	administration
	of
	any
employee
	organization, 	•••
	or
	in
	any
	way
encourage
	employees
	to
	join
	any
	organization
in 	preference 	to 	another.
In
	Pittsburg
	Unified
	School
	District
	(2/10/78)
	PERB
Decision
	No.
	47,26	P	
PERB
	held
	that
	section
	3543.S(d)
	parallels
section
	8{a)
(2)
	of 	the
	NLRA.27	Th 	The
	NLRB
	has
	interpreted
section
	8(a)
(2)
	to
	prevent
	employers
	from
	controlling
	employee
organizations
	and
	to 	prevent
	employee
	organizations
	from
becoming
	so 	dependent
	on
	the 	employer's 	favor
	that
	they 	cannot
give
	wholehearted
	attention
	to
	the
	needs
	of
	employees;
	it
	also
has
	interpreted 	section
	8(a)
(2)
	to 	prevent
	employer
interference
	with 	the
	internal
	working
	of
	an
	employee
organization.
	See
	Morris,
	The
	Developing
	Labor
	Law
	(1971),
	p.
135
	et
	seq.
	The
	NLRB
	has
	held
	that 	section
	8
(a) (2)	
is
	violated
when
	an
	employer 	engages
	in
	a
	competitive 	organizational
26	
26rn
	Pittsburg,
	PERB
	its
	f
	summarily
	affirmed 	the
r
	ings, 	findings
	and
	conclusions 	of 	the 	hearing
	officerdecision 	in 	unfair 	practice
	case
	number
	SF-CE-52.
27 Section 8 (a) (2) of the NLRA states:
It
	shall
	be 	an
	unfair 	labor 	practice
	for
	an
employer
	••• 	to
	dominate 	or
	interfere
	with
the 	formation 	or
	administration 	of
organization 	or
	contribute 	financi 	or
ot
	s
	to
	it:
	Provided,
	Thats 	ectto 	rules
	and
	regulations
	made 	and
	publishedby
	the
	Board 	pursuant 	to 	section 	6, 	an
employer
	shall 	not 	be	
prohibited
	from
permitting 	employees 	to 	confer 	with 	him
during 	working 	hours 	without 	loss 	of 	time 	or
pay.
sect ion
	8
(a)
( 2 )	
the
	NLRA
	states:
Alleged Violation of Section 3543.5 (d)
Section 3543.5 (d) of the Act states:
It shall be unlawful for a public school
employer to . . . dominate or interfere with
the formation or administration of any
employee organization, . .. or in any way
encourage employees to join any organization
in preference to another.
In Pittsburg Unified School District (2/10/78) PERB
Decision No. 47,26 	ERB held that section 3543.5 (d) parallels
section 8 (a) (2) of the NLRA. 27 	e NLRB has interpreted
section 8 (a) (2) to prevent employers from controlling employee
organizations and to prevent employee organizations from
becoming so dependent on the employer's favor that they cannot
give wholehearted attention to the needs of employees; it also
has interpreted section 8 (a) (2) to prevent employer
interference with the internal working of an employee
organization. See Morris, The Developing Labor Law (1971) , p.
135 et seq. 	The NLRB has held that section 8 (a) (2) is violated
when an employer engages in a competitive organizational
In Pittsburg, PERB itself summarily affirmed the
rulings, findings and conclusions of the hearing officer
decision in unfair practice case number SF-CE-52.
It shall be an unfair labor practice for an
employer . . . to dominate or interfere with
the formation or administration of any labor
organization or contribute financial or
other support to it: Provided, That subject
to rules and regulations made and published
by the Board pursuant to section 6, an
employer shall not be prohibited from
permitting employees to confer with him
during working hours without loss of time or
pay .
36
campaign
	(Jack
	Smith
	Beverages,
	Inc.
	(1951) 	94
	NLRB
	1401
	[28
LRRM
	1199]);
	when
	supervisors
	participate
	in
	internal
	union
affairs
	(Local 	636, 	Plumbers
	v.
	NLRB
	(D.C.
	Cir.
	1961)
	287
	F.2d
354 	[47
	LRRM
	2457]);
	and
	when
	supervisors
	and
	executives
maintain
	union
	membership
	and
	vote
	in
	internal
	union
	elections
(Nassau 	and
	Suffolk 	Contractors 	Association
	(1957) 	118
	NLRB
	174
[40
	LRRM
	1146]).
37
In 	the
	present 	case,
	the
	JSEA
	argues
	that
	Davis'
	actions
toward
	O'Dwyer
	interfered
	with 	the
	administration 	of
	JSEA
affairs,
	because 	the
	loss	
of	
O'Dwyer
	as
	a
	representative
council
	member
	forced
	CTA
	to
	use
	its
	own
	staff
	to 	replace
	him.
As 	a
	preliminary matter,
	the 	record
	does
	not
	show
	that
	CTA
utilized
	i.ts
	own
	staff
	to 	replace
	O'Dwyer.
	In
	any
	event,
	there
is
	no
	evidence
	that
	the
	acts
	of
	Davis
	interfered
	with 	the
	inner
workings
	of
	JSEA
	or
	its 	affiliates.
	For
	these
	reasons
	the
alleged
	violation
	of
	section
	3543.S(d)
	is
	dismissed.
The
	Appropriate
	Remedy
PERB
	has
	the
	power
.•• 	to 	issue
	a
	decision
	and
	order
	directing
an
	offending 	party 	to 	cease
	and
	desist
	from
the 	unfair 	practice
	and
	to 	take
	such
affirmative 	action,
	including 	but 	not 	limi
to 	reinstatement 	of
	employees
	with 	or 	withoutbac
	,
	as	
will 	effectuate
	1c1es
this
	chapter. 	(Section 	3541.S(c).)
The
	charging 	party
	has
	requested 	that 	ies 	the
instant
	case 	inc 	(a) 	an
	award
	attor
	1 s	
fees; 	(b)
compensation 	for
	damages
	resulting
	from
	loss 	of 	O'Dwyer's
services
	and
	the 	increased 	workload
	that 	allegedly 	befell
	CTA;
and 	(c) 	an 	order 	that 	the 	respondent 	cease 	and
	desist
	from
campaign (Jack Smith Beverages, Inc. (1951) 94 NLRB 1401 [28
LRRM 1199]); when supervisors participate in internal union
affairs (Local 636, Plumbers v. NLRB (D. C. Cir. 1961) 287 F. 2d
354 [47 LRRM 2457] ) ; and when supervisors and executives
maintain union membership and vote in internal union elections
(Nassau and Suffolk Contractors Association (1957) 118 NLRB 174
[40 LRRM 1146]) .
In the present case, the JSEA argues that Davis' actions
toward O'Dwyer interfered with the administration of JSEA
affairs, because the loss of O'Dwyer as a representative
council member forced CTA to use its own staff to replace him.
As a preliminary matter, the record does not show that CTA
utilized its own staff to replace O'Dwyer. In any event, there
is no evidence that the acts of Davis interfered with the inner
workings of JSEA or its affiliates. For these reasons the
alleged violation of section 3543.5 (d) is dismissed.
The Appropriate Remedy
PERB has the power
. . . to issue a decision and order directing
an offending party to cease and desist from
the unfair practice and to take such
affirmative action, including but not limited
to reinstatement of employees with or without
backpay, as will effectuate the policies of
this chapter. 	(Section 3541.5 (c) .)
The charging party has requested that the remedies for the
instant case include (a) an award of attorney's fees; (b)
compensation for damages resulting from the loss of O'Dwyer's
services and the increased workload that allegedly befell CTA;
and (c) an order that the respondent cease and desist from
37
harassment
	of
	JSEA
members.
Attorney's 	fees.
	To
	date,
	PERB
	has
	made 	no
	award
	of
attorney's
	fees
	to
	parties
	prevailing
	on
	unfair
	practice
charges.
	The
	NLRB
	has
	held
	that 	attorney's
	fees
	may
	be
	awarded
to
	a
	charging
	party
	where
	the
	conduct 	of 	the 	respondent
involved
	"clear
	and
	flagrant" 	violations
	of 	the
	law.
	Tiidee
Products, 	Inc.
	(1972) 	194
	NLRB
	1234
	[79
	LRRM
	1175);
	and
	see
Tiidee 	Products, 	Inc.
	(known
	as
	"Tiidee
	II")
	(1972) 	196
	NLRB
158
	[79
	LRRM
	1692].
	A
later
	NLRB
	case,
	Heck's, 	Inc.
	(1974)
215
	NLRB
	765 	[88
	LRRM
	1049],
	held
	that
	litigation
	costs
	will
not
	be
	assessed,
...
	notwithstanding
	that
	the 	respondent
	may
be 	found
	to
	have 	engaged
	in 	"clearly
aggravated
	and
	pervasive
	misconduct"
	or
	inthe
	"flagrant 	repetition
	of
	conduct
previously
	found
	unlawful,"
	where
	the
defenses
	raised	
by	
that
	respondent
	are"debatable"
	rather
	than
	"frivolous."
(Emphasis
	added.)
The
	instant
	charges
	intimately
	involve 	the 	question 	of
intent.
	There 	has 	been
	no
	strong
	direct
	evidence 	rendering 	the
respondent
	clearly
	culpable.
	There
	is
	no
	evidence 	whatsoever
that
	the 	defenses 	of 	the 	respondent
	have 	been
	"frivolous."
	The
charging
	party's
	request 	for
	attorney's
	fees 	therefore 	is
denied.
Compensatory 	damages.
	To	
permit	
an 	award
	of
	monetary
damages,	
their
	occurrence
	must 	be	
established 	clearly	
and	
with
certainty.	
See	
4
Witkin,
	Summary	
of 	California
	Law
	(8th 	Ed.)
3140. 	In 	the 	present 	case,
	no 	one
	receiving
	a
	salary
	from 	CTA
38
harassment of JSEA members.
Attorney's fees. To date, PERB has made no award of
attorney's fees to parties prevailing on unfair practice
charges. 	The NLRB has held that attorney's fees may be awarded
to a charging party where the conduct of the respondent
involved "clear and flagrant" violations of the law. Tiidee
Products, Inc. (1972) 194 NLRB 1234 [79 LRRM 1175]; and see
Tiidee Products, Inc. (known as "Tiidee II") (1972) 196 NLRB
158 [79 LRRM 1692]. A later NLRB case, Heck's, Inc. (1974)
215 NLRB 765 [88 LRRM 1049], held that litigation costs will
not be assessed,
. . . notwithstanding that the respondent may
be found to have engaged in "clearly
aggravated and pervasive misconduct" or in
the "flagrant repetition of conduct
previously found unlawful, " where the
defenses raised by that respondent are
"debatable" rather than "frivolous."
(Emphasis added. )
The instant charges intimately involve the question of
intent. There has been no strong direct evidence rendering the
respondent clearly culpable. There is no evidence whatsoever
that the defenses of the respondent have been "frivolous. " The
charging party's request for attorney's fees therefore is
denied.
Compensatory damages. To permit an award of monetary
damages, their occurrence must be established clearly and with
certainty. See 4 Witkin, Summary of California Law (8th Ed. )
3140. In the present case, no one receiving a salary from CTA
38
took
	over
	O'Dwyer's
	responsibilities
	during
	the
	period
	after
which
	he
	resigned
	from
	that
	body.
	No
	other
	damage
	resulting
from
	Davis'
	actions
	was
	established.
	For
	these 	reasons, 	the
fact
	of
	damages
	has
	not
	been
	established.
	JSEA's
	request 	for
compensatory
	damages
	is
	denied.
39
Posting
	Notice
	of
	Violation.
	A
requirement
	that
	the
employer
	publicly 	post 	notice
	that
	it
	violated
	the
	EERA
	serves
to
	inform
	employees
	of 	the
	disposition
	of
	this
	case
	and
announces
	the 	readiness 	of 	the
	employer
	to
	comply
	with
	the
order 	in
	this
	decision.
	See
	NLRB
	v. 	Express
	Publishing
	Co.
(1941) 	312 	U.S.
	426 	[8
	LRRM
	415,
	420].
	PERB
	itself
	authorized
usage
	of
	the
	posting
	requirement
	in
	Placerville
	Union 	High
School
	District
	(9/18/78)
	PERB
	Decision
	No.
	69.
	The
	District
accordingly
	is
	ordered 	in
	this
	case
	to 	post 	notices
	of
violation
	under
	the
	terms
	set
	forth
	below.
PROPOSED
	ORDER
Upon
	the 	foregoing 	findings 	of
	fact,
	conclusions 	of
	law 	and
the
	entire
	record 	in
	this
	case,
	and
	pursuant 	to
	Government 	Code
section 	3541.S(c),
	it
	is
	hereby 	ordered
	that
	the
	John 	Swett
Unified 	School
	District,
	its
	board
	members,
	superintendent	
and
agents
	shall: 
pose
ing	
John
of
	rights
guaranteed 	by 	the
	EERA;
A. 	CEASE	
AND
	DESIST 	FROM:
. 	In any manner imposing or threatening to impose
reprisals on, interfering with, restraining or coercing John
O'Dwyer or other employees because of their exercise of rights
guaranteed by the EERA;
l.
	In
	any manner 	imposing 	or
	threatening 	to
	im
reprisals
	on,
	interfering	
with,	
restraining
	or 	coerc
O'Dwyer
	or 	other
	employees 	because	
of 	their 	exercise
took over O'Dwyer's responsibilities during the period after
which he resigned from that body. No other damage resulting
from Davis' actions was established. For these reasons, the
fact of damages has not been established. JSEA's request for
compensatory damages is denied.
Posting Notice of Violation. 	A requirement that the
employer publicly post notice that it violated the EERA serves
to inform employees of the disposition of this case and
announces the readiness of the employer to comply with the
order in this decision. See NLRB v. Express Publishing Co.
(1941) 312 U.S. 426 [8 LRRM 415, 420]. PERB itself authorized
usage of the posting requirement in Placerville Union High
School District (9/18/78) PERB Decision No. 69. The District
accordingly is ordered in this case to post notices of
violation under the terms set forth below.
PROPOSED ORDER
Upon the foregoing findings of fact, conclusions of law and
the entire record in this case, and pursuant to Government Code
section 3541.5(c), it is hereby ordered that the John Swett
Unified School District, its board members, superintendent and
agents shall:
A. 	CEASE AND DESIST FROM :
1
39
B. 	TAKE 	THE 	FOLLOWING 	AFFIRMATIVE 	ACTIONS 	DESIGNED TO
40	40
EFFECTUATE 	THE 	POLICIES 	OF 	THE 	ACT:
1. 	Post 	copies 	of 	the 	Notice 	set 	forth 	in 	the 	Appendix,
for 	30 	working 	days 	after 	this 	Proposed 	Order 	becomes 	final, 	at
its 	headquarters 	office 	and 	in 	each 	school 	in 	conspicuous
locations 	where 	notices 	to 	employees 	customarily 	are 	posted;
2. 	At 	the 	end 	of 	the 	posting 	period, 	notify 	the 	San
Francisco 	Regional 	Director 	of 	the 	action 	it 	has 	taken 	to
comply 	with 	this 	Order.
IT 	IS 	FURTHER ORDERED 	that 	the 	alleged 	violations 	of
sections 	3543.S(b) 	and 	(d) 	are 	dismissed.
Pursuant 	to 	California Administrative 	Code, 	title 	8, 	part
III, 	section 	32305, 	this 	Proposed 	Decision 	and 	Order 	shall
become 	final 	on 	January 	24, 	1979 	unless 	a 	party 	files 	a 	timely
statement 	of 	exceptions 	within 	twenty 	(20) 	calendar 	days
following 	the 	date 	of 	service 	of 	the 	decision. 	Such 	statement
of 	exceptions 	and 	supporting 	brief 	must 	be 	actually 	t"eceived 	by
the 	Executive 	Assistant 	to 	the 	Board 	at 	the 	Headquarters 	office
in 	Sacramento 	before 	the 	close 	of 	business 	(5:00 	p.m.)
on 	January 	22, 	1979 	in 	order 	to 	be 	timely 	filed. 	(See
California 	Administrative 	Code, 	title 	8, 	part 	III, 	section
32135). 	Any 	statement 	of 	exceptions 	and 	supporting 	brief 	must
be 	served 	concurrently 	with 	its 	filing 	upon 	each 	party 	to 	this
proceeding. 	Proof 	of 	service 	shall 	be 	filed 	with 	the 	Board
B. 	TAKE THE FOLLOWING AFFIRMATIVE ACTIONS DESIGNED TO
EFFECTUATE THE POLICIES OF THE ACT:
1. Post copies of the Notice set forth in the Appendix,
for 30 working days after this Proposed Order becomes final, at
its headquarters office and in each school in conspicuous
locations where notices to employees customarily are posted;
2. At the end of the posting period, notify the San
Francisco Regional Director of the action it has taken to
comply with this Order.
IT IS FURTHER ORDERED that the alleged violations of
sections 3543.5(b) and (d) are dismissed.
Pursuant to California Administrative Code, title 8, part
III, section 32305, this Proposed Decision and Order shall
become final on January 24, 1979 unless a party files a timely
statement of exceptions within twenty (20) calendar days
following the date of service of the decision. Such statement
of exceptions and supporting brief must be actually received by
the Executive Assistant to the Board at the Headquarters office
in Sacramento before the close of business (5:00 p.m.)
on January 22, 1979 	in order to be timely filed. (See
California Administrative Code, title 8, part III, section
32135). Any statement of exceptions and supporting brief must
be served concurrently with its filing upon each party to this
proceeding. Proof of service shall be filed with the Board
itself. 	(See 	California 	Administrative 	Code, 	title 	8, 	part
III, 	sections 	32300 	and 	32305, 	as 	amended.)
* DATED: 	12/29/78
.,,, 	"\
Jeff 	Sloan
Hearing 	Officer
**The 	date 	of 	service 	is 	in 	the 	attached 	letter.
41
itself. (See California Administrative Code, title 8, part
III, sections 32300 and 32305, as amended.)
12/29/78
Jeff Sloan
Hearing Officer
The date of service is in the attached letter.
41
APPENDIX	APPENDIX
NOTICE
	TO
	EMPLOYEES
POSTED
	BY
	ORDER OF
	THE
PUBLIC
	EMPLOYMENT
	RELATIONS
	BOARD
An
	Agency
	of 	the
	State
	of
	California
42
After 	hearings
	in
	which
	all
	parties
	had
	the
	right
	to
participate,
	it
	has 	been 	found
	that
	the
	John 	Swett
	Unified
School
	District
	violated
	the
	Educational
	Employment
	Relations
Act
	(EERA)
	by
	restraining,
	coercing, 	threatening 	to
	impose
reprisals
	on,
	and
	interfering
	with
	John
	O'Dwyer
	because
	of
	hisexercise
	of
	rights
	under
	the
	EERA. 	As 	a
	result
	of
	this
conduct,
	we
	have 	been
	ordered 	to 	post
	this
	notice
	and
	we
	will
abide
	by
	the 	following:
WE
	WILL
	NOT
	restrain,
	coerce,
	threaten,
	or 	otherwise
interfere
	with
	John
	O'Dwyer
	or
	other
	employees
	because
	of
	their
exercise
	of
	rights
	under
	the
	EERA.
John 	Swett
	Unified
	School
	District
By:
	Superintendent
Dated:
This
	is
	an
	official
	notice.
	It
	must 	remain
	posted 	for
	30
consecutive
	days
	from
	the 	date 	of 	posting
	and
	must
	not
	be
defaced,
	altered
	or 	covered
	by
	any
	material.
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
PUBLIC EMPLOYMENT RELATIONS BOARD
An Agency of the State of California
After hearings in which all parties had the right to
participate, it has been found that the John Swett Unified
School District violated the Educational Employment Relations
Act (EERA) by restraining, coercing, threatening to impose
reprisals on, and interfering with John O'Dwyer because of his
exercise of rights under the EERA. As a result of this
conduct, we have been ordered to post this notice and we will
abide by the following:
WE WILL NOT restrain, coerce, threaten, or otherwise
interfere with John O'Dwyer or other employees because of their
exercise of rights under the EERA.
John Swett Unified School District
By : Superintendent
Dated:
This is an official notice. It must remain posted for 30
consecutive days from the date of posting and must not be
defaced, altered or covered by any material.
42

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