CourtListener 9986261•Nicholas Noelani D. Smith v. State of Alabama (Appeal from Calhoun Circuit Court: CC-11-494.80)
Nicholas Noelani D. Smith v. State of Alabama (Appeal from Calhoun Circuit Court: CC-11-494.80)
CourtListener 9986261AlacrimappJun 28, 2024
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Rel: June 28, 2024
Notice: This opinion is subject to formal revision before publication in the advance sheets of Southern Reporter.
Readers are requested to notify the Reporter of Decisions, Alabama Appellate Courts, 300 Dexter Avenue,
Montgomery, Alabama 36104-3741 ((334) 229-0650), of any typographical or other errors, in order that corrections
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Alabama Court of Criminal Appeals
OCTOBER TERM, 2023-2024
_________________________
CR-2022-0504
_________________________
Nicholas Noelani D. Smith
v.
State of Alabama
Appeal from Calhoun Circuit Court
(CC-11-494.80)
COLE, Judge.
Nicholas Noelani D. Smith appeals the death sentence imposed on
him after his second penalty-phase proceeding.
Facts and Procedural History
The facts presented in support of Smith's conviction have been
summarized by this Court, in part, as follows:
CR-2022-0504
"On the night of April 20, 2011, Kevin Thompson was
speaking on the telephone to Chris Wilkerson, his friend,
when he heard someone at his front door. Thompson opened
the door. Wilkerson heard Thompson say, ' "I didn't know you
was bringing all these people with you." ' (R. 1157.) Then, the
telephone call was disconnected. Wilkerson dialed
Thompson's telephone number and Thompson answered. The
telephone call was brief, with Thompson telling Wilkerson
that he would call him right back. A few hours passed without
Thompson returning the telephone call. Worried, Wilkerson
telephoned Thompson repeatedly around midnight, but
Thompson did not answer.
"Thompson's absence from his position as a teacher at
Wellborn Elementary School was noticed early the following
morning…. Multiple individuals attempted to contact
Thompson by telephone to no avail. Deputy Brendan Harris
of the Calhoun County Sheriff's Office, the school's resource
officer, was dispatched to an address to conduct a welfare
check. The address, though, led Deputy Harris to the
residence of Thompson's mother and sister, Frances and Rena
Curry. Deputy Harris was able to make contact with Rena
Curry and expressed to her the concern the staff at the
elementary school had regarding Thompson's absence.
"Rena Curry telephoned her mother and then drove to
Thompson's apartment. Two things stood out to Rena Curry
upon her arrival. First, Thompson's vehicle, a silver Honda
Civic, was not in the parking lot. Second, and more peculiar,
was a single shoe, which she believed belonged to Thompson,
lying in the parking lot. The front door to Thompson's
apartment was unlocked, and Rena Curry did not notice
anything amiss inside.
"Frances Curry telephoned the Jacksonville Police
Department and asked that an officer meet her at Thompson's
apartment. An officer responded to Thompson's apartment
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and briefly investigated before leaving. In Frances Curry's
opinion, law enforcement seemed unconcerned about
Thompson's whereabouts.
"Undeterred, Frances Curry continued her search for
her son. Frances Curry telephoned Thompson's bank and
learned that several withdrawals had been made from
Thompson's account the previous night at various financial
institutions. Frances Curry again contacted the Jacksonville
Police Department to inform them of the account activity.
"Officers obtained surveillance footage from the area
credit unions and banks where withdrawals had been made
that corresponded with the times of activity on Thompson's
account. Video from the Jacksonville branch of the Farmers
& Merchants Bank depicted a silver vehicle arriving at 10:19
p.m. A man wearing a baseball cap bearing a script 'A' made
multiple withdrawals from the bank's automatic-teller
machine ('ATM'). In an apparent attempt to obscure his
identity, the man held his left arm across his face; the
attempt, though, made visible a distinct tattoo on the man's
left hand. The video also appeared to depict a passenger in
the front seat of the vehicle aiming a rifle toward the backseat
of the vehicle. Photographs from the Jacksonville branch of
the Ft. McClellan Credit Union depicted what appeared to be
the same man make a withdrawal from the ATM at 10:26 p.m.
Photographs from the Anniston branch of the Ft. McClellan
Credit Union depicted a silver vehicle and a dark-colored
sport-utility vehicle arrive at 12:13 a.m. on April 21. There, a
man walked up to the ATM and made a withdrawal. Officers
presented photographs generated from the surveillance
footage to Frances Curry and Rena Curry to see if an
identification could be made. Rena Curry was able to identify
Tyrone Thompson. Rena Curry explained that Tyrone
Thompson was a family acquaintance whom Thompson had
known since the two were children. Thompson had recently
made contact with Tyrone Thompson after Tyrone
Thompson's latest release from incarceration….
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"Investigator Clint Parris of the Anniston Police
Department located Tyrone Thompson, and he agreed to be
interviewed. During an interview with Investigator Parris
and Investigator Joseph Martin of the Jacksonville Police
Department, Tyrone Thompson identified Smith as being
involved with Thompson's disappearance.
"Meanwhile, Cynthia Warf, who had been visiting her
husband, Andrew Jones, at the hospital, returned to her
residence to find multiple individuals in her husband's
garage. Warf saw Jessica Foster, her daughter; Whitney
Ledlow; Smith; and two other males, who were later identified
as Blake Hamilton and Teddy Lee Smith, in the garage with
a silver vehicle…. Smith had telephoned Ledlow at 3:00 a.m.
that morning to ask Foster if he could park his friend's vehicle
at Warf's house and Foster had agreed. When Smith met with
Ledlow and Foster later that morning, Smith told them he
needed someone to 'chop' the vehicle. At Ledlow's request,
Hamilton and Teddy Lee Smith agreed to take the vehicle
apart for scrap.
"Warf, assuming that the vehicle had been stolen, told
the individuals to remove the vehicle from the garage and
threatened to telephone law enforcement. As she walked back
to her residence, the individuals fled; Ledlow, Foster, and
Smith went in search of a trailer to remove the vehicle, which
by this point was not operable. Warf telephoned her husband
about the silver vehicle in his garage and he telephoned law
enforcement. When officers arrived at the garage, it was
apparent that the silver vehicle was in the process of being
dismantled. Assistant Chief Bill Wineman of the Jacksonville
Police Department testified that the silver vehicle was
registered to Thompson.
"Ledlow, Foster, and Smith planned to return to Warf's
house, tow the vehicle away, and burn it. That plan was
abandoned, though, because they saw a number of police
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vehicles as they neared Warf's house. Smith told Ledlow and
Foster that they 'were deeper in it than [they] thought,' so
they drove away. (R. 849.) Ledlow and Foster decided to
travel to Carrollton, Georgia, to give themselves time to
consider their next step. Ledlow stated that she did not know
what Smith had done to Thompson and described Smith's
behavior during the trip to Carrollton as 'perfectly fine.' (R.
853.) In Carrollton, Ledlow rented a motel room for the night.
There, Smith admitted to Ledlow and Foster that he had been
involved in a murder with Tyrone Thompson and Jovon
Dwayne Gaston. Smith detailed for them the crime and
generally described the location of Thompson's body. Ledlow
testified that she was initially incredulous because Smith was
so calm. The three then went to a Walmart retail store to
purchase clothes and toiletries. Ledlow playfully struck
Smith in the arm while at the store, and Smith responded,
'[D]on't you know you don't punch a killer.' (R. 857.)
"The following day, Warf contacted Investigator Parris
and informed him that Smith's black Ford Explorer sport-
utility vehicle was parked in a parking lot near her house.
She also told Investigator Parris that Foster, Ledlow, and
Smith were likely traveling in a GMC Yukon sport-utility
vehicle that belonged to her son. Meanwhile, Smith was
making arrangements to enter a drug-rehabilitation program
in Florida. Ledlow, Foster, and Smith left the motel in
Carrollton and traveled to the airport in Atlanta. On the way,
Ledlow saw a number of police vehicles following them. When
she parked near the taxi terminal at the airport, officers
swarmed their vehicle and took the three into custody.
"A search of the Yukon yielded a camera, which Foster
admitted was taken from Thompson's vehicle. Officers also
found a black baseball cap with a script 'A,' which appeared
to match the hat that was captured by the ATM surveillance
footage. Ledlow also admitted to taking a ring from
Thompson's vehicle, which she pawned for $200. Ledlow and
Foster provided lengthy statements to officers following their
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arrest, and Ledlow consented to a search of her property.
Officers recovered several items of evidentiary value on
Ledlow's property. From an exterior trash can, officers
recovered: a pair of Nike Air Jordan basketball shoes, which
had dried mud and vegetation stuck on the soles and several
reddish-brown stains on the uppers; cardboard packaging for
duct tape; a nearly expended roll of gray duct tape; and a t-
shirt wrapped around a serrated steak knife, which appeared
to bear a mixture of dried blood and mud on the blade and
handle. Inside Ledlow's house, officers recovered: a pair of
COOGI brand denim jeans, which bore dried mud; and a pair
of boxer shorts, which bore red stains. Subsequent DNA
testing established that the bloodstains found on the jeans,
knife, and basketball shoes were consistent with Thompson's
DNA. Smith was listed as a potential contributor for DNA
found inside the basketball shoes, and DNA on the inside of
the jeans was consistent with Smith's DNA.
"Officers obtained information that Thompson's body
had been disposed of down an embankment near a set of
guardrails on U.S. Highway 278. Based on that description,
Investigator Seth Rochester of the Cherokee County Sheriff's
Office was able to locate Thompson's body in the early
morning hours of April 23. Thompson's wrists were bound
with duct tape, and a subsequent analysis of the tape revealed
that the tape was consistent with the tape found in Ledlow's
trash can.
"The injuries suffered by Thompson were substantial.
Dr. Emily Ward, a state medical examiner with the Alabama
Department of Forensic Sciences, performed the autopsy on
Thompson's body. Dr. Ward noted a cut across the front of the
neck, which was deep enough to compromise the windpipe and
left jugular vein. This injury caused blood to aspirate into
Thompson's lungs. Thompson suffered four haphazard stab
wounds to the left side of his chest -- two pierced the heart and
all four pierced the left lung. Dr. Ward stated that the
orientation of the wounds suggested that Thompson's
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CR-2022-0504
assailants were standing while Thompson was in a
submissive position on the ground. Thompson sustained a
contusion to the entire left side of his face, consistent with
punching or kicking. In Dr. Ward's opinion, this injury was
caused by a 'tremendous' amount of force. (R. 753.)
Thompson bore superficial abrasions on his extremities,
which could have been caused by falling; bruises to his wrists,
which were consistent with his wrists being bound by duct
tape; and defensive wounds to his palms. Dr. Ward stated
that, although the stab wounds and injury to the throat were
severally fatal, Thompson's death was not quick because
Thompson did not sustain arterial bleeding. In Dr. Ward's
opinion, Thompson would have been aware of his injuries and
would have experienced significant pain.
"Shane Golden, a forensic scientist with the Alabama
Department of Forensic Sciences, processed Smith's Explorer.
Golden applied a luminol reagent, which reacts with iron in
the hemoglobin of blood, to the interior of Smith's vehicle….
Subsequent DNA testing of blood swabs taken from Smith's
Explorer revealed that the samples were consistent with
Thompson's DNA.
"Golden noted a smell of cleaners in the Explorer. That
odor was explained by John Robinson, who owned a detail
shop. Robinson identified Smith as having come to his detail
shop on the morning of April 21. Smith's visit was memorable
to Robinson because Smith wanted only the interior of his
vehicle cleaned and because Smith emphasized that he
wanted the cleaning to be thorough. Robinson testified that
he saw red spatter on the carpet in the back seat and around
the console.
"Smith was extradited to Alabama on April 27. Upon
his return he waived his Miranda[ v. Arizona, 384 U.S. 436
(1966),] rights and provided a statement to Investigator
Parris and Investigator Martin, which gave the officers a
horrifying glimpse into Thompson's final hours. Smith's
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statement included several versions, each more incriminating
than the last. Smith stated that Tyrone Thompson had
telephoned him around 10:00 to 10:30 p.m. on April 20 to 'go
get some money' and drink some beer. (State's Exhibit 60.)
Tyrone Thompson picked up Gaston and Smith, and then the
three went to Thompson's apartment. Tyrone Thompson,
Gaston, and Smith walked up to the front door. Thompson
met the men at the front door and Tyrone Thompson took a
telephone from Thompson and smashed it. Thompson was
then taken to his vehicle. Gaston retrieved his rifle and all
four men entered Thompson's vehicle. Smith drove
Thompson's vehicle to a bank where he withdrew funds from
Thompson's account. The men returned to Thompson's
apartment, at which point Thompson was forced into the
trunk of his vehicle. After picking up Smith's Explorer, the
men took both vehicles to Tyrone Thompson's house, where
they drank beer and discussed who would kill Thompson.
Following an unsuccessful search for a chop shop in
Coldwater, Alabama, the men traveled to Warf's house and
then to a branch of the Ft. McClellan Credit Union.
Thompson's debit card did not work at the credit union, so the
men returned to Warf's house. After a brief trip to a Shell
gasoline station to purchase duct tape, the men returned to
Warf's house and used the tape to bind Thompson.
Thompson, though, had broken some of his bindings and was
screaming in the trunk, so he was moved to Smith's Explorer.
The men traveled to Piedmont, Alabama, and found an
isolated stretch of Highway 278. Thompson was escorted off
the road. Tyrone Thompson handed Smith a knife and held
Thompson's hands while Smith slit Thompson's throat.
Thompson, who was crying and pleading for help at this point,
was held down as a vehicle passed. Then Gaston took the
knife from Smith and stabbed Thompson several times in the
chest. Thompson was held down as another vehicle passed,
and then was held up and again stabbed by Gaston. After
pushing Thompson to the bottom of the embankment, Smith,
Tyrone Thompson, and Gaston left the scene.
8
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"In his statement, Smith attempted to marginalize his
role by suggesting that he unwittingly had become involved
in Thompson's murder and that he had been a reluctant
participant. This suggestion, however, was rebutted by other
evidence offered at trial."
Smith v. State, 246 So. 3d 1086, 1090-94 (Ala. Crim. App. 2017) (footnotes
omitted).
Smith was convicted of two counts of capital murder -- one count for
intentionally killing Kevin Thompson during a kidnapping, a violation of
§ 13A-5-40(a)(1), Ala. Code 1975, and one count for intentionally killing
Thompson during a robbery, a violation of § 13A-5-40(a)(2), Ala. Code
1975. The jury, by a vote of 11 to 1, recommended that Smith be
sentenced to death. The Calhoun Circuit Court ("the trial court")
followed that recommendation. Smith appealed.
On March 17, 2017, this Court issued an opinion affirming Smith's
capital-murder convictions, but we remanded Smith's case to the trial
court for that court to conduct a new penalty-phase proceeding. 1 Id. This
Court found plain error during the penalty phase of Smith's trial when
the trial court allowed "the State to elicit and argue the opinions of
1The Alabama Supreme Court denied certiorari review on August
25, 2017, and this Court issued a certificate of judgment that same day,
which returned jurisdiction over Smith's case to the trial court. (C. 89.)
9
CR-2022-0504
Thompson's family to persuade the jury to recommend a sentence of
death." Smith, 246 So. 3d at 1114.
On remand, the trial court followed this Court's instructions and
conducted a second penalty-phase proceeding. During the second
penalty-phase proceeding, the State presented its evidence of
aggravating circumstances to the jury, and Smith presented his
mitigating circumstances. Specifically, Smith called Colby Kalani,
Elaine Young, Dr. Henry Griffith, and Joanne Terrell (his mitigation
specialist), and had the prior testimony of Smith's mother, Chrisandra
Smith, read to the jury.
Kalani, who is Smith's half-brother and who is 10 years older than
Smith, testified about them growing up in Hawaii and their "chaotic"
home life, which he described as more chaotic than being in a prison. (R.
584, 593.) Kalani said that there was no structure and that, when he was
10 years old, he would be left to watch Smith. (R. 586.) Kalani also said
that their mother was "extremely violent," and had stabbed both him and
Smith and had run over him with her car. (R. 588.) Kalani explained
that their mother "could also be the sweetest too though." (R. 592.)
Kalani admitted that he had physically and sexually abused Smith. (R.
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595.) As the trial court's sentencing order explained, Smith's mother's
testimony also outlined "the physical, mental, emotional abuse that was
persistent throughout Mr. Smith's life. Testimony of Elaine Young,
Children's advocacy Center Director, discussed the nature of his abuse
and the failure of the system to adequately protect Mr. Smith as a child."
(C. 238.)
At the conclusion of Smith's second penalty-phase proceeding, the
jury, in addition to the two aggravating factors proved beyond a
reasonable doubt at Smith's guilt-phase proceeding (i.e., that the capital
offense was committed during the course of a first-degree kidnapping and
that the capital offense was committed during the course of a first-degree
robbery), found that three other aggravating circumstances were proved
beyond a reasonable doubt -- namely, that Smith committed the capital
offenses after having been previously convicted of a felony involving the
use or threat of violence to a person, that Smith committed the capital
offenses while under a sentence of imprisonment, and that the capital
offense was especially heinous, atrocious, or cruel when compared to
other capital offenses. (C. 222-24.) In all, the jury found five aggravating
circumstances to exist beyond a reasonable doubt. The jury then
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recommended by a vote of 10 to 2 that Smith be sentenced to death. (C.
225.) The trial court, finding that "the aggravating circumstances
outweigh the mitigating circumstances," 2 followed the jury's
recommendation and sentenced Smith to death. (C. 236-38; R. 781-83.)
This appeal follows.
Standard of Review
Rule 45A, Ala. R. App. P., currently provides that,
"[i]n all cases in which the death penalty has been
imposed, the Court of Criminal Appeals may, but shall not be
obligated to, notice any plain error or defect in the proceedings
under review, whether or not brought to the attention of the
trial court, and take appropriate appellate action by reason
thereof, whenever such error has or probably has adversely
affected the substantial right of the appellant."
Before the current version of Rule 45A, the rules of preservation did not
apply in cases in which the death penalty had been imposed, and this
Court had to review the entire record for plain error. Although no longer
required, this Court recently explained that it would continue to review
the entire record for plain error in all cases in which the death penalty
2The
trial court did not find any additional aggravating
circumstances to exist. (C. 237.)
12
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has been imposed. See Iervolino v. State, [Ms. CR-21-0283, August 18,
2023] ___ So. 3d ___, ___ (Ala. Crim. App. 2023).
Because this Court already conducted plain-error review of Smith's
guilt-phase proceeding and affirmed his convictions for capital murder,
our plain-error review in this case is limited to Smith's second penalty-
phase proceeding. See Jerry Jerome Smith v. State, [Ms. CR-17-1014,
Sept. 2, 2022] ___ So. 3d ___, ___ n. 2 (Ala. Crim. App. 2022) ("This Court
has already affirmed Smith's capital-murder conviction; thus, it has
already reviewed the guilt phase of Smith's trial for plain error.
Consequently, we do not review for plain error anything that occurred
during the guilt phase of his trial. Instead, our plain-error review is
limited to Smith's sixth penalty-phase proceeding.").
In conducting plain-error review of Smith's second penalty-phase
proceeding, we apply the following standard:
" 'The standard of review in reviewing a claim under the
plain-error doctrine is stricter than the standard used in
reviewing an issue that was properly raised in the trial court
or on appeal.' Hall v. State, 820 So. 2d 113, 121 (Ala. Crim.
App. 1999), aff'd, 820 So. 2d 152 (Ala. 2001). Plain error is
'error that is so obvious that the failure to notice it would
seriously affect the fairness or integrity of the judicial
proceedings.' Ex parte Trawick, 698 So. 2d 162, 167 (Ala.
1997), modified on other grounds, Ex parte Wood, 715 So. 2d
819 (Ala. 1998). 'To rise to the level of plain error, the claimed
13
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error must not only seriously affect a defendant's "substantial
rights," but it must also have an unfair prejudicial impact on
the jury's deliberations.' Hyde v. State, 778 So. 2d 199, 209
(Ala. Crim. App. 1998), aff'd, 778 So. 2d 237 (Ala. 2000). 'The
plain error standard applies only where a particularly
egregious error occurred at trial and that error has or
probably has substantially prejudiced the defendant.' Ex
parte Trawick, 698 So. 2d at 167. '[P]lain error must be
obvious on the face of the record. A silent record, that is a
record that on its face contains no evidence to support the
alleged error, does not establish an obvious error.' Ex parte
Walker, 972 So. 2d 737, 753 (Ala. 2007). Thus, '[u]nder the
plain-error standard, the appellant must establish that an
obvious, indisputable error occurred, and he must establish
that the error adversely affected the outcome of the trial.'
Wilson v. State, 142 So. 3d 732, 751 (Ala. Crim. App. 2010).
'[T]he plain error exception to the contemporaneous-objection
rule is to be "used sparingly, solely in those circumstances in
which a miscarriage of justice would otherwise result." '
United States v. Young, 470 U.S. 1, 15, 105 S. Ct. 1038, 84 L.
Ed. 2d 1 (1985) (quoting United States v. Frady, 456 U.S. 152,
163 n.14, 102 S. Ct. 1584, 71 L. Ed. 2d 816 (1982))."
DeBlase v. State, 294 So. 3d 154, 182-83 (Ala. Crim. App. 2018).
Discussion
I.
Smith first argues that the circuit court erred when it admitted,
during Smith's second penalty-phase proceeding, "numerous
photographs of Kevin Thompson's body at the crime scene, as well as
graphic photographs taken at Mr. Thompson's autopsy." (Smith's brief,
p. 11.) Because Smith did not object to the State's presenting these
14
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complained-of photographs to the jury during Smith's second penalty-
phase proceeding, this Court reviews Smith's argument for plain error
only. See Rule 45A, Ala. R. App. P. We find no error, plain or otherwise,
in the admission of the complained-of photographs.
Indeed, Smith raised a similar argument in his original direct
appeal to this Court, which this Court also reviewed for plain error,
claiming that the admission of crime-scene and autopsy photographs at
the guilt phase of his trial was error because the photographs were
"irrelevant, cumulative, and highly prejudicial." Smith, 246 So. 3d at
1110. This Court explained:
" ' "Generally, photographs are admissible into evidence
in a criminal prosecution 'if they tend to prove or disprove
some disputed or material issue, to illustrate or elucidate
some other relevant fact or evidence, or to corroborate or
disprove some other evidence offered or to be offered, and
their admission is within the sound discretion of the trial
judge.' " Bankhead v. State, 585 So. 2d 97, 109 (Ala. Crim.
App. 1989), remanded on other grounds, 585 So. 2d 112 (Ala.
1991), aff'd on return to remand, 625 So. 2d 1141 (Ala. Crim.
App. 1992), rev'd, 625 So. 2d 1146 (Ala. 1993), quoting
Magwood v. State, 494 So. 2d 124, 141 (Ala. Crim. App. 1985),
aff'd, 494 So. 2d 154 (Ala. 1986). "Photographic exhibits are
admissible even though they may be cumulative,
demonstrative of undisputed facts, or gruesome." Williams v.
State, 506 So. 2d 368, 371 (Ala. Crim. App. 1986) (citations
omitted). In addition, "photographic evidence, if relevant, is
admissible even if it has a tendency to inflame the minds of
the jurors." Ex parte Siebert, 555 So. 2d 780, 784 (Ala. 1989).
15
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"This court has held that autopsy photographs, although
gruesome, are admissible to show the extent of a victim's
injuries." Ferguson v. State, 814 So. 2d 925, 944 (Ala. Crim.
App. 2000), aff'd, 814 So. 2d 970 (Ala. 2001). " '[A]utopsy
photographs depicting the character and location of wounds
on a victim's body are admissible even if they are gruesome,
cumulative, or relate to an undisputed matter.' " Jackson v.
State, 791 So. 2d 979, 1016 (Ala. Crim. App. 2000), quoting
Perkins v. State, 808 So. 2d 1041, 1108 (Ala. Crim. App. 1999),
aff'd, 808 So. 2d 1143 (Ala. 2001), judgment vacated on other
grounds, 536 U.S. 953 (2002), on remand to, 851 So. 2d 453
(Ala. 2002).' "
Smith v. State, 246 So. 3d 1086, 1111 (Ala. Crim. App. 2017) (quoting
Brooks v. State, 973 So. 2d 380, 393 (Ala. Crim. App. 2007)). This Court
rejected Smith's argument in his direct appeal, holding:
"The photographs were relevant and admissible to establish
the injuries Thompson sustained. See Gobble v. State, 104 So.
3d 920, 963-64 (Ala. Crim. App. 2010) (holding that autopsy
photographs were gruesome yet necessary to demonstrate to
the jury the extent of the victim's injuries (quoting Dabbs v.
State, 518 So. 2d 825, 829 (Ala. Crim. App. 1987))). 'The
photographs and testimony relating to postmortem animal
and insect activity were also relevant and admissible to
distinguish between the injuries [Smith] caused and the
injuries that he did not.' Kelley v. State, 246 So. 3d 1032, 1051
(Ala. Crim. App. 2014), rev'd in part on unrelated grounds by
Ex parte Kelley, 246 So. 3d 1068 (Ala. 2015). Although
unpleasant, the photographs and testimony were not unduly
gruesome or unfairly prejudicial. Consequently, this Court
holds that the prejudicial effect of the evidence was not
substantially outweighed by its prejudicial effect. Id.; see also
Rule 403, Ala. R. Evid. ('Although relevant, evidence may be
excluded if its probative value is substantially outweighed by
the danger of unfair prejudice.')."
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Smith, 246 So. 3d at 1111.
The only difference between Smith's argument on direct appeal and
his present argument is the proceeding at which the complained-of
photographs were admitted. The State merely reintroduced during the
second penalty-phase proceeding the same complained-of photographs
that were admitted during Smith's guilt-phase proceeding. Regarding
the admission of evidence at a penalty-phase proceeding, § 13A-5-45(c),
Ala. Code 1975, provides that
"evidence may be presented as to any matter that the court
deems relevant to sentence and shall include any matters
relating to the aggravating and mitigating circumstances
referred to in Sections 13A-5-49, 13A-5-51, and 13A-5-52.
Evidence presented at the trial of the case may be considered
insofar as it is relevant to the aggravating and mitigating
circumstances without the necessity of re-introducing that
evidence at the sentence hearing, unless the sentence hearing
is conducted before a trial judge other than the one before
whom the defendant was tried or a jury other than the trial
jury before which the defendant was tried."
In other words, because the State presented these complained-of
photographs during the guilt phase of Smith's trial, the State could re-
introduce the photographs to his new penalty-phase jury as long as the
photographs were "relevant to the aggravating and mitigating
circumstances."
17
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This Court, as it did in Smith's previous appeal, has again reviewed
the complained-of photographs, and to be sure, some of the photographs
are graphic and unpleasant. But the photographs show the extent of the
brutal injuries that Thompson sustained when Smith and his colleagues
murdered Thompson. The complained-of photographs are also probative
of the aggravating circumstance that the offense was especially heinous,
atrocious, or cruel when compared to other capital offenses when they are
considered in conjunction with Dr. Emily Ward's testimony about the
extent of Thompson's injuries and what he would have experienced as he
was being murdered, and her testimony that Thompson would not have
died quickly. Thus, the photographs were relevant to the State's proving
the aggravating circumstance that the capital offense was especially
heinous, atrocious, or cruel when compared to other capital offenses, and,
thus, were properly admitted. See Haney v. State, 603 So. 2d 368, 396
(Ala. Crim. App. 1991) ("The photographs depict the location of the
crimes, the manner in which it was carried out, and its viciousness, all of
which were highly relevant to the issues in the case. Moreover, the
photographs were relevant to corroborate or disprove other evidence in
the case. They were probative in proving the aggravating circumstance
18
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that the crimes were committed in an especially heinous, atrocious, or
cruel manner as compared to other capital offenses.").
Accordingly, Smith is due no relief on this claim.
II.
Next, Smith argues that the trial court erred "when it allowed the
State to introduce non-statutory aggravating factors to the jury through
its cross-examination of [his] psychological expert, Dr. Henry Griffith, on
subjects that exceeded the scope of any relevant issue in this case."
(Smith's brief, p. 17.) Smith also argues that the trial court "erred by
failing to instruct the jury not to consider [his] IQ of 128 or the absence
of evidence that [he] was 'clinically insane' in reaching their sentence."
(Smith's brief, p. 21.) But Smith neither objected to the State's questions
posed to Dr. Griffith nor to the trial court's "failure to instruct" the jury
about his IQ or lack of evidence of him being "clinically insane." Thus,
Smith's arguments are reviewed for plain error only. After reviewing the
record and the arguments presented by Smith and the State, we hold that
there was no plain error either in the State's cross-examination of Dr.
Griffith or in the trial court's failing to sua sponte instruct the jury not to
19
CR-2022-0504
consider Smith's IQ or the absence of evidence that he was "clinically
insane."
Accordingly, Smith is due no relief on these claims.
III.
Smith argues that the trial court erred when it denied his motion
to continue his penalty-phase trial from March 14, 2022, "until a date
early in May" because, he says, "COVID-19 and related restrictions had
impeded the defense's ability to prepare its mitigation case in advance of
[his] sentencing." (Smith's brief, p. 23.)
It is well settled that
" ' " '[a] motion for a continuance is
addressed to the discretion of the court
and the court's ruling on it will not be
disturbed unless there is an abuse of
discretion. Fletcher v. State, 291 Ala.
67, 277 So. 2d 882 (1973). If the
following principles are satisfied, a
trial court should grant a motion for
continuance on the ground that a
witness or evidence is absent: (1) the
expected evidence must be material
and competent; (2) there must be a
probability that the evidence will be
forthcoming if the case is continued;
and (3) the moving party must have
exercised due diligence to secure the
evidence. Knowles v. Blue, 209 Ala. 27,
32, 95 So. 481, 485-86 (1923).' "
20
CR-2022-0504
" 'Fortenberry v. State, 545 So. 2d 129, 138 (Ala.
Crim. App. 1988).'
"Ex parte Clark, 728 So. 2d 1126, 1134 (Ala. 1998) (quoting
Ex parte Saranthus, 501 So. 2d 1256, 1257 (Ala. 1986)). See
also Scott v. State, 937 So. 2d 1065, 1076 (Ala. Crim. App.
2005)."
Eatmon v. State, 992 So. 2d 64, 68 (Ala. Crim. App. 2007). " ' "There are
no mechanical tests for deciding when a denial of a continuance is so
arbitrary as to violate due process" ' "; rather, " ' "[t]he answer must be
found in the circumstances present in every case, particularly in the
reasons presented to the trial judge at the time the request is denied." ' "
Id. at 68 (quoting Glass v. State, 557 So. 2d 845, 848 (Ala. Crim. App.
1990), quoting in turn Ungar v. Sarafite, 376 U.S. 575, 589, 84 S. Ct. 841,
850, 11 L. Ed. 2d 921 (1964)).
Moreover, reversing a death sentence because a trial court denied
a motion to continue " ' "requires 'a positive demonstration of abuse of
judicial discretion.' Clayton v. State, 45 Ala. App. 127, 129, 226 So. 2d
671, 672 (1969)." Beauregard v. State, 372 So. 2d 37, 43 (Ala. Cr. App.),
cert. denied, 372 So. 2d 44 (Ala.1979).' " Eatmon, 992 So. 2d at 68
(quoting McGlown v. State, 598 So. 2d 1027, 1029 (Ala. Crim. App. 1992)).
And " ' "[n]ormally, a reviewing court determines the correctness of a trial
21
CR-2022-0504
court's ruling 'as of the time when it was made and according to what the
record shows was before the lower court at that time.' " Henry v. State,
468 So. 2d 896, 899 (Ala. Cr. App. 1984), cert. denied, 468 So. 2d 902 (Ala.
1985).' " Eatmon, 992 So. 2d at 68 (quoting Dozier v. State, 630 So. 2d
137, 140 (Ala. Crim. App. 1993)).
On appeal, Smith argues that the trial court erred when it denied
his motion to continue for two reasons: (1) his "trial counsel's ability to
develop [his] mitigation case and prepare for his sentencing was inhibited
by their inadequate access to [him] and Mr. Kalani as a result of COVID-
19 and related restrictions" (Smith's brief, p. 25); and (2) "the short
continuance requested by [him] was necessary to permit [his] mitigation
specialist, Joanne Terrell, sufficient time to complete her investigation
and assessment, which had been impeded by COVID and her need to
limit exposure to COVID in order to protect her hospitalized husband"
(Smith's brief, p. 26). Smith's arguments are without merit.
To provide context to Smith's motion to continue his second-penalty
phase proceeding, we first set out some additional procedural history to
this case: Smith was arrested for murdering Thompson in April 2011, and
he was indicted for capital murder in May 2011. Smith was subsequently
22
CR-2022-0504
convicted of capital murder and sentenced to death. Smith's sentences of
death, however, were reversed on March 17, 2017, Smith v. State, 246
So. 3d 1086 (Ala. Crim. App. 2017), and this Court issued a certificate of
judgment on August 25, 2017, returning jurisdiction of Smith's case to
the trial court for that court to conduct a second penalty-phase
proceeding. (C. 89.) Over two years later, on September 25, 2019, Smith
filed a "Motion for Expenses to Hire a Mitigation Expert," in which he
asked the trial court to give him $15,000 "to obtain the services of Joanne
Terrell." (C. 194.) The next day, the trial court granted Smith's motion.
(C. 91.)
Smith's second penalty-phase proceeding was set for trial on March
14, 2022. A little over three weeks before his trial was set to begin, Smith
moved to continue his trial, apparently setting out "five reasons that the
motion to continue should be granted."3 (R. 17.) On February 14, 2022,
3Although Smith's counsel and the trial court referenced the motion
to continue at the hearing on the motion (see R. 17), the motion does not
appear in the record on appeal. " '[I]t is the appellant's duty to provide
this Court with a complete record on appeal.' " Belcher v. State, 341 So.
3d 237, 264 n.9 (Ala. Crim. App. 2020) (quoting Knight v. State, 621 So.
2d 394, 395 (Ala. Crim. App. 1993)).
23
CR-2022-0504
the trial court set Smith's motion to continue for a hearing on February
16, 2022. (C. 201.)
At the outset of the hearing on his motion, the circuit court
informed the parties that it was granting Smith's motion to have Colby
Kalani, who was an inmate in the Alabama Department of Corrections,
"made available to counsel for the defendant in this matter." (R. 14.) The
court then told Smith's counsel that it was further ordering that Kalani
be put in the Cleburne County jail and that "it may be easier to get in
and out of there." (R. 15.) The court told Smith's counsel that it had
already "called the Sheriff to give him a heads up … [a]nd [the circuit
court] told him to make him available to y'all who need to talk to him."
(R. 15.) Smith's counsel then told the circuit court that they had not been
able to have in-person contact with Smith "in two years" and that they
wanted to be in the room with him. (R. 16.) The circuit court told Smith's
counsel, "We can make that happen. That's not a big deal. That's easy.
They may have to disinfect and spray stuff. I don't know what their
COVID protocol is down there. I mean, they'll take care of whatever it
is." (R. 16-17.)
24
CR-2022-0504
Smith's counsel then addressed the motion to continue, and counsel
explained that the current "COVID spike" was "the largest COVID spike
in two years." (R. 17.) Smith's counsel noted to the court that "this is the
first time the defense team has met in entirety with Mr. Smith." (R. 18.)
Smith's counsel further argued that, because of this rise in COVID-19
cases, Smith's trial should be postponed for a short time due to his
concern that black jurors "will not be well-represented." (R. 21.)
Specifically, Smith's counsel said that Smith's trial is
"set for 23 days from today. And we'll be picking a jury. We've
been close before, 30 days out in September of 2019, before
Judge Howell called an index. This -- and I wanted to
preserve for the record if the judge doesn't grant this motion
for a continuance and you sentence Mr. Smith to death I
believe there's an inaccessibility to client followed by -- which
could lead to ineffective assistance of counsel, which I'll admit
to not being able to get my team in to see Mr. Smith.
"I didn't get an infectious disease specialist or
epidemiologist in here. We're going to be in close quarters
with -- and I have talked to Kim McCarson, and I may have
played a hand. I asked her about how many people will be
summoned for jury duty. And I have attempted to watch two
jury trials, murder trials. I was escorted out of one under the
guise of COVID.
"....
"Not you, Judge. In another circuit. And in the previous
-- in the other case, it was a murder case, there were 14 white
jurors seated and it ended up in mistrial. It was an abortion.
25
CR-2022-0504
It was in Judge Jones' class or courtroom in December, I
believe. There's going to be a dearth of -- I won't know for 23
days. We expect a dearth of black jurors from the pool. The
population here is 23 percent black, and we won't know until
that date whether to move for striking or doing away with the
impaneling of the jury. But that's what we expect is that
blacks in particular will not be well-represented in this
particular trial, and we would ask for some time to let COVID
lapse. Maybe this summer. Maybe May. But those are about
all of the items I wanted to put on the record."
(R. 20-21.)
The State responded to Smith's argument and maintained that it
was ready to proceed to trial and argued that there should not be any
concern about accessibility to inmates, explaining:
"[A]s far as access to inmates, there have been numerous
things done by the Department of Corrections to make their
inmates accessible. They've done Zoom [video conferences].
We've had hearings where defendants have been made
available through Zoom. In particular this defendant's
codefendant has been made available through Zoom in a
hearing that we have had regarding his counsel. That would
be Mr. Jovon Gaston, Your Honor. So there are ways to visit
with capital murder defendants. It can be done through
Zoom.
"I was present when the request was made to have Mr.
Smith brought up from Department of Corrections to make
him available for Dr. Griffith for him to be able to interview
him. That was done for defense counsel at their request. The
Court has made him available to them."
26
CR-2022-0504
(R. 22-23.) As far as Smith's argument about whether black jurors would
be underrepresented, the State argued:
"And as relating to potential jurors or lack of or
discrepancy in number, Your Honor, those things are not ripe
until we get ready for trial. That's a chance we take every
time we move to try a case even pre-pandemic. Our sister
county when we go to strike juries over there the numbers are
not always what you would hope they would be, but that is
representative of that county. Our numbers here represent
this county.
"So it is not an issue that becomes ripe until we try to
select that jury. And if at the time we're not able to get one
and the Court believes that it can't be done, then measures
will be taken. But as far as I'm concerned, Your Honor, we're
ready to move forward and have been for quite some time."
(R. 24-25.)
Thereafter, Smith's counsel added a new reason why the trial court
should grant his motion to continue -- namely, Smith's mitigation expert,
Joanne Terrell, "has expressed concerns regarding COVID." (R. 26.)
Smith's counsel argued:
"[A]nother concern that we've got which I think may or may
not have been laid out in the motion is our mitigation
specialist, Joanne Terrell, has expressed concerns regarding
COVID. Her husband is currently hospitalized. I believe he's
got heart and lung conditions. So she's trying to be extremely
cautious about not exposing him to COVID. And that caution
has made it more difficult for her to do her job as well. Her
job is not one that can really be done over Zoom or be done in
any way other than meeting with people in person. So we
27
CR-2022-0504
have to make her concerns known as well because even
though she's just one member of this team she's arguably the
most important one. I would almost rather -- and I think [co-
counsel] would agree with me -- I would almost rather lose a
lawyer from this team than to lose her. Without her there's
not much we can do. So her concerns have to be taken into
account as well, Judge."
(R. 25-26.) The State countered that "[w]e all have family" that we do not
want to expose to COVID-19, but "I anticipate being here March 14th and
everyone else should be as well." (R. 28.) The State also argued that its
"understanding is Ms. Terrell has already generated a report
and her findings as relating to her encounters with Mr. Smith
and probably any of the other persons that she's also spoken
with. So I would ask the Court to have the defense produce
that report to the Court as well as any timeline or anything
that may be available and that -- I mean, she has -- we all
have health concerns, Your Honor."
(R. 27.) Smith's counsel then told the trial court that Terrell's "job doesn't
stop once she generates that report," and that she "still does work up to
and throughout the trial." (R. 28.) Thereafter, the trial court found as
follows: "All right. The Court has considered the motion to continue and
arguments of counsel on behalf of the defendant in this case [by both
defense counsel] and corresponding response by the State of Alabama in
this case. Motion to continue will be denied." (R. 30-31.) On February
17, 2022, the trial court memorialized its denial of Smith's motion to
28
CR-2022-0504
continue in a written order. (C. 204.) A few days later, on February 24,
2022, Smith asked the trial court for an additional $15,000 to pay Joanne
Terrell. (C. 208-10.) The trial court granted Smith's motion. (C. 211.)
The jury-selection process for Smith's second penalty-phase proceeding
began on March 10, 2022, and, as set out above, both Colby Kalani and
Joanne Terrell testified in Smith's mitigation case.
On appeal, Smith maintains that the circuit court erred when it
denied his motion to continue his second penalty-phase proceeding
because, he says, the circuit court "ignored compelling reasons to grant
Mr. Smith's motion for a continuance." (Smith's brief, p. 24.) Smith
highlights two "compelling reasons" for granting his motion.
First, Smith says that his motion to continue should have been
granted because his "trial counsel's ability to develop [his] mitigation
case and prepare for his sentencing was inhibited by their inadequate
access to Mr. Smith and Mr. Kalani as a result of COVID-19 and related
restrictions." (Smith's brief, p. 25.) Second, Smith says that "the short
continuance requested by [him] was necessary to permit [his] mitigation
specialist, Joanne Terrell, sufficient time to complete her investigation
and assessment, which had been impeded by COVID and her need to
29
CR-2022-0504
limit exposure to COVID in order to protect her hospitalized husband."
(Smith's brief, p. 26.) Neither reason shows that the circuit court abused
its considerable discretion here when it denied Smith's motion to
continue.
As set out above, Smith was arrested for capital murder in 2011, he
was convicted of capital murder and sentenced to death the first time in
2013, his death sentence was reversed on March 17, 2017, and this Court
issued a certificate of judgment on August 25, 2017, which returned
jurisdiction of Smith's case to the circuit court for that court to conduct a
second penalty-phase proceeding. Smith did not move for a continuance
of his second penalty-phase proceeding until February 2022. Although
Smith's counsel mentioned difficulties with accessing Kalani and Smith
because of COVID-19-related issues and noted Terrell's concerns about
COVID-19, Smith's counsel did not explain why he could not have
accessed Kalani and Smith and why a mitigation expert could not have
completed a mitigating investigation in the nearly three years between
this Court's returning jurisdiction to the circuit court for Smith's second
penalty-phase proceeding and the start of the COVID-19 pandemic in
March 2020.
30
CR-2022-0504
What is more, as to Smith's argument on appeal about having
access to Kalani and Smith, the circuit court made it clear to Smith's
counsel at the hearing on his motion to continue that Smith's counsel
would not have an issue accessing Kalani and could have in-person
contact with Smith. Smith's counsel expressed no disagreement or
concern with the court's assurance of access to Kalani and Smith, and
Smith's counsel expressed no further concerns about accessing either
Smith or Kalani and made no further argument about needing a
continuance based on their access to Smith. As to Smith's argument
about Terrell's mitigation investigation, the State correctly points out
that Terrell "had already generated a report on January 30, 2022 with
her findings regarding Smith." (State's brief, p. 18.) Although Smith's
counsel explained that Terrell's mitigation investigation was on-going,
Smith's counsel did not explain to the circuit court what additional
mitigation evidence Terrell was hoping to uncover in the event the court
granted his motion. Although Terrell expressed a concern about
testifying at trial due to a rise in COVID-19 cases because a family
member had been hospitalized, Terrell did testify and her hesitancy to
testify at trial did not require the circuit court to grant Smith's motion to
31
CR-2022-0504
continue. Her hesitancy certainly does not establish that the court
abused its discretion in denying Smith's motion to continue.
In short, the circuit court did not abuse its considerable discretion
when it denied Smith's motion to continue his second penalty-phase
proceeding.
Accordingly, Smith is due no relief on this claim.
IV.
Smith argues that the trial court erred when it denied his motion
to have the entire Calhoun County District Attorney's Office recused
from his case. (Smith's brief, p. 29.) According to Smith, after his first
trial, the "lead counsel [from] his first trial (Timothy Burgess) joined the
Calhoun County District Attorney's office." (Smith's brief, p. 29.) In his
brief on appeal, Smith explains:
"Mr. Burgess was Mr. Smith's lead counsel in the guilt
and penalty phases of his initial trial in 2013. During the
course of his representation of Mr. Smith, from 2011 through
2013, Mr. Burgess acquired confidential information relating
to Mr. Smith's case. Most notably, as the attorney who
examined the majority of Mr. Smith's witnesses at his first
trial and during his first sentencing -- including Mr. Smith's
mitigation expert --and delivered the penalty-phase closing
statement on behalf of Mr. Smith, Mr. Burgess acquired
confidential information regarding Mr. Smith's mitigation
evidence, which was the subject of his re-sentencing.
Following that first trial, Mr. Burgess became an Assistant
32
CR-2022-0504
District Attorney with the Calhoun County District Attorney’s
office in 2015, and served in that capacity until 2021, at which
point he became a circuit court judge in Calhoun and
Cleburne Counties. Mr. Burgess' work at the Calhoun County
District Attorney's office presented a conflict of interest that
should have precluded the Calhoun County District
Attorney's office from prosecuting Mr. Smith in his re-
sentencing proceeding. At a minimum, the trial court should
have conducted an inquiry into the existence of a conflict."
(Smith's brief, pp. 29-30.) Smith raises two arguments on appeal
concerning the trial court's denial of his motion to have the entire district
attorney's office recused from his case. Neither argument entitles him to
any relief.
Before we address Smith's arguments, we must provide context to
Smith's argument by setting out the procedural history surrounding his
motion to recuse: On January 30, 2020, Smith moved the trial court to
recuse the entire district attorney's office from his second penalty-phase
proceeding because Burgess had been hired to work in that office. Smith
alleged that "it could appear the members of the District Attorney's Office
have acquired such information and thereby such an interest in this case
that they shall not be able to discharge their duties impartially in regard
to this case." (C. 191 (emphasis added).)
33
CR-2022-0504
The next day, the State responded to Smith's motion. The State
alleged that, "[s]ince his hire, Tim Burgess has been advised to avoid
working on cases that involve any potential conflicts with prior cases, and
has been advised not to discuss with any member of this Office any
information that he may have derived from prior cases." (C. 189.) The
State further explained that, with Burgess, it had followed the National
District Attorney's Association's guidelines for addressing potential
conflicts of interest within the office by "firewalling" him from the case.
The State said that it believed that recusal was not necessary in this case
because "there are adequate firewalls in place to protect this Office and
the Defendant from any disclosure of information that would be
detrimental to either party." (C. 190.)
On February 7, 2020, the trial court issued an order denying
Smith's motion to recuse, finding that it "is satisfied with the response of
the State of Alabama and that appropriate steps have been taken in
compliance with the 'best practices' to prevent conflicts from arising." (C.
186.)
On February 28, 2020, Smith filed a "Request for Evidentiary
Hearing Date," in which Smith asked the circuit court to conduct a
34
CR-2022-0504
hearing to determine whether there existed "a direct or imputed conflict
with the Calhoun County District Attorney's Office prosecution of
Smith." (C. 105.) The trial court granted Smith's request for an
evidentiary hearing on his motion to recuse. (C. 115.) Later, the trial
court set the hearing on Smith's motion for January 8, 2021. (C. 159.)
At the hearing, Smith's counsel argued that, despite the State's
assertion that it had taken measures to ensure that Burgess did not
discuss or work on Smith's case, the appearance of impropriety was
enough to require the entire office to recuse. Smith's counsel conceded
that he was "not saying that there's any nefarious action by [the district
attorney] or by Mr. Burgess or that there's some sort of underhanded
thing going on." (Supp. R. 6.) Smith's counsel argued:
"Now, I understand what the rules of professional
conduct say about moving from private work to government
work, and I understand that it doesn't say that every conflict
is automatically -- you wouldn't want the DA's office to be
prevented from hiring quality prosecutors. I get that. That
makes total sense. If I were Mr. McVeigh, [the district
attorney,] I would say, wow, this guy is a great lawyer, he tries
a good case, I want to hire him. We wouldn't want to
discourage that. But asking them to recuse off of one specific
case where the man has been sentenced to death already and
by their own admission, there's a transcript, the evidence is
going to be the same, there's nothing to worry about. Okay.
Well, then there's no problem.
35
CR-2022-0504
"Out of an abundance of caution it's not like we're asking
to try the case again. We're not asking to introduce new
evidence. The evidence is closed, so the only thing that we're
doing is presenting a different strategy at sentencing, one
which they may very well be aware of by virtue of the fact that
his trial counsel had 1,200 days in their office before he even
needed to be screened off of anything. Okay? That's it."
(Supp. R. 9-10.)
The district attorney responded by explaining the office procedures
that are in place when the district attorney -- both past and present --
has hired an attorney who has previously tried criminal defense cases as
follows:
"[W]hen we have the ability to hire people -- I have hired some
new lawyers that don't have any experience, but most of my
hires for people who are going to be trying cases have been
experienced criminal lawyers. They're going to have to, in a
small county like this, have tried cases before, and Mr.
Johnston and Mr. Burgess specifically have tried capital
cases. I would say the bulk of capital cases.
" So when you're talking about recusing -- and he's right.
The easiest thing in the world for me to do would be to come
in here and say, no, let somebody else have it, and that's going
to affect every capital case that I have that those two men
touched. And that goes back to when Joe Hubbard was the
district attorney and Tim Burgess was trial counsel for Ellis
Mashburn.
"So the idea that when somebody comes in because a
capital murder case is on appeal, then, well, we don't need to
screen people. We say if you have tried a capital murder
under Joe Hubbard and you're hired in this office, you never
36
CR-2022-0504
talk about that case, we never ask you any questions, you
never disclose anything to us. You don't look anything up on
the computer. Those are the rules.
"That's what has been the case since Mr. Field was the
DA. It was the case when Joe Hubbard was the DA. It's the
case under me. So to say that there was 1,000-some odd days
when he wasn't screened is false on its face. From the moment
he was hired in this office, he was screened from any case he's
handled in the past."
(Supp. R. 10-12.) The district attorney continued:
"If we were to say any time we hire an experienced
lawyer that that lawyer is somehow conflicted on all cases
involving all people in our county of 120,000 people, we
wouldn't try very much of anything. We would conflict it all
the time, especially on capital cases, so your choice would be
don't hire the experienced lawyers that have criminal history.
I was a three-year-experienced criminal defense lawyer when
I was hired, and I had some cases that I tried on the other
side. You know, there are potential issues there. That's why
the firewall is put into place.
"I don't think we're required to step away from a case
just because the allegation is made. I understand why the
allegation is made. It's because of what I did in the other case.
I would do that again. It has created some issues for me,
which again is not just wiping it away. The easiest thing to
do is say take me off of every capital case. I'm not doing that.
"I'm saying our office is shielded. I'm saying this
defendant in this particular set of facts has been tried three
times. Obviously it's been different in each case. There may
be witnesses related to one defendant that aren't with
another. This case has been tried to a verdict. What we're
talking about coming back for is sentencing, so all the
evidence will come in through a couple of witnesses. It will be
37
CR-2022-0504
a truncated trial. The majority of stuff being done will be done
by them, and we will argue the same thing.
"I wouldn't be here if I wasn't asking for death. If I
didn't want death, I could say, we'll ask for life without and
just not try the case, and I believe that would [be] his
sentence. So the family is asking us to ask for death. We're
asking for death.
"But this Court has seen the trial. They've got
transcripts of the other trial. If all the sudden I started
coming out with evidence and saying, well, what about this or
what about that, they wouldn't know that and could say how
would he have known this. So there are mechanisms there to
protect this young man who is being charged and who has
been tried and who has been convicted.
"The question is his sentence. It's either death or life
without. I believe that we can abide by all the rules that
govern our conduct, and I believe that we have. And I believe
it would be wrong to punish me for doing the right thing on
another case, to then take me off of this and I would say any
and all capital cases that Burgess or David Johnston or who
knows who else that I have employed that has touched
anybody else out there. It will have a domino effect on other
cases.
"….
"So I would argue that everything he alleged was wrong.
We ought to be allowed to stay on the case, but as in every
case, the Court is here to monitor our behavior and to control
if we stray. Okay. Thank you."
(Supp. R. 16-18.)
38
CR-2022-0504
On May 18, 2021, after the original trial judge retired, the trial
court set Smith's motion to recuse for another hearing on June 22, 2021.
(C. 166.) At that hearing, the trial court and the parties agreed that the
new trial judge would review the transcript from the January 8, 2021,
hearing and the parties agreed that "there are no additions or
supplements that should be made to that argument." (R. 4.) On August
31, 2021, the trial court issued an order denying Smith's motion to recuse.
(C. 173.)
As set out above, Smith raises two arguments on appeal about the
trial court's denial of his motion to recuse the entire district attorney's
office from his second penalty-phase proceeding.
First, Smith argues that the district attorney's hiring of Burgess
imputed a conflict of interest on the entire district attorney's office.
Smith is incorrect.
"In Alabama, there is not a per se rule that a district
attorney's office must recuse itself when one assistant
attorney has previously represented a defendant. See Smith
v. State, 639 So. 2d 543 (Ala. Crim. App. 1993); Terry v. State,
424 So. 2d 710 (Ala. Crim. App. 1982); Hannon v. State, 48
Ala. App. 613, 266 So. 2d 825 (Ala. Crim. App. 1972). In
Smith, we stated:
" '[Defense counsel] did not breach the
attorney-client relationship because he abstained
39
CR-2022-0504
from any participation in the prosecution of the
appellant and he revealed no confidential
information regarding his former client to anyone
at the district attorney's office.'
"639 So. 2d at 548. In Hannon, we stated:
" 'The public interest demanded that the
prosecution go forward. There has been no breach
of the attorney-client relationship, the privilege
against disclosure has been preserved, and
professional ethics, painstakingly observed, and
the constitutional guarantee of a fair and
impartial trial was not infringed.'
"48 Ala. App. at 618, 266 So. 2d at 829."
Sneed v. State, 1 So. 3d 104, 122 (Ala. Crim. App. 2007).
In his motion to recuse and at the hearing on his motion, Smith
never alleged that Burgess had breached the attorney-client relationship
by disclosing any information to the district attorney's office. At best,
Smith made speculative assertions that his former trial counsel might
have made such disclosures after he was hired by the district attorney.
But the district attorney explained the safeguards in place in the district
attorney's office to ensure that Burgess did not make such a disclosure.
Because Smith failed to even allege that his former trial counsel breached
the attorney-client relationship, the trial court did not err when it denied
40
CR-2022-0504
Smith's motion to recuse the entire district attorney's office on an
imputed conflict of interest.
Second, Smith, citing Cuyler v. Sullivan, 446 U.S. 335, 100 S. Ct.
1708, 64 L. Ed. 2d 333 (1980), argues that, "[i]n denying [his] motion to
disqualify the district attorney's office, the trial court failed to conduct
any meaningful inquiry into whether and what information had been
disseminated from Mr. Burgess to others in the district attorney's office."
(Smith's brief, p. 33.) Cuyler, however, does not support Smith's
argument in this case.
"In Cuyler, the United States Supreme Court stated:
" 'Holloway [v. Arkansas, 435 U.S. 475
(1978)] requires state trial courts to investigate
timely objections to multiple representation. But
nothing in our precedents suggests that the Sixth
Amendment requires state courts themselves to
initiate inquiries into the propriety of multiple
representation in every case. Defense counsel
have an ethical obligation to avoid conflicting
representations and to advise the court promptly
when a conflict of interest arises during the course
of trial. Absent special circumstances, therefore,
trial courts may assume either that multiple
representation entails no conflict or that the
lawyer and his clients knowingly accept such risk
of conflict as may exist. Indeed, as the Court noted
in Holloway, supra, at 485-486, trial courts
necessarily rely in large measure upon the good
faith and good judgment of defense counsel. "An
41
CR-2022-0504
'attorney representing two defendants in a
criminal matter is in the best position
professionally and ethically to determine when a
conflict of interest exists or will probably develop
in the course of a trial.' " 435 U.S., at 485, quoting
State v. Davis, 110 Ariz. 29, 31, 514 P.2d 1025,
1027 (1973). Unless the trial court knows or
reasonably should know that a particular conflict
exists, the court need not initiate an inquiry.'
"446 U.S. at 346-47, 100 S. Ct. at 1717 (footnotes omitted).
See also Hannon v. State, 48 Ala. App. 613, 620, 266 So. 2d
825, 831 (1972) (' "Nor is there basis for recusation in the
charge that there is a possibility that Mr. Ware has violated
the confidential relationship existing between attorney and
client. Indeed, it is to be presumed that he, as a member of
the bar in good standing, has and will respect the defendant's
confidence." ')."
Sneed v. State, 1 So. 3d 104, 122 (Ala. Crim. App. 2007).
Again, neither in his motion to recuse nor at the hearing on his
motion to recuse did Smith ever allege that Burgess engaged in any
improper conduct. Rather, Smith merely made speculative assertions
about the possibility that Burgess could have disclosed confidential
information. Because Smith never alleged that Burgess engaged in any
improper behavior, the presumption is that Burgess did not engage in
such conduct; thus, the trial court was free to presume that no such
improper behavior occurred and had no obligation to conduct any further
inquiry. In addition, the trial court could rely upon the assertions of the
42
CR-2022-0504
Calhoun County District Attorney that Smith's former counsel was
"screened" from the case from the "moment he was hired" so that he did
not reveal any confidential information that he learned through his
representation of Smith.
Accordingly, Smith is due no relief on this claim.
V.
Smith, relying primarily on Ramos v. Louisiana, 590 U.S. ___, 140
S. Ct. 1390, 206 L. Ed. 2d 583 (2020), argues that his "death sentence
violates the Alabama and United States Constitutions because the jury
did not return a unanimous verdict in favor of death." (Smith's brief, p.
35.) According to Smith, because his "jury did not return a[ ] unanimous
verdict in favor of the death penalty, his death sentence must be
reversed." (Smith's brief, p. 36.) Smith's argument has no merit.
We have held that
" ' "Alabama law does not require that the jury's advisory
verdict be unanimous before it can recommend death," '
Thompson, 153 So. 3d at 179 (quoting Miller v. State, 913 So.
2d 1148, 1169 n.4 (Ala. Crim. App. 2004)), and Keaton cites
no case from the United States Supreme Court that requires
such unanimity. See State v. Poole, 297 So. 3d 487, 504 (Fla.
2020), cert. denied 592 U.S. ___, 141 S. Ct. 1051, 208 L. Ed.
2d 521 (2021) (holding that the 'requirement of a unanimous
jury' for the imposition of the death penalty 'finds no support
in' caselaw from the United States Supreme Court). See also
43
CR-2022-0504
Lane, 327 So. 3d at 776-77 (noting that ' "both this Court and
the Alabama Supreme Court have upheld death sentences
imposed after the jury made a less-than-unanimous
recommendation that the defendant be sentenced to death" '
(quoting Brownfield v. State, 44 So. 3d 1, 39 (Ala. Crim. App.
2007))). Keaton's reliance on Ramos v. Louisiana, 590 U.S.
___, 140 S. Ct. 1390, 206 L. Ed. 2d 583 (2020), is misplaced
because Ramos held only that the United States Constitution
requires a unanimous verdict to support a conviction, not a
sentence. See Ruiz v. Davis, 819 F. App'x 238, 246 n.9 (5th
Cir. 2020) (noting that the United States Supreme Court held
in Ramos that ' "the Sixth Amendment's right to a jury trial
requires a unanimous verdict to support a conviction," not a
sentence' (quoting Ramos, 590 U.S. at ____, 140 S. Ct. at
1397))."
Keaton v. State, 375 So. 3d 44, 136-37 (Ala. Crim. App. 2021). Because
there is no requirement that a jury unanimously agree to impose a death
sentence, Smith's argument that his death sentence is unconstitutional
because the jury "did not return a unanimous verdict in favor of death"
(Smith's brief, p. 35) is without merit.
Accordingly, Smith is due no relief on this claim.
VI.
Smith also argues that the trial court erred when it failed "to
adequately address improper juror conduct and shield the jury from
extraneous and/or prejudicial information." (Smith's brief, p. 44.)
According to Smith,
44
CR-2022-0504
"[d]uring a break on the second day of [his] sentencing
hearing, juror [J.B.] informed the trial court that he had
previously-undisclosed connections to Cynthia Warf and
Jessica Foster -- two key State witnesses at the guilty phase,
whose conduct was the subject of testimony by the State's
investigator. (R. 560-61.) Although [J.B.] was removed from
the jury, the trial court took no steps to ascertain the extent
of [J.B.'s] extraneous knowledge of the crime and its
participants, or whether he shared such knowledge with any
other remaining members of the jury." 4
(Smith's brief, pp. 44-45.) Smith's argument, which was not first raised
in the trial court, is reviewed for plain error. See Rule 45A, Ala. R. App.
P. We find no plain error.
VII.
Smith argues that the trial court erred when it allowed the State to
reintroduce into evidence Dr. Emily Ward's testimony from Smith's guilt-
phase proceeding by reading the transcript of her testimony to the second
4Neither the State nor Smith revealed either Warf's or Foster's
names to the venire during voir dire. When testimony during the second
penalty phase revealed those names to the seated jury, Juror J.B. (who
was an alternate juror) immediately disclosed to the court that he was
familiar with both Warf and Foster. Juror J.B. explained that he has not
"had contact with [Warf and her husband] in over 10 years, but I know
them. And on top of that, if it's who I think it is, Jessica Foster has been
a client at the rehab where my wife is a program manager." (R. 563-64.)
Juror J.B. made clear that he "just figured all that out today" and he "just
didn't make the connection." (R. 564.) Neither Smith nor the State made
any arguments about Juror J.B.'s disclosure.
45
CR-2022-0504
penalty-phase jury because, he says, it "undermined [his] rights under
the Confrontation Clause of the Sixth Amendment of the United States
Constitution." (Smith's brief, pp. 46-47.) Smith did not object to the
State's reading of Dr. Ward's trial testimony to the jury during the second
penalty-phase proceeding, nor did he expressly raise a Confrontation
Clause argument in the trial court. Therefore, Smith's argument on
appeal is reviewed for plain error. We find no error, plain or otherwise,
with the trial court's allowing the State to read Dr. Ward's guilt-phase
testimony to the jury during the second penalty phase of Smith's trial.
Indeed, this Court has
" 'express[ed] doubt that the Confrontation Clause applies at
sentencing, even in capital cases,' Lockhart, 163 So. 3d at
1133, and some federal appellate courts have unequivocally
concluded that a defendant's right to confrontation does not
apply at the penalty phase of a capital trial. See, e.g.,
Muhammad v. Secretary, Florida Dep't of Corr., 733 F.3d
1065, 1074 (11th Cir. 2013) (holding that the United States
Supreme Court's decisions in Williams v. New York, 337 U.S.
241, 69 S. Ct. 1079, 93 L. Ed. 1337 (1949), and Gardner v.
Florida, 430 U.S. 349, 97 S. Ct. 1197, 51 L. Ed. 2d 393 (1977),
'together stand for the proposition that a defendant does not
have a right to confront hearsay declarants at a capital
sentencing hearing'); and Szabo v. Walls, 313 F.3d 392, 398
(7th Cir. 2002) ('[T]he Supreme Court has held that the
Confrontation Clause does not apply to capital sentencing. It
applies through the finding of guilt, but not to sentencing,
even when that sentence is the death penalty.' (citing
Williams v. New York, supra))."
46
CR-2022-0504
Keaton v. State, 375 So. 3d at 115-16. To prevail on his plain-error
argument, Smith must "establish an obvious, indisputable, and egregious
error that adversely affected the outcome of his sentencing." Petric v.
State, 157 So. 3d 176 (Ala. Crim. App. 2013). Because it is far from
"obvious" and "indisputable" that the Confrontation Clause applies to a
penalty-phase proceeding, we certainly cannot hold that the trial court's
allowing the State to reintroduce Dr. Ward's guilt-phase testimony
during Smith's second penalty-phase proceeding was plain error.
In any event, Smith's argument is meritless because Dr. Ward's
guilt-phase testimony, which was subject to cross-examination by
Smith's counsel during the guilt phase of his trial, was admissible during
the penalty phase of Smith's trial pursuant to § 13A-15-45(c), Ala. Code
1975, which provides:
"At the sentence hearing evidence may be presented as
to any matter that the court deems relevant to sentence and
shall include any matters relating to the aggravating and
mitigating circumstances referred to in Sections 13A-5-49,
13A-5-51, and 13A-5-52. Evidence presented at the trial of
the case may be considered insofar as it is relevant to the
aggravating and mitigating circumstances without the
necessity of re-introducing that evidence at the sentence
hearing, unless the sentence hearing is conducted before a
trial judge other than the one before whom the defendant was
47
CR-2022-0504
tried or a jury other than the trial jury before which the
defendant was tried."
Here, as Smith notes in his argument on appeal, Dr. Ward's
testimony that was read into the record during Smith's second penalty-
phase proceeding was the testimony that she gave to the jury during
Smith's guilt-phase proceeding. As set out above, Dr. Ward's testimony
addressed the extent of Thompson's injuries and the manner in which he
died. Dr. Ward's testimony also established that Thompson would not
have died quickly, that he would have been aware of his injuries, and that
he would have experienced significant pain. Because Dr. Ward's
testimony was a part of the State's evidence at Smith's guilt-phase
proceeding, because it was relevant to the aggravating circumstance that
the capital offense was especially heinous, atrocious, or cruel when
compared to other capital offenses, and because the State had to
reintroduce Dr. Ward's testimony to the new penalty-phase jury for it to
consider the testimony, the trial court properly admitted Dr. Ward's
guilt-phase testimony pursuant to § 13A-5-45(c), Ala. Code 1975.
Accordingly, the trial court did not commit any error, plain or
otherwise, when it admitted Dr. Ward's testimony during Smith's second
penalty-phase proceeding.
48
CR-2022-0504
VIII.
Smith next argues that "the use of a conviction for [his] juvenile
conduct as an aggravating factor making him eligible to receive the death
penalty violated [his] right to be free from cruel and unusual punishment
under the Eighth Amendment." (Smith's brief, p. 51.) According to
Smith, "the prosecution presented evidence regarding [his] prior
conviction for robbery in the first degree when he was sixteen, and the
jury determined that [his] prior conviction was an aggravating factor
supporting the imposition of a death sentence." (Smith's brief, p. 51.)
Smith, citing Roper v. Simmons, 543 U.S. 551 (2005), argues that,
"though Roper does not require that courts 'wipe clean' individuals'
records, ... it does insist that individuals not be executed for conduct they
engaged in as children." (Smith's brief, pp. 51-52.) But Smith's "juvenile
conduct" -- as he calls it -- resulted in an "adult" criminal conviction for
first-degree robbery. The record on appeal shows that Smith committed
the first-degree robbery about two months before he turned 17 years old
and that he was tried and convicted as an adult offender in Calhoun
Circuit Court. (C. 1010-11.)
49
CR-2022-0504
In Jackson v. State, 305 So. 3d 440, 496 (Ala. Crim. App. 2019), this
Court rejected an argument identical to the one Smith raises here. In
Jackson, this Court held that "[n]othing in Roper forbids using the prior
adult conviction that occurred when Jackson was a juvenile as an
aggravating circumstance to support the death penalty, and Roper does
not bar Jackson's sentence of death." So, just as in Jackson, nothing
prohibits the use of Smith's prior adult conviction for first-degree robbery
as an aggravating circumstance to support his death sentence.
Accordingly, Smith is not entitled to any relief on this claim.
IX.
Smith argues that "double-counting murder during the commission
of a robbery and murder during the commission of a kidnapping at the
guilt and penalty phases violated state and federal law." (Smith's brief,
p. 53.) Yet this Court and the Alabama Supreme Court have consistently
rejected this argument and recognized that there is no constitutional or
statutory prohibition on " 'double counting' circumstances both as an
element of the offense and as an aggravating circumstance." Hicks v.
State, 378 So. 3d 1071, 1127 (Ala. Crim. App. 2019). Accordingly, Smith
is not entitled to any relief on this claim.
50
CR-2022-0504
X.
Smith next argues that "Alabama's method of execution [by lethal
injection] constitutes cruel and unusual punishment in violation of the
Eighth Amendment." (Smith's brief, p. 55.) Smith's argument was not
first presented in the trial court. Smith did argue generally at the close
of the State's penalty-phase case that "the death penalty is cruel and
unusual punishment." (R. 576.) Smith, however, did not raise the
specific argument that the method by which Alabama carries out the
death penalty is cruel and unusual punishment. Thus, his argument is
due to be reviewed for plain error only. But regardless of whether the
specific argument was raised below, we find no error, plain or otherwise,
because Smith's argument is without merit. Indeed, the Alabama
Supreme Court has held that lethal injection does not constitute cruel
and unusual punishment. See Ex parte Belisle, 11 So. 3d 323, 349 (Ala.
2008) (holding "that Alabama's use of lethal injection as a method of
execution does not violate the Eighth Amendment to the United States
51
CR-2022-0504
Constitution"). 5 Accordingly, Smith is not entitled to any relief on this
claim.
XI.
Finally, pursuant to § 13A-5-53, Ala. Code 1975, this Court is
required to address the propriety of Smith's capital-murder conviction
and death sentence.
As set out above, Smith was convicted of two counts of capital
murder -- one count for intentionally killing Thompson during a
kidnapping, a violation of § 13A-5-40(a)(1), Ala. Code 1975, and one count
for intentionally killing Thompson during a robbery, a violation of § 13A-
5Although Smith's argument on appeal attacks the
constitutionality of lethal injection as a method of execution, Smith's
argument fails to recognize that Alabama has other available methods of
execution, having recently adopted nitrogen hypoxia as a method of
execution. This Court has explained that, even "if lethal injection is held
unconstitutional by the United States Supreme Court or by the Alabama
Supreme Court, 'all persons sentenced to death for a capital crime shall
be executed by any constitutional method of execution.' " Saunders v.
State, 10 So. 3d 53, 112 (Ala. Crim. App. 2007) (quoting § 15-18-82.1(c),
Ala. Code 1975). In other words, even if this Court agreed with Smith's
argument (and we do not), he would not be entitled to a reversal of his
death sentence because the State could carry out his execution via
nitrogen hypoxia. See § 15-18-82.1(h), Ala. Code 1975 ("In any case in
which an execution method is declared unconstitutional, the death
sentence shall remain in force until the sentence can be lawfully executed
by any valid method of execution.").
52
CR-2022-0504
5-40(a)(2), Ala. Code 1975. The jury's guilty verdicts established the
existence of two aggravating circumstances -- namely, that the capital
murder was committed during a first-degree kidnapping and that the
capital murder was committed during a first-degree robbery. See § 13A-
5-49(4), Ala. Code 1975. At the conclusion of his second penalty-phase
proceeding, the jury found three additional aggravating circumstances to
exist beyond a reasonable doubt -- namely, that Smith committed the
capital offenses after having been previously convicted of a felony
involving the use or threat of violence to a person, that Smith committed
the capital offenses while under a sentence of imprisonment, and that the
capital offense was especially heinous, atrocious, or cruel. (C. 222-24.)
Thus, five aggravating circumstances were found to exist beyond a
reasonable doubt. The jury then recommended by a vote of 10 to 2 that
Smith be sentenced to death. (C. 225.) After conducting a judicial-
sentencing hearing, the trial court followed the jury's recommendation
and sentenced Smith to death.
After examining the record on appeal, this Court finds nothing to
show that Smith's death sentence was imposed as the result of the
53
CR-2022-0504
influence of passion, prejudice, or any other arbitrary factor. See § 13A-
5-53(b)(1), Ala. Code 1975.
Additionally, § 13A-5-53(b)(2), Ala. Code 1975, requires this Court
to reweigh the aggravating and mitigating circumstances to determine
whether Smith's sentence of death is appropriate. In so doing, we are
mindful of the following:
" 'Section 13A-5-48, Ala. Code 1975, provides:
" ' "The process described in Sections 13A-5-
46(e)(2), 13A-5-46(e)(3) and Section 13A-5-47(e) of
weighing the aggravating and mitigating
circumstances to determine the sentence shall not
be defined to mean a mere tallying of aggravating
and mitigating circumstances for the purpose of
numerical comparison. Instead, it shall be defined
to mean a process by which circumstances relevant
to sentence are marshalled and considered in an
organized fashion for the purpose of determining
whether the proper sentence in view of all the
relevant circumstances in an individual case is life
imprisonment without parole or death."
" ' "The determination of whether the aggravating
circumstances outweigh the mitigating circumstances is not a
numerical one, but instead involves the gravity of the
aggravation as compared to the mitigation." Ex parte Clisby,
456 So. 2d 105, 108-09 (Ala. 1984). "[W]hile the existence of
an aggravating or mitigating circumstance is a fact
susceptible to proof, the relative weight of each is not; the
process of weighing, unlike facts, is not susceptible to proof by
either party." Lawhorn v. State, 581 So. 2d 1159, 1171 (Ala.
Crim. App. 1990). ... "The weight to be attached to the
54
CR-2022-0504
aggravating and the mitigating evidence is strictly within the
discretion of the sentencing authority." Smith v. State, 908
So. 2d 273, 298 (Ala. Crim. App. 2000).' "
Collins v. State, 361 So. 3d 1, 63 (Ala. Crim. App. 2019) (opinion on return
to second remand) (quoting Stanley v. State, 143 So. 3d 230, 333 (Ala.
Crim. App. 2011) (opinion on remand from the Alabama Supreme
Court)).
Here, the trial court, in its sentencing order, found the existence of
the five aggravating circumstances found by the jury -- "two aggravating
factors that carried over from the guilt phase, Murder during a
Kidnapping in the First Degree and Murder during a Robbery in the First
Degree" and the three aggravating circumstances the jury found to exist
beyond a reasonable doubt. (C. 237.) The trial court also "consider[ed]
all of these mitigating circumstances":
"The defense offered testimony and evidence that the
following statutory mitigators were applicable: (1) The capital
offense was committed while the defendant was under the
influence of extreme mental or emotional disturbance
pursuant to Section 13A-5-51(2); (2) The Defendant acted
under extreme duress or under the substantial domination of
another person pursuant to Section 13A-5-51(5); and (3) The
Defendant did not have the capacity to appreciate the
criminality of his conduct or to conform his conduct to the
requirements of law was substantially impaired.
55
CR-2022-0504
"The defense further offered evidence and testimony
under Section 13A-5-52. This evidence and testimony
consisted of multiple reports of the horrendous upbringing
that the defendant endured. Testimony from his mother and
brother consisted of the physical, mental, emotional, and
sexual abuse that was persistent throughout Mr. Smith's life.
Testimony of Elaine Young, Children's Advocacy Center
Director, discussed the nature of his abuse and the failure of
the system to adequately protect Mr. Smith as a child.
"All of the mitigating evidence was summarized by
JoAnn Terrell. Ms. Terrell is an expert in the field of
Mitigation and provided compelling testimony about the
mitigating circumstances present in this case."
(C. 237-38.) The trial court then sentenced Smith to death, concluding:
"After considering the evidence presented, the
arguments of counsel, the report prepared by Pardons and
Paroles, the jury's verdict, and after weighing the aggravating
circumstances against the mitigating circumstances, this
Court finds that the aggravating circumstances outweigh the
mitigating circumstances.
"This Court has sworn to uphold the law of this State,
and this is a duty that it does not take lightly. It is never easy
to recommend the taking of the life of another person;
however, the law requires it in this case."
(C. 238.)
The trial court's findings are correct, and this Court, after
independently weighing the aggravating circumstances found to exist
and all the mitigating circumstances found to exist, holds that Smith's
sentence of death is appropriate.
56
CR-2022-0504
Next, as required by § 13A-5-53(b)(3), Ala. Code 1975, this Court
must determine whether Smith's sentence is excessive or
disproportionate when compared to the penalty imposed in similar cases.
It is not. Again, Smith was convicted of intentionally killing Thompson
during a kidnapping, a violation of § 13A-5-40(a)(1), Ala. Code 1975, and
for intentionally killing Thompson during a robbery, a violation of § 13A-
5-40(a)(2), Ala. Code 1975. As noted above, five aggravating
circumstances were proved to exist beyond a reasonable doubt -- namely,
that the capital murder was committed during a first-degree kidnapping;
that the capital murder was committed during a first-degree robbery;
that Smith committed the capital offenses after having been previously
convicted of a felony involving the use or threat of violence to a person;
that Smith committed the capital offenses while under a sentence of
imprisonment; and that the capital offense was especially heinous,
atrocious, or cruel. (C. 222-24.) Sentences of death have been imposed
for similar crimes in Alabama. See Gaddy v. State, 698 So. 2d 1100, 1150
(Ala. Crim. App. 1995) ("Two-thirds of all death cases in Alabama involve
murders that occur during the course of a robbery."). See also Shanklin
v. State, 187 So. 3d 734 (Ala. Crim. App. 2014) (robbery and burglary);
57
CR-2022-0504
Mills v. State, 62 So. 3d 553 (Ala. Crim. App. 2008) (robbery); Sale v.
State, 8 So. 3d 330 (Ala. Crim. App. 2008) (kidnapping); Lewis v. State,
24 So. 3d 480 (Ala. Crim. App. 2006) (kidnapping); and Wilson v. State,
142 So. 3d 732 (Ala. Crim. App. 2010) (especially-heinous-atrocious-or-
cruel capital murder committed during a robbery and burglary).
Therefore, this Court holds that Smith's death sentence is neither
excessive nor disproportionate when compared to the penalty imposed in
similar cases.
Lastly, this Court has searched the record for any error that may
have adversely affected Smith's substantial rights and has found none.
See Rule 45A, Ala. R. App. P.
Conclusion
Based on these reasons, Smith's death sentence is affirmed.
AFFIRMED.
Windom, P.J., and Kellum, McCool, and Minor, JJ., concur.
58
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