ECLI:EU:C:1985:475•Opinion of Mr Advocate General Lenz delivered on 28 November 1985. # Androniki Vlachou v Court of Auditors of the European Communities. # Officials - Annulment of a selection board's decision. # Case 143/84.
Opinion of Mr Advocate General Lenz delivered on 28 November 1985. # Androniki Vlachou v Court of Auditors of the European Communities. # Officials - Annulment of a selection board's decision. # Case 143/84.
ECLI:EU:C:1985:475Eu CjeuNov 28, 1985
Full text
OPINION OF MR ADVOCATE GENERAL LENZ
delivered on 28 November 1985 ( *1 )
Mr President,
Members of the Court,
A.
The subject-matter of the proceedings with which I shall be dealing in this Opinion is the decision of the Court of Auditors of the European Communities (the defendant) of 25 November 1983 ( 1 ) to appoint Mr K, a translator who has intervened in this case, to the post of principal translator in Grade LA 5 and the legality of the competition procedure leading to that appointment. That decision and the competition which led to it (Competition No CC/LA/20/82) is challenged by Mrs Androniki Vlachou (the applicant), who also took part in the competition but with less success.
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The applicant completed her university studies in 1971 and then worked for a period outside the Community institutions. In 1981, after passing a competition, she entered the service of the European Parliament. With effect from 1 March 1981 she was appointed a probationary official in Grade LA 7, Step 3, as a translator. The applicant was then recruited as a reviser by the Court of Auditors under a contract dated 8 December 1981. She was initially engaged as a member of the temporary staff in Grade LA 5, Step 2, for a two-year period starting on 1 December 1981. ( 2 ) On the expiry of that contract the applicant was engaged for a further year as a translator in Grade LA 6, Step 3, under a contract dated 25 November 1983. The applicant then took part in Internal Competition No CC/LA/14/83 and was appointed a probationary official with effect from 1 March 1984. In view of her qualifications and experience she was classified in Grade LA 6, Step 3, in accordance with Article 3 (1) of Decision No 81/5 of the Court of Auditors of 3 December 1981 on the classification of staff. On 1 December 1984 she became an established official. |
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In order to fill one of the two posts in Career Bracket LA 5/4 planned for the Greek section of its translation department, the Court of Auditors published a Notice of Internal Competition No CC/LA/20/82 (reviser/principal translator) ( 3 ) on 26 April 1983. The competition was held ‘on the basis of qualifications and tests’. Like Notice of Competition No CC/LA/-4/83, the notice states that appointment will normally be made at the starting grade, namely Grade LA 5. One of the conditions for admission to the competition was, according to paragraph V.2. of the competition notice, ‘at least six years' practical experience at senior level, in work related to the post to be filled’. The duties attached to the post were described as follows: ‘To revise translations and, where necessary, produce translations not requiring revision; To supervise terminological, documentation or other specialized work in the linguistic field; To participate in the training of translators.’ The applicant took part in the competition but was not appointed because she was placed only second on the list of suitable candidates drawn up by the Selection Board. On 2 June 1983 the Court of Auditors published Notice of Inter- Institutional Competition No CC/LA/4/83 for the purpose of filling a post of head of translation group/reviser in Career Bracket LA 5/4. ( 4 ) Paragraph V.2. of the notice laid down an entrance requirement of ‘at least 10 years practical experience at senior level, in work related to the post to be filled’. The duties attached to the post were described as follows : ‘To head the Greek translation section; ...’ (There followed the same details as those set out in Notice of Competition No CC/LA/20/82). In its final report, the Selection Board in Competition No CC/LA/4/83 found that none of the candidates met the entrance requirements, in particular that of ‘at least 10 years' practical experience at senior level, in work related to the post to be filled’ referred to in paragraph V.2. of the notice. By a letter dated 30 September 1983, the Court of Auditors informed the applicant that the Selection Board had decided not to admit her to the competition. That communication is the subject-matter of the proceedings in Case 162/84. |
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On 29 June 1983 the Selection Board in Competition No CC/LA/20/82 met for the first time. Its members were the head of the translation department of the Court of Auditors, a head of division of Greek nationality and a principal translator in the Danish translation section of the Court of Auditors (Mr D, who has intervened in this case) who was the third member designated by the Staff Committee. At that meeting the Selection Board decided to admit Mr K and Mrs Vlachou to the competition. It further decided in principle the criteria according to which candidates' university degrees and experience were to be assessed and then proceeded to assess them. At the same time it fixed the date for the tests and decided to call upon the head of the Greek medium and long term translation section of the Commission in Luxembourg to act as an examiner in the marking of the written tests. After conducting and marking the tests the Selection Board drew up its final report for the appointing authority together with the list of suitable candidates on which Mr K was placed first with 104 marks and the applicant second with 96 marks. The Selection Board had in particular awarded the following points for their qualifications and for the written and oral tests: Mr K: 56, 33, 15 = 104 points applicant: 54, 26, 16 = 96 points The applicant thus obtained the minimum number of marks (60% of 160 possible marks) which, according to paragraph VII of the notice of competition, were needed in order to be shortlisted. Beneath the signatures on the report Mr D added a handwritten note stating his view that the marks awarded to the candidates by the Selection Board gave a true picture of the candidates' relative merits. On 20 July 1983 the Court of Auditors published its list of suitable candidates drawn up at the end of Competition No CC/LA/20/82. By a request dated 17 November 1983 the applicant brought the matter to the attention of the Court of Auditors and informed it that Competition No CC/LA/20/82 was irregular and that the results of the competition and the list of suitable candidates were invalid. The applicant requested the Court of Auditors to direct the Selection Board to disclose the criteria on the basis of which it had awarded marks and secondly to consider whether it was possible to amend the order of the successful candidates by taking account in particular of two and a half years' additional experience in her case. By a decision dated 25 November 1983 ( 5 ), the Court of Auditors appointed Mr K to the post of principal translator in Grade LA 5, Step 1, with effect from 1 December 1983 on the basis of the list of suitable candidates drawn up in Competition No CC/LA/20/82. By a complaint dated 17 February 1984 ( 6 ), the applicant challenged the decision of the Court of Auditors to appoint Mr K a principal translator. She took the view that Mr K did not possess the experience required to be admitted to the competition. Furthermore, the appointing authority had infringed the principle of equal treatment by failing to give the applicant enough points for her experience and failing to give her full credit for her university degree. Finally, she points out that, under Article 14 of the Staff Regulations, the member of the Selection Board nominated by the Staff Committee (Mr D) should not have officiated in the competition because he was ‘on very intimate terms’ with one of the candidates (Mr K) at the time of the competition. In the end the applicant asked the Court of Auditors to rescind the Selection Board's decisions to admit Mr K to the competition and to include him in the list of suitable candidates, alternatively to amend the decision of the Selection Board and place the applicant first on the list of suitable candidates and in any event to rescind the appointment of Mr K as a principal translator. That complaint was rejected by the Court of Auditors by decision of 9 March 1984. ( 7 ) In essence that decision is based on the provisions governing the competition procedure which do not permit the appointing authority to interfere in the organization or the course of the proceedings of a Selection Board whose assessments are unimpeachable. It adds that, according to the case-law of the Court of Justice, an appointing authority may not depart without weighty reasons from the order of names in a list of suitable candidates drawn up by a Selection Board. |
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Conclusions of the parties The applicant claims that the Court should:
The Court of Auditors contends that the Court should:
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By orders dated 14 November 1984 the Court of Justice allowed the applications of Mr K, the rival candidate, and Mr D, the member of the Selection Board, to intervene in support of the submissions of the Court of Auditors; however, Mr D was granted leave to intervene only in so far as his submissions refuted the applicant's allegation that he had infringed Article 14 of the Staff Regulations. |
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B.
In this Opinion I shall state my own views immediately after setting out the applicant's contentions, the defence of the Court of Auditors and the observations of Mr D. Mr K's submissions do not require separate examination because in substance they are the same as the defence submissions of the Court of Auditors.
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Admissibility of the application
Moreover, it may be inferred from the decided cases of the Court of Justice that decisions of Selection Boards are not normally open to challenge per se; the action must be directed against the final decision of the appointing authority instead. In a judgment dating back to 14 December 1965 ( 8 ), the Court of Justice stated: ‘The proceedings of the Selection Board cannot, in principle, be challenged as such since the Board is not a body empowered to take decisions binding on officials; the proceedings are merely preparatory acts, so that their illegality may only be questioned in an application directed against the decision to which they were a preliminary. The applicant himself, however, has acknowledged this in his application, since he declares that it is directed “in particular” against the appointment of Mr P. The application directed against the appointment is therefore admissible and the conclusions seeking the annulment of the assessment need only be considered as arguments against the decision making the appointment.’ In principle, therefore, the decisions of a Selection Board, from the admission of applicants to a competition to the drawing up of the list of suitable candidates, are preparatory measures. That conclusion is not contradicted by the Court's judgment of 9 February 1982 in Kobler* according to which the appointing authority is largely bound by the result of the competition and must normally appoint the candidate placed first. As the Court has stated, the appointing authority may indeed depart for weighty reasons from the order laid down in the list of suitable candidates but it must explain such a decision clearly and fully. So, although the drawing up of the list of suitable candidates is undoubtedly a form of preliminary decision, the actual decision lies with the appointing authority which must in the end decide on the appointment. The objection of inadmissibility is therefore unfounded. |
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The notice of competition refers to ‘at least six years' practical experience at senior level, in work related to the post to be filled’. As is stated in the notice of competition, the post to be filled is a post of reviser/principal translator. However, the notice does not indicate what is meant by experience ‘at senior level’. The admission requirements are not therefore framed in such a way that it is possible to determine whether they are satisfied simply by applying objective criteria. It was therefore necessary for the Selection Board to determine the criteria for the admission of candidates before admitting them to the competition so as to be able to decide upon their admission on the basis of those criteria. That duty arises from the incomplete wording of the notice of competition and from Article 5 of Annex III to the Staff Regulations. According to the first paragraph of that article, the Selection Board must initially only examine the candidates' files and draw up a list of candidates who meet the requirements set out in the notice of competition. However, if the requirements of the notice of competition are not directly applicable on their own but require a value interpretation by the Selection Board, the Board must lay down the criteria for the interpretation of the entrance requirements before examining whether candidates qualify for admission. If it did not set out those criteria in advance, the Selection Board would subsequently not be in a position correctly to draw up the list of suitable candidates provided for in the sixth paragraph of Aräde 5 of Annex III to the Staff Regulations in the prescribed manner, which must include a reasoned report. In this context I therefore think that it is necessary to apply by analogy the third paragraph of Article 5 of Annex III where a criterion in a notice of competition which has not been set out in sufficient detail requires a value judgment by the Selection Board. However, the minutes of the Selection Board's meeting on 29 June 1983 contain no indication that it laid down those criteria for the interpretation of the admission requirements. The minutes merely state that, after deliberation, the Selection Board decided to admit the two candidates to the competition. That conclusion, namely that the Selection Board did not lay down criteria for the interpretation of the admission requirements, at least not before examining the candidates' files, is borne out by the statements of the Court of Auditors at the hearing. The Court of Auditors stated in fact that the requirement of practical experience at a senior level was first discussed when the two applications were examined. On the view that neither of the candidates could be admitted if strict requirements were imposed, it was agreed only to require experience at a less senior level, namely experience as a translator. That step on the part of the Selection Board is incompatible with Annex HI to the Staff Regulations. Since, in my view, the third paragraph of Article 5 of Annex III must be applied by analogy where admission requirements are not sufficiently specific, that is to say where, as in the case of the assessment of qualifications, the criteria for their assessment must be laid down in advance, I can refer to the judgment of the Court of Justice of 14 December 1965 in Morina ( 10 ), in which the Court stated: ‘More particularly, by failing to set out the criteria according to which it made its assessment of the qualifications, the Selection Board omitted from its report a factor which was essential to support the statements contained therein; it thereby infringed the provisions in the sixth paragraph of Article 5 of Annex III to the Staff Regulations ... ’. Those statements of the Court of Justice are fully applicable in this case. The same is true of the subsequent reasoning given in that judgment, which was as follows: ‘[The provisions of the sixth paragraph of Article 5 of Annex III to the Staff Regulations] ... must be considered requirements of substance. The criteria of assessment should be fixed in order to ensure that the qualifications are assessed objectively and without any possibility of arbitrariness. In addition, the requirement that the report be “reasoned” enables the appointing authority to exercise its discretion with judgment, which means that it needs to be informed of both the general criteria employed by the Selection Board and the manner in which these were applied by the Board to the persons appearing on the list of suitable candidates. These requirements were also imposed in the interests of candidates, so that infringement of them adversely affects the unsuccessful candidates within the meaning of Article 91 of the Staff Regulations.’ It is clear from the minutes of the Selection Board's meeting on 29 June 1983 and the statements of the Court of Auditors in the course of the oral procedure that the Selection Board did not establish those criteria. For that reason alone the Selection Board's decision to admit both candidates to Competition No CC/LA/20/82 must be considered unlawful. |
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As far as the assessment of practical experience is concerned, it should be noted that the Selection Board laid down general criteria providing for the award of 6 marks for each year of experience acquired within the Communities up to a maximum of 36 marks, and 2.3 marks for each year or 0.2 marks for each month of experience outside the Communities, up to a maximum of 14 marks. However, those criteria were not established before but after the examination of the candidates' files. That was done with the declared aim of preventing the applicant's considerably longer experience outside the Communities from being taken into account in full. What I said in part 2 with reference to the Court's judgment in Morina applies here with still greater force: the Selection Board failed to lay down criteria for the assessment of qualifications before assessing them. It thereby infringed essential procedural requirements because ‘the criteria of assessment should be fixed in order to ensure that the qualifications are assessed objectively and without any possibility of arbitrariness’. ( 11 ) On the contrary, it deliberately selected the criteria of assesssment with the aim of putting one of the candidates at a disadvantage. That is precisely the opposite of what the Court of Justice meant by an objective assessment without any possibility of arbitrariness. This is therefore another, graver procedural irregularity. It is no answer to argue, as the Court of Auditors has done, that the documents produced by the applicant were not wholly free of doubt. It was the Selection Board's task to look into the value of those documents in order to decide whether or not they could be taken into account. It was not legally permissible, however, initially to accept them and then deliberately undervalue them. |
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I need only briefly discuss the other errors committed by the Selection Board, which are described in part A.6.(c) above and concern the faults in carrying out simple calculations. If the Selection Board — of the Court of Auditors — made errors of calculation, they were nearly all at the expense of the applicant. I would only point out in passing that, according to the notice of competition, up to 100 marks were to be awarded for qualifications whereas in the tests themselves only 60 marks could be obtained. If the competition procedure was manipulated to the disadvantage of a particular candidate at the stage of the assessment of qualifications, it was difficult, if not impossible, to overcome that handicap at the second stage, namely in the tests. |
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I propose to deal only briefly with the applicant's remaining submissions.
This applies to the allegation that Mr K, the rival candidate, and Mr D, one of the members of the Selection Board (the two interveners), were on very intimate terms. Even though the handicap unlawfully placed on the applicant by the Selection Board and the handwritten comment which Mr D added to the Selection Board's final report may be regarded as containing some indication of the Board's prejudice against her, it is not sufficient to regard the facts alleged by the applicant as proved. The same also goes for the allegation that the examiner was prejudiced against the applicant because she had taken part in a decision adversely affecting the examiner's sister. The documents of the Selection Board which may be of relevance in this connection — namely, the assessments of the written and oral tests, in which the examiner must have had a decisive influence on the other members of the Selection Board because of his linguistic abilities — do not disclose any intention to handicap the applicant. At all events, in the oral test she obtained a slightly better mark than the rival candidate; only in the written tests were her marks clearly worse. Although only two candidates took part in those tests, the applicant has not at any rate alleged that anonymity was not maintained in the written tests. |
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The Selection Board is certainly independent as regards the objective assessment of qualifications and performances in tests. That is clear, inter alia, from the Court's judgment of 9 October 1974 in Campogrande, ( 13 ) its judgment of 16 March 1978 in Wiillerstorff ( 14 ) and its judgment of 9 February 1984 in Kohler. ( 15 ) However, the independence of the Selection Board relates only to the objective assessment of qualifications and performance in tests, as dealt with in the judgments cited: examination of a candidate's ability {Campogrande judgment), verification of relevant experience (Wiillerstorff judgment) and appraisal of ability to perform the relevant duties (Kohler judgment). The Selection Board's independence in those matters does not, however, dispense it from having to comply with legal provisions. Mr Advocate General Gand made this point aptly in his Opinion in the Vandevyvere case: ( 16 )‘It is certain that the freedom of the Selection Board is limited by its duty to conform to the legal provisions governing the competition: general provisions, rules of all kinds for the competition, which may for example lay down the exact character of the tests and the weighting to be given to each of these. On the other hand, its independence is complete when, within the limits indicated above, it evaluates the respective qualities of the various candidates and gives them marks or a grading.’ That distinction between the obligation to comply with legal requirements and discretion in matters of evaluation is important in determining the powers of an appointing authority over a Selection Board. It is true that in its judgment in the Wiillerstoiffcasc, cited above, the Court stated that it was pointless to go through the complaints procedure where a complaint concerned the decisions of a Selection Board in a competition since the appointing authority was not empowered to alter such decisions. However, that statement can apply only to cases in which the Selection Board has made assessments in a proper manner within the limits of the tasks assigned to it. It can no longer apply, however, where the Selection Board ignores legal provisions, since despite its independence in factual matters it is not empowered to do so. The appointing authority is therefore not only empowered but under a duty to check whether the proceedings of Selection Boards are regular and to set aside any unlawful decisions of a Selection Board, provided only that it respects its independence in the assessment of qualifications and the marking of tests. This is also dictated by the requirements of a practical and effective system of legal protection. It is unreasonable to oblige an official adversely affected by the patently unlawful conduct of a Selection Board to take the much longer route of appealing to the Court of Justice when the appointing authority already has the means of granting redress to the aggrieved official in the administrative procedure laid down in Article 90 of the Staff Regulations. However, this was not done by the defendant in this case. |
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In summary it must be stated that a number of decisions of the Selection Board in Competition No CC/LA/20/82 were unlawful so that the Selection Board could not forward a valid list of suitable candidates and reasoned report to the appointing authority. Since there was no properly constituted list of suitable candidates, the decision of the Court of Auditors of 25 November 1983 to appoint Mr K a principal translator in Grade LA 5 was also unlawful. That decision must therefore be annulled. |
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Under Article 69 (2) of the Rules of Procedure the unsuccessful party must be ordered to pay the costs. In view of the fact that the defendant is solely responsible for the decision which must be annulled, it seems reasonable that it should be made to bear only the applicant's costs. Consequently, the interveners must bear only their own costs. |
C.
In the light of all the foregoing, I propose that the Court should declare and rule as follows:
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Decision No 3931 of the Court of Auditors of 25 November 1983, appointing Mr K a Principal Translator is annulled; |
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The defendant is ordered to pay the costs of the proceedings save for those incurred by the interveners; |
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The interveners shall bear their own costs. |
( *1 ) Translated from the German.
( 1 ) Annex 9 to the defence.
( 2 ) Annex 1 to the defence.
( 3 ) Annex 7 to the application.
( 4 ) Annex 10 to the defence.
( 5 ) Annex 9 to the defence.
( 6 ) Annex 9 to the application.
( 7 ) Annex 10 to the application.
( 8 ) Judgment of 14 December 1965 in Cise 21/65, Dominico Morina v European Parliament, [1965] ECR 1033, at p. 1039.
( 9 ) Judgment of 9 February 1984 in Joined Cases 316/82 and 40/83, Nelly Kohler v Court of Auditors o/ the European Communities, 0 [1984] ECR 641.
( 10 ) Judgment of 14 December 1965 in Case 21/65, Domenico Monna v European PaHiament, [1965] ECR 1033. That judgment, which concerned the Staff Regulations of the EEC and the EAEC (Reguládon No 31 (EEC), II (EAEC), Official Journal, English Special Edition (1959-62), p. 135), is equally applicable to the Staff Regulations of the European Communities because the wording of Annex III is the same in each case.
( 11 ) Judgment of 14 December 1965 in Case 21/65, cited above.
( 12 ) Council Regulation introducing special and temporary measures applicable to the recruitment of officials of the European Communities in consequence of the accession of the Hellenic Republic to the Communities (Official Journal L 78, p. 1).
( 13 ) Judgment of 9 October 1974 in Joined Cases 112, 144 and 145/73, Anna-Maria Campogrande and Others v Commission of the European Communities, [1974] ECR 957.
( 14 ) Judgment of 16 March 1978 in Case 7/77, Bernhard Diether Ritter von WüllerstorH und Urhair v Commission, [1978] ECR 769.
( 15 ) Judgment of 9 February 1984 in Joined Cases 316/82 and 40/83, Nelly Kohler v Auditors oĮ the European Communities, [1984] ECR 641.
( 16 ) Case 23/64, Thérèse Vandevyvere v European Parliament, [1965] ECR 157.
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