The following documents are required for obtaining the approval of FINMA:
for investment fund, the collective investment contract (Art. 25);
for SICAVs, the articles of association and investment regulations;
for LPCIs, the company agreement;
SICAFs, the articles of association and investment regulations;
1 the relevant documents of foreign collective investment schemes which are offered to non-qualified investors.
If an investment fund or SICAV is structured as an open-ended collective investment scheme with subfunds (Art. 92 et seq.), each subfund or category of shares requires individual approval.
The documents of an L-QIF and their amendment require neither an approval pursuant to paragraph 1 nor an approval pursuant to paragraph 2.2
Footnotes
Amended by Annex No II 13 of the Financial Institutions Act of 15 June 2018, in force since 1 Jan. 2020 (AS 2018 5247, 2019 4631;BBl 2015 8901). ↩
Inserted by No I of the FA of 17 Dec. 2021, in force since 1 March 2024 (AS 2024 53;BBl 2020 6885). ↩
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