In the event of infringements of the contractual or regulatory provisions or of the provisions of the articles of association, the supervisory instruments pursuant to Articles 30–35 and 37 of the FINMASA1applymutatis mutandis .2
Article 37 of FINMASA also appliesmutatis mutandis to approval under the present Act.
If the investors' rights appear to be endangered, FINMA may order the licensees to provide the necessary collateral.
If an enforceable order issued by FINMA is not complied with after prior warning within the deadline that has been set, FINMA may itself carry out the required actions at the expense of the negligent party.