Oklahoma Administrative Code, Title 660

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Chapter 1 Organization and Procedures of Securities Commission

Subchapter 1 General Provisions

Okla. Admin. Code § 660:1-1-1 Purpose

The provisions of this Chapter set forth the organization and procedural rules governing the Oklahoma Securities Commission.

History

• Amended at 15 Ok Reg 3409, eff 7-15-98

Okla. Admin. Code § 660:1-1-2 Statutory citations

Citations to statutes in this Chapter refer to the most recent codification of Title 71 of the Oklahoma Statutes.

Okla. Admin. Code § 660:1-1-3 Definitions

Unless the context clearly indicates otherwise, or unless defined in this Section, terms used in this Chapter, if defined in the Oklahoma Uniform Securities Act of 2004, the Oklahoma Subdivided Land Sales Code, the Oklahoma Business Opportunity Sales Act or the Oklahoma Take-over Disclosure Act of 1985 shall have the meanings set forth in such acts. The following words and terms, when used in this Chapter, shall have the following meaning, unless the context clearly indicates otherwise:

"Administrator" means the Administrator of the Department of Securities.

"Business Opportunity Act" means the most recent codification of the Oklahoma Business Opportunity Sales Act in Title 71 of the Oklahoma Statutes.

"Commission" means the Oklahoma Securities Commission.

"Department" means the Oklahoma Department of Securities.

"Land Sales Act" means the most recent codification of the Oklahoma Subdivided Land Sales Code in Title 71 of the Oklahoma Statutes.

"NASD" means the National Association of Securities Dealers, Inc.

"SEC" means the United States Securities and Exchange Commission.

"Securities Act" means the most recent codification of the Oklahoma Uniform Securities Act of 2004 in Title 71 of the Oklahoma Statutes.

"Take-over Act" means the most recent codification of the Oklahoma Take-over Disclosure Act of 1985 in Title 71 of the Oklahoma Statutes.

History

• Amended at 15 Ok Reg 3409, eff 7-15-98; Amended at 21 Ok Reg 2488, eff 7-1-04