1904004 Informal Interpretation

us-ftc-hsr-informal-interpretations-d72934a407b990af2583ae441608c7251904004 Informal InterpretationGuidance

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Date

Tags:

Rule
803.5
Staff
Timothy Carson
Response/Comments

Yes, but the affidavit should still state that the UPE has the good faith intent to consummate the transaction.

Question

From: Carson, Timothy


Sent: Wednesday, April 17, 2019 1:25:59 PM (UTC-05:00) Eastern Time (US & Canada)


To: [Redacted]


Cc: [Redacted]


Subject: RE: Question re Signatory on HSR Filing

Yes, but the affidavit should still state that the UPE has the good faith intent to consummate the transaction.

From: [Redacted]


Sent: Wednesday, April 17, 2019 1:16 PM\


To: [Redacted]


Subject: Question re Signatory on HSR Filing

Hello:

Can an officer or director of the acquiring entity (not the UPE) sign the certification and affidavit if the UPE authorizes that person to sign? I’m having trouble reading the handwriting on the below interpretation (“or a Sub” vs “on a Sub”):

https://www.ftc.gov/sites/default/files/documents/informal_interpretations/0408010-informal-interpretation/0408010.pdf

1
Sheinberg, Samuel I.
From:
Sent: 	Wednesday, April 17, 2019 1:26 PM
To: 	Walsh, Kathryn E.; Berg, Karen E.; Biagioli, Kimberley; Sheinberg, Samuel I.; Six, Anne;
Whitehead, Nora
Subject: 	FW: Question re Signatory on HSR Filing
From: Carson, Timothy
Sent: Wednesday, April 17, 2019 1:25:59 PM (UTC-05:00) Eastern Time (US & Canada)
To:
Cc:
Subject: RE: Question re Signatory on HSR Filing
Yes, but the affidavit should still state that the UPE has the good faith intent to consummate the transaction.
From:
Sent: Wednesday, April 17, 2019 1:16 PM
To:
Subject: Question re Signatory on HSR Filing
Hello:
Can an officer or director of the acquiring entity (not the UPE) sign the certification and affidavit if the UPE authorizes
that person to sign? I’m having trouble reading the handwriting on the below interpretation (“or a Sub” vs “on a Sub”):
https://www.ftc.gov/sites/default/files/documents/informal interpretations/0408010‐informal‐
interpretation/0408010.pdf
2

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