2409009 Informal Interpretation

Sheinberg, Samuel I.
From:
Sent:
To:
Sheinberg, Samuel I.
Monday, Sep tember 16, 2024 10:52 AM
Cc: 	HSRHe lp
Subject: 	RE: HSR Fo rm / Question about Listing Spou ses as UPE
You can indicate in item l(a) or in an endnote that the UPE is a husband and wi fe. Yes, one can cert ify on behalf of both.
From: HSRHelp <HSRHe lp@ftc.gov>
Sent: Monday, September 16, 2024 9:46 AM
To: Walsh, Kathryn E. <kwalsh@ftc.gov>; Berg, Karen E. <KB ERG@ftc.gov>; Musick, Vesselina <vm usick@ftc.gov>;
Shaffer, Kr istin <kshaffer@ftc.gov>; She inberg, Samuel I. <SS HEINBERG@ftc.gov>; Si x, Anne <as ix@ftc.gov>; Whitehead,
Nora <nwhitehead@ftc.gov>; Fetterman, Michelle <mfetterman@ftc.gov>; Burton, June <jburton@ftc.gov>; Larson,
Peter <plarson@ftc.gov>
Subject: FW: HSR Form / Question about Listing Spouses as UPE
From:
Sent: Monday, Septembe r 16, 2024 9:45:21 AM ( UTC-05:00 ) Eastern Time ( US & Canada)
To: HSRHelp <HSRHe lp@ftc.gov>
Subject: HSR Fo rm / Question about Listing Spouses as UPE
Hi:
In a sale of voting securities, t he UPE tor an Acquired Person is a husband and w ife, who each own 50% of the
vot in g secu r it ies. Thus, each is ind ividua lly a UPE and, through aggregation are each t he owner of 1 00% of t he
vot in g secur it ies. How should t he spouses be listed in item 1(a)? Ca n one of th em certify t he filing on behalf of
himself or herself and the spouse?
Thank you.
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