88092444•Pacific Pharmaceuticals
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Mailed: June 10, 2026 UNITED STATES PATENT AND TRADEMARK OFFICE Trademark Trial and Appeal Board ———— In re Pacific Pharmaceuticals ———— Reexamination No. 2023-100842R for Registration No. 5904721 ———— Anna Kurian Shaw and Katherine Bastian of Hogan Lovells US LLP, for Pacific Pharmaceuticals. Catherine Tarcu, Attorney Advisor, Liaison & Petitions Office, Montia Pressey, Director for Trademark Register Protection. ———— Before Goodman, Cohen, and Lavache, Administrative Trademark Judges. Opinion by Lavache, Administrative Trademark Judge: Pacific Pharmaceuticals (“Registrant”) is the owner of Registration No. 5904721 for the standard-character mark ESSENTIALE FORTE for, as amended, “Pharmaceutical preparations and substances for the treatment of hepatological related diseases and disorders; Dietary supplements; Nutraceuticals for use as a dietary supplement,” in International Class 5.1 On petition for reexamination, the 1 Registration No. 5904721 issued on the Principal Register on November 5, 2019. A declaration of use under Trademark Act § 8, 15 U.S.C. § 1058, was filed on October 30, 2025. THIS OPINION IS NOT A PRECEDENT OF THE TTAB
Reexamination No. 2023-100842R for Registration No. 5904721 2 above-named Attorney Advisor (“Examiner”)2 issued a final decision finding that the registration should be cancelled under Trademark Act Section 16B, 15 U.S.C. § 1066b(b),3 because the registered mark was not in use in commerce for the identified goods on or before the relevant date. Registrant appeals that final decision. See Trademark Rule 2.141(b), 37 C.F.R. § 2.141(b) (providing for appeal to the Board from a reexamination proceeding). For the reasons explained below, we affirm the Examiner’s decision. I. Background A. Law and Procedures for Reexamination Proceedings In a reexamination proceeding, the USPTO may cancel, in whole or in part, a registration issued under Trademark Act Section 1, 15 U.S.C. § 1051, if the evidence of record shows that the registered mark was not in use in commerce as of the relevant date. Where the underlying application was filed under Trademark Act Section 1(a), 15 U.S.C. § 1051(a), the relevant date is the filing date of the application. See Trademark Act Section 16B(b)(1), 15 U.S.C. § 1066b(b)(1); Trademark Rule 2.91(a)(2)(i), 37 C.F.R. § 2.91(a)(2)(i). In the case of an intent-to-use application filed under Trademark Act Section 1(b), 15 U.S.C. § 1051(b), the relevant date is the date of an amendment to allege use, if one is filed, or the deadline for filing a statement of 2 The terms “Trademark Examining Attorney” and “Examining Attorney” are typically used in decisions involving ex parte appeals, but, here, the relevant section of the Trademark Act refers to the “examiner” and “the examiner’s decision.” See Trademark Act Section 16B(g), 15 U.S.C. § 1066b(g). We will therefore also use the term “Examiner” in our opinion. 3 The Director’s authority to make determinations and issue notices and decisions related to this matter was delegated to the assigned Examiner pursuant to 35 U.S.C. § 3(a)-(b). See also Trademark Rule 2.91(e), 37 C.F.R. § 2.91(e) (“The authority to act on petitions made under this section is reserved to the Director, and may be delegated.”).
Reexamination No. 2023-100842R for Registration No. 5904721 3 use, including all approved extensions. See Trademark Act Section 16B(b)(2), 15 U.S.C. § 1066b(b)(2); Trademark Rule 2.91(a)(2)(ii), 37 C.F.R. § 2.91(a)(2)(ii). A reexamination proceeding may be instituted either on the Director’s own initiative or through a third-party petition. See Trademark Rules 2.92(a) and 2.92(b), 37 C.F.R. §§ 2.92(a), 2.92(b).4 If a third-party petition for reexamination is filed, an examiner will review it to determine whether it makes a prima facie showing of nonuse as of the relevant date. See Trademark Rule 2.92(a), 37 C.F.R. § 2.92(a). If it does make a prima facie case, the examiner will issue an office action to the registrant setting forth the examiner’s determination and a notice of institution of the proceeding. See Trademark Rule § 2.92(f)(2), 37 C.F.R. 2.92(f)(2); see also 15 U.S.C. § 1066b(d)(1).5 To avoid cancellation of the registration, the registrant must respond to the office action with “such evidence of use, information, exhibits, affidavits, or declarations as may be reasonably necessary to rebut the prima facie case of nonuse by establishing that the required use in commerce has been made on or in connection with the goods 4 A petition for reexamination must be filed within five years of the date the mark was registered. See Trademark Rule 2.91(b)(2), 37 C.F.R. § 2.91(b)(2). And a Director-initiated reexamination proceeding must be instituted within the same time frame. See Trademark Rule 2.92(b), 37 C.F.R. § 2.92(b) (indicating that “[t]he Director may institute an ex parte . . . reexamination proceeding on the Director’s own initiative, within the time periods set forth in § 2.91(b)”). 5 Trademark Act Section 16B(d)(3), 15 U.S.C. § 1066b(d)(3), states that “[a]ny determination by the Director whether or not to institute a reexamination proceeding under this section shall be final and non-reviewable”). See also Trademark Rule 2.92(c)(1), 37 C.F.R. § 2.92(c)(1) (“Any determination by the Director whether to institute an expungement or reexamination proceeding shall be final and non-reviewable.”).
Reexamination No. 2023-100842R for Registration No. 5904721 4 and/or services at issue as of the date relevant to the proceeding.” 37 C.F.R. 2.93(a).6 “A registrant’s documentary evidence of use shall be consistent with when a mark shall be deemed to be in use in commerce under the definition of ‘use in commerce’ in section 1127 . . . .” 15 U.S.C. § 1066b(f); see also Trademark Rule 2.93(b)(7), 37 C.F.R. § 2.93(b)(7). Under Trademark Act Section 45, “use in commerce” is the bona fide use of a mark in the ordinary course of trade. 15 U.S.C. § 1127. Thus, use made merely to reserve a right in a mark does not meet the statutory definition of “use in commerce.” See TRADEMARK MANUAL OF EXAMINING PROCEDURE (TMEP) § 901.02 (May 2026) (citing legislative history for the Trademark Law Revision Act of 1988, Public Law 100-667, 102 Stat. 3935); see also Couture v. Playdom, 778 F.3d 1379, 1381 (Fed. Cir. 2015); Lens.com, Inc. v. 1-800 Contacts, Inc., 686 F.3d 1376, 1380 (Fed. Cir. 2012); Aycock Eng’g., Inc. v. Airflite, Inc., 560 F.3d 1350, 1357 (Fed. Cir. 2009) (explaining the requirement that a mark be used in the “ordinary course of trade”); In re Everwise Credit Union, No. 2023-100533R, 2026 TTAB LEXIS 118, at *5-6. “Any evidence of use must be accompanied by a verified statement signed by someone with firsthand knowledge of the facts to be proved, setting forth . . . factual information about the use of the mark in commerce, including a description of the supporting evidence and how the evidence demonstrates use of the mark in commerce 6 As occurred in this case, a registrant may also respond to a reexamination Office action by deleting “some or all of the goods and/or services at issue in the proceeding.” Trademark Rule 2.93(b)(6), 37 C.F.R. § 2.93(b)(6). This renders the reexamination proceeding moot as to the deleted goods or services. See Trademark Rule 2.93(d)(3), 37 C.F.R. § 2.93(d)(3).
Reexamination No. 2023-100842R for Registration No. 5904721 5 as of [the] relevant date for the goods and/or services at issue.” Trademark Rule 2.93(b)(7), 37 C.F.R. § 2.93(b)(7). “While institution [of a reexamination proceeding] necessitates a response from the registrant that includes evidence rebutting the prima facie case [of nonuse], the ultimate burden of proving nonuse by a preponderance of the evidence remains with the Office.” Changes To Implement Provisions of the Trademark Modernization Act of 2020, 86 Fed. Reg. 64,300, 64,304 (Nov. 17, 2021). B. Prosecution History In this case, the application underlying the registration was filed on August 24, 2018, under Trademark Act Section 1(b), 15 U.S.C. § 1051(b), based on an allegation of an intent to use the mark in commerce. After the mark was published for opposition and no opposition was filed, the Office issued a notice of allowance. Within six months, Registrant (then-Applicant) filed a Statement of Use under Section 1(d), 15 U.S.C. 1051(d), claiming February 8, 2016 as both the date the mark was first used anywhere and the date it was first used in commerce. Based on the Statement of Use, the mark registered on November 5, 2019. On September 13, 2023, a third party filed a petition for reexamination of Registrant’s mark under Trademark Act Section 16B(a), 15 U.S.C. § 1066b(a), which presented arguments and evidence that the mark was not in use in commerce for any
Reexamination No. 2023-100842R for Registration No. 5904721 6 of the listed International Class 5 goods on or before the relevant date,7 which, in this case, is September 12, 2019, the deadline for filing the statement of use.8 The assigned Examiner found that the petition established a prima facie case that the mark was not in use as of the relevant date for the identified goods. The Examiner thus issued a nonfinal Office action, which notified Registrant that a reexamination proceeding had been instituted and required Registrant to respond with documentary evidence of the mark’s use in commerce for the identified goods as of the relevant date.9 Registrant timely responded with its evidence of use, but also requested that the registration’s identification of goods be amended to delete certain wording from the identification to limit the identified “pharmaceutical preparations and substances” to those “for the treatment of hepatological related diseases and disorders.”10 The Examiner granted the requested amendment, but found 7 See September 13, 2023 Petition for Reexamination at TSDR 1-95. The Trademark Status and Document Retrieval (TSDR) citations in this opinion refer to the electronic file database for the involved application. The TTABVUE citations in this opinion refer to the Board’s docket system. The number preceding the “TTABVUE” designation is the docket entry number and any numbers following indicate the page numbers within the docket entry. 8 A Statement of Use is due six months after the Notice of Allowance issues, unless a timely Request for Extension of Time to File a Statement of Use is filed. See Trademark Act Section 1(d), 15 U.S.C. § 1051(d); Trademark Rule 2.88(a), 37 C.F.R. § 2.88(a). Here, the Notice of Allowance issued on March 12, 2019, and Registrant (then-Applicant) did not file an extension request. Thus, the deadline for filing the Statement of Use was September 12, 2019. 9 See October 31, 2023 Combined Notice of Institution and Nonfinal Office Action at TSDR 1- 7. 10 February 17, 2024 Response to Nonfinal Reexamination Office Action at TSDR 1-7. The registration originally identified the goods as “Pharmaceutical preparations and substances for the treatment of viral, metabolic, endocrine, musculoskeletal, cardiovascular, cardiopulmonary, genitourinary, sexual dysfunction, oncological, hepatological, ophthalmic, respiratory, neurological, gastrointestinal, hormonal, dermatological, psychiatric and
Reexamination No. 2023-100842R for Registration No. 5904721 7 Registrant’s evidence did not show the required use of the mark for the goods in the amended identification.11 Accordingly, the Examiner issued a final Office action maintaining the requirement for documentary evidence of use of the registered mark in connection with the identified goods as of the relevant date,12 and indicating that, if that requirement were not satisfied, the registration would be cancelled under Trademark Act Section 16B(b), 15 U.S.C. § 1066b(b). Registrant subsequently filed this appeal and requested reconsideration, which the Examiner denied.13 The appeal then resumed and has been fully briefed.14 The sole issue on appeal is whether Registration No. 5904721 should be cancelled under Trademark Act Section 16B, because Registrant’s ESSENTIALE FORTE mark was not in use in commerce for the identified International Class 5 goods, as amended, on or before the relevant date of September 12, 2019. immune system related diseases and disorders; Dietary supplements; Nutraceuticals for use as a dietary supplement,” in International Class 5. See November 5, 2019 Registration Certificate at TSDR 1. 11 See August 15, 2024 Final Reexamination Office Action at TSDR 2-4. 12 See id. at 1-4. 13 See June 30, 2025 Denial of Request for Reconsideration at TSDR 1-5. 14 Registrant’s Appeal Brief, 6 TTABVUE; Examiner’s Brief, 8 TTABVUE; Registrant’s Reply Brief, 9 TTABVUE. The Examiner’s Brief is 8 pages long, but features single-spaced text, rather than the double- spaced text required by Trademark Rule 2.126(b)(1), 37 C.F.R. § 2.126(b)(1). See also Trademark Rule 2.142(b)(2), 37 C.F.R. § 2.142(b)(2) (“Briefs must meet the requirements prescribed in § 2.126.”). Nonetheless, we have considered the brief, because, even if the text were double-spaced, it would not exceed the 25-page limit for briefs prescribed by Trademark Rule 2.142(b)(2). Cf. In re Dimarzio, Inc., No. 87213400, 2021 TTAB LEXIS 457, at *7 (declining to consider applicant’s appeal brief where the brief “would undoubtedly exceed 25 pages if Applicant used double-spaced text, as required”).
Reexamination No. 2023-100842R for Registration No. 5904721 8 II. Evidence of Record Registrant submitted the following documentary evidence, supported by the declarations of Edward Lee, Director of Pacific Pharmaceuticals:15 • A copy of the specimen submitted with Registrant’s Statement of Use, described as “a photograph of a bottle of ESSENTIALE FORTE supplements,” which, according to Mr. Lee, reflects the product as of February 8, 2016;16 • A photograph, which, according to Mr. Lee’s declaration of February 16, 2024, shows “current ESSENTIALE FORTE PRODUCTS, taken by a retailer in Queens, New York”;17 15 See February 17, 2024 Response to Nonfinal Reexamination Office Action at TSDR 4-5 (First Lee Declaration); November 15, 2024 Request for Reconsideration at TSDR 14-18 (Second Lee Declaration). 16 February 17, 2024 Response to Nonfinal Reexamination Office Action at TSDR 4 (First Lee Declaration); see also September 10, 2019 Statement of Use at TSDR 1 (describing the specimen as a “photograph of a dietary supplement baring [sic] the mark on a bottle label”). 17 February 17, 2024 Response to Nonfinal Reexamination Office Action at TSDR 5 (First Lee Declaration); see also November 15, 2024 Request for Reconsideration at TSDR 16 (Second Lee Declaration).
Reexamination No. 2023-100842R for Registration No. 5904721 9 • Two sales invoices located by Mr. Lee, dated July 16, 2016, and November 15, 2017, showing sales of “Pharma America – Essential [sic] Forte Liver” in quantities of 5 units and 10 units respectively from Success & Success International Limited to Hung Vu Auditor LLC;18 18 See February 17, 2024 Response to Nonfinal Reexamination Office Action at TSDR 6-7 ; see also November 15, 2024 Request for Reconsideration at TSDR 16 (Second Lee Declaration).
Reexamination No. 2023-100842R for Registration No. 5904721 10 • And an excerpt from https://pacificnatures.com, accessed on November 15, 2024, which, according to Mr. Lee, shows that “Registrant’s Goods bearing Registrant’s Mark are now available for sale from [Registrant] to consumers in the United States.”19 19 November 15, 2024 Request for Reconsideration at TSDR 20.
Reexamination No. 2023-100842R for Registration No. 5904721 11 III. Arguments & Analysis Registrant argues that the Examiner “has not met her burden of demonstrating nonuse by a preponderance of the evidence,” asserting that she “ignore[d] or discount[ed] the evidence of record, manufacture[d] use requirements not found in the law, and fail[ed] to refute or distinguish the case law cited by Registrant demonstrating that its evidence of use is sufficient to show bona fide use of Registrant’s Mark in commerce.”20 Regarding the evidence of record, Registrant contends that the original specimen of use, the two sales invoices, the photograph of ESSENTIALE FORTE products on a retail shelf, the website excerpt, and the two declarations from Mr. Lee, “taken together, and examined under proper legal authority, is sufficient to demonstrate bona fide use of Registrant’s Mark in connection with Registrant’s Goods on or before the Statement of Use Date.”21 The Examiner counters that Registrant’s “evidence fails to rebut the prima facie case of nonuse” because it shows “at best, sporadic, casual, and de minimus [sic] use that does not meet the standard for bona fide use of the mark in commerce with the registered goods at the relevant time.”22 A. Sales Invoices Turning first to the two sales invoices, we note, as the Examiner does,23 that they are the only evidence, aside from the original specimen of use, that predates the 20 Registrant’s Appeal Brief, 6 TTABVUE 3. 21 Id. at 10 (italics removed). 22 Examiner’s Brief, 8 TTABVUE 3-4. 23 Id. at 4.
Reexamination No. 2023-100842R for Registration No. 5904721 12 relevant date. And there are a number of issues with these invoices that diminish their value as evidence of use of the registered mark by Registrant. For one, the invoices do not show the registered mark ESSENTIALE FORTE. Instead, they show a mark with a slightly different spelling, ESSENTIAL FORTE. The Examiner has pointed this out,24 but the issue is not addressed in Registrant’s briefs. Thus, Registrant has failed to explain why we should treat ESSENTIAL FORTE as the equivalent of ESSENTIALE FORTE, and it is not our responsibility to manufacture an explanation on Registrant’s behalf. Cf., e.g., DC Comics v. Cellular Nerd LLC, No. 91246950, 2022 TTAB LEXIS 453, at *46 n.81 (“It is not the function of the Board to scour the record in search of facts or evidence to support a party’s position.”). Not only do the invoices show a different mark, but they also list a seller other than Registrant. That is, they identify the seller as an entity called Success & Success International Limited (“Success”). Mr. Lee’s declaration confirms this, indicating that, “prior to 2016, Success functioned as the original sales company for Registrant’s Goods in the United States” and, “[a]fter 2016, although Registrant offered and sold Registrant’s Goods to U.S. consumers, Success continued to issue the invoices to U.S. consumers.”25 Further, the product description in both invoices appears to point to yet another potential source of the goods: Pharma America. 24 Id. at 8 n.2. 25 November 15, 2024 Request for Reconsideration at TSDR 17 (Second Lee Declaration).
Reexamination No. 2023-100842R for Registration No. 5904721 13 Nonetheless, Registrant insists that the invoices show use by Registrant, or at least use that inures to Registrant’s benefit,26 because, according to Mr. Lee’s declaration, “Success is a sister company to Registrant, also fully owned and controlled by the Toh Family, just like Registrant.”27 But, even if the two entities are sister companies with the same parent owner, that alone does not dictate that they are related companies such that use by Success inures to the benefit of Registrant. See, e.g., In re Pharmacia, Inc., No. 73523579, 1987 TTAB LEXIS 93, at *6 (“We do not believe the mere fact that two sister companies are both controlled by a third company means that use by one of the sister companies automatically inures to the benefit of the other sister.”). To be considered “related companies” for that purpose, there must also be evidence that Registrant exercised appropriate control over the nature and quality of the goods offered and sold by Success under the registered mark. See Trademark Act Section 45, 15 U.S.C. § 1127 (“The term ‘related company’ means any person whose use of a mark is controlled by the owner of the mark with respect to the nature and quality of the goods or services on or in connection with which the mark is used.”); Great Seats, Ltd. v. Great Seats, Inc., No. 92032524, 2007 TTAB LEXIS 68, at *29-30 (finding sister corporations were not related companies in the absence of evidence showing that the applicant corporation controlled the sister corporation’s use of the mark as to the nature and quality of the services rendered under the mark). 26 See Registrant’s Appeal Brief, 6 TTABVUE 5. 27 November 15, 2024 Request for Reconsideration at TSDR 17 (Second Lee Declaration).
Reexamination No. 2023-100842R for Registration No. 5904721 14 Here, nothing in Mr. Lee’s declarations, nor any other information in the record, establishes the requisite control. The record also lacks any information that would clarify the nature of Success’s functions or activities as the “original sales company for Registrant’s goods,” such as whether Success was operating as Registrant’s licensee or franchisee, or whether there was otherwise an arrangement between the two as to the use of the mark or the nature and quality of the goods sold under the mark. See, e.g., Sock It to Me v. Aiping Fan, No. 91230554, 2020 TTAB LEXIS 201, at *11-14 (recognizing that use of a mark by a licensee may inure to the benefit of a licensor if the licensor exercises sufficient control over the nature and quality of the goods sold under the mark). We therefore have no basis to conclude that these invoices, issued by Success and also referencing Pharma America, establish use by Registrant of the mark on the identified goods. Based on these issues alone, the invoices are of negligible value in establishing Registrant’s use of ESSENTIALE FORTE in connection with the identified goods as of the relevant date. But the Examiner’s main criticism of the invoices is that they reflect two sales totaling only 15 units of Registrant’s goods to a single buyer, Hung Vu Auditor LLC, with the second sale almost two years prior to the relevant date.28 According to the Examiner, these facts indicate not only token use by Registrant, but use that is inconsistent with the ordinary course of trade in the supplements industry.29 28 Examiner’s Brief, 8 TTABVUE 3-4. 29 See id.
Reexamination No. 2023-100842R for Registration No. 5904721 15 For its part, Registrant argues that, as indicated in Mr. Lee’s declaration, “small amounts of sales to repeat customers are common in Registrant’s industry, which consists of supplying nutraceuticals and supplements featuring traditional Burmese ingredients and remedies to Myanma[r] communities in the United States.”30 The Examiner, in turn, responds that Registrant’s narrowing of the relevant industry to “a niche pharmaceutical, nutraceutical, and supplement industry catering to ethnic minorities” is improper.31 We agree with the Examiner. Use in commerce “contemplates commercial use of the type common to the particular industry in question.” Paramount Pictures Corp. v. White, No. 91090130, 1994 TTAB LEXIS 14, at *20 (discussing the legislative history of the Trademark Law Revision act) (emphasis added), aff’d without published opinion, 108 F.3d 1392 (Fed. Cir. 1997). In this case, the registration identifies the goods as “Pharmaceutical preparations and substances for the treatment of hepatological related diseases and disorders; Dietary supplements; Nutraceuticals for use as a dietary supplement,” without any of Registrant’s asserted restrictions as to trade channels or potential consumers. Thus, the relevant industry, or “particular industry in question,” we must consider is the industry for pharmaceutical preparations, nutraceuticals, and dietary supplements.32 And the question is whether Registrant’s 30 Registrant’s Appeal Brief, 6 TTABVUE 11. 31 Examiner’s Brief, 8 TTABVUE 4. 32 Registrant equates the Examiner’s refusal to narrow the relevant industry based on restrictions not reflected in the registration’s identification to a finding “that Registrant has not demonstrated bona fide use of the Registered Mark because it has not submitted evidence of use of the Registered in Mark in all trade channels to all potential purchasers.”
Reexamination No. 2023-100842R for Registration No. 5904721 16 two sales totaling 15 units of supplements to a single purchaser is common to that industry such that we may consider it bona fide use in the ordinary course of trade. Cf. Everwise, 2026 TTAB LEXIS 118, at *29-30 (considering whether registrant, whose registration listed various banking, credit union, and financial services, had demonstrated use of the registered mark “in ways common to the credit union industry”). The record does not contain any evidence as to typical sales activities or sales volumes within the supplements industry. But even in the absence of such evidence, we cannot see how these two sales totaling 15 units of supplements to a single purchaser for just under $55, and occurring 22 months (or more) before the relevant date, is anything other than de minimis or token use, which is not typical of an entity attempting to make bona fide use of the mark in connection with the goods in the supplements industry. That remains true even if we accept that Registrant’s goods are specifically directed to Myanmar communities in the U.S. Indeed, the Examiner Registrant’s Reply Brief, 9 TTABVUE 4-5 (italics removed). This mischaracterizes the Examiner’s position, which is that the relevant industry must be based on the goods as they are identified in the registration. See Examiner’s Brief, 8 TTABVUE 4. We cannot limit the identified goods to specific trade channels if the identification includes no such limitation. See B&B Hardware v. Hargis Indus., 575 U.S. 138, 143 (2015) (“[I]f an ‘application does not delimit any specific trade channels of distribution, no limitation will be’ applied.” (quoting 3 J. McCarthy, TRADEMARKS & UNFAIR COMPETITION §20:15, at 20-45 (4th ed. 2014))). Likewise, we cannot limit the relevant industry to parameters defined by Registrant based on the specific marketing or sales activities Registrant is engaged in if those parameters are not reflected in the identification. Of course, evidence as to Registrant’s use of the mark and the particular trade channels and classes of consumers for Registrant’s goods is relevant to our analysis. After all, the purpose of defining the relevant industry is so that we may determine whether Registrant’s use of the mark in connection with the goods is typical within that industry. But Registrant asks us to conflate the relevant industry with Registrant’s particular business model, which would essentially short-circuit that determination.
Reexamination No. 2023-100842R for Registration No. 5904721 17 provided evidence that, as of 2020, there were 276,322 Burmese Americans.33 Assuming the 15 units were ultimately sold to 15 different individuals in Registrant’s targeted demographic, that represents, at most, sales to .005% of the Burmese American population. Registrant argues that there is “no rule of law that the owner of a trademark must reach a particular level of success, measured either by the size of the market or by its own level of sales, to have bona fide use of a mark in U.S. commerce and there is no de minimis test for the ‘use in commerce’ requirement.”34 To support this argument, Registrant cites to prior Board cases where bona fide use was found based on minimal sales of the relevant goods.35 33 See Denial of Request for Reconsideration at TSDR 28-29. Registrant notes that the Examiner’s evidence on this point consists of “a website screenshot with a QR code providing access to the report supporting her premise, not the report itself.” Registrant’s Appeal Brief, 6 TTABVUE 13 n.3. Therefore, Registrant argues, we should not consider the report or any contentions that are based on the report. Id. We have not considered the report, as it is not of record. The population figure we cited is from the website screenshot itself. We also note that, while we are relying on the truth of the contents of the website, Registrant does not raise a hearsay objection and, in any event, the hearsay rule does not apply in ex parte proceedings such as this. See, e.g., In re Epstein, 32 F.3d 1559, 1565 (Fed. Cir. 1994) (explaining what hearsay rule does not apply in ex parte proceedings before the USPTO); In re Hudson News Co., No. 74441602, 1996 TTAB LEXIS 16, at *16 n.10, aff’d without op., 114 F.3d 1207 (Fed. Cir. 1997) (“Although there is a hearsay element to this evidence, there is no bias in the evidence which was not prepared for purposes of this case.”) For its part, Registrant attached for the first time to its Appeal Brief evidence consisting of a screenshot from worldpopulationreview.com. See 6 TTABVUE 23-24. “In an appeal from an expungement or reexamination proceeding, no additional evidence may be included once an appeal is filed . . . .” See Trademark Rule 2.142(d)(2), 37 C.F.R. § 2.142(d)(2); TRADEMARK TRIAL AND APPEAL BOARD MANUAL OF PROCEDURE (TBMP) § 1305 (June 2025). Accordingly, we have not considered this evidence. 34 Registrant’s Appeal Brief, 6 TTABVUE 19 (italics removed). 35 See id. at 19-20.
Reexamination No. 2023-100842R for Registration No. 5904721 18 We agree that the amount of sales under a mark is not always determinative, or even particularly significant, when considering whether bona fide use of the mark has been made. See Everwise, 2026 TTAB LEXIS 118, at *25 (“[T]he definition of ‘bona fide use’ should be interpreted with flexibility to encompass various genuine, but less traditional, trademark uses, such as those made in test markets, infrequent sales of large or expensive items, or ongoing shipments of a new drug to clinical investigators by a company awaiting FDA approval . . . .” (citing Paramount Pictures Corp. v. White, No. 91090130, 1994 TTAB LEXIS 14, at *20 n.8 )). That said, each case must be decided on its own facts, in view of the record in its entirety. See In re Nett Designs, Inc., 236 F.3d 1339, 1342 (Fed. Cir. 2001) (“The Board must decide each case on its own merits.”). And, here, in contrast to the cases cited by Registrant, we find that the total of 15 units sold reflects the type of extremely minimal use made to merely reserve a right in the mark, especially since there is nothing about the inherent nature of the identified goods that would necessitate selling them on an infrequent basis in such small quantities to a single purchaser.36 36 Registrant claims that the Examiner failed to distinguish any of the case law Registrant cited in support of its arguments. See Registrant’s Appeal Brief, 6 TTABVUE 21 n.6. While the Examiner did not specifically address every case cited by Registrant, she did acknowledge, as we do above, that “there is no uniform minimum quantity of use required, and no particular level of success required to be achieved in order to satisfy a valid claim of use in commerce,” and explained that, in this case, the evidence of record showed a level of sales that was inconsistent with the market for the identified goods. Examiner’s Brief, 8 TTABVUE 5. The Examiner also fully explained her position, with which we agree, that Christian Faith Fellowship Church v. Adidas AG, 841 F.3d 986 (Fed. Cir. 2016), does not support Registrant’s arguments with respect to bona fide use in the ordinary course of trade, but instead addresses the question of whether “a low quantum of sales qualifies as commerce that can be regulated by Congress.” Examiner’s Brief, 8 TTABVUE 4-5; see Adamson Sys. Eng’g, Inc. v. Peavey Elecs. Corp., No. 92076586, 2023 TTAB LEXIS 454, at *38-39 (indicating
Reexamination No. 2023-100842R for Registration No. 5904721 19 See Everwise, 2026 TTAB LEXIS 118, at *24-25 (noting that the ‘bona fide use’ language in Trademark Act Section 45 was adopted because “[t]oken use, or ‘use made merely to reserve a right in a mark,’ was criticized as ‘allow[ing] companies to obtain registration based on ‘minimal use,’ in contrast to ‘commercial use’ (quoting S. Rep. No. 535, 6, 100th Cong. 2d Sess. (1988))). B. Other Evidence The only other piece of evidence that predates the relevant date is the specimen submitted with the Statement of Use. Acceptable documentary evidence of use of the mark in commerce can include specimens of use filed pursuant to Trademark Rule 2.56, 37 C.F.R. § 2.56, but simply resubmitting the originally-submitted specimen without additional supporting evidence generally does not rebut a prima facie case of nonuse. See Everwise, 2026 TTAB LEXIS 118, at *6; Changes To Implement Provisions of the Trademark Modernization Act of 2020, 86 Fed. Reg. 64,300, 64,304 (Nov. 17, 2021) (“As a general matter, because the registration file, including any specimens, has already been considered in instituting the proceeding based on a prima facie case of nonuse, merely resubmitting the same specimen of use previously submitted in support of registration or maintenance thereof, or a verified statement alone, without additional supporting evidence, will likely be insufficient to rebut a prima facie case of nonuse.”); TMEP § 1716.04(c). Consistent with that general that Christian Faith Fellowship Church concerned “the scope of commerce that may be regulated by the U.S. Congress”).
Reexamination No. 2023-100842R for Registration No. 5904721 20 principle, we find here that the specimen submitted with the Statement of Use is insufficient to rebut the prima facie case of nonuse. The remaining evidence—the photograph of ESSENTIALE FORTE products on a retail shelf and the retail website excerpt showing a bottle of ESSENTIALE FORTE supplements—shows what Registrant characterizes as “current use.”37 That is, the evidence demonstrates use of the mark that occurred well after the relevant date.38 Registrant notes that this “this evidence was not submitted to show use on or before the Statement of Use Date, but rather to refute the Attorney Advisor’s argument that the Registrant’s other evidence showed only token use of Registrant’s Mark, by demonstrating Registrant’s continuous, ongoing, and good faith use of Registrant’s Mark for Registrant’s Goods in the United States.”39 Even so, the fact remains that the evidence must show use of the registered mark by Registrant as of the relevant date and, as already discussed, the evidence here fails in that regard.40 Simply put, if Registrant cannot establish use of the mark on or before the relevant date, then the registration must be cancelled regardless of whether the mark is currently in use. See Trademark Rule 2.93(a), 37 C.F.R. § 2.93(a) (indicating that a registrant in a 37 Registrant’s Reply Brief, 9 TTABVUE 7 (capitalization removed). 38 Mr. Lee’s declaration does not indicate when the photograph of the retail shelf was taken, but he refers to the photograph as “[a]n image of a current ESSENTIALE FORTE PRODUCTS [sic],” and the declaration is dated February 16, 2024. February 17, 2024 Response to Nonfinal Reexamination Office Action at TSDR 5 (First Lee Declaration); see also November 15, 2024 Request for Reconsideration at TSDR 16 (Second Lee Declaration). The excerpt from https://pacificnatures.com shows a screen capture date of November 15, 2024. See November 15, 2024 Request for Reconsideration at TSDR 20. 39 Registrant’s Reply Brief, 9 TTABVUE 7. 40 Examiner’s Appeal Brief, 8 TTABVUE 5.
Reexamination No. 2023-100842R for Registration No. 5904721 21 reexamination proceeding is required “to provide such evidence of use, information, exhibits, affidavits, or declarations as may be reasonably necessary to rebut the prima facie case of nonuse by establishing that the required use in commerce has been made on or in connection with the goods and/or services at issue as of the date relevant to the proceeding”). Lastly, the Examiner notes that the record is devoid of evidence that “supports use of the mark as of the relevant date in connection with ‘pharmaceutical preparations and substances used for the treatment of hepatological related diseases and disorders.’”41 On this point, the Examiner has provided evidence that pharmaceuticals are strictly regulated because they are “the equivalent of medicinal drugs”42 and thus they are qualitatively different from Registrant’s other identified goods, “Dietary supplements” and “Nutraceuticals for use as a dietary supplement.” Registrant objects to this line of argument, asserting that the Examiner “raises this issue for the first time in her denial of Request for Reconsideration, leaving Registrant no opportunity to substantively respond before the USPTO.”43 Thus, “Registrant believes this ground for denial is improper and should be dismissed by the TTAB.” We disagree with Registrant that the Examiner’s argument is somehow a new or separate “ground for denial,” or that it otherwise raises a new issue. The Examiner 41 Id. 42 Id. The Examiner’s supporting evidence was attached to the June 30, 2025 Denial of Request for Reconsideration at TSDR 7-27. 43 Registrant’s Appeal Brief, 6 TTABVUE 7 n.2.
Reexamination No. 2023-100842R for Registration No. 5904721 22 merely pointed out in the Denial of Request for Reconsideration, in further support of the finding of nonuse, that pharmaceuticals constitute a particular type of goods and that use in connection with such goods was not reflected in the evidence Registrant had submitted.44 This is entirely consistent with the first Nonfinal Reexamination Office Action, which notified Registrant that it was required to provide evidence of use for all of the goods listed in the registration.45 While Registrant claims it had no opportunity to substantively respond to this argument, the requirement to show use in connection with these goods existed from the outset. Aside from that, Registrant could have substantively addressed the issue in its briefs, but made no attempt to do so.46 Instead, Registrant stated that “to the extent that the Board considers this basis for denial,” Registrant “is willing to delete the goods ‘Pharmaceutical preparations and substances for the treatment of hepatological related diseases and disorders’ from the Registration to resolve this issue.”47 We note, however, that while a registrant may delete goods from a challenged registration 44 October 31, 2023 Nonfinal Reexamination Office Action at 4. 45 Id. at 1-3. 46 We acknowledge that Registrant could not have submitted new evidence with its briefs or requested remand to submit new evidence. See Trademark Rule 2.142(d)(2) (“In an appeal from an expungement or reexamination proceeding, no additional evidence may be included once an appeal is filed, and the Board may not remand for further examination.”); TBMP § 1305. Nonetheless, Registrant could have submitted substantive arguments as to why we should find that the evidence of record does show use in connection with the identified pharmaceuticals. Regardless, to the extent that Registrant’s objection pertains to the Examiner’s evidence as to the general nature of pharmaceuticals and how they are regulated, we need not rely on that evidence to find that record does not establish use of the mark in connection with the identified “Pharmaceutical preparations and substances for the treatment of hepatological related diseases and disorders.” 47 Registrant’s Appeal Brief, 6 TTABVUE 7 n.2; see also Registrant’s Reply Brief, 9 TTABVUE 7-8.
Reexamination No. 2023-100842R for Registration No. 5904721 23 during the pendency of an appeal to the Board from a reexamination proceeding,48 Registrant here has only offered to delete these goods and it is too late to delete them once a final decision by the Board is issued. See TBMP § 1307 (indicating that goods may be deleted from a registration “before the Board issues a final decision”).49 IV. Conclusion Having reviewed the record and considered all evidence and arguments, we find, based on a preponderance of the evidence, that Registrant has not demonstrated bona fide use in commerce of its ESSENTIALE FORTE mark as a source indicator for the Class 5 goods listed in the registration’s identification, as amended, on or before the relevant date of September 12, 2019. Beyond the original specimen of use submitted with the Statement of Use, the only evidence Registrant has submitted to show use before the relevant date are two invoices that do not display the registered mark, list a seller other than other than registrant, and reflect a total sale of 15 units to a single 48 As mentioned above, Registrant already deleted some of the goods from the registration’s identification in response to the Examiner’s initial Office action. See February 17, 2024 Response to Nonfinal Reexamination Office Action at TSDR 1. 49 In any event, given our determination in this case, the potential deletion is moot, as the entire registration will be cancelled.
Reexamination No. 2023-100842R for Registration No. 5904721 24 purchaser. Even when considered together with Mr. Lee’s declarations,50 this evidence falls far short of rebutting the Examiner’s finding of prima facie nonuse.51 Decision: We affirm the Examiner’s finding, pursuant to the petition for reexamination, that Registrant has failed to demonstrate bona fide use of the mark in commerce on or before the relevant date. Accordingly, Registration No. 5904721 for the mark ESSENTIALE FORTE will be cancelled in its entirety in due course under Trademark Act § 16B(g), 15 U.S.C. § 1066b(g). 50 In neither of Mr. Lee’s declarations does he directly state that the registered mark was in use in commerce for any of the identified goods on or before the deadline for filing the Statement of Use. In his first declaration, he states that Registrant “submitted a statement of use . . . and in it, claimed that ESSENTIALE FORTE was first used in commerce in the United States on February 8, 2016” and that the sales invoices he located show dates that “are well in advance of the deadline to file a statement of use.” February 17, 2024 Response to Nonfinal Reexamination Office Action at TSDR 4-5 (First Lee Declaration). In his second declaration he repeats his statement regarding the claim of first use submitted with the Statement of Use, and states that he “understand[s] that Registrant confirmed in its Response and through my supporting declaration, that Registrant’s Mark was in use with Registrant’s Goods in the United States as early as February 8, 2016.” November 15, 2024 Request for Reconsideration at TSDR 16 (Second Lee Declaration). Although the last statement comes closest to stating that the mark was in use in commerce as of the relevant date, it and all the other statements merely indicate that Mr. Lee is aware of the claim of first use made by Registrant and not that he himself has actual knowledge that the mark was used in commerce by Registrant as of the relevant date. 51 We acknowledge Mr. Lee’s statement that “political upheaval in Myanmar over the last decade has rendered it difficult for Registrant to access and preserve its documentary evidence of sales.” November 15, 2024 Request for Reconsideration at TSDR 17 (Second Lee Declaration). However, we are constrained to decide this appeal on the evidentiary record before us.
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