34,651•April 5, 2017- State of New Mexico v. Brandon Lozoya, No. 34,651
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IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO Opinion Number: ___________ Filing Date: April 5, 2017 NO. 34,651 STATE OF NEW MEXICO, Plaintiff-Appellee, v. BRANDON LOZOYA, Defendant-Appellant. APPEAL FROM THE DISTRICT COURT OF OTERO COUNTY Angie K. Schneider, District Judge Hector H. Balderas, Attorney General Santa Fe, NM Elizabeth Ashton, Assistant Attorney General Albuquerque, NM for Appellee Bennett J. Baur, Chief Public Defender Allison H. Jaramillo, Assistant Appellate Defender Santa Fe, NM for Appellant
OPINION
SUTIN, Judge.
{1} Defendant Brandon Lozoya was charged and convicted by a jury of
contributing to the delinquency of a minor (CDM), in violation of NMSA 1978,
Section 30-6-3 (1990), and shoplifting, in violation of NMSA 1978, Section 30-16-
20(A)(1) (2006). On appeal, Defendant argues (1) that his convictions for CDM and
shoplifting as an accessory violate double jeopardy; (2) alternatively, his conviction
for CDM violates the plain language of Section 30-16-20(C), under a statutory
construction analysis; (3) the State failed to present sufficient evidence of CDM;
(4) the district court erred in failing to include knowledge of age as an element in the
CDM instruction; (5) the district court erred in allowing the State to impeach
Defendant with his prior conviction; and (6) the prosecutor committed prosecutorial
misconduct during closing argument. We hold that Defendant’s convictions for CDM
and shoplifting violate double jeopardy, and for the reasons stated in this opinion, we
reverse and remand with instructions to vacate the shoplifting conviction.
BACKGROUND
{2} Defendant was at a house party in Alamogordo, New Mexico, when he was
offered a ride to Walmart to get more alcohol. He accepted the ride, and when he
entered the backseat of a female friend’s vehicle, he noticed that a third person, Child,2
was in the front passenger seat. Defendant and Child had never met each other before.
The three individuals drove for approximately three to four minutes to Walmart. When
they arrived, Defendant and Child got out of the car, entered Walmart, and headed
toward the alcohol section.
{3} Defendant and Child dispute what was known to Defendant before entering
Walmart and while they were in Walmart’s alcohol section. Child testified that her
intent when she was dropped off at Walmart was to steal bottles of alcohol. She
testified that she had discussed her intent to shoplift with Defendant, and Defendant
“looked out to see if anyone was coming” while she shoplifted. According to Child,
Defendant pointed out bottles of alcohol that he wanted, but she instead only placed
bottles she wanted in her purse. Child testified that she told Defendant that she did not
have any money. Child admitted that she did not tell Defendant her age and admitted
that she had never met Defendant before that night.
{4} Defendant testified that no one suggested stealing liquor and that he had no idea
Child intended to shoplift. According to Defendant, he did not know Child was
shoplifting until she had taken a second bottle. Defendant also testified that he had no
idea how old Child was and assumed she was twenty-one years old.
{5} After Child placed two bottles of alcohol in her purse, Defendant and Child
headed toward the exit. They were stopped by a Walmart asset protection associate3
who asked that they return the bottles. The associate testified that her observations
made her believe that Defendant and Child were there together, and she believed that
Defendant was assisting Child in picking out merchandise to steal. She further
testified that Defendant asked her if she would agree to not call the police if they
returned the items. The items were returned, and Child and Defendant left Walmart
separately. The associate called the police, and Child and Defendant were both
apprehended by law enforcement.
{6} For his role in the crime, Defendant was charged with shoplifting under $250
(a petty misdemeanor) and CDM (a fourth degree felony). Prior to trial, Defendant
moved to keep out the names or nature of his prior convictions for robbery and
possession of cocaine if he testified. The court deferred ruling at that time, but at trial
denied the motion, finding that the probative value for impeachment purposes
outweighed any prejudicial effect. At trial, Defendant testified in his own defense, and
during direct examination, admitted he had previously been convicted of robbery and
possession of cocaine. On cross-examination, the State further questioned Defendant
about his prior convictions. He also questioned whether Defendant was under the
influence of illegal drugs on the night in question and asked whether he had a sexual
interest in Child.4
{7} During closing argument, the prosecutor remarked, “What is a twenty-seven-
year-old man doing with a fifteen-year-old girl and another young lady in the car . . . ?
Well, nothing good I expect.” He also referenced the fact that a condom packet was
found in Defendant’s pocket after he was apprehended and searched by law
enforcement, suggested that alcohol, minors, and condoms were “[n]ot a recipe for a
good ending[,]” and pleaded to the jury “[d]on’t allow him to do this to our children.”
According to the prosecutor, “[Defendant] went there with one purpose. To get booze
and to have some fun that night. You can infer the rest.” The prosecutor also
mentioned, “regarding [the] issue of credibility,” Defendant’s prior convictions, and
categorized him as a “two-time felon.” Defendant was convicted on both counts, and
this appeal followed.
DISCUSSION
I. Double Jeopardy
{8} We begin by analyzing Defendant’s claim that his CDM and shoplifting
convictions violate double jeopardy and that this Court must vacate one of his
convictions. Because we ultimately reverse Defendant’s shoplifting conviction on
double jeopardy grounds, we need not and do not separately address his statutory
construction argument that appears to rely almost entirely on the logic and case law
set forth in his double jeopardy argument.5
{9} “The Fifth Amendment of the United States Constitution prohibits double
jeopardy and is made applicable to New Mexico by the Fourteenth Amendment.”
State v. Swick, 2012-NMSC-018, ¶ 10, 279 P.3d 747; see U.S. Const. amends. V &
XIV, § 1. The right to be free from double jeopardy protects, in relevant part, “against
multiple punishments for the same offense.” State v. Montoya, 2011-NMCA-074,
¶ 29, 150 N.M. 415, 259 P.3d 820 (internal quotation marks and citation omitted). The
specific type of multiple punishment case we are dealing with here, where Defendant
was convicted of crimes under two separate statutes,
is categorized as a double[]description case, which prohibits charging a
defendant with violations of multiple statutes for the same conduct in
violation of the Legislature’s intent. In such a case, double jeopardy bars
a conviction if the conduct underlying the two offenses is unitary and the
Legislature has not indicated an intent to punish the same conduct
separately.
Id. ¶ 30 (alterations, internal quotation marks, and citations omitted). A double
jeopardy challenge is a constitutional question of law that the appellate courts review
de novo. Swick, 2012-NMSC-018, ¶ 10.
{10} The parties agree that the conduct underlying the CDM conviction and the
shoplifting conviction was unitary and that, under a double description analysis, a
double jeopardy violation exists. However, the parties disagree about which
conviction should be vacated. Defendant argues that the CDM charge must be vacated
because according to Section 30-16-20(C), “[a]n individual charged with a violation6
of this section shall not be charged with a separate or additional offense arising out of
the same transaction[,]” and thus, the Legislature intended to bar punishment for CDM
in cases, such as this, where CDM and shoplifting arose out of the same transaction.
Defendant also argues that “[t]o the extent the reach of this statute is ambiguous, the
rule of lenity applies” and that the Court should therefore vacate his CDM conviction
as opposed to his shoplifting conviction. See State v. Santillanes, 2001-NMSC-018,
¶ 34, 130 N.M. 464, 27 P.3d 456 (“The rule of lenity counsels that criminal statutes
should be interpreted in the defendant’s favor when insurmountable ambiguity persists
regarding the intended scope of a criminal statute.” (internal quotation marks and
citation omitted)).
{11} The State argues that under double jeopardy jurisprudence the shoplifting
conviction, a petty misdemeanor that carries a lesser punishment, must be vacated,
while the CDM conviction, a felony, must stand. See State v. Montoya, 2013-NMSC-
020, ¶ 55, 306 P.3d 426 (“[W]here one of two otherwise valid convictions must be
vacated to avoid violation of double jeopardy protections, we must vacate the
conviction carrying the shorter sentence.”); State v. Lee, 2009-NMCA-075, ¶ 16, 146
N.M. 605, 213 P.3d 509 (“When double jeopardy exists, the offense carrying the
lesser punishment is to be vacated.”). Defendant acknowledges that “typically the
lesser conviction is vacated when both violate double jeopardy” but he asserts that the7
language in the shoplifting statute indicates that the Legislature intended only that
shoplifting be charged.
{12} In evaluating that essential issue of whether we should vacate the shoplifting
conviction or the CDM conviction, we are persuaded that the appellate courts’ general
practice of vacating the conviction carrying the shorter sentence in cases where double
jeopardy protections have been violated is the proper approach here. In support of this
approach of vacating the conviction with the lesser punishment, our Supreme Court
has held that “[a]s a matter of separation of powers, it is the exclusive prerogative of
the Legislature, the law-making branch of our representative democracy, to determine
relative seriousness and punishment for criminal offenses.” Montoya, 2013-NMSC-
020, ¶ 56. Moreover, “as a matter of policy, it would be unacceptable for us to hold
that where a person’s criminal conduct would have violated either of two statutes, a
defendant can escape liability for the one carrying the greater punishment by
committing the crime in such a manner as to also violate the statute carrying the lesser
penalty.” Id.
{13} We further note that the approach of vacating the conviction carrying the lesser
punishment has also been utilized specifically in the context of Section 30-16-20(C).
In State v. Ramirez, 2008-NMCA-165, 145 N.M. 367, 198 P.3d 866, this Court
considered whether to vacate a shoplifting conviction or a burglary conviction when8
it was determined that the two convictions violated the language of Section 30-16-
20(C). The Ramirez Court stated that Section 30-16-20(C) evidenced a legislative
intent that shoplifters not be “charged with multiple crimes arising from a single
instance of shoplifting” and that:
The prohibition on additional charges means the shoplifting charges
were null when brought. It is for the [prosecution] to decide which
charges to bring based upon the circumstances. Here, the [prosecution]
chose burglary. Adding two charges of shoplifting in violation of the
statutory limitation on additional charges was explicitly prohibited by the
plain language of Section 30-16-20(C). Therefore, we vacate [the
d]efendant’s convictions for two counts of shoplifting and remand to the
district court for resentencing.
Ramirez, 2008-NMCA-165, ¶¶ 16-17.
{14} Finally, the rule of lenity does not assist Defendant in his proposition that this
Court should vacate the CDM conviction as opposed to the shoplifting conviction.
The rule of lenity applies in cases where there is “insurmountable ambiguity”
regarding legislative intent, and it “does not apply to a determination of which
conviction to vacate as a result of impermissible multiple punishments.” Santillanes,
2001-NMSC-018, ¶¶ 33, 34.
{15} In sum, we are not persuaded that the Legislature intended Section 30-16-20(C)
to apply in double jeopardy circumstances to require the shoplifting conviction to
stand and the other conviction to be vacated. Because our common law guides us to9
vacate the lesser offense and because the rule of lenity does not apply, we vacate the
shoplifting conviction as opposed to the CDM conviction.
II. Sufficiency of the Evidence
{16} Defendant next argues that the State failed to present sufficient evidence of
CDM. Specifically, he argues that (1) one of the alternatives in the jury instruction
that Defendant “allowed [Child] to shoplift” was legally inadequate under the
statutory definition of the crime, and (2) the State was required to prove and failed to
prove that he knew Child was under the age of eighteen.
{17} When reviewing claims of insufficient evidence, we “resolve all disputed facts
in favor of the [prosecution], indulge all reasonable inferences in support of the
verdict, and disregard all evidence and inferences to the contrary.” State v. Smith,
2016-NMSC-007, ¶ 19, 367 P.3d 420 (internal quotation marks and citation omitted).
We then determine “whether the evidence, viewed in this manner, could justify a
finding by any rational trier of fact that each element of the crime charged has been
established beyond a reasonable doubt.” State v. Sanders, 1994-NMSC-043, ¶ 11, 117
N.M. 452, 872 P.2d 870. The issues of whether Defendant allowed Child to shoplift
was legally adequate under the statute and whether the State was required to prove
that Defendant knew Child was a minor are legal issues that require statutory
construction for which our review is de novo. See, e.g., State v. Neatherlin, 2007-10
NMCA-035, ¶ 8, 141 N.M. 328, 154 P.3d 703 (“The issue of whether [the
d]efendant’s mouth is a deadly weapon is one of law, applying law to the facts and
requiring statutory construction; our review is de novo.” (internal quotation marks and
citation omitted)).
A. Legal Adequacy of Alternatives
{18} Defendant argues that the first alternative in the CDM jury instruction that
Defendant allowed Child to shoplift is “legally inadequate” and not within the
statutory definition of the crime. “[A] conviction under a general verdict must be
reversed if one of the alternative bases of conviction is legally inadequate and it is
impossible to tell which ground the jury selected.” State v. Downey, 2008-NMSC-061,
¶ 40, 145 N.M. 232, 195 P.3d 1244 (internal quotation marks and citation omitted).
Defendant points to New Mexico civil case law, recognizing that “[a]s a general rule,
an individual does not have a duty to control the acts of a third party in the absence
of a duty imposed by statute or recognized as a result of a special relationship that
exists between a defendant and the tortfeasor.” Tercero v. Roman Catholic Diocese,
2002-NMSC-018, ¶ 25, 132 N.M. 312, 48 P.3d 50; see Johnstone v. City of
Albuquerque, 2006-NMCA-119, ¶ 7, 140 N.M. 596, 145 P.3d 76 (“To impose a duty,
a relationship must exist that legally obligates [the d]efendant to protect [the
p]laintiff’s interest. Absent such a relationship, there exists no general duty to protect11
others from harm.” (citation omitted)); see also Romero v. Giant Stop-N-Go of N.M.,
Inc., 2009-NMCA-059, ¶ 7, 146 N.M. 520, 212 P.3d 408 (recognizing that “absent a
special relationship, there is no duty to protect others from harm caused by criminal
acts of third persons”). Defendant argues that, as a “virtual stranger” to Child, he had
no responsibility for Child or her actions, and it was not his responsibility to stop her
from shoplifting. Defendant asserts that because he had no duty to Child, any
omission or failure to act is legally inadequate to prove CDM.
{19} In response, the State argues that the CDM conviction was based on legally
adequate alternatives. It asserts that, given the definition of “allow” as provided in
Black’s Law Dictionary, the jury could have found Defendant guilty by determining
that Defendant “committed an act of showing approval for or consenting to[] the
shoplifting.” The State also disagrees with Defendant’s portrayal of himself as a
stranger to Child. The State agrees that a stranger should not be charged with CDM
if merely in the presence of a minor but argues that Defendant and Child were not
strangers.
{20} We are unpersuaded by Defendant’s arguments that he had no duty to Child and
thus the State’s theory of his guilt predicated on the fact that he “allowed Child to
shoplift” was legally inadequate. There was sufficient evidence for a jury to conclude12
that Defendant and Child were acquainted to a degree that they were not strangers or
“virtual strangers.”
{21} In this case, Child testified that she had driven to Walmart with Defendant and
had discussed her shoplifting with him. Defendant “looked out to see if anyone was
coming” while she shoplifted. Child testified that she told Defendant that she did not
have any money. The asset protection associate at Walmart testified that Defendant
and Child appeared to be working together, and she believed that Defendant was
assisting Child in picking out merchandise. Child and Defendant left Walmart
separately but were ultimately apprehended together by law enforcement. Given the
facts of this case, we decline to conclude that the alternative of allowing Child to
shoplift fails to come within the statutory definition of the crime or that it is beyond
the intended reach of the statute, as argued by Defendant. See Griffin v. United States,
502 U.S. 46, 59 (1991) (indicating that “[j]urors are not generally equipped to
determine whether . . . the action in question . . . fails to come within the statutory
definition of the crime”). Child’s testimony provided sufficient evidence to convict
Defendant of CDM.
B. Knowledge of Child’s Age
{22} Defendant also argues that the State failed to present sufficient evidence that
Defendant knew Child was under eighteen. He argues that CDM is not a strict liability13
offense and asserts that the State should have been required to prove that he knew
Child was under eighteen as an essential element of CDM. In an attempt to bolster his
position, Defendant points to CDM cases where the charged adult had reason to know
the age of the child. See, e.g., State v. Trevino, 1993-NMSC-067, ¶ 2, 116 N.M. 528,
865 P.2d 1172 (stating that the child was a fourteen-year-old child employed by the
defendant); State v. Cuevas, 1980-NMSC-101, ¶ 4, 94 N.M. 792, 617 P.2d 1307
(stating that the defendant, who was a teacher, attended a party with minors from
school and demonstrated drinking alcohol), overruled on other grounds by State v.
Pitts, 1986-NMSC-011, 103 N.M. 778, 714 P.2d 582; State v. Webb, 2013-NMCA-
027, ¶ 2, 296 P.3d 1247 (stating that the defendant picked up her daughter and
daughter’s friends from middle school); State v. Dietrich, 2009-NMCA-031, ¶¶ 59-60,
145 N.M. 733, 204 P.3d 748 (stating that the child was released twice to the defendant
from a youth detention facility); State v. Stone, 2008-NMCA-062, ¶ 5, 144 N.M. 78,
183 P.3d 963 (stating that the defendant bought alcohol for his fifteen-year-old
daughter and her friends).
{23} The State argues that knowledge of the age of Child need not be proved for a
CDM conviction. The State looks to other states that have concluded CDM does
require knowledge but that the mental state only applies to the act of contributing to
the delinquency not to the child’s age. See, e.g., Gorman v. People, 19 P.3d 662, 66714
(Colo. 2000) (en banc) (holding that “the culpable mental state of ‘knowingly’ [in
Colorado’s CDM statute] does not apply to the statute’s age element”). The State
asserts that the purpose of the statute is to protect children who may be “led astray”
and that including knowledge of the child’s age as an element of CDM “would require
[that] the child, the individual the statute inten[d]s to protect, hold some sort of
responsibility to the adult to provide information as to his or her age.” According to
the State, that would be an absurd consequence and would undermine the purpose of
the statute. Additionally, the State argues that even if this Court determines that the
prosecution was required to prove that Defendant knew Child was under the age of
eighteen, any potential prejudice was cured by the mistake of fact instruction that was
given to the jury.
{24} The specific question of whether New Mexico’s CDM statute requires proof
that the charged adult knew the child’s age is an issue of first impression. This Court
has previously held that “where the [prosecution] seeks to convict a defendant of
CDM for causing or encouraging a minor to refuse to obey the reasonable and lawful
command or direction of the minor’s parent . . . the [prosecution] must prove . . . that
the defendant knew or by the exercise of reasonable care should have known of such
command or direction.” State v. Romero, 2000-NMCA-029, ¶ 31, 128 N.M. 806, 999
P.2d 1038. Romero, however, did not address knowledge of the child’s age as an15
essential element. We also note that the CDM cases cited by Defendant, in which the
charged adult had reason to know the age of the child, do not assist this Court because
knowledge of the child’s age in those cases was not the issue on appeal. See
Fernandez v. Farmers Ins. Co., 1993-NMSC-035, ¶ 15, 115 N.M. 622, 857 P.2d 22
(stating that generally “cases are not authority for propositions not considered”
(internal quotation marks and citation omitted)).
{25} Although this Court has not specifically addressed the issue now before us on
appeal, we have considered whether proof of criminal intent is generally required as
an essential element of CDM. State v. Gunter, 1974-NMCA-132, ¶ 4, 87 N.M. 71, 529
P.2d 297. In Gunter we stated that “[a] reading of the statute indicates the
[L]egislature did not intend that criminal intent be an element of the offense of
[CDM].” Id. ¶ 5. In support of that conclusion, we noted that “[i]nfants have generally
been a favored class for special protection in New Mexico” and held that the
Legislature intended to make the commission of CDM a crime without regard to
intent. Id. ¶¶ 6-7. Gunter is instructive. And our Supreme Court “has tacitly approved
. . . that the [CDM] statute is constitutional although it imposes criminal sanctions for
acts committed without criminal intent.” Pitts, 1986-NMSC-011, ¶ 11.
{26} It is well established that “the intent of the Legislature in enacting [the CDM
statute,] Section 30-6-3 and its predecessors was to extend the broadest possible16
protection to children, who may be led astray in innumerable ways. In order to realize
this legislative purpose, [the appellate courts] have consistently rejected narrow
constructions of the statute that would limit its usefulness in protecting children.” Id.
¶ 10; see also Cuevas, 1980-NMSC-101, ¶ 12 (“[T]he purpose of our contributing
statute is to protect children from harmful adult conduct.”); State v. McKinley, 1949-
NMSC-010, ¶ 13, 53 N.M. 106, 202 P.2d 964 (holding that the purpose of a
predecessor CDM statute was “to protect the youth of our state from those evil and
designing persons who would lead them astray, and [the appellate courts] are not
disposed to in any way impair its usefulness by giving any narrow or strained
construction to any of its plain and obvious provisions” (internal quotation marks and
citation omitted)).
{27} Given the purpose of the CDM statute, we decline to narrowly construe the
statute or limit its application by imposing a knowledge requirement as requested by
Defendant. We conclude that CDM does not require proof that the offending adult
know the age of the child to whose delinquency the adult contributed. Because we
hold that CDM does not require proof that the offending adult know the at-issue
child’s age, we need not address Defendant’s argument that failure to provide a
knowledge-of-age element to the jury instruction constituted error.17
III. Evidence of Defendant’s Prior Conviction
{28} The appellate courts “review the admission of evidence under an abuse of
discretion standard and will not reverse in the absence of a clear abuse.” State v.
Sarracino, 1998-NMSC-022, ¶ 20, 125 N.M. 511, 964 P.2d 72. Unless this Court
concludes that the district court’s ruling was clearly untenable or not justified by
reason, we will not hold that the district court abused its discretion. See State v. Rojo,
1999-NMSC-001, ¶ 41, 126 N.M. 438, 971 P.2d 829.
{29} Defendant argues that the district court erred in allowing the State to impeach
him with his prior robbery conviction. He argues that his prior robbery conviction was
not a crime of dishonesty, and even if it was, its probative value was weakened by its
remoteness because it occurred almost ten years prior. He also argues that the State
sought to include evidence of his prior conviction for improper propensity
purposes—i.e., to portray Defendant as a person who steals. He argues that admission
of his prior conviction was used as substantive evidence of guilt and that admission
of the prior conviction deprived Defendant of a fair trial.
{30} The State responds that the district court properly admitted evidence of
Defendant’s prior robbery conviction. It argues that when Defendant took the stand
in his own defense, subjecting himself to cross-examination, the prosecution
appropriately seized the opportunity to question his credibility under Rule 11-60918
NMRA. The State agrees that the crimes of robbery and shoplifting/CDM are similar
in nature but argues that evidence of Defendant’s prior conviction should not be
prohibited based solely on the similarity of the crime. The State also argues that the
fact Defendant’s prior conviction occurred almost ten years prior does not impact its
admissibility because Rule 11-609(B) only limits admission if more than ten years has
elapsed. Finally, the State argues that the district court properly weighed the probative
value of the evidence of Defendant’s prior conviction and correctly determined that
any prejudice was substantially outweighed.
{31} Rule 11-609(A)(1)(b) allows for impeachment of a witness by evidence of a
criminal conviction. Rule 11-609(A)(1)(b) states that when
attacking a witness’s character for truthfulness by evidence of a criminal
conviction[] for a crime that, in the convicting jurisdiction, was
punishable by death or by imprisonment for more than one . . . year the
evidence must be admitted in a criminal case in which the witness is a
defendant, if the probative value of the evidence outweighs its
prejudicial effect to that defendant[.]
Thus, because Defendant chose to act as a witness and testify on his own behalf, his
character for truthfulness could be impeached by evidence of his prior convictions, so
long as the evidence’s probative value outweighed its prejudicial effect. Rule 11-
609(B) further limits the use of a prior criminal conviction, but only applies if “more
than ten . . . years have passed since the witness’s conviction or release from19
confinement for it, whichever is later.” Because the ten-year limitation did not apply
to Defendant’s conviction, the State was not limited by Rule 11-609(B).
{32} We conclude that the district court did not abuse its discretion in holding that
evidence of Defendant’s prior robbery conviction was admissible as impeachment
evidence. Defendant chose to testify in his defense, and his version of the incident
conflicts with the version of the State’s witnesses. Defendant’s credibility was placed
at issue, and we cannot say that the probative value for impeachment purposes failed
to outweigh its prejudicial effect. Defendant denied involvement in Child’s shoplifting
scheme and denied knowing Child’s age. Child, however, testified that she informed
Defendant of her plan and that Defendant acted as her lookout. Thus, Defendant’s
credibility was a central issue. “Under such circumstances, it became more, not less,
compelling to explore all avenues which would shed light on which of the two
witnesses was to be believed.” State v. Trejo, 1991-NMCA-143, ¶ 15, 113 N.M. 342,
825 P.2d 1252 (internal quotation marks and citation omitted).
{33} Although Defendant’s robbery conviction and the shoplifting conviction could
be considered similar in some respects and “convictions for the same crime should be
admitted sparingly[,] . . . evidence of a prior offense is not prohibited for impeachment
purposes solely on the basis of its similarity with the presently charged crime.” Id.
¶ 12 (citation omitted). We reject Defendant’s argument that his robbery conviction20
should not have been admitted under Rule 11-609 because it was a crime of violence,
as opposed to a crime of dishonesty. This Court has specifically held that robbery is
a crime that involves dishonesty. See State v. Day, 1978-NMCA-018, ¶ 38, 91 N.M.
570, 577 P.2d 878 (“[R]obbery may not be a crime involving deceit, that is, false
statement. However, it clearly involves theft, which is dishonesty.”). As this Court
noted in Trejo, “[w]hen an accused takes the witness stand he is in the same position
as any other witness. He is not entitled to have his testimony falsely cloaked with
reliability by having his credibility protected against the truth-searching process of
cross-examination.” 1991-NMCA-143, ¶ 15 (internal quotation marks and citation
omitted).
IV. Prosecutorial Misconduct
{34} Finally, Defendant argues that the prosecutor committed prosecutorial
misconduct during closing argument in making improper propensity arguments,
mischaracterizing the evidence, and arguing in a manner designed to appeal to
sentiment and passion by painting Defendant as a sexual predator of children when
no evidence supported that characterization. Specifically, Defendant notes the
following statements by the prosecutor: Defendant was a “two-time felon”; the
questioning of Defendant’s motives for being “with a fifteen-year-old girl and another
young lady”; “[d]on’t allow him to do this to our children”; and that the jury could21
“infer the rest” after noting, “Alcohol. Minors. Two females. Condoms. Not a recipe
for a good ending.” Not having objected at the time of the comments, Defendant
argues that the prosecutor’s misconduct resulted in fundamental error, and he requests
that this Court reverse his convictions which, he asserts, were the result of an unfair
trial.
{35} The State argues that the comments made by the prosecutor in his closing
argument were “few and far between” and “a far cry from persistent or egregious.” It
argues that the prosecutor could comment on the credibility of Defendant’s testimony
during closing. Additionally, the State argues that the prosecution’s argument
regarding Defendant’s intent to continue partying was based on properly admitted
evidence and thus did not constitute prosecutorial misconduct.
{36} When, as in this case, no claim of prosecutorial misconduct was raised at trial,
this Court reviews for fundamental error. See State v. Allen, 2000-NMSC-002, ¶ 95,
128 N.M. 482, 994 P.2d 728. “Prosecutorial misconduct rises to the level of
fundamental error when it is so egregious and had such a persuasive and prejudicial
effect on the jury’s verdict that the defendant was deprived of a fair trial.” Id. (internal
quotation marks and citation omitted). “Fundamental error occurs when prosecutorial
misconduct in closing statements compromises a defendant’s right to a fair trial, and
[the appellate courts] will reverse a conviction despite defense counsel’s failure to22
object.” State v. Sosa, 2009-NMSC-056, ¶ 35, 147 N.M. 351, 223 P.3d 348. To
determine whether Defendant was deprived of a fair trial, the appellate courts “review
the comment in context with the closing argument as a whole . . . so that we may gain
a full understanding of the comments and their potential effect on the jury.” State v.
Fry, 2006-NMSC-001, ¶ 50, 138 N.M. 700, 126 P.3d 516 (internal quotation marks
and citation omitted). “[T]he general rule is that an isolated comment made during
closing argument is not sufficient to warrant reversal.” Sosa, 2009-NMSC-056, ¶ 29
(internal quotation marks and citation omitted).
{37} Upon reviewing the record, we conclude that the prosecutor’s closing argument,
when evaluated as a whole, did not deprive Defendant of a fair trial. We conclude that
the prosecutor’s statements regarding Defendant’s criminal history referenced
properly admitted evidence and did not constitute improper propensity evidence. The
prosecutor’s mention of Defendant’s history was not the primary focus of the State’s
closing argument, and we cannot say that it clearly impacted the jury’s verdict.
Although we see no misconduct regarding the prosecutor’s portrayal of Defendant as
a two-time felon, we can see no legitimate reason why the prosecutor would attempt
to impute meaning to the fact that Defendant had a condom in his pocket, or why the
prosecutor would indicate that alcohol, minors, and condoms were “[n]ot a recipe for23
a good ending.” The prosecutor’s clear attempt to portray Defendant as a sexual
predator was unnecessary and improper.
{38} Despite our view that the prosecutor acted improperly when making certain
comments, we cannot conclude that the isolated comments that occurred over the
course of the prosecutor’s more than twenty-five-minute closing were “so egregious
and had such a persuasive and prejudicial effect on the jury’s verdict that the
defendant was deprived of a fair trial[,]” thus giving rise to fundamental error. Allen,
2000-NMSC-002, ¶ 95 (internal quotation marks and citation omitted).
CONCLUSION
{39} For the foregoing reasons, we reverse and remand with instructions to vacate
Defendant’s shoplifting conviction, and we affirm Defendant’s CDM conviction.
{40} IT IS SO ORDERED.
__________________________________
JONATHAN B. SUTIN, Judge
WE CONCUR:
_______________________________
LINDA M. VANZI, Chief Judge
_______________________________
JAMES J. WECHSLER, JudgeContinue sua pesquisa no ChatGPT ou Claude
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