IN RE: Caesar's Palace Securities Litigation

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Date Q
7/6/72 -- CAESARS WORLD, INC. (def.) motion for consolidation, A=l thru A-S	supporting brief/certificate of service;
1 SEC - S.D. N.Y. ee
| Complaints as exhibit —
|] Transfer (request) to S.D. N.Y.
| STTEF. MATTHEW MARGOLES TTT
— — Memorandum in Support of Motion to comsolidate
] Joining oO Matthew Margoles in the Motion of Def.Zesars World, Ine.	~~ CTT
7/17/72 RACHEL BROOKS, LILLIAN BIRNBAUM, ROBERT MIRSKY, NORMAN D. MASON
i] and ANNETTE B. MASON, (Pltfs.) o i
1] Th support of motion	Of (def.)Caésars World, Inc., for
| | pretrial consolidation	under 28 U.S.C. SECTION 1407 w/cert. of ser.
7/19/72 § { SAMUEL L. FENICHEL (pltf.)
: Response of theMotion	of Def. Caesars World, Inc. for HN
sretrial consolidation w/certificate of service
7/20/72 MARK MATTHEWS request	of extension of time to file and serve
g : on motion of Def. Caesars World, Inc., on and including
Auqust 4, 1972. (rec'd letter)REE ORDER entered granting extension of time to plts. to and
including August 4, 1972 to respond to motion. oo
7/21/72 Y DESERT PALACE, ET AL., (defs.) request of extension of time to file
and Serve on motion of Def. (Caesars World, Inc.) (Letter)
{| ORDER entered granting extension of time to defs. to and including
: August 4, 1972.
7/24/72 5 | ANTONE F. GREGORIO AND LAWRENCE KRAUT (pltfs.) ee
i Brief in response to the Motion of def, Caesars World, Inc. —
a A copy of consolidation order is attached a <hibi
Affidavit of Servi —
~ 7/24/72 ROTHELLEN	COPE Vv CABSARS PALACE, Nevada,	No. LV 1808a Request for ext. to file response to motion
—— 1 | ORDER GRANTING TO & INCL. 8/4772 to Yespond To	moRion
7724/72 8 | CAESARS WORLD, INC., Defs. moved for transfer of the actions listed/order
| Entered OSC today. Notified counsel involved8/2/72 | 6 | Calif. Defendants response, brief, affidavits and service certificate
— to motion and order to show cause.	8/4/72 | SEC V. LUMS, S.D.N.Y. 71 Civ. 5323
[| MARGOLES V. LUMS, S.D.N.Y. 72 Civ. 664
[| Request from Laventhol Krekstein Horwath and Horwath
PE “for an extension of time To file and serve response to OSC
’ | | ORDER extending time to all parties to and including Aug. 22, 1972i J Notified counsel
8/7/72 = DEF. HARRIS, KERR, FORSTER & CO., Memo Response to motion & SCO.	8/7/72 18 DLTF. MARK MATTHEWS Response and brief w/affidavit of service. |
8/7/ 0 Iplainti DE vecoonce to defendant's motion fOrconsolidation =
: I] pursuant to 28 U.S.C. §1407 w/cert. of service.	8/21/72 0 § Plainti Brooks response to motion w/cert of service -
3 177I Taventhol Krekstein Howrwrath & Horwrath defendants response @¥liuf ls
8/22/72 {12 MATTHEW MARGOLES reply and a i 0
I service.
13 §SEC response to OSC w/cert. of service.
(8/23/721 14 VGREGORTQ ANDKRA esponse to motion w/cert. of service.
IEE I

E © : -
R38 . — —
Date i a — a
8/25/72 10] MARGOLES (PLAINTIFF) EHX.to Ans. of Deft. LKH&H w/reply brief and ~~~	—_— | cert. of service.
9/5/72 | ____§ HEARING ORDER- Setting A-1 through B-2, Oct, 4, 1972, New Orleans, LA _.
9/18/72 § 16 £ PI1t+f. MATTHEWS, supplement to.brief opposing motion
HAY ’ 8 D NALSTON & CO., INC., response inopposition	to motion	.___	10/5/72 _§ 18 | Caesars Worlf, Inc., schedule	of pending actions (FILED IN OPEN COURT)
12/12/72§~~ § ORDER ~- Consolidating A-1 through 5~2 in	S.D.N.Y.	for assignment
8 : 7 to Judge Charles R. Weiner forconsolidated	or coordinated ~~
I TTT pretrial proceedings pursuant to 28 U.S.C. §I407 TTT
12/12/72 ¢ § Consent of Judge Edelstein for litigation to be handled in S.D.N.Y.
11/19/74 § __§ OPINION AND ORDER reTRANSFERORDER	OF 12/12/72 -- Notified transferee
— 8% 8	judge, clerk, involved counsel, panel judges,
- & 8 and publishers
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Des 19 1974 RES Wore Jo? 5 1 Loaded eos sencg J 7 70 | --	7 ——— , Pa fo w/e A Vig 2, /4 7 4 ==.DOCKET nfiasq O16 Done AE pAso Bair triTeation="=5 Bc <470> = a =. ~ dl d he od Zl d J of LEH ! TZ, hi = - 5 ar ]
Description of Litigation Dy	wee TT i
CQ C—O 12
IN RE CAESARS PALACE SECURITIES LITIGATION 2 — Ao e
=	CS immary of Panel 'Sétion-£ C _ [CI AN
Date(s) of Hearing(s) /g 7 a = ay N a,
E EE —_ -— SL ~~ ~~Za Tm re *
Date(s) of Opinion(s) or Order(s) 12a fr 3/74 > — %
Consolidation Ordered ~~ Name of Transferee Judge Chor) ay mse) (Pore £. /%
Consolidation Denied Transferee District S 2 >. (MM -/%_,¢7 Y (2%
ee	et EE A
Intra-| District civil . Date ofOfficej and Action Transfer] Transferee [Dismissal
Number ] Caption Judge Number bate Docket NO. [or Remand Misc.
“A-1 Rachel Brooks, et al. v. Caesars S.D.N.Y def Caesars
‘ World, Inc., et al. Lasker |71 Civ.5342 ; 2 535,/5 mot.7/6/72
A-2 | [Samuel L. Fenichel v. Jerome S.D.N.Y{. : -=41)a7/ Y	Zarowitz, et al. Lasker |71 Civ.5375 7 " "
|
A-3 Matthew Margoles v. Earl Powell, S.D.N.Y{ . " "
et al. Lasker |72 Civ.lO0I |A-4 |Antone F. Gregorio v. Jay J. Sarno, |S.D.N.Y " "
et al. Lasker |71 Civ.5470
A-5 Lawrence Kraut v. William H. S.D.N.Y¢ ~~ " "
v {McElnea, Jr., et al. Lasker 71 Civ.5687
| %+A-6 |Edward Silver, et al. v. Lum's S.D.N.Y SS. "
Incorporated, et al. 72 Civ.1145 3
(A
|
A-7 Ruthellen Cope, ete. v. Caesars Nevada » SY J n "
World, Inc., et al. | LV-1808 12a]? EI
| ’A-8 Mark Matthews v. Lum's, racorporated, s.p. Fla Eas man " "
et al. | King 72-617-Civ-puk / !	i I
| GBeTrme. 7 SE

\
Case MDL N®OCKETDNOument 3 ; FICONTINIED) Page 4 of 11 PAGE
— re SENS ee
Intra- District Civil Date of )
Office ' and Action Transfer| Transferee| Dismissal
Number Caption | Judge Number Date Docket No.| or Remand Misc.
B-1 , [Securities & Exchange Commission WV. S.D.N.Y. SCO0-7/24/72
Lum's Inc., et al. Lasker (71 Civ.5323}	a y %.	== 5/235
B-2 Matthew Margoles, etc. v. Lum's S.D.N.Y. _. : SCo0-7/24/72
‘ Inc., et al. Lasker [72 Civ. 664 — 55/5 5 a	a
dian tata leat p22R20 TP
Cc-1 . Channing Securities, Inc., et al. [S.D.N.Y. Caesars World
v. Caesars World, Inc., et al. Frankel {72 Civ.4128|(MEF) 26/75 Sche.of Action	filed-10/4/72
hoffe ei Hey Fly 2, — | 2
Open - 1975 fva- 8 2 | |a a) |	a .re 7 In . - {
2S y |
|

i * " BEFORE THE JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
- DOCKET NO. 110 =-- IN RE CAESARS PALACE SECURITIES LITIGATION
| Er ress Service List | ooA 7 Clr re 78 PEE	—	/ af vilag | ,‘Rachel Brooks, et al. Sidney Dickstein, Esquire
J Ce Dickstein, Shaprio & Galligan Co	745 Fifth Avenue
. New York, New York 10022
Samuel L. Fenichel 7 David B. S. Cohen, Esquire
: I oo 919 Third Avenue : :
New York, New York 10022
( Matthew Margoles Irving Bizar, Esquire
Co Demov, Morris, Levin & Shein1180 Avenue of the Americas :
New York, New York 10036
Antone F. Gregorio : Robert M. Kornreich, Esquire
Lawrence Kraut ~~ _. Wolf, popper, Ross, Wolf & Jones
rll SE 845 Third Avenue— : New York, New York 10022
} Edward Silver, et al, . Judah I. Labowitz, Esquire
— Wolf, Block, Schorr & Solis-Cohen :
—- 12th Floor, Packard Building
: Philadelphia, Pennsylvania 19102
Ruthellen Cope, etc. Leonard Barrach, Esquire
- to ~~ _ David Berger, P. A. >
< "1622 Locust Street .
Philadelphia, Pennsylvania 19103 a
Mark Matthews a Ms. Susan Goldman :
— : - = ""Colson & Hicks, P. A. oo
—— 66 W. Flagler Street
Miami, Florida 33130
_ a ER ee |
Securities & Exchange "Kevin Thomas Duffy, Esquire :
Commission ~~ _..— "7 Regional Administrator Co
El Securities & Exchange Commission !
NS : 26 Federal Plaza
New York, New York 10007 To
Matthew Margoles, etc. Ira Jay Sands, Esquire . .
. 701 seventh Avenue ’
— New York, New York 10036

| ' .
____Attoxney Service List 1. = 2 - "Docket No. 110 Co
Caesars World, Inc. E, © Guy 'C. Quinlan, Esquire :
Clifford Perlman ©" Royall, Koegel & Wells oe oo. Melvin Chasen ©. io 200 Park Avenue : TE
Stuart Perlman | ~i{ New York, New York 10017 et
Jay Leshaw » ST I. RR Co
Earl W. Powell | Ee (2 Co SE oo |William H. McElnea, Jr. EE : a
Van Alstyne, Noel & Co. | EE : Co Ce
' . Harold D. Berkowitz | E SE : ; oo
Caesars Palace Realty Corp. |’ oo
J ER Le TTTeee 3 co
Laventhal Krekstein | Louis A. Craco, Esquire RE
. Horwath & Hoxwath 1 Willkie, Farr & Gallaghex oo EEEGl te me" One Chase Manhattan Plaza
— Co New York, New York 10005 Cy
“Harris, Kerx, Forster & Co] James E. Tolan, Esquire _.I + =——t—"0lwine, Connelly, Chase, O'Donnell
oo Co Se & Weyher .
Co BE SE 299 Park Avenue Co
Co . New York, New York 10017 oo
NC . oS .
~~ Desert Palace vo ~~. Stuart A. Benjamin, Esquire
ot Jerome Zarowitz \ / + Wyman, Bautzer, Rothman & KuchelJay J. Sarno 1" 9601 Wilshire Boulevard, Suite 726
Stanley Mallin | Beverly Hills, California 950210 So
William S. Weinbexgex NC Co | A
Harry Wald UE . CLT Cr
. Daniel Stein Do 7 ee
. Nathan Jacobson SE | Co SE
* Edward Jacobson EE SUR
"Victor J. Rogers oo EEE CL
~ .Sol J. Rogers Co - oo EEE : mE
. Nathan J. Rogers Ey
. Don J. Rogers SR CL Co
Albert Faccinto —~ /- Co | oo | EEE
\ : / . . ! Co : . oo ' i oh :

ATTORNEY LIST -- JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
Pe a Eee]
o DESCRIPTION OF LITIGATION
DOCKET NO. 110 -- IN RE CAESARS PALACE SECURITIES LITIGATION
ee
No. Plaintiff Defendant
A-1| Dickstein, Shapiro & Galligan 212-972-7000
745 Fifth. Avenue CAESARS WORLD, INC. (Movant)
C Nw York, New York 10022 Guy C. Quinlan, Esquire
Aberrr—Mri—cadligan Royall, Koegel & Wells Ze	200 Park Avenue .
: New York, New York 10017
A-2 | David B. S. Cohen, Esquire (Also See Below)
Boraban u—cliekmanrSossize a	919 Third Avenue Cs
New York, New York 10022
A-3 Demov ¢ METris, C1500, Shein LAVENTHAL KREKSTEIN HORWATH & HORWATH1180 Avenue of the Americas Willkie, Farr & Gallagher
New York, New York 1003®% 77 K One ‘Chase Manhattan Plaza Fr	New York, New York 10005
Ira sapds qujfe rd LOUIS A. Cac 2k,| 701 venthX@venu
| Ney” Yoxk, Nem Tk 0036 ARR onal Fotnd) CO.| E1eH squire
Reheat? OL. L080 Esquire Olwine, Connelly, Chase, O'Donnell
A-4} Wolf, Popper, Ross, Wolf & Jones _ & Weyher iN
845 Third Avenue Po 299 Park Avenue =.	New York, New York 10022 © New York, New York 10017 .
C A-5]} Ros al & _Gurkin \19 pty aA CERTAIN DEFENDANTS IN A-1;A-3;A-4 & A-5	New Xork, Né& York 10017 A= Howard Mann, Esquire
Weiss, Bronston, Rosenthal, Heller
Judah I. Labowitz, Esquire & Schwaxtzman
A-6 ff Wolf, Block, Schorr & Solis-Cohen 295 Madison‘Avenue
12th Floor, Packard Bldg. == New York, New York 10017	Philadelphia, Pa. 19102 1 \ CERTAIN REFENDANTS IN A-8
Gerald F her, Esquire Manny Garcia, Esquire
Stroock & YStroock & Lavan Abrams, “Anton, Robbins, Resnick
61 Broad . & Schneider, P.A.
New York, New York 10005 Home Federal Tower
® Post Office\Box 650! Hollywood, Florida 33022

No.| plaintire	| Defendant
+ Leonard Barrack, Esquire } .
A-7 David Berger, P.A. DESERT PALACE
1622 Locust Street JEROME ZAROWITZ oPhiladelphia, Pa. 19103 JAY J. SARNO
. STANLEY MALLIN
Huson Goldman WILLIAM S. WEINBERGERA-8 Zoidon & Hicks, P.A. HARRY WALD
66 W. Flagler Street DANIEL STEIN
Miami, Florida 33130 NATHAN JACOBSON =EDWARD JACOBSON —.
VICTOR J. ROGERS \SOL J. ROGERS
NATHAN J. ROGERS
DON J. ROGERS
ALBERT FACCINTO C	Stuart A. Behjamin, Esquire
Wyman, Bautzer, Rothman & Kuchel
9601 Wilshire Boulevard, Suite 726
Beverly Hills, California 90210
B-1 Kevin Thomas Duffy, Esquire :
Regional Administrator ST
Securities & Exchange Commission co Coe
26 Federal Plaza J, or HE
New York, New York 10007 se : Sh
B-2 Ira Jay Sands, Esquire CLIFFORD PERLMAN
701 Seventh Avenue MELVIN CHASEN
New York, New York 10036 STUART PERLMAN
JAY LESHAW
EARL W. POWELL
WILLIAM H. MCELNEA, JR.
VAN ALSYYNE, NOEL & CO.
HAROLD D. BERKOWITZ
CAESARS PALACE REALTY CORP. eoGuy C. Quinlan, Esq.
Royall, Koegel & We-ls :
c-1 { Kaye, Scholer, Fierman, Hays Address as above
H & Handler
425 Park Avenue
New York, New York 10022

JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET NO, 110 -- IN RE CAESARS PALACE SECURITIES LITIGATION
C COMMON PARTY CHECKLIST
NAME OF PARTY NAMED AS PARTY IN FOLLOWING ACTIONS
caesars World, Ine. | ~~ 7 “+7 7%]
(formerly Lum's, I
Inc.) ~ B=]
Desert Palace, Inc. { —— —— Oo 00000000]
o & Desert Palace, a	ltd. ptnrship d/b/a
Caesars Palace fp] Ain (2-3 PVRS, CRT ATH 4
Jerome Zarowitz	~ [7]
A712 B-3.R-LI2AL	RIAL E8-/1¥2 |
Jay J. Sarno AAA
~~ ee
00]
Stanley Mallin EA	A A
~ aa
aaa
1
a —-_
William S. Weinbergef — — —— —————— ~~ ~~ ~~ |
~~ I
C Harry Wald ~~ EE
DE
fA B58 :R-L:A7,4-8 A-/Y%> |
Daniel Stein ee
|
AS 2 BA AE RL RD A-8,08-]¥ |
~~ | 25	bg
Nathan Jacobson ~ |
8 N A-1. 8-2 P-3A-SA-bp1 8-8 B72 |Edward Jacobson ee	——————,—,—eeee_—_

. * P. « :
Victor J. Rogers ” ’
~
Sol J. Rogers ee
N I
AT zd XT ATs ATA B7vE
bres]	—
A AAA A
Ben 3. Rogers — ®Ne I—
7D AAR AT ALATA Bld
AKAROA	A AA
Albert Faccinto \ —
ee
1
IT AB AEAST BL ATAL B=
A
Clifford Perlman I
I
—
ATA AA REAL AIA LR=
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1
VEN XW. CR. Ed EALA
eT
Stuart Perlman 7
7
—
7 A.B 7 Ashe Al B= C	i	————
Jay Leshaw -—
| 1
-—
BTA ATA ALA AZ
| Se
Earl W. Powell 7
7
—
BT asd ASB LAT RR ~
AE A A	A
William H. McElnea, Jr. ee] C1
7

oC Pp. \ 4
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
| DOCKET NO. 110 -- IN RE CAESARS PALACE SECURITIES LITIGATION
C COMMON PARTY CHECKLIST
NAME OF PARTY NAMED AS PARTY IN FOLLOWING ACTIONS
4-305 8-2.	00000000000	ooo]
Van Alstyne I	A
lo	———————
ee
4-5 445-2	000000000
Noel s co. IAA
i
I.
le
4-4 ps2 000000
Laventhal Krekstein | ~~~ —	~~	oo]
HoCwAR ypolRyy —
~
9-44. 0
Hexwath—s—Horwatir ee
oo	————————
]
Harris, kerr, Forster| ~~ ~~ ——	oo]
per \ p/ma]
Lg	00000
—
sarold po. Berkowitz {__ ~~ —— — —
I.
___
Caesar's Palace ee
o Realty Corp. HE.
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rr	——_—__
ee
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