99-6622•01a0067p.06
5(&200(1'(' )25 )8//7(;7 38%/,&$7,21
3XUVXDQW WR 6L[WK &LUFXLW 5XOH
(/(&7521,& &,7$7,21 )(' $SS 3 WK &LU
)LOH 1DPH DS
81,7('67$7(6&28572)$33($/6
)257+(6,;7+&,5&8,7
BBBBBBBBBBBBBBBBB
81,7(' 67$7(6 2) $0(5,&$
3ODLQWLII$SSHOOHH
Y
'(;7(5 $ -2+1621
'HIHQGDQW$SSHOODQW
;!
1
1R
$SSHDOIURPWKH8QLWHG6WDWHV'LVWULFW&RXUW
IRUWKH:HVWHUQ'LVWULFWRI7HQQHVVHHDW-DFNVRQ
1R²-DPHV'7RGG'LVWULFW-XGJH
$UJXHG)HEUXDU\
'HFLGHGDQG)LOHG0DUFK
%HIRUH*8<1255,6DQG6,/(5&LUFXLW-XGJHV
BBBBBBBBBBBBBBBBB
&2816(/
$5*8('5DOSK$6LYLOOD2)),&(2)7+()('(5$/
38%/,&'()(1'(5)257+(:(67(51',675,&72)
7(11(66((0HPSKLV7HQQHVVHHIRU$SSHOODQW-RKQ7
)RZONHV $66,67$17 81,7(' 67$7(6 $77251(<
0HPSKLV7HQQHVVHHIRU$SSHOOHH21%5,()5DOSK$
6LYLOOD2)),&(2)7+()('(5$/38%/,&'()(1'(5
)25 7+( :(67(51 ',675,&7 2) 7(11(66((
0HPSKLV 7HQQHVVHH IRU $SSHOODQW -RKQ 7 )RZONHV
-- 1 of 4 --
8QLWHG6WDWHVY-RKQVRQ 1R
$66,67$17 81,7(' 67$7(6 $77251(< 0HPSKLV
7HQQHVVHHIRU$SSHOOHH
BBBBBBBBBBBBBBBBB
23,1,21
BBBBBBBBBBBBBBBBB
$/$1(1255,6&LUFXLW-XGJH'HIHQGDQW'H[WHU$
-RKQVRQHQWHUHGLQWRDFRQGLWLRQDOJXLOW\SOHDWRRQHFRXQWRI
GUXJWUDIILFNLQJLQYLRODWLRQRI86& D SRVVHVVLRQ
ZLWKLQWHQWWRGLVWULEXWH 7KHSOHDDJUHHPHQWSUHVHUYHGKLV
ULJKWWRDSSHDOWKHGHQLDORIKLVPRWLRQWRVXSSUHVVHYLGHQFH
VHL]HG LQ WKH FRXUVH RI D URXWLQH WUDIILF VWRS ,Q RUGHU WR
UHVROYHWKHTXHVWLRQUDLVHGE\WKHDSSHDOZHPXVWDSSO\WKH
KROGLQJRI:KUHQY8QLWHG6WDWHV86 LQ
WKH FRQWH[W RI WKH PRWRU YHKLFOH ODZV RI 7HQQHVVHH
VSHFLILFDOO\7HQQ&RGH$QQ OLJKWVUHTXLUHGRQ
PRWRU YHKLFOHV ,Q OLJKW RI :KUHQ ZH FRQFOXGH WKDW WKH
SROLFH RIILFHUV ZKR LQLWLDWHG WKH WUDIILF VWRS KDG SUREDEOH
FDXVHWREHOLHYHWKDWGHIHQGDQWKDGYLRODWHGWKH7HQQHVVVHH
VWDWXWH DW LVVXH :H WKHUHIRUH DIILUP WKH MXGJPHQW RI WKH
GLVWULFWFRXUW
2Q )HEUXDU\ WZR RIILFHUV RI WKH -DFNVRQ
7HQQHVVHHSROLFHGHSDUWPHQWZHUHSDWUROOLQJDQDUHDRIWKH
FLW\ZKHUHGUXJWUDIILFNLQJKDGEHHQUHSRUWHG,QWKHFRXUVH
RIWKHLUVXUYHLOODQFHWKH\QRWLFHGDQDXWRPRELOHGULYHQE\
GHIHQGDQWFLUFOLQJLQWKHDUHD7KH\WKHQREVHUYHGWKDWWKH
YHKLFOHKDGDEURNHQWDLOOLJKW5DWKHUWKDQSXOOWKHFDURYHU
LPPHGLDWHO\WKHRIILFHUVIROORZHGLWIRUDSSUR[LPDWHO\WZR
PLOHVEHIRUHLQLWLDWLQJWKHVWRS
2IILFHU-DPHV6SULQJILHOGWHVWLWLILHGWKDWKHDQGKLVSDUWQHU
WKHQDSSURDFKHGWKHFDUDQGLQIRUPHGWKHGULYHUGHIHQGDQW
-RKQVRQWKDW³KHKDGEHHQVWRSSHGRQDWUDIILFYLRODWLRQRID
EXVWHGWDLOOLJKW´$FFRUGLQJWR2IILFHU6SULQJILHOG³>E@HIRUH
, FRXOG HYHQ DVN >GHIHQGDQW@ IRU KLV OLFHQVH KH VWDUWHG
UHDFKLQJGRZQLQWKHFRQVROHDUHDRIKLVYHKLFOH´)RUVDIHW\
UHDVRQVWKHRIILFHULQVWUXFWHGGHIHQGDQWWRVWHSRXWRIKLVFDU
-- 2 of 4 --
1R 8QLWHG6WDWHVY-RKQVRQ
$VXEVHTXHQWFKHFNRIGHIHQGDQW¶VGULYHU¶VOLFHQVHUHYHDOHG
WKDWLWKDGEHHQVXVSHQGHG$FFRUGLQJWR2IILFHU6SULQJILHOG
GHIHQGDQW³DFWHGUHDOQHUYRXV´ZKHQWROGWKDWKHZRXOGEH
SODFHGXQGHUDUUHVWKHDOVRPRYHGLQDPDQQHU³DVLIKHZDV
WU\LQJ WR FRQFHDO VRPHWKLQJ´ $ SDWGRZQ UHYHDOHG FUDFN
FRFDLQHLQGHIHQGDQW¶VSRFNHWPDULMXDQDZDVIRXQGLQWKH
WUXQNRIWKHFDU
,Q DGGLWLRQ WR WKH WHVWLPRQ\ RI 2IILFHU 6SULQJILHOG
SKRWRJUDSKVRIWKHEURNHQWDLOOLJKWZHUHLQWURGXFHGGXULQJWKH
VXSSUHVVLRQKHDULQJDQGZHUHUHYLHZHGE\WKHGLVWULFWFRXUW
ZKLFKFKDUDFWHUL]HGWKHPLQWKHVHWHUPV
>&@ROOHFWLYHH[KLELWFOHDUO\VKRZVDEURNHQWDLOOLJKWRQ
WKHGULYHU¶VVLGHRIWKLVYHKLFOH1RZFRXQVHOKDVFDOOHG
LWDFUDFNHGWDLOOLJKWEXWWKLVLVPRUHWKDQDFUDFN7KLV
LV D EURNHQ WDLOOLJKW ZLWK D SLHFH RI WKH UHG SODVWLF
PLVVLQJ
7KHFRXUWWKHQFRQVLGHUHGZKHWKHUWKHRIILFHUVKDGSUREDEOH
FDXVHWRVWRSDFDUZLWK³DKROHWKDWELJ´LQDWDLOOLJKW$IWHU
FRQFOXGLQJWKDWWKHRIILFHUVKDGDUHDVRQDEOHEDVLVWRVWRSWKH
YHKLFOH WKH FRXUW XSKHOG WKH FRQVWLWXWLRQDOLW\ RI WKH
VXEVHTXHQW VHDUFK DQG VHL]XUH UHO\LQJ XSRQ :KUHQ DQG
8QLWHG6WDWHVY)HUJXVRQ)G WK &LU HQ
EDQF
:KHQFRQVLGHULQJWKHGHQLDORIDPRWLRQWRVXSSUHVVZH
UHYLHZWKHGLVWULFWFRXUW¶VILQGLQJVRIIDFWIRUFOHDUHUURUDQG
LWV FRQFOXVLRQV RI ODZ GH QRYR 8QLWHG 6WDWHV Y
1DYDUUR&DPDFKR)G WK&LU $
IDFWXDO ILQGLQJ ZLOO RQO\ EH FOHDUO\ HUURQHRXV ZKHQ WKH
UHYLHZLQJFRXUWLVOHIWZLWKWKHGHILQLWHDQGILUPFRQYLFWLRQ
WKDWDPLVWDNHKDVEHHQFRPPLWWHG8QLWHG6WDWHVY$\HQ
)G WK&LU 0RUHRYHUWKHHYLGHQFH
PXVW EH UHYLHZHG ³LQ WKH OLJKW PRVW OLNHO\ WR VXSSRUW WKH
GLVWULFWFRXUW¶VGHFLVLRQ´1DYDUUR&DPDFKR)GDW
TXRWLQJ8QLWHG6WDWHVY%UDJJV)G WK
&LU FHUWGHQLHG86
-- 3 of 4 --
8QLWHG6WDWHVY-RKQVRQ 1R
,Q:KUHQWKH6XSUHPH&RXUWVHWWKHVWDQGDUGWKDWJRYHUQV
WKLV FDVH ³$V D JHQHUDO PDWWHU WKH GHFLVLRQ WR VWRS DQ
DXWRPRELOH LV UHDVRQDEOH ZKHUH WKH SROLFH KDYH SUREDEOH
FDXVHWREHOLHYHWKDWDWUDIILFYLRODWLRQKDVRFFXUUHG´:KUHQ
86 DW 0RUHRYHU ZKHWKHU D WUDIILF VWRS LV
UHDVRQDEOH GRHV QRW GHSHQG XSRQ WKH PRWLYDWLRQ RI WKH
RIILFHUV,GDW
$OWKRXJKGHFLGHGEHIRUH:KUHQWKLVFRXUWKDVDGRSWHGD
SRVLWLRQRQWKHOHJDOLW\RIWUDIILFVWRSVLQKDUPRQ\ZLWKWKDW
ODWHUVHWRXWE\WKH6XSUHPH&RXUW
:HKROGWKDWVRORQJDVWKHRIILFHUKDVSUREDEOHFDXVHWR
EHOLHYH WKDW D WUDIILF YLRODWLRQ KDV RFFXUUHG RU ZDV
RFFXUULQJWKHUHVXOWLQJVWRSLVQRWXQODZIXODQGGRHVQRW
YLRODWHWKH)RXUWK$PHQGPHQW:HIRFXVQRWRQZKHWKHU
DUHDVRQDEOHRIILFHU³ZRXOG´KDYHVWRSSHGWKHVXVSHFW
HYHQ WKRXJK KH KDG SUREDEOH FDXVH WR EHOLHYH WKDW D
WUDIILF YLRODWLRQ KDG RFFXUUHG RU ZKHWKHU DQ\ RIILFHU
³FRXOG´ KDYH VWRSSHG WKH VXVSHFW EHFDXVH D WUDIILF
YLRODWLRQ KDG LQ IDFW RFFXUUHG EXW RQ ZKHWKHU WKLV
SDUWLFXODURIILFHULQIDFWKDGSUREDEOHFDXVHWREHOLHYH
WKDWDWUDIILFRIIHQVHKDGRFFXUUHGUHJDUGOHVVRIZKHWKHU
WKLVZDVWKHRQO\EDVLVRUPHUHO\RQHEDVLVIRUWKHVWRS
7KHVWRSLVUHDVRQDEOHLIWKHUHZDVSUREDEOHFDXVHDQGLW
LV LUUHOHYDQW ZKDW HOVH WKH RIILFHU NQHZ RU VXVSHFWHG
DERXWWKHWUDIILFYLRODWRUDWWKHWLPHRIWKHVWRS,WLVDOVR
LUUHOHYDQW ZKHWKHU WKH VWRS LQ TXHVWLRQ LV VXIILFLHQWO\
RUGLQDU\RUURXWLQHDFFRUGLQJWRWKHJHQHUDOSUDFWLFHRI
WKHSROLFHGHSDUWPHQWRUWKHSDUWLFXODURIILFHUPDNLQJWKH
VWRS
:HQRWHWKDWWKLVSUREDEOHFDXVHGHWHUPLQDWLRQOLNHDOO
SUREDEOHFDXVHGHWHUPLQDWLRQVLVIDFWGHSHQGHQWDQGZLOO
WXUQRQZKDWWKHRIILFHUNQHZDWWKHWLPHKHPDGHWKH
VWRS8QGHUWKLVWHVWLWLVFOHDUWKDWWKHFRXUWVPD\QRW
GHWHUPLQHZKHWKHUWKHUHZDVSUREDEOHFDXVHE\ORRNLQJ
DW HYHQWV WKDW RFFXUUHG DIWHU WKH VWRS ,I DQ RIILFHU
WHVWLILHVDWDVXSSUHVVLRQKHDULQJWKDWKHLQIDFWGLGQRW
VHHWKHWUDIILFYLRODWLRQRUGLGQRWKDYHSUREDEOHFDXVHWR
1R 8QLWHG6WDWHVY-RKQVRQ
:H QRWH WKDW GHIHQGDQW GRHV QRW FKDOOHQJH WKH VHDUFK RI KLV SHUVRQ
RU YHKLFOH FRQGXFWHG DIWHU WKH LQWLWLDO WUDIILF VWRS 5DWKHU WKH VROH
DUJXPHQW UDLVHG LQ KLV EULHI LV WKDW EHFDXVH WKH LQWLWLDO VWRS YLRODWHG WKH
)RXUWK $PHQGPHQW WKH HYLGHQFH VXEVHTXHQWO\ VHL]HG E\ WKH RIILFHUV PXVW
EH VXSSUHVVHG
EHOLHYH D YLRODWLRQ KDG RFFXUUHG EXW RQO\ GLVFRYHUHG
DIWHUWKHVWRSRUWKHDUUHVWWKDWWKHVXVSHFWKDGFRPPLWWHG
DWUDIILFYLRODWLRQDFRXUWFRXOGQRWILQGWKDWSUREDEOH
FDXVHH[LVWHG6XFKDVWRSZRXOGEHXQUHDVRQDEOHXQGHU
WKH)RXUWK$PHQGPHQW&RQYHUVHO\LIWKHIDFWVNQRZQ
WRWKHRIILFHUDWWKHWLPHRIWKHVWRSZHUHVXIILFLHQWWR
FRQVWLWXWH SUREDEOH FDXVH WR EHOLHYH WKDW D WUDIILF
YLRODWLRQKDGRFFXUUHGDUHYLHZLQJFRXUWPD\QRWORRNDW
WKH RIILFHU V RUGLQDU\ URXWLQH RU KLV FRQGXFW RU
FRQYHUVDWLRQVWKDWRFFXUUHGEHIRUH RU DIWHUWKHVWRSWR
LQYDOLGDWHWKHVWRSDVSUHWH[WXDO
)HUJXVRQ)GDW LQWHUQDOFLWDWLRQVRPLWWHG
7HQQHVVHH&RGH$QQRWDWHG F SURYLGHV³(DFK
ODPSDQGVWRSOLJKWUHTXLUHGLQWKLVVHFWLRQVKDOOEHLQJRRG
FRQGLWLRQ DQGRSHUDWLRQDO´'HIHQGDQWFLWHVQR7HQQHVVHH
DXWKRULW\GHILQLQJWKHWHUP³JRRGFRQGLWLRQ´LQWKLVFRQWH[W
$V WKH GLVWULFW FRXUW QRWHG LQ UHVROYLQJ WKH OHJLWLPDF\ RI
GHIHQGDQW¶VPRWLRQWRVXSSUHVVWKHTXHVWLRQLVQRWZKHWKHUD
7HQQHVVHHFRXUWZRXOGKDYHIRXQGGHIHQGDQWJXLOW\RIWKH
WUDIILFLQIUDFWLRQEXWZKHWKHUWKHRIILFHUVKDGSUREDEOHFDXVH
WREHOLHYHWKDWDYLRODWLRQKDGRFFXUUHG7KHGLVWULFWFRXUW
FRQFOXGHG WKDW WKH KROH LQ GHIHQGDQW¶V WDLOOLJKW ZDV
VLJQLILFDQWZKLFKLVDIDFWXDOILQGLQJWKDWZHUHYLHZIRUFOHDU
HUURU$SSO\LQJWKHIDFWVHVWDEOLVKHGE\WKHGLVWULFWFRXUWWR
WKH7HQQHVVHHVWDWXWHLQTXHVWLRQZHKROGWKDWWKHRIILFHUV
KDG SUREDEOH FDXVH WR EHOLHYH WKDW WKH FRQGLWLRQ RI WKH
WDLOOLJKWYLRODWHGWKHVWDWXWRU\UHTXLUHPHQWWKDWLWEH³LQJRRG
FRQGLWLRQ´$FFRUGLQJO\WKHGHFLVLRQWRVWRSWKHYHKLFOHGLG
QRWYLRODWHGHIHQGDQW¶V)RXUWK$PHQGPHQWULJKWWREHIUHHRI
XQUHDVRQDEOHVHDUFKDQGVHL]XUH
7KHMXGJPHQWRIWKHGLVWULFWFRXUWLVDIILUPHG
-- 4 of 4 --
Conecte o Omnilex para pesquisar o corpus jurídico pelo seu assistente de IA.