063352np-pdf•Michael Norwood v. FRANK STRADA On Appeal from the United States District Court for the Middle District…
063352np-pdfCourt of Appeals for the Third Circuit2 de out. de 2007
NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 06-3352
MICHAEL NORWOOD,
Appellant
v.
FRANK STRADA
On Appeal from the United States District Court
for the Middle District of Pennsylvania
D.C. Civil Action No. 05-cv-2410
(Honorable William W. Caldwell)
Submitted Pursuant to Third Circuit LAR 34.1(a)
September 25, 2007
Before: SCIRICA, Chief Judge, FUENTES and SMITH, Circuit Judges
(Filed: October 2, 2007)
OPINION OF THE COURT
PER CURIAM.
Michael Norwood, a Muslim inmate currently incarcerated at the United States
Penitentiary at Lewisburg, Pennsylvania, seeks review of the district court’s grant of
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On May 15, 2005, Lewisburg’s prison population was placed on emergency lock-
down status and all prisoners were confined to their cells. The lock-down began after the
lunch meal on May 15, 2005, and was lifted before the breakfast meal on May 18, 2005.
As a result of the lock-down, Norwood alleges that he did not receive a religiously
certified (halal) meal, as he admits he usually receives, until the morning of May 18,
2005. Thus, portions of, or all of, the contents of seven prison meals are ultimately in
question.
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summary judgment in favor of appellee, Warden Frank Strada. For the reasons that
follow, we will affirm.
I.
Norwood filed a complaint on November 21, 2005, alleging that his constitutional
right to the free exercise of his religion was violated under the Religious Freedom
Restoration Act (“RFRA”).1 Strada filed a motion to dismiss or, in the alternative, for
summary judgment on February 7, 2006. In a report and recommendation issued on April
20, 2006, the magistrate judge concluded that a motion to dismiss was not proper as “[a]
reasonable fact-finder could conclude that not being able to eat seven consecutive meals
is a substantial burden on a prisoner’s exercise of his religion.” Construing Strada’s
further arguments under the RFRA as ones for summary judgment, the magistrate judge
also noted that Strada “ha[d] not met his burden of establishing that feeding the inmates
the bagged meals that were fed in this case was the least restrictive means of advancing” a
compelling governmental interest in feeding the entire prison population during an
emergency lock-down. Strada objected to the report and recommendation noting that
Norwood’s complaint had only alleged that he had been denied portions of the seven
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We have jurisdiction over this appeal under 28 U.S.C. § 1291. We exercise plenary
review of the district court’s order granting summary judgment in appellee’s favor. See
DeHart v. Horn, 227 F.3d 47, 50 (3d Cir. 2000).
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meals at issue. Further, Strada noted, the partial (or even total) reduction of only seven
meals could not have constituted a substantial burden on the exercise of Norwood’s
religious beliefs.
On June 27, 2006, the district court issued an order granting Strada’s motion. The
district court determined that Norwood failed to sufficiently plead that his religious
beliefs had been substantially burdened during the lock-down. The court noted that
assuming Norwood’s allegations were true, at least parts of the meals served were
acceptable. Further, the court noted, Norwood failed to allege that he had been forced to
act in a manner which violated his religious beliefs. The court also found that any
amendment to Norwood’s complaint would have proven futile. On July 7, 2006,
Norwood filed a timely motion to alter or amend. The district court rejected this motion,
noting that “[e]ven assuming for the purposes of summary judgment that Norwood can
show that he was unable to eat any meals on May 16 and 17, he cannot show that this
constituted a substantial burden on his religious beliefs as required under the RFRA.”
Further, Norwood had not “provided any argument or evidence to show that brief fasting
would violate his religious beliefs.” Norwood filed a timely appeal of the district court’s
June 27 order. 2
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As was the case in Adams v. Commissioner of Internal Revenue, 170 F.3d 173, 175
(3d Cir. 1999), it appears that the “parties do not contest the constitutionality or the
applicability of RFRA to the case at hand.” Thus, as they seem to agree that the RFRA
applies to the federal government, we again “assume without deciding that RFRA is
constitutional as applied to the federal government.” Id. (citing Alamo v. Clay, 137 F.3d
1366, 1367 (D.C. Cir. 1998)); cf. Boerne v. Flores, 521 U.S. 530, 535-36 (1997).
4
The RLUIPA was passed in response to the Supreme Court’s decision striking down
the RFRA as applied to state law. See City of Boerne v. Flores, 521 U.S. 507, 532-36
(continued...)
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II.
Under the RFRA, the “[g]overnment shall not substantially burden a person’s
exercise of religion even if the burden results from a rule of general applicability.” 42
U.S.C. § 2000bb-1(a). Once a plaintiff establishes a prima facie claim under the RFRA,
the burden shifts to the government to demonstrate that “application of the burden” to the
claimant “is in furtherance of a compelling governmental interest” and “is the least
restrictive means of furthering that compelling governmental interest.” 42 U.S.C. §
2000bb-1(b)(1-2). 3 The RFRA does not explain what constitutes a “substantial burden”
on the exercise of religion. We have stated, however, that within the related context of
the Religious Land Use and Institutionalized Persons Act of 2000 (“RLUIPA”), a
“substantial burden” “exists where: 1) a follower is forced to choose between following
the precepts of his religion and forfeiting benefits otherwise generally available to other
inmates versus abandoning one of the precepts of his religion in order to receive a benefit;
OR 2) the government puts substantial pressure on an adherent to substantially modify his
behavior and to violate his beliefs.”4 Washington v. Klem, F.3d , 2007 WL
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(...continued)
(1997). For the purposes of this opinion, it is sufficient to note that the provisions of the
RLUIPA are nearly identical to the RFRA. Cf. Navajo Nation v. U.S. Forest Service,
479 F.3d 1024, 1033 (9th Cir. 2007) (“Even after RLUIPA, RFRA plaintiffs must prove
that the burden on their religious exercise is ‘substantial.’”)
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2199190, *5 (3d Cir. August 2, 2007, No. 05-2351); see also Thomas v. Review Bd. of
Ind. Employment Sec. Div., 450 U.S. 707, 718 (1981); Sherbert v. Verner, 374 U.S. 398,
404 (1963).
Norwood failed to submit sufficient evidence of a substantial burden on his
religion in opposition to Strada’s motion for summary judgment. See Fed. R. Civ. P.
56(c); see also Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986) (“[T]he plain language
of Rule 56(c) mandates the entry of summary judgment, after adequate time for discovery
and upon motion, against a party who fails to make a showing sufficient to establish the
existence of an element essential to that party’s case, and on which that party will bear the
burden of proof at trial.”). Requiring a prisoner to eat food forbidden by his religion’s
dietary regimen may “substantially burden” one’s religious practice and the cases
generally indicate that prison administrators must provide an adequate diet without
violating an inmate’s religious dietary restrictions in order not to unconstitutionally
burden free exercise rights. See Williams v. Morton, 343 F.3d 212, 219 (3d Cir. 2003)
(“Where a prison affords the inmate alternative means of expressing his or her religious
beliefs, that fact tends to support the conclusion that the regulation—here providing a
vegetarian meal rather than one with meat—is reasonable”); see also DeHart, 227 F.3d at
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55, 56 (finding that Buddhist plaintiff whose request for a vegetarian diet was denied
because vegetarianism was not an absolute requirement of Buddhism had stated a free
exercise claim, and remanding for further factual findings regarding the existence of
countervailing penological interests); Makin v. Colo. Dep’t of Corr., 183 F.3d 1205, 1211
(10th Cir. 1999) (prison officials’ failure to accommodate inmate’s meal requirements
during the Muslim holy month of Ramadan violated his First Amendment right to free
exercise of his religion). In essence, this is a constitutional right not to be forced into a
Hobson’s choice of either eating food items which offend one’s religious beliefs, or
eating very little or not at all.
The issue here, however, is much more circumscribed; it is whether a short denial
of such a diet during an emergency lock-down was a “substantial burden,” or a mere de
minimis intrusion. Cf. McEachin v. McGuinnis, 357 F.3d 197, 203 n.6 (2d Cir. 2004)
(stating that within the context of free exercise “[t]here may be inconveniences so trivial
that they are most properly ignored. In this respect, this area of the law is no different
from many others in which the time-honored maxim ‘de minimis non curat lex’ applies”).
As the district court noted, it is incredible that in such a short time period Norwood would
have been forced to abandon one of the precepts of his religion, or that he would have felt
substantial pressure to modify his beliefs. Thus, we determine that Norwood failed to
submit sufficient evidence that his religious beliefs were substantially burdened.
Compare Ford v. McGinnis, 352 F.3d 582, 594 n.12 (2d Cir. 2003) (indicating that a
prisoner’s religious beliefs were substantially burdened by not being served one meal for
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the Eid ul Fitr feast, but noting that the “feast is sufficiently unique in its importance
within Islam to distinguish the present case from those in which the mere inability to
provide a small number of meals commensurate with a prisoner’s religious dietary
restrictions was found to be a de minimis burden”), Rapier v. Harris, 172 F.3d 999, 1006
n.4 (7th Cir. 1999) (holding unavailability of pork-free meals on three out of 810
occasions constituted only a de minimis burden on prisoner’s religion and was not a
violation of Free Exercise Clause), and Omar v. Casterline, 414 F. Supp. 2d 582, 593
(W.D. La. 2006) (holding that “the refusal to hold three meals because of Ramadan states
only a de minimis imposition on . . . free exercise rights”) with Lovelace v. Lee, 472 F.3d
174, 187-89 (4th Cir. 2006) (concluding that a prisoner’s religious exercise rights were
substantially burdened when a disciplinary policy excluded him from special Ramadan
meals during nearly the whole duration of the holy month and, during twenty-four of the
thirty days of Ramadan, excluded him from participating in daily group prayers), and
Makin, 183 F.3d at 1211-14.
Accordingly, we will affirm the district court’s order.
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