Max Gazarov, by his parents, Karen and Tat'yana Gazarov; KAREN GAZAROV; TAT'YANA GAZAROV v. the Diocese of Erie

02-3680Court of Appeals for the Third Circuit21 de out. de 2003

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NOT PRECEDENTIAL
THE UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________
No. 02-3680
___________
MAX GAZAROV, by his parents, Karen and Tat'yana Gazarov;
KAREN GAZAROV; TAT'YANA GAZAROV,
Appellants
v.
THE DIOCESE OF ERIE;
ST. JOHN THE BAPTIST SCHOOL
___________
ON APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
(D.C. Civil No. 01-cv-00182E)
District Judge: The Honorable Sean J. McLaughlin
___________
Submitted Under Third Circuit LAR 34.1(a)
September 3, 2003
BEFORE: SLOVITER, NYGAARD, and ROTH, Circuit Judges.
(Filed: October 21, 2003 )

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___________
OPINION OF THE COURT
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NYGAARD, Circuit Judge.
Appellants Karen and Tat’yana Gazarov, for themselves and on behalf of
their son, Max Gazarov (collectively “the Gazarovs”), appeal the District Court’s order of
summary judgment in favor of Appellees the Diocese of Erie and St. John the Baptist
School (“St. Johns”). In granting summary judgment, the District Court held that the
Gazarovs presented insufficient evidence to show national origin discrimination under
Title VI of the Civil Rights Act of 1964 (“Title VI”). Additionally, the District Court
found there was no contractual requirement that the school develop an improvement plan
for Max before suspending him. We will affirm.
I. FACTS AND PROCEDURAL HISTORY
Because the facts are known to the parties, we review them only briefly.
Max Gazarov is a student who resides with his family in Erie, Pennsylvania. The
Gazarovs are refugees from Azerbaijan, a nation that was formerly part of the Soviet
Union.
Through the fifth grade, Max attended Erie Public Schools. In the fall of
2000, the Gazarovs enrolled Max in the sixth grade at St. Johns, a Catholic school
affiliated with the Diocese of Erie. As part of the enrollment process, the Gazarovs

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1. W e note that only part of Max’s disciplinary history is supported by written
documentation of particular incidents. This paper trail is supplemented with descriptions
of other incidents as recalled by St. Johns teachers and principal Jerry Kruszewski. The
Gazarovs point to the lack of a complete paper trail as an indication that M ax was not
a disciplinary problem. See Brief for A ppellant, unpaginated (noting that M ax’s
school file had only two “minor offenses” of talking in class). W e disagree with this
interpretation of the documents. Under the school’s disciplinary policy, a written
warning would be issued only if the student chose to continue misbehavior after being
asked to stop and being moved aw ay from other students in the classroom.
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signed an enrollment form that made continued enrollment contingent on Max’s academic
performance and behavior. The form also provided that if Max’s behavior became an
issue, the school would contact the parents to discuss an improvement plan.
Once the school year began, Max was involved in several incidents that
resulted in his being called to the principal’s office and/or disciplined.1 In October of
2000, Max was accused of writing and reading threatening letters to a female student,
Marissa Donahue. When St. Johns principal Jerry Kruszewski was unable to determine
who had written the letters, the matter was referred to the Erie police, who also were
unable to identify the author.
On November 17, 2000, Max was involved in a fight with three male
classmates, including Tim Earll. Max suffered several injuries, including a cut on his
back that required medical attention. When the Gazarovs complained about Max’s
injuries, principal Kruszewski conducted an investigation and concluded that while it was
unclear who had initiated the fight, there was no question the other boys had acted
improperly. Tim was suspended from St. Johns for a day, and the other boys were

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2. There is a dispute over whether the Gazarovs voluntarily withdrew M ax from
St. Johns, or w hether he was expelled. It is unnecessary for us to consider this
question of fact, however, since it is irrelevant to our determination of the Gazarovs’
discrimination and contractual claims. We consider whether Max’s three-day
suspension constituted discrim inatory treatm ent or a breach of contract.
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removed from the school safety patrol. As a result of criminal charges against Tim, he
was put on probation for three months, forced to pay restitution, and ordered to apologize
to Max. The school did not punish Max for the fight.
In December of 2000, the father of one of Max’s classmates contacted
Monsignor Thomas McSweeney of the Diocese of Erie to complain that Max had been
uttering insults and racial slurs against his child. In response to the allegation, the
Gazarovs met with McSweeney. During this meeting, Mr. Gazarov allegedly made
racially derogatory comments, which M cSweeney says helped convince him that this
latest allegation about M ax’s inappropriate comments to classmates was true. Thereafter,
the Gazarovs were notified that Max had been suspended from St. Johns for three days.
During that period, McSweeney and principal Kruszweski attempted to initiate a meeting
with the Gazarovs to determine if something could be worked out so Max could continue
at St. Johns. Mr. Gazarov refused to attend such a meeting, and thereafter Max was
enrolled in another school.2
The Gazarovs’ initial complaint against the Diocese of Erie and St. Johns
claimed national origin discrimination under Title VI, negligence, breach of contract, and
intentional infliction of emotional distress. After discovery, the Diocese of Erie and St.

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Johns filed a motion for summary judgment. The Gazarovs voluntarily withdrew their
negligence and intentional infliction of emotional distress claims, so the District Court
considered the motion for summary judgment on the Title VI and contractual claims only.
On August 29, 2002, the District Court granted summary judgment on
behalf of the Diocese of Erie and St. Johns. The Gazarovs appeal and this court has
jurisdiction under 28 U.S.C. § 1291.
II. DISCUSSION
A. Standard of Review
This court has plenary review of the District Court’s decision to grant
summary judgment. See Blair v. Scott Specialty Gases, 283 F.3d 595, 602-03 (3d Cir.
2002) . We apply the same standard as used by the District Court. Id. A grant of
summary judgment is appropriate “if the pleadings, depositions, answers to
interrogatories, and admissions on file, together with the affidavits, if any, show that there
is no genuine issue as to any material fact and that the moving party is entitled to
judgment as a matter of law.” Fed. R. Civ. P. 56(c).
B. Discrimination Claim
The Gazarovs claim that the Diocese of Erie and St. Johns acted in a
discriminatory manner when they suspended Max for three days. The District Court
found that the Gazarovs failed to make out a prima facie case of national origin
discrimination under Title VI. Alternatively, the District Court stated that summary

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judgment was appropriate because the Gazarovs were unable to show that St. Johns’
proffered reason for suspending Max was a pretext for discrimination.
Title VI prohibits federally funded programs, including schools, from
discriminating on the basis of national origin or other characteristics. 42 U.S.C. § 2000d.
It is uncontested that the Diocese of Erie and St. Johns receive federal financial assistance
and are subject to Title VI’s prohibition of discrimination.
The parties agree the question of whether the Gazarovs succeed on their
Title VI discrimination claim is informed by the Supreme Court’s decision in McDonnell
Douglas Corp. v. Green, 411 U.S. 792 (1973). See NAACP v. Med. Ctr., Inc., 657 F.2d
1322, 1333 (3d Cir. 1981) (en banc) (applying McDonnell Douglas to a Title VI claim).
In McDonnell Douglas, the Court established a burden-shifting framework for analyzing
claims under Title VII of the Civil Rights Act. 411 U.S. at 802. This framework requires
the plaintiff to first establish a prima facie case of discrimination. Then, if the plaintiff is
successful in doing so, the burden shifts to the defendant “to articulate some legitimate,
nondiscriminatory reason.” Id. “Finally, should the defendant carry this burden, the
plaintiff then must have an opportunity to prove by a preponderance of the evidence that
the legitimate reasons offered by the defendant were not its true reasons, but were a
pretext for discrimination.” Jones v. Sch. Dist., 198 F.3d 403, 410 (3d Cir. 1999) (citing
Texas Dep’t of Cmty. Affairs v. Burdine, 450 U.S. 248, 252-53 (1981)). The McDonnell
Douglas analysis shifts only the burden of production, with the plaintiff retaining the

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3. Before reaching the pretext stage, the District Court addressed the question of
whether the Gazarovs had made out a prima facie case of discrimination. In doing so,
the D istrict Court considered whether M ax and other disciplined classm ates w ere
sim ilarly situated such that the other students could be comparators in assessing St.
Johns’ alleged discrimination. We do not linger on that question here, because we
reach it in the pretext analysis.
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burden of persuasion that the defendant discriminated against him. Burdine, 450 U.S. at
252-53.
In this case, we assume, arguendo, that the parties have met the burden of
production for the first two steps in the McDonnell Douglas analysis. We do so because
this court has commented that in its experience “most [discrimination] cases turn on the
third stage, i.e. can the plaintiff establish pretext.” Jones, 198 F.3d at 410. We proceed,
as did the District Court, to the issue of whether the Gazarovs are able to show that St.
Johns’ proffered reason for suspending Max—their belief that current allegations against
Max were true, informed by Max’s behavioral history—was pretext for discrimination.3
This Court has articulated two alternatives for the plaintiff attempting to
show pretext. Either the plaintiff may show that a reasonable factfinder would: “(1)
disbelieve the [defendant’s] articulated legitimate reasons; or (2) believe that an invidious
discriminatory reason was more likely than not a motivating or determinative cause of the
[defendant’s] action.” Jones, 198 F.3d at 413 (citations omitted).
To make the necessary showing of pretext under the first alternative, the
plaintiff can “demonstrate such weaknesses, implausibilities, inconsistencies,

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incoherencies, or contradictions in the [defendant’s] proffered legitimate reasons for its
actions that a reasonable factfinder could rationally find them unworthy of credence.”
Fuentes v. Perskie, 32 F.3d 759, 765 (3d Cir. 1994) (internal citations and quotations
omitted). We have no reason to disbelieve St. Johns’ proffered reason for suspending
Max is “unworthy of credence.”
Under the second prong of the pretext analysis, the issue is whether the
Gazarovs have demonstrated that St. Johns and the Diocese of Erie treated Max
differently from similarly situated individuals. See McDonnell Douglas, 411 U.S. at 794;
Jones, 198 F.3d at 413. To make that showing, the Gazarovs “cannot selectively choose a
comparator.” See Simpson v. Kay Jewelers, 142 F.3d 639, 645 (3d Cir. 1998). To be
deemed similarly situated, the comparator must be roughly equivalent to the person in
question. Perkins v. Brigham & Women’s Hosp., 78 F.3d 747, 751 (1st Cir. 1996)
(citations omitted).
As the first possible comparator, the Gazarovs point to Tim Earll, who was
suspended only one day for his involvement in the fight that injured Max. The Gazarovs
posit that Max and Tim are similarly situated because they “were both accused of serious
infractions,” yet Max was suspended for three days and Tim for only one. Hence, the
Gazarovs say they have shown pretext by demonstrating favorable treatment of
American-born Tim.

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Certainly there are similarities between Max and Tim: both were sixth grade
students at St. Johns, both were involved in the fight on November 17, 2000, and both
have been suspended. What the Gazarovs fail to appreciate is that these few similarities
do not make Tim an appropriate comparator. The behaviors that led the school to
suspend M ax and Tim were entirely different. Max was suspended for making racially
derogatory comments, while Tim was suspended for involvement in a fight. Furthermore,
Tim was not similarly situated to Max because, unlike Max, Tim had no history of
behavioral problems at St. Johns. The Gazarovs also imply that Tim’s conduct was more
serious than anything Max was accused of, since Tim was convicted of simple assault and
caused physical harm to Max. This argument, too, is unavailing. The plaintiff may assert
a subjective belief that another’s behavior is more serious, but unless it is the same
conduct as the plaintiff’s, the supposedly more serious act by the comparator is irrelevant.
See Mitchell v. Toledo Hospital, 964 F.2d 577, 583 (6th Cir. 1992).
The Gazarovs also point to Marissa Donahue as an appropriate comparator.
According to the Gazarovs, Marissa “lied and accused Max of writing [threatening
letters]. She was enrolled at St. Johns under the same agreement as Max [yet] was never
punished.” The Gazarovs assert that the failure to punish M arissa helps demonstrate
preferential treatment of American-born students. This assertion, however, is not enough
to survive summary judgment. As with Tim Earll, the Gazarovs have not shown that

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Marissa was similarly situated to Max. In fact, the Gazarovs have failed to provide any
evidence that Marissa lied and was therefore deserving of punishment.
Failing to demonstrate a triable issue of fact about pretext, the Gazarovs do
not survive the McDonnell Douglas inquiry, and the District Court’s grant of summary
judgment was appropriate.
C. Contractual Claim
The issue raised by the Gazarovs’ contractual claim is whether the
enrollment form signed by the Gazarovs, taken together with the school’s disciplinary
policy, required that Max be given an improvement plan before being suspended.
A cause of action for breach of contract under Pennsylvania law has three
elements: “(1) the existence of a contract, including its essential terms, (2) a breach of
duty imposed by the contract, and (3) resultant damages.” Williams v. Nationwide Mut.
Ins. Co., 750 A.2d 881, 884 (Pa. Super. 2000). The Gazarovs’ breach of contract claim
fails because the disciplinary policy plainly allowed for “immediate dismissal” for serious
misbehavior. The school suspended Max under this provision, and therefore no duty was
breached. Furthermore, as the District Court recognized, “any alleged failure of St. Johns
to implement an ‘improvement plan’ as set forth in the enrollment form can be attributed
to the Gazarovs’ failure to cooperate with the school” and come to the post-suspension
meeting requested by McSweeney and Kruszewski.

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Because the Gazarovs have failed to make out a prima facie case for breach
of contract, the District Court’s order of summary judgment was appropriate.
III. CONCLUSION
For the reasons set forth, we will affirm the District Court’s order of
summary judgment in favor of the Diocese of Erie and St. Johns.
_________________________
TO THE CLERK:
Please file the foregoing opinion.
/s/ Richard L. Nygaard
Circuit Judge

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