022983up-pdf•United States of America v. EDDIE SIMMS aka “DJ” Eddie Simms
022983up-pdfCourt of Appeals for the Third Circuit20 de jun. de 2003
NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________
No. 02-2983
___________
UNITED STATES OF AMERICA
v.
EDDIE SIMMS
aka
“DJ”
Eddie Simms,
Appellant
___________
On Appeal from the United States District Court
for the Middle District of Pennsylvania
District Court Judge: Honorable Yvette Kane
(D.C. Criminal No. 01-cr-00032-1)
___________
Submitted Under Third Circuit L.A.R. 34.1(a)
March 6, 2003
Before: ROTH, BARRY, and FUENTES, Circuit Judges.
(Opinion Filed: June 20, 2003)
________________________
OPINION
________________________
-- 1 of 6 --
*As Counsel noted, Simms has won a pyrrhic victory. In an earlier case, United States v.
Simms, 2002 U.S. App. LEXIS 6560 (3d Cir. April 8, 2002), this Court held that Simms had the
right to file an appeal out of time. But, we now find that Simms lacks any non-frivolous issues to
raise on appeal.
2
FUENTES, Circuit Judge:
On May 17, 2000, in accordance with a written plea agreement, Eddie Simms
(“Simms”) pled guilty to a superceding information alleging two counts of Interstate Travel
in Aid of Racketeering, in violation of 18 U.S.C. § 1952(a)(3). Thereafter, the District Court
sentenced Simms to 60 months of imprisonment on each of the two counts, to be served
consecutively, followed by 24 months of supervised release for each count, to be served
concurrently. Simms’ counsel filed a brief pursuant to Anders v. California, 386 U.S. 738
(1967), expressing his belief that Simms can not raise any non-frivolous issues for our review
and directing us, as is required under Anders, to the four issues that he thought Simms might
raise on appeal. After he was notified of Counsel’s intent to withdraw, Simms filed a pro
se brief raising the issue of whether the supervised release provision of his sentence violated
the Sentencing Guidelines and Federal Rule of Criminal Procedure 11(b)(1)(H) by imposing
a total sentence longer than the sentence discussed at the plea colloquy. We have appellate
jurisdiction pursuant to 28 U.S.C. § 1291and 18 U.S.C. § 3742(a).* Finding no merit in the
potential issues raised by Counsel or Simms, and finding, on independent review, no
arguably non-frivolous issues in the record, we will affirm and grant Counsel’s motion to
withdraw.
First, Counsel noted that Simms might challenge his waiver of his right to indictment.
However, in accordance with Federal Rule of Criminal Procedure 7(b), Simms signed the
-- 2 of 6 --
3
waiver of indictment in open court with counsel present, was informed of his right to be
indicted by a grand jury, and stated that he was not coerced. Therefore, the waiver is not a
meritorious issue on appeal.
Counsel also noted that the District Court informed Simms that even if he did not like
the sentence, he would not be permitted to withdraw his plea. By doing so, the District Court
complied with Federal Rules of Criminal Procedure 11(e)(1)(B) and (e)(2), which require the
court to inform the defendant that he has no right to withdraw his plea even if the court does
not accept the sentencing recommendations in the plea agreement. Accordingly, Simms may
not ask to withdraw his plea due to his dissatisfaction with the sentence imposed by the
District Court.
Next, Counsel noted that Simms might challenge his guilty plea on the grounds that
it was not knowing, voluntary, and intelligent under Brady v. United States, 397 U.S. 742,
747-748 (1970) and Federal Rule of Criminal Procedure 11(b)(2). Counsel points out,
however, that the District Court conducted a comprehensive plea colloquy and advised
Simms that he would be waiving a number of his constitutional rights, ensured that Simms
understood the nature of the charges against him, and determined that there was a factual
basis for the charges against him. In addition, the District Court ascertained that Simms had
reviewed the plea agreement, entered into it willingly, and understood that the maximum
penalty for each count in the plea agreement included imprisonment for a period of up to five
years and a term of supervised release to be determined by the District Court. As the final
-- 3 of 6 --
4
sentence did not exceed the maximum terms outlined by the District Court, Simms’ plea was
knowing, voluntary and intelligent under Brady and Rule 11(b)(2).
Finally, Counsel noted that Simms might attempt to appeal his sentence but that
Simms’ sentence falls within the applicable Sentencing Guidelines range. Therefore, under
18 U.S.C. § 3742, Simms can not successfully appeal his sentence because it does not violate
the law, is not greater than the sentence specified in the applicable guideline range and plea
agreement, and is not a result of an incorrect application of the Sentencing Guidelines.
As mentioned above, Simms filed a pro se brief raising arguments questioning
whether the Sentencing Guidelines had been properly applied to determine his sentence and
whether he had been properly informed of the nature and terms of the supervised release
provision of the sentence. Although we generally rely on the Anders brief to identify the
issues raised for appeal, we may look at the pro se brief as well. See United States v. Youla,
241 F.3d 296, 301 (3d Cir. 2001).
Simms contends that the District Court violated Federal Rule of Criminal Procedure
11(b)(1)(H) by including a two year supervised release provision as a part of his sentence.
Simms claims that he was not advised that the guidelines included a mandatory two-year term
of supervised release in addition to the incarceration. However, as noted above, Simms
acknowledged during the plea colloquy that he understood that the charges to which he was
pleading guilty included “a term of supervised release to be determined by the court.” In
addition, the District Court determined during the plea colloquy that Simms understood that
his final sentence had not yet been decided. The pre-sentence report recommended two
-- 4 of 6 --
5
years of supervised release to be served concurrently for each offense in addition to the five
years of incarceration to be served consecutively for each offense. Simms did not object to
the terms outlined in the pre-sentence report before or during his sentencing hearing. Thus,
Simms was informed of the terms outlined in the pre-sentence report as required by Rule
11(b)(1)(H).
Furthermore, even if the District Court had failed to outline the maximum and
minimum lengths of supervised release that it could have imposed, the standard of review
for determining the adequacy of the plea colloquy is a review for “plain error affecting the
defendant’s substantial rights.” See U.S. v. Olano 507 U.S. 725, 733 (1993); U.S. v.
Knobloch 131 F.3d 366, 370 (3d Cir. 1997). This standard of review requires the defendant
to show that the error was prejudicial; that is, that he would have changed his plea if he had
known the full extent of the sentence to which he could be subjected. Here, Simms has not
alleged that he would have rejected the plea agreement and maintained his plea of innocence
if he had known of the exact length of the supervised release to be imposed. Thus, his
substantial rights were not affected. See e.g. U.S. v. Powell 269 F.3d 175, 185-86 (3d Cir.
2001) (holding that if the lower court had erred by not correctly informing the defendant of
the length of his supervised release, the error was harmless as defined by Rule 11(h) because
it was unlikely that the defendant would have pled differently but for the error); U.S. v.
Henry, 893 F.2d 46, 48 (3d Cir. 1990) (holding that a statement at the plea colloquy that there
would be a supervised release term plus notice in the plea agreement of the minimum length
-- 5 of 6 --
6
of the supervised release term were sufficient to establish that the court had not committed
a substantial error affecting the defendant’s substantial rights).
Simms cites U.S. v. Good, 25 F.3d 220 (4th Cir. 1994), in support of his contention
that the District Court erred in not fully explaining the terms of supervised release. However,
the Good court held that the error was harmless. In any event, Good is not analogous to
Simms’ case. Unlike the defendant in Good, Simms was informed that he would be subject
to supervised release both during the plea colloquy and in the pre-sentence report.
Counsel conducted a conscientious review of the record and concluded that there were
no non-frivolous issues that could be raised on appeal. Anders, 386 U.S. at 744. Because
counsel has complied with all of the procedures specified in Anders, we will grant his motion
for withdrawal. After carefully reviewing the briefs and accompanying materials of record,
we will affirm Simms’ conviction and sentence. We have conducted an independent
examination of the record before us, and we agree with counsel that there are no non-
frivolous issues that justify review.
For the foregoing reasons, we will affirm the Order of the District Court and grant
counsel’s request to withdraw.
_____________________________
TO THE CLERK OF THE COURT:
Kindly file the foregoing Opinion.
/s/ Julio M. Fuentes
Circuit Judge
-- 6 of 6 --
Conecte o Omnilex para pesquisar o corpus jurídico pelo seu assistente de IA.