15-10218•Richard Sierra v. Secretary, Florida Department of Corrections, et al
15-10218Court of Appeals for the Eleventh Circuit26 de jul. de 2016
[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
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No. 15-10218
Non-Argument Calendar
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D.C. Docket No. 6:13-cv-00402-GKS-GJK
RICHARD SIERRA,
Petitioner-Appellant,
versus
SECRETARY, FLORIDA DEPARTMENT OF CORRECTIONS,
ATTORNEY GENERAL, STATE OF FLORIDA,
Respondents-Appellees.
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Appeal from the United States District Court
for the Middle District of Florida
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(July 26, 2016)
Before CARNES, Chief Judge, WILLIAM PRYOR, and FAY, Circuit Judges.
PER CURIAM:
Richard Sierra, a Florida prisoner, appeals the denial of his 28 U.S.C. § 2254
petition. He contends that his trial counsel was ineffective for advising him that, if
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he went to trial and was found guilty, the court would have no option but to
sentence him to life imprisonment. He argues that nothing was said during his plea
colloquy to correct the incorrect advice he received about the consequences of
going to trial. He asserts that if counsel had not given him the incorrect advice, he
would have gone to trial instead of pleading guilty.
In 2009 Sierra entered a written, open plea agreement. He pleaded no
contest to one count of kidnapping with the intent to commit a felony with a
firearm and one count of robbery with a firearm, and the State entered a nolle
prosequi on two counts of aggravated assault with a firearm. Sierra was also
charged with violating his probation, which he admitted. He was sentenced to a
total term of twenty-five years imprisonment.
Sierra sought post-conviction relief under Florida Rule of Criminal
Procedure 3.850, which the state court denied. The court also denied his motion
for rehearing, finding that he could not demonstrate prejudice because he could not
have reasonably relied on advice about facing a mandatory life sentence at trial
based on what the court told him at the plea colloquy regarding the possible
sentences for his crimes. The state appellate court affirmed the denial of relief.
Sierra later filed a § 2254 petition in the district court, raising four claims.
On the claim at issue here, the court found that Sierra had failed to show that his
counsel acted unreasonably or that he was prejudiced. It dismissed his petition and
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denied a certificate of appealability. We granted a certificate of appealability on
this issue:
Whether trial counsel was constitutionally ineffective for advising Mr.
Sierra that if he did not plead guilty and was convicted at trial, the
trial court had no other option but to sentence him to life
imprisonment.
When a state court has adjudicated a claim on the merits, AEDPA precludes
federal habeas relief unless the state court’s decision was (1) “contrary to, or
involved an unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States; or (2) . . . was based on an
unreasonable determination of the facts in light of the evidence presented in the
State court proceeding.” 28 U.S.C. § 2254(d). To establish entitlement to relief,
Sierra “must show that no fairminded jurist could agree with the state court’s
decision on an issue of federal law or on an issue of fact.” Lynch v. Sec’y, Fla.
Dep’t of Corr., 776 F.3d 1209, 1217 (11th Cir. 2015) (quotation marks omitted).
In the “rare case in which the petitioner has met the requirement of § 2254(d)(2) by
showing the state courts made an unreasonable factual determination, we review
[the] claim de novo, without deference to the [state court’s] decision.” Jones v.
Walker, 540 F.3d 1277, 1288 (11th Cir. 2008) (en banc).
To succeed on his claim, Sierra also “must prove that: (1) counsel’s advice
was deficient; and (2) ‘but for counsel’s errors, he would not have pleaded guilty
and would have insisted on going to trial.’” Lynch, 776 F.3d at 1218 (quoting Hill
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v. Lockhart, 474 U.S. 52, 58–59, 106 S. Ct. 366, 370 (1985)). “Moreover, to
obtain relief on this type of claim, [he] must convince the court that a decision to
reject the plea bargain would have been rational under the circumstances.” Padilla
v. Kentucky, 559 U.S. 356, 372, 130 S. Ct. 1473, 1485 (2010).
In its order denying Sierra’s motion to reconsider, the state collateral court
noted that during Sierra’s plea colloquy he was informed that the crimes he was
charged with committing were punishable by sentences of “up to life
imprisonment.” Based on that, the court concluded that Sierra could not have
reasonably relied on any incorrect advice that a life sentence was mandatory. The
court pointed to the following exchange in the plea transcript:
THE COURT: Okay. The kidnapping charge is a life felony, which
is punishable by up to life imprisonment, probation for up to life,
and/or a fine of up to $15,000. Your charge of robbery with a firearm
is a first-degree felony punishable by up to life imprisonment,
probation for up to life, and/or a fine of up to $10,000. Do you
understand that, sir?
THE DEFENDANT: Yes.
THE COURT: Ok. [Defense counsel] has handed me an admission
form in [the probation violation case]. In that case, you were placed
on probation for possession of alprazolam, which is a third-degree
felony punishable by up to five years in state prison, five years
probation, and/or a fine of up to $5000. Do you understand?
THE DEFENDANT: Yes.
* * *
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THE COURT: Do you understand that if you enter this plea and this
admission, the sentence to be imposed is entirely up to the court, and
the court could impose any sentence which could be up to life
imprisonment?
THE DEFENDANT: Yes.
The record establishes that Sierra was informed about the range of possible
sentences for the crimes he had committed. He argues, however, that the state
court unreasonably determined that the information provided during the plea
colloquy cured the incorrect advice he received from his lawyer. Sierra asserts that
because the court’s statements were made in the context of a guilty plea, they did
nothing to dispel his misconception about facing a mandatory life sentence if he
went to trial. He argues that counsel’s advice gave him the impression that guilty
pleas and guilty verdicts result in separate sentencing schemes and because of that,
he could not accurately weigh the consequences of going to trial instead of entering
a guilty plea.
Even assuming that is correct, and even assuming that the state court’s
decision involved an unreasonable determination of the facts in light of the
evidence presented, see Jones, 540 F.3d at 1288, under any standard of review
Sierra’s claim fails because he cannot show prejudice. A petitioner who has no
viable trial defenses cannot establish prejudice from counsel’s advice to plead
guilty. See Lynch, 776 F.3d at 1218–19. Sierra does not dispute the State’s
assertion that there was overwhelming evidence of his guilt, including a video
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recording of Sierra and a codefendant robbing a pawnshop, holding two employees
at gunpoint, and binding their hands. There was also evidence that Sierra
possessed some of the recently stolen property. Sierra asserts that he had some
valid defenses, but he does not say what they are. He also asserts that a jury might
have convicted him of lesser included offenses warranting a lower sentence,
particularly because his codefendant was indisputably the one who carried the
firearm during the robbery. Sierra did not carry a firearm.
Under Florida law, a person who participates in a common criminal scheme
with another is guilty of all crimes committed in furtherance of that scheme,
regardless of physical participation. See Lovette v. State, 636 So. 2d 1304, 1306
(Fla. 1994); Jacobs v. State, 396 So. 2d 713, 716 (Fla. 1981). The fact that Sierra
was not the robber who carried the firearm does not diminish his guilt for the
charged crimes. See Freeny v. State, 621 So. 2d 505, 506 (Fla. 5th DCA 1993)
(holding that “possession of a firearm by a codefendant is sufficient to convict a
defendant of armed robbery, pursuant to the principal theory”).
With a video recording of the crime and no valid defenses, it would not have
been rational for Sierra to have rejected the plea agreement and proceeded to trial.
See Diveroli v. United States, 803 F.3d 1258, 1265 (11th Cir. 2015) (explaining
that it would not have been rational for the defendant to have rejected his plea
agreement because of the evidence of his guilt and the lack of any valid defenses).
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And if Sierra had decided to proceed to trial instead of pleading guilty, the State
might well have chosen not to enter a nolle prosequi on the two counts of
aggravated assault with a firearm as it had promised to do in the plea agreement.
See Taylor v. State, 608 So. 2d 804, 805 (Fla. 1992) (holding that “aggravated
assault is not a category-one necessarily lesser included offense of armed
robbery”). Because he has failed to show he was prejudiced by counsel’s advice to
plead guilty, he is not entitled to relief.1
AFFIRMED.
1 Sierra has requested an evidentiary hearing. Because he has not sufficiently alleged facts that,
if true, would entitle him to relief, an evidentiary hearing is not required. See Schriro v.
Landrigan, 550 U.S. 465, 474, 127 S. Ct. 1933, 1940 (2007) (holding that, where “the record
refutes the applicant’s factual allegations or otherwise precludes habeas relief, a district court is
not required to hold an evidentiary hearing”).
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