B318060•P. v. Kelly
B318060Court of Appeal Second Appellate District / Divisão 629 de dez. de 2022
Filed 12/29/22; REVIEW GRANTED. See Cal. Rules of Court, rules 8.1105 and
8.1115 (and corresponding Comment, par. 2, concerning rule 8.1115(e)(3)).
CERTIFIED FOR PUBLICATION
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION SIX
THE PEOPLE,
Plaintiff and Respondent,
v.
GLORIA NYLEEN KELLY,
Defendant and Appellant.
2d Crim. No. B318060
(Super. Ct. No. 2017008225)
(Ventura County)
Appellant is a repeat offender who has previously served
seven separate prison terms. Facing a “Three Strikes” 25-year-
to-life sentence in the present case, she “cut” her best deal with
the prosecutor and the trial court. She now wants to retain the
benefits of her negotiated disposition but “whittle down” the 18-
year prison term she agreed to serve. She relies upon newly
enacted subdivision (b)(6) of Penal Code section 1170.1 It
provides: “[U]nless the court finds that the aggravating
circumstances outweigh the mitigating circumstances that
imposition of the lower term would be contrary to the interests of
1
All statutory references are to the Penal Code.
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justice, the court shall order imposition of the lower term if any of
[three specified circumstances] was a contributing factor in the
commission of the offense . . . .” (Italics added.)
Appellant cannot whittle down her stipulated sentence. We
hold that section 1170, subdivision (b)(6) does not apply to
sentences imposed pursuant to a negotiated disposition that
includes an agreed-upon term of imprisonment. In this situation,
the superior court does not have discretion to weigh the
aggravating and mitigating circumstances.
Gloria Nyleen Kelly appeals from the judgment entered
after we had remanded the matter to the trial court for
resentencing pursuant to Senate Bill No. 1393 (2017-2018 Reg.
Sess.) (S.B. 1393). (Stats. 2018, ch. 1013, §§ 1, 2.) She contends
the judgment must be reversed and the matter remanded for
another resentencing hearing because she is entitled to the
benefit of section 1170, subdivision (b)(6).
We affirm because the trial court had no discretion to
impose a lesser sentence, or any sentence that varied the terms to
which she had agreed in her plea bargain. The Legislature did
not intend to expunge appellant’s signature on the felony
disposition statement that specified the exact sentence she would
serve.2
2
A related issue is pending before our Supreme Court in
People v. Mitchell (2022) 83 Cal.App.5th 1051 (rev. granted Dec.
14, 2022, S277314). A Supreme Court news release dated
December 16, 2022, states, “This case presents the following
issue: Does Senate Bill No. 567 (Stats. 2021, ch. 731), which
limits a trial court’s discretion to impose upper term sentences,
apply retroactively to defendants sentenced pursuant to
stipulated plea agreements [i.e., plea agreements with a
stipulated sentence]?” Mitchell held that it does not apply
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Procedural Background
Appellant was charged with first degree residential
burglary. (§§ 459, 460). The information alleged that she had
been convicted of three prior serious felony convictions (§ 667,
subd. (a)(1)), had served seven prior prison terms (§ 667.5, former
subd. (b)), and had been convicted of three prior serious or violent
felonies within the meaning of California’s Three Strikes law. (§§
667, subds. (b)-(i), 1170.12, subds. (a)-(d).) She was facing a
potential sentence of imprisonment for life.
Pursuant to a felony disposition statement, appellant
agreed to plead guilty to first degree residential burglary and
admit one prior strike, two prior serious felony convictions, and
seven prior prison terms. She was informed that the maximum
possible state prison sentence was 29 years. But appellant, the
district attorney, and trial court agreed that her actual sentence
would be 18 years.
Before appellant entered her plea, the trial court told her
that she “will be sentenced to 19 years and four months in the
Department of Corrections” – 18 years in the present case plus a
consecutive term of one year, four months in another case. In the
other case, appellant pleaded guilty to “violat[ing] Vehicle Code
section 23153(e), a felony, driving under the influence of drugs
causing an injury.”
The trial court sentenced appellant to an aggregate term of
18 years: the middle term of four years for first degree burglary,
doubled to eight years because of the prior strike, plus 10 years
retroactively because when the plea bargain includes a stipulated
sentence, the trial court does “not exercise any discretion . . . in
selecting the lower, middle, or upper term.” (Id. at p. 1059.)
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for the two prior serious felony convictions. The court struck the
seven prior prison terms.
She appealed. In a published opinion, “[w]e dismissed the
appeal for lack of a certificate of probable cause (§ 1237.5) . . . .
(People v. Kelly (2019) 32 Cal.App.5th 1013 [(Kelly I)].) [¶] Our
Supreme Court granted review and transferred the matter to us
with directions to vacate our [decision] and reconsider the case in
light of People v. Stamps (2020) 9 Cal.5th 685 (Stamps).” (People
v. Kelly (Nov. 16, 2020, B291220) [non-pub. opn.] slip opn. at p. 2
(Kelly II).)
In Kelly II we vacated our decision in Kelly I and
“conclude[d] that Stamps requires that we reverse and remand to
the trial court to allow appellant the opportunity to seek relief
under S.B. 1393.” (Kelly II, supra, slip opn. at pp. 2-3.) Effective
January 1, 2019, S.B. 1393 authorized a trial court to strike
a section 667, subdivision (a)(1) prior serious felony conviction.
(People v. Jones (2019) 32 Cal.App.5th 267, 272.) This power to
strike was newly created judicial discretion. But as we explain
below, there is no newly created judicial discretion to impose a
sentence less than the sentence appellant agreed to serve in her
plea bargain.
On remand, over the People’s objection the trial court
struck one of the two prior serious felony convictions, reducing
appellant’s aggregate sentence from 18 to 13 years. We express
no opinion on the propriety of this five-year reduction.
Section 1170, Subdivision (b)(6)(A)
Subdivision (b)(6)(A) was added to section 1170 by
Assembly Bill No. 124 (A.B. 124). (Stats. 2021, ch. 695, § 5.3.) It
became effective on January 1, 2022. Subdivision (b)(6)(A)
requires a sentencing court to impose the lower term if “a
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contributing factor in the commission of the offense” was that the
defendant “has experienced psychological, physical, or childhood
trauma, including, but not limited to, abuse, neglect, exploitation,
or sexual violence.” (Ibid.) But the lower term need not be
imposed if “the court finds that the aggravating circumstances
outweigh the mitigating circumstances that imposition of the
lower term would be contrary to the interest of justice.”3 (Ibid.)
Appellant claims that before she was resentenced, “defense
counsel . . . pointed out and presented evidence that [she] had
suffered childhood abuse which caused ‘tremendous hardship.’
[Record citation.] In part . . . [the childhood abuse had] led to the
drug abuse and other factors that led to appellant’s criminality.”
3 “During the 2021-2022 legislative term, three bills
proposing changes to section 1170 in a variety of ways were
introduced. They were Assembly Bill No. 124 (Stats. 2021, ch.
695, § 5), Assembly Bill No. 1540 . . . (Stats. 2021, ch. 719, § 2),
and Senate Bill No. 567 . . . (Stats. 2021, ch. 731, § 1.3). All three
bills were passed by the Legislature in September 2021, and
approved by the Governor and filed with the Secretary of State on
October 8, 2021. Senate Bill No. 567 . . . bears the highest
chapter number and is presumed to be the last of the three
approved by the Governor. (Gov. Code, § 9510.) As such, Senate
Bill No. 567 . . . prevails over Assembly Bill No. 124. (Gov. Code,
§ 9605, subd. (b).) To the extent there are conflicts between the
three bills, Senate Bill No. 567 . . . takes precedence. [Citation.]
As to subdivision (b)(6)(A) of section 1170, however, the
substantive language in Assembly Bill No. 124, Senate Bill No.
1540 . . ., and Senate Bill No. 567 . . . are not in conflict. For ease
of discussion, [we] refer to Assembly Bill No. 124 rather than
Senate Bill No. 567 . . . .” (People v. Banner (2022) 77
Cal.App.5th 226, 243, fn. 2 (conc. & dis. opn. of Detjen, acting
P.J.).)
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Appellant asserts, “Given that the law was changed so drastically
to require imposition of the lower term in limited circumstances,
which may be applicable in the instant case, . . . the matter
should be remanded to allow counsel and the court to consider
whether the requirements of AB 124 can be met and the lower
term therefore be mandated.”
People’s Argument
The People insist that, because appellant entered into a
negotiated disposition with a stipulated sentence of 18 years, “the
trial court had no discretion to choose one of three possible base
terms when sentencing appellant. And, given that the court
lacked discretion to impose a different term, section 1170,
subdivision (b)(6), does not apply.” The People contend that, “by
its very terms, section 1170, subdivision (b)(6), applies when a
trial court is exercising ‘its sound discretion’ when considering
what sentence to be imposed. (§ 1170, subd. (b)(1).)”
Section 1170(b)(6) Is Inapplicable Because Appellant Pleaded
Guilty Pursuant to a Plea Bargain with a Stipulated Sentence
Appellant’s claim that she is entitled to the benefit of
section 1170, subdivision (b)(6) “relies on the principle that ‘the
general rule in California is that plea agreements are deemed to
incorporate the reserve power of the state to amend the law or
enact additional laws for the public good and in pursuance of
public policy.’ [Citation.] ‘That the parties enter into a plea
agreement thus does not have the effect of insulating them from
[subsequent] changes in the law that the Legislature has
intended to apply to them’ [citation], and ‘[i]t follows . . . that
requiring the parties’ compliance with changes in the law made
retroactive to them does not violate the terms of the plea
agreement’ [citation].” (Stamps, supra, 9 Cal.5th at pp. 695-696.)
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But here the negotiated disposition included a stipulated
sentence that was substantially less than the potential life
sentence for the charged offense with the prior strikes. “‘[A]
judge who has accepted a plea bargain is bound to impose a
sentence within the limits of that bargain. [Citation.] “A plea
agreement is, in essence, a contract between the defendant and
the prosecutor to which the court consents to be bound.”
[Citation.] . . . Once the court has accepted the terms of the
negotiated plea, “[it] lacks jurisdiction to alter the terms of a plea
bargain so that it becomes more favorable to a defendant unless,
of course, the parties agree.”. . .’” (People v. Segura (2008) 44
Cal.4th 921, 931.)
The Court of Appeal considered a similar situation in
People v. King (2020) 52 Cal.App.5th 783 (King). There, King
was charged with “30 counts of physical and sexual abuse against
two stepchildren.” (Id. at p. 787.) Pursuant to a plea bargain, he
pleaded guilty to five counts “and the People dismissed the
remainder of the counts. As part of the plea agreement, the
parties agreed to a stipulated sentence of 30 years in prison.”
(Ibid.)
King “appeal[ed] from an order denying his petition for
recall of sentence pursuant to Penal Code section 1170.91,
subdivision (b), which provides for resentencing of military
members or veterans suffering from certain mental health and
substance abuse problems as a result of military service if they
were sentenced to a determinate term prior to January 1, 2015,
and the sentencing court did not consider the mental health and
substance abuse problems as factors in mitigation.” (King, supra,
52 Cal.App.5th at p. 786, fn. omitted.)
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The appellate court held that King was not eligible for
section 1170.91, subdivision (b) relief because his plea bargain
included a stipulated 30-year sentence. The court explained:
“[T]he Legislature cannot have intended the resentencing relief
that it enacted in section 1170.91, subdivision (b)(1) to apply to
petitioners who, like King, were sentenced according to a
stipulated sentence for a term of years rather than according to
the trial court’s exercise of discretion to choose between an upper,
middle and lower term based on factors in mitigation and
aggravation.” (King, supra, 52 Cal.App.5th at p. 793.) Since
“King agreed to a stipulated sentence for a term of years in 2009,
. . . the trial court . . . would have no discretion on resentencing to
depart from the stipulated sentence regardless of King’s mental
health and substance abuse problems.” (Id. at pp. 786-787.)
Like the trial court in King, the trial court here had no
discretion on resentencing to depart from the stipulated sentence
regardless of whether appellant had “experienced psychological,
physical, or childhood trauma” within the meaning of section
1170, subdivision (b)(6)(A).
There is a good reason for our holding today. Years ago,
our Supreme Court held that a defendant may not retain the
favorable aspects of a plea bargain and jettison its unfavorable
aspects. (People v. Collins (1978) 21 Cal.3d 208, 215; see also
People v. Blessing (1979) 94 Cal.App.3d 835, 839, fn. 3.) As
cogently stated in People v. Couch (1996) 48 Cal.App.4th 1053,
1056-1057: “‘Where defendants have pleaded guilty in return for
a specified sentence, appellate courts are not inclined to find error
even though the trial court acts in excess of jurisdiction in
reaching that figure, as long as the court does not lack
fundamental jurisdiction . . . . The rationale behind this policy is
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that defendants who have received the benefit of their bargain
should not be allowed to “trifle with the courts” by attempting to
better the bargain through the appellate process. (People v.
Nguyen (1993) 13 Cal.App.4th 114, 122-123).’” (See also People v.
Hester (2000) 22 Cal.4th 290, 295; In re Troglin (1975) 51
Cal.App.3d 434, 438-439.)
Disposition
The judgment is affirmed.
CERTIFIED FOR PUBLICATION.
YEGAN, J.
We concur:
GILBERT, P. J.
BALTODANO, J.
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Bruce A. Young, Judge
Superior Court County of Ventura
______________________________
Richard B. Lennon, Executive Director, under appointment
by the Court of Appeal, for Defendant and Appellant.
Rob Bonta, Attorney General, Lance E. Winters, Chief
Assistant Attorney General, Susan Sullivan Pithey, Senior
Assistant Attorney General, David E. Madeo, Acting Supervising
Deputy Attorney General, Yun K. Lee, Deputy Attorney General,
for Plaintiff and Respondent.
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