PERB Decision No. 0594E•Pleasanton Joint School District (PERB 0594E)
Pleasanton Joint School District (PERB 0594E)
PERB Decision No. 0594ECalperb30 de out. de 1986
Texto completo
STATE OF CALIFORNIA DECISION OF THE PUBLIC EMPLOYMENT RELATIONS BOARD AMADOR VALLEY TEACHERS ASSOCIATION, CTA/NEA, Charging Party, v. PLEASANTON JOINT SCHOOL DISTRICT, Respondent. ) ) ) ) ) ) ) ) ) ) ____________________ ) Case No. SF-CE-1094 PERB Decision No. 594 October 30, 1986 Appearances: Beeson, Tayer & Silbert by Franklin Silver for Amador Valley Teachers Association, CTA/NEA; Pinnell, Hudak & Kingsley by Robert E. Kingsley for Pleasanton Joint School District. Before Hesse, Chairperson: Morgenstern and Porter, Members. DECISION MORGENSTERN, Member: This case is before the Public Employment Relations Board (PERB or Board) on appeal by the Pleasanton Joint School District (District) of a decision by a PERB administrative law judge (ALJ), attached hereto. In the decision below, the ALJ rejected the District's contention that the unfair practice charge filed by the Amador Valley Teachers Association, CTA/NEA should be deferred to arbitration. For the reasons outlined below, we agree. SUMMARY OF FACTUAL ALLEGATIONS The terms and conditions of employment in the District are set forth in a collective bargaining agreement executed by the parties in October 1985. The term of the contract was made retroactive to July 1984, and runs until June 1987. The
agreement includes a grievance and arbitration provision that culminates in binding arbitration. The parties' agreement defines a grievance as ..• an alleged violation, misinterpretation or misapplication of the express terms of this Agreement, which directly and adversely affects the grievant. The contract contains no provision expressly dealing with minimum days per se. However, the contract does contain other provisions deemed pertinent by the parties. Article IV concerns "Hours of Employment." It reads: The duty day shall include as much time as is necessary to fulfill professional duties to facilitate the educational program. The principal shall determine both the schedule and the duties and responsibilities. Each site administrator shall determine the needs of his/her particular school anc, where possible, equitably assign such schedules, duties and responsibilities. This provision shall not apply to voluntary activities. Effective July 1, 1982, the portion of the teacher work day assigned to in-classroom student contact for kindergarten teachers shall not exceed two hundred and eighty (280) minutes; the portion of the teacher work day assigned to in-classroom student contact for regularly assigned teachers in grades one through eight (1-8) shall not exceed three hundred and twenty-five (325) minutes. A second provision, Article XX, concerns the "Calendar." This article states: A. For the 1984/85 through 1986/87 school years, there shall be one hundred-eighty (180) instructional days and three (3) noninstructional days for all unit members except psychologists. For the 1985/86 through 1986/87 school years, the first student day shall be the Wednesday after Labor Day with the first 2
certificated
work
day
being the
Tuesday
after
Labor
Day.
B.
For
the
1984/85
through
1986/87
school
years,
there
shall
be one
hundred-ninety-six
(196)
psychologist
work
days.
The
contract also
contains
a
reopener
provision,
Article
XXV(B).
That
article
states:
For
the
1985/86
and
1986/87
school
years,
the
parties
agree
to
reopen
negotiations
during
each
school year
on
the following:
1.
Article
X -
Health
and
Welfare
2.
Article
XI
-
Salary
3. Calendar
4.
One
unspecified
Article
per
party
Documents
filed
by
the
parties
indicate that
school
calendar
negotiations
were
taking place
from
the
time
the
contract
was
executed in October
1985
through
spring
1986.
In
prior years,
except for
1984-85
when
contract negotiations
were
proceeding,
the
annual
calendar included references to holidays
and
partial
workdays.
On
March 5,
as
the charge
and
complaint
allege, the
District's
school board approved
a
monthly
calendar
making
March
21,
the
day
preceding spring break,
a
full
teacher
workday.
This occurred while calendar negotiations
were
still
taking place.
DISCUSSION
Section 3541.S{a) of the Educational
Employment
Relations
Act
(EERA) 1
instructs
the
Board
to defer to binding
arbitration
lEERA
is codified at
Government Code
section
3540
et seq.Unless otherwise indicated, all statutory references herein are
to the Government Code.
3when the grievance machinery of the parties' negotiated agreement 1 "covers the matter at issue. 12 Here, the question is whether the "matter at issue," the alleged unilateral action of the District's school board eliminating March 21, 1986 as a minimum day for teachers, is covered by the terms of negotiated grievance machinery. By its terms, the parties' grievance machinery covers only those disputes that refer to the express terms of their contract. It sets forth the parties' lawful intent to exclude certain matters from coverage under the grievance machinery. L. M. Settles Construction Co., Inc. (1981) 259 NLRB 379 [108 LRRM 1380]. Thus, the grievance machinery here covers the matter at issue only if, true to the parties' intent, the dispute is founded on express contractual language. Examination of the parties' contractual agreement reveals no article concerning minimum days. The District, finding no express contractual provision, relies on the language of Article IV and Article XX of the parties' agreement. However, neither provision refers to minimum days nor does more than establish the instructional year as 180 2rn pertinent part, section 3541.S(a) proscribes issuanceof a complaint ... against conduct also prohibited by the provisions of the agreement between the parties until the grievance machinery of the agreement, if it exists and covers the matter at issue, has been exhausted, either by settlement or binding arbitration. 4
days. The hours-of-employment article refers to the authority of the "site administrator" and the needs at a "particular school." Here, however, since the disputed action was taken by the school board and was instituted districtwide, it cannot seriously be maintained that the contractual provisions cover the matter at issue. To the contrary, Charging Party asserts, and the District agrees, that minimum-day designation is a component of the school calendar and that, by operation of their agreement, the parties relegated the matter of the calendar to reopeners. Indeed, once the reopener negotiations commenced in October 1985, the parties exchanged numerous proposals and counterproposals that included minimum-day designations. Undeniably, pursuant to their contractual agreement, the parties were engaged in negotiations over minimum days and, as of March 5, 1985, the date of the school board's action, had not reached agreement. Whether, by this bargaining conduct, the District fulfilled its obligation to negotiate in good faith over the minimum-day designation is the question brought to the Board for resolution. Absent any reference in the parties' contract to minimum days and by virtue of the unambiguous reopener clause regarding the calendar, we find the negotiated grievance machinery does not cover the matter at issue and, therefore, deny the District's motion to defer. In reaching the conclusion outlined above, we necessarily reject the arguments posed by Member Porter in his dissent. 5
First, the question of arbitrability is one for this Board, not the arbitrator, to decide. AT&T Technologies v. CWA (1986) U.S. [121 LRRM 3329]. Second, the dissent misreads our decision as one assessing the merits of the District's contention. We have confined our analysis to the singular question of whether the parties' contract "covers the matter at issue." We find it does not because there is no express provision concerning minimum days, because the parties were engaged in reopener negotiations regarding the school calendar, and because minimum-day designation is known by all concerned to be .a component of the school calendar. Finally, we readily acknowledge the longstanding presumption favoring arbitration. However, that presumption is not so strong as to require the Board to abdicate its statutory responsibility to decide unfair practice charges when, as here, the parties' dispute is not covered by their contractual agreement. ORDER Based on the foregoing, the Board AFFIRMS the administrative law judge's denial of the District's Motion to Dismiss and directs that the case proceed to hearing. Chairperson Hesse joined in this Decision. Member Porter'sdissent begins on p. 7. 6
Porter, Member, dissenting: I would reverse the ALJ and dismiss the complaint, inasmuch as this matter should be deferred to the arbitration procedure of the agreement between the parties. While this case certainly poses a close question on whether the grievance mechanism covers the matter at issue, given the language defining grievance as involving the "express" terms of the agreement, I do not read the language so narrowly nor so conclusively as does the majority opinion. In this dispute, the Association alleges that the District unilaterally altered the past practice by eliminating March 21 as a minimum school day, and that this action occurred while the parties were meeting and negotiating reopeners, including the reopener on calendar. While it is clear that this allegation states a prima facie violation of EERA and, while I also agree that the District's contractual argument is unconvincing, it is undisputed that the parties were negotiating the subject of calendar pursuant to an express agreement to do so found in the reopener clause of the contract. Thus, the question becomes, does that reopener provision contain an im~lied agreement to maintain the status quo pending completion of those negotiations and, if so, what is the status quo? Alternatively, is there a past practice of maintaining the status quo pending the outcome of reopener negotiations that was impliedly included in the agreement? Those questions bring the dispute within the provisions of the collective bargaining agreement. That being the case, it is appropriate to defer the issue to allow an 7
arbitrator to determine what the parties intended concerning the status quo when they negotiated the reopener language. Should the arbitrator find such an implied understanding or past practice, along with a breach of that understanding, then the arbitrator can essentially resolve the unfair practice at the same time. 1 The EERA prohibits this agency from issuing a complaint against conduct also prohibited by the provisions of the agreement until the grievance machinery of the agreement, if it exists and covers the matter at issue, has been exhausted by either settlement or binding arbitration. (Gov't Code section 3541.S(a).) EERA also provides a procedure for a party to seek a court order compelling arbitration, and specifies that such action is to be brought under Code of Civil Procedure section 1280 et seq. 2 This Board should be mindful of the language of lThe majority's reliance on AT&T Technologies v. CWA (1986)U.S. __ [121 LRRM 3329] for the proposition thatthe question of arbitrability is for this Board to decide, rather than an arbitrator, is misplaced. This case is inapposite,since it addresses the court's role in ruling on a petition to compel arbitration. Our role is different. The Board's task is to further the aim of collective bargaining by deferring to the agreed-upon dispute resolution mechanism, if it covers the matter at issue. It is the majority's conclusion on this latter point with which I disagree, since, for the reasons noted herein, thegrievance article does cover the matter at issue. 2section 3548.7 states, in pertinent part: Where a party to a written agreement is aggrieved by the failure, neglect, or refusalof the other party to proceed to arbitrationpursuant to the procedures provided thereforein the agreement •.• , the aggrieved party 8
those statutory provisions and cases decided thereunder in resolving questions concerning arbitrability, as these cases reflect the public policy that favors arbitration. Section 1281.2 of the Code of Civil Procedure states, in part: If the court determines that a written agreement to arbitrate a controversy exists, an order to arbitrate such controversy may not be refused on the ground that the petitioner's contentions lack substantive merit. This clearly reflects a legislative preference for arbitration, notwithstanding that the court finds little or no merit in the petitioner's contention under the contract. As at least one court has stated in construing this provision: In this state, disputes as to the meaning, interpretation, and application of any clause of an agreement which provides for arbitration--even those that prirna facie appear to be without merit--are a proper subject for consideration and decision by the arbitrators. • • • California has declared its preference for the arbitrable rule established in the series of labor cases commonly referred to as 11 the arbitration trilogy" [citing the Steelworkers trilogy]. : : : . . . . . . . . . . . . . . . . . . . . . may bring proceedings pursuant to Title 9 (commencing with Section 1280) of Part 3 ofthe Code of Civil Procedure for a court order directing that the arbitration proceed pursuant to the procedures provided thereforein such agreement. : . : 9
The arbitrators, not the courts, have the task of defining the issues between the parties and of the interpretation, construction and application of the Joint Powers Agreement. Judicial caution is called for against jumping too quickly to the conclusion that a claim indisputably falls outside the scope of an arbitration provision. East San Bernardino County Water District v. City of San Bernardino (1973) 33 Cal.App.3d 942, 951, 952, 954 [183 Cal.Rptr. 360, 645 P.2d 1192]. In Morris v. Zuckerman (1967) 257 Cal.App.2d 91 [64 Cal.Rptr. 714], the court, after referencing Code of Civil Procedure section 1281.2, stated: Following Posner [Posner v. Grunwald-Marx, Inc., 56 Cal.2d 169 [14 Cal.Rptr. 297, 363 P.2d 313]], the court made these further pronouncements as to the question of arbitrability: "Arbitration is, of course, a matter of contract, and the parties may freely delineate the area of its application. The court's role; according to the Supreme Court, however, must be strictly limited to a determination of whether the party resisting arbitration agreed to arbitration. A heavy presumption weighs the scales in favor of arbitrability; an order directing arbitration should be granted 'unless it may be said with positive assurance that the arbitration clause is not susceptible of an interpretation that covers the asserted dispute. Doubts should be resolved in favor of coverage."' (Citation omitted.) 257 Cal.App.2d, at p. 95.) The standard articulated by the courts above came from the Steelworkers trilogy, and reflects the strong policy in California in favor of arbritration. Previous Board decisions have utilized the standard adopted by the NLRB for determining whether the contract and its meaning lie at the center of the dispute. See, e.g., Dry Creek Joint 10
Elementary School District (1980) PERB Order No. Ad-8la; Conejo Valley Unified School District (1984) PERB Decision No. 376. In Conejo Valley, id., the association alleged that the district had reduced hours and laid off employees without giving the association an opportunity to negotiate. The collective bargaining agreement between the parties contained provisions that addressed the topics of layoffs and reductions in hours, and included binding arbitration. The association challenged the regional attorney's conclusion that the contract and its meaning lay at the center of the dispute. The Board relied on the NLRB 1 s interpretation of the phrase, "the contract and its meaning lie at the center of the dispute," and dismissed the charges against the employer. This interpretation was articulated in Collyer Insulated Wire (1971) 192 NLRB 837 [77 LRRM 1931], in which the NLRB stated: [T]he unilateral action taken •.• is not patently erroneous but rather is based on a substantial claim of contractual privilege, and it appears that the arbitralinterpretation of the contract will resolveboth the unfair labor practice issue and the contract interpretation issue in a manner compatible with the purposes of the Act •... The Board also considered the NLRB 1 s decision in Roy Robinson Chevrolet (1977) 228 NLRB 828 [94 LRRM 1474], in which the NLRB deferred to arbitration a charge that the employer had closed part of its operation and discharged its employees without first bargaining with the union. The employer claimed that the contract gave it the authority to take such action without 11
negotiating, relying on a provision that merely said the "employer shall have the exclusive right to hire, suspend and discharge his employees." Although the union had argued that· the employer's interpretation of the contract language seemed improbable, the NLRB nevertheless deferred the matter, saying: As to the dissenter's argument that there is no contract provision which could even arguably give color to Respondent's conduct, we disagree. The Supreme Court said in United Steelworkers of America v. Warrior & Gulf Navigation Co., 363 U.S. 582-583, 46 LRRM 2416, that an order to arbitrate a particular grievance should not be denied "unless it may be said with positive assurance that the arbitration clause is not susceptible of an interpretation that covers the asserted dispute. Doubts should be resolved in favor of coverage." We believe that the dispute here falls within that standard and is therefore properly referableto the parties' arbitration procedure. (Emphasis added~) Conejo Valley, supra, at p. 6, quoting Roy Robinson Chevrolet, supra. The Board found the facts in Conejo Valley to be similar to those in Roy Robinson Chevrolet, in that in both cases the contract authorized the employer to lay off or discharge employees, but did not expressly state that the employer could do so without further negotiations. The Board found that the employer in Conejo Valley had an even stronger argument that it had fulfilled its negotiating obligation than did the employer in Roy Robinson Chevrolet and, therefore, the charge "raises a substantial question of contract interpretation which lies at the center of the parties' dispute." (Conejo Valley, supra, at p. 9.) The Board thus concluded that under those circumstances, 12
EERA section 3541.5(a)(2) prohibited the agency from issuing a complaint. Applying the previously utilized standard, I cannot conclude that the arbitration clause in this case is not susceptible of an interpretation that would allow an arbitrator to resolve this dispute. The Association itself recognized the possibility of this when it filed a grievance claiming a violation of the calendar provision. Many arbitration decisions can be found in which the arbitrator looked to the pas~ practice or custom to resolve a dispute. For example, the arbitrator in Klickital County (1985) 86 LA 283, 286 states: It is generally accepted in the law of labor arbitration that "custom and past practice between the parties may be acknowledged by the arbitrator to interpret ambiguous language in a contract, to exise or revise clear language in a contract, or to provide work rules or conditions of employment where the contract is silent." In Farrell Lines, Inc. (1986) 86 LA 36, the arbitrator was asked to determine the arbitrability of a grievance which the employer claimed did not meet the contractual filing timelines. The grievant alleged that the practice of the parties was to utilize an informal step of dispute resolution prior to implementing the first formal step of the grievance mechanism, and that was done in this case within the contemplated timelines. After examining the past practice, the arbitrator concluded that the practice was unvarying, clearly defined, verbalized and acted 13
upon, and accepted by both parties. Consequently, the arbitrator concluded that the practice became an unwritten part of the grievance procedure and the grievance was timely and, therefore, arbitrable. See, also, Maple Heights Board of Education (1985) 86 LA 338 (past practice revealed that, notwithstanding contractual language to the contrary, the intent of the parties was that the seven and one-half hour workday included lunch); Sun Refining and Marketing Co. (1985) 86 LA 266 (based on past practice, arbitrator concluded that language describing the job function of the chief operator was not all-inclusive and the operator had in the past performed the complained-of task); School City of Hobart (1985) 86 LA 557 (district discontinued giving three early release days, although they had been granted for the preceding three years: The calendar did not specifically address early release days, although it was attached to the contract. The arbitrator framed the issue as whether the association had proved that there existed a contractual basis or an implied condition on which the contract was silent, but which was nevertheless an established past practice that would support a continuation of the grieved benefit.). The harm of the majority opinion is that it has, without the benefit of any testimony or evidence, concluded that the agreement of the parties forecloses arbitration unless the contract specifically addresses a subject. Thus, the majority opinion writes out of the agreement that body of arbitrable standards which allows an arbitrator to examine past practice to 14
determine if the contract impliedly contains a term or understanding not specifically included in the agreement. Such a result does not further the purposes of EERA, since it disavows the agreement of the parties to submit contractual disputes to arbitration, and it does not foster labor stability. Further, by concluding that this issue is not arbitrable under the parties' agreement, the charging party is foreclosed from relying on the contract as one of the bases of its claim. If the Association is unable to demonstrate that the Friday before spring break has consistently been designated a minimum day, then it will not have met its burden of showing unlawful action by the District. Reaching this conclusion makes it clear that at least part of the real harm complained of is the District's alleged undermining of the agreed-upon negotiations that were occurring under the express terms of the contract. Thus, we come back to the language of the contract itself and its agreed-upon dispute resolution mechanism. The majority opinion itself recognizes this when it concludes: Undeniably, pursuant to their contractual agreement, the parties were engaged in negotiations over minimum days and, as of March 5, 1985, the date of the school board's action, had not reached agreement. Whether, by this bargaining conduct, the District fulfilled its obligation to negotiate in good faith over the minimum-day designation is the question brought to the Board for resolution. (Emphasis added. Majority opinion, p. 5.) There are several good reasons why the deferral policy favors arbitration. First, the entire thrust of the Act is to have the 15
parties reach a mutual agreement over terms and conditions of
employment. Having done so, the parties may mutually agree to a
mechanism to resolve alleged violations and/or disputes
concerning the meaning of that agreement.
Second, the dispute resolution mechanism will no doubt result
in a speedier conclusion to the matter, so the parties can go on
about their business. This is especially important when it
concerns an issue involving negotiations, as that issue will
continue to taint future negotiations, which does not encourage
stable labor relations.
Third, preference for one forum, arbitration, over another,
PERB procedures, will avoid duplication of litigation with the
possibility of inconsistent results, and will tend to discourage
"forum shopping" by the charging party~
Fourth, as stated by the NLRB in Roy Robinson Chevrolet,
supra, doubts should be resolved in favor of coverage.
Finally, there is a strong public policy in California that
favors arbitration. The California Supreme Court has stated:
We have declared that state policy in
California 11 favors arbitration provisions in
collective bargaining agreements and
recognizes the important part they play in
helping to promote industrial stabilization."
(Citation-omitted.) Fire Fighters Union v.
City of Vallejo {1974) 12 Cal.3d 608, 622
[116 Cal.Rptr. 507, 526 P.2d 971].
While the issue before the Court was interest arbitration, the
policy is no less applicable when the matter concerns grievance
arbitration. See, also, Vernon Fire Fighters v. City of Vernon
(1980) 107 Cal.App.3d 802, 811, 813 [165 Cal.Rptr. 908].
16For the foregoing reasons, I dissent and would defer the matter to arbitration. 17
STATE
OF
CALIFORNIA
PUBLIC
EMPLOYMENT
RELATIONS
BOARD
AMADOR
VALLEY
TEACHERS
ASSOCIATION,
Charging
Party,
v.
PLEASANTON
JOINT
SCHOOL
DISTRICT,
Respondent.
}
)
}
)
)
)
)
)
)
Unfair
Practice
Case
No.
SF-CE-1094
MEMORANDUM
AND
ORDER
DENYING
MOTION
TO
DISMISS
_____________________
)
The
Pleasanton
Joint
School
District
(District)
has
moved
to dismiss
this
action
on
the
ground
that deferral
to
binding
arbitration is
required
under
section
3541.S{a)
{2}
of
the
Educational
Employment
Relations
Act
(EERA
or Act).
1
The
unfair practice
charge
filed
March
13,
1986 by
the
Amador
Valley Teachers Association (Association)
alleged
that
the
District's
school
board
had
voted
to
unilaterally
eliminate
a minimum
day
for teachers
on
the Friday preceding the
upcoming
1Government Code
section
3541.S{a)
(2)
states
in relevant
part that
the Public
Employment
Relations
Board
(PERB
or
Board)
shall not,
•••
issue
a
complaint against conduct
also
prohibited
by
the provisions of the agreement
between the parties until
the grievancemachinery of the agreement,
if it
exists
and
covers the matter at issue, has been
exhausted, either
by
settlement or binding
arbitration.spring vacation. This conduct, it was claimed, violated the good faith bargaining requirement of the EERA. 2 The PERE General Counsel issued a complaint on March 27, 1986, also alleging a bargaining violation. The complaint stated that prior to March 1986 the minimum day before spring vacation had been an established policy, and that the parties were negotiating the 1985-86 calendar when the District changed it to a full workday. According to the complaint, the District's action was taken, ••• without having negotiated with Charging Party to agreement or through the impasse procedures •••• The day the complaint issued, the Regional Attorney in San Francisco wrote a letter rejecting the District's pre complaint contention that the parties' collective bargaining agreement required deferral by the PERB to the binding arbitration machinery of that agreement. Analyzing the District's claims in light of PERB and federal precedent, 3 the Regional Attorney concluded that the contract and its meaning did not lie at the center of the dispute. 4 2see Government Code section 3543.S(c), which prohibits a refusal and failure to negotiate in good faith. Concurrent violations of EERA sections 3543.S(a) and (b) were alleged as well. 3see, e.g., Dry Creek Joint Elementary School District (1980) PERB Order No. Ad-Sla; Collyer Insulated Wire (1971) 192 NLRB 837 [77 LRRM 1931]. 4The letter stated, in part: 2
The
District
filed
its
answer
and
a
motion
to
dismiss
on
April
23,
1986,
urging
that
the
subject
of the complaint
was
a
matter for
binding
arbitration.
(See
PERB
Rules
32644,
32646
(Cal.Admin.
Code,
tit.
8,
secs.
32644,
32646)
.)
The
Charging
Party
submitted
its
opposition
to the
motion
on
May
9, 1986.
In connection with the
motion, each
party offered relevant
documents and
factual
claims,
which were
considered together
with the
allegations
of the complaint
and
the charg~.
{See
Conejo
Valley Unified
School
Dist.
(1984)
PERB
Dec.
No.
376
at
p.
9;
Merced Union High
School
Dist.
(1985)
PERB
Order
No.
Ad-150
at
pp.
3-4.)
For
the reasons
that
follow,
it
is
found
that
the
Regional Attorney
correctly rejected
the
District's
deferral
objection
and
that
dismissal
is
not
warranted.
.
The
contract
between
the
parties
was
executed in
October
1985 and
covers the period July
1984
through
The
contract
does not contain
a
provision
which
directly
covers the dispute raised
by
the unfair practice
charge. Neither
Article
IV
nor
Article
XX
refers
to the
annual schedule indicating the dates of
holidays, vacations, noninstructional days,and
instructional (full
and minimal)
days.
Nor
does the contract
even
arguably grantthe authority to school
principals to
make
determinations concerning the dates
on which
such events shall occur.
In sum,
interpretation of the contract willnot resolve the dispute over the existence
of
a
past practice of observing
a minimum
day on the last Friday before spring break.
3June
1987.
The
agreement
includes
a
grievance
and
arbitration
article.
(Art.
II.)
A
grievance
is
defined
as
"an
alleged
violation,
misinterpretation
or
misapplication of the express
terms
of
this
Agreement,
which
directly
and
adversely
affects
the
grievant."
Grievants
may
be
unit
members
or
the Association
itself.
If
a
dispute
goes
to
arbitration,
the
decision
•shall
be
final
and
binding
••••
•
The
District
contends
that
two
contract
provisions
arguably
apply
to the
minimum
day
dispute,
thereby
justifying
arbitration
because
the
District's
action
was
not
"patently
erroneous," but
was
"based
on a
substantial
claim of
contractual
privilege.
"
(Quoting Conejo
Valley Unified School
Dist.,
supra,
PERB
Dec.
No. 376
at
p. 5.)
One
article
cited
by
the
employer
is
the section
on
•Hours
of
Employment."
(Art.
IV.) That
article states:
The
duty
day
shall
include
as
much
time
as
is
necessary to
fulfill
professional dutiesto
facilitate
the educational
program.
The
principal shall
determine both
the schedule
and
the
duties
and
responsibilities.
Each
site
administrator
shall
determine the needs
of his/her particular
school and,
where
possible, equitably assign
such
schedules,
duties
and
responsibilities.
This provision
shall
not apply to voluntary
activities.Effective July 1,
1982, the portion of the
teacher
work
day
assigned to in-classroom
student contact for kindergarten teachers
shall
not exceed
two
hundred and
eighty
(280)
minutes; the portion of the teacher
work day assigned to in-classroom student
contact for regularly assigned teachers in
grades
one through eight
(1-8}
shall notexceed three hundred and twenty-five
{325)
minutes.
4The second provision ~ited by the District concerns the "Calendar." (Art. XX.) This article states: A. For the 1984/85 through 1986/87 school years, there shall be one hundred-eighty (180) instructional days and three (3) noninstructional days for all unit members except psychologists. For the 1985/86 through 1986/86 school years,the first student day shall be the Wednesday after Labor Day with the first certificated work day being the Tuesday after Labor Day. B. For the 1984/85 through 1986/87 school years, there shall be one hundred-ninety-six (196) psychologist work days. One other section of the contract also is relevant to this dispute. The contract's reopener provision (Art. XXV(B)) states that, For the 1985/86 and 1986/87 school years, the parties agree to reopen negotiations duringeach school year on the following: 1. Article X - Health and Welfare 2. Article XI - Salary 3. Calendar 4. One unspecified Article per party The agreement, it should be noted, does not contain as an alternative to a negotiated calendar any section incorporating past policy or practice, either directly through express adoption, or indirectly through the scope of the grievance procedure. Further, there is no management rights provision, general or specific in nature, cited by the District as authority for its deferral claim. 5
Beyond the contract, the papers filed by the parties indicate that school calendar negotiations were taking place from the time the contract was executed in October 1985 through spring 1986. In prior years, except for 1984-85 when contract negotiations were proceeding, the annual calendar included references to holidays and partial workdays. On March 5, as the charge and complaint allege, the District's school board approved a monthly calendar making March 21, the day preceding spring break, a full teacher workday. This occurred whiie calendar negotiations were still taking place. There was no evidence or argument offered by the District that the schedule for other 1985-86 holidays, vacations or partial workdays was implemented unilaterally while negotiations were going forward. Regarding the allegation that a past practice of minimum days had been altered, the District contends that, While previous Fridays before spring vacation have not always been a regular length instructional day, the length of these instructional days has varied depending upon the needs of the individual school sites as determined by site administrators. (Answer and Motion at p. 4~}5 5 It is conceded that in prior years teachers have not always been required to work a regular length instructional day the ?ridaypreceding spring vacation. However, there has been no District-wide practice. The length of the instructional day required of individual school site tea rn its argument on the motion, the District also stated: chers has varied 6
Finally,
in support of the
motion,
the
District
has
indicated
that
the Association
had
already
filed
a
contract
grievance
on
the
minimum
day
issue.
This
grievance
was
dated
March
12, the
day
before the
unfair
practice
filing.
The
grievance alleged
that
the
"District
had
unilaterally
violated
past practice
by
eliminating
the
minimum
day
prior
to
Spring
Vacation," in
violation
of the calendar
provision, Article
XX.
The
Association
does
not
deny
that
a
grievance
was
filed,
urging
that
it
was
done
"out
of
an
excess of caution"
and
promising
that
it
will
be
withdrawn
if
deferral
is
inappro
priate.
(Opposition
at
p. 4.)
The
Association
flatly states
that
the grievance erroneously
relied
on
the
contract. (Id.
at
pp.
5-6.)
Based
on
the
facts
and
arguments above,
it
is
concluded
that
the
contract
does
not cover
the matter in dispute.
First,
the
hours
article
{Art. IV),
on
its
face,
concerns the
authority
of
site
administrators
and
not the school board.
There
is
no
reference to the school board
in the
literal
language of
that
section,
and
there
is
no
factual allegation that site
administrator
involvement led in
any
fashion to the school
board's decision in
this
instance.
6
depending upon
the need as determined
by
the
site
administrator. (Id. at p. 9.)
6
At most, based on
the
District's assertion of
a
varying
past practice regarding the length of the school day,
7The second contract article concerning the school calendar (Art. XX) also fails- to support the District's deferral claim. This article does not include any indication of specific holiday, vacation, full or minimal days. These matters obviously were not left to the District's unfettered discretion because the contract reopener clause specifically requires negotiations for the 1985-86 school calendar. In the absence of a negotiated calendar, an established past practice would govern, as the complaint alleges, assuming a practice can be discerned when the merits of the case are heard. If an inconsistent and varying practice is shown, however, the complaint may be dismissed. (Modesto City Schools (1984) PERB Dec. No. 414.) Nonetheless, under the contract, past practice alone does not form the basis for a grievance, contrary to the allegation· in the grievance initially filed by the Association, and deferral is not warranted. 7 respondent has suggested that extrinsic evidence would reveal a latent ambiguity in language that is otherwise inapplicable to this dispute. (See, e.g., Los Angeles City Employees Union v. City of El Monte (1985) 177 Cal.App.3d 615, 622-623.) If such evidence is available, presumably it can be offered during the formal hearing in this case, and the District then can renew its deferral objection. At this stage, however, a separate evidentiary hearing is not warranted. Not only are the past practice facts susceptible to proof in conjunction with the hearing on the merits, but it would thwart the statutory jurisdiction of the PERB to defer when not even a facial ambiguity is apparent in the agreement. 7Absent the Association's disclaimer of the prior grievance, and its announcement of its readiness to withdraw from the contractual procedure, this would be a more difficult 8
In
sum,
the
District
has
not
advanced
a
substantial
claim
of
contractual privilege that
covers the matter
at
issue.
The
motion
to dismiss
shall
be
denied.
The
settlement
conference
and
formal
hearing
shall
proceed
on
the
dates previously
indicatea.
8
Dated:
May
21,
1986
.
~WIN~
Administrative
Law
Judge
deferral issue to resolve. Since the Association has
retracted
its
claim,
however,
its earlier
mistaken judgment should notblock the
PERB
from
exercising
its
appropriate unfair practice
jurisdiction.
8
Respondent may
appeal
this refusal to dismiss the
complaint to the Board
itself
pursuant to
PERB
Rule 32646{b),
incorporating the procedure set forth in
PERB
Rule 32635. {See
Cal.
Admin. Code,
Tit. 8, secs. 32646(b), 32635.)
93 printed pages contain little extracted OCR body text; searchable legal-body completeness has not been established for those pages.
OCR transcription for search; preserved printed pages are authoritative
STATE OF CALIFORNIA
DECISION OF THE
PUBLIC EMPLOYMENT RELATIONS BOARD
AMADOR VALLEY TEACHERS ASSOCIATION, )
CTA/NEA, )
Charging Party, Case No. SF-CE-1094
Vv. PERB Decision No. 594
PLEASANTON JOINT SCHOOL DISTRICT, October 30, 1986
Respondent. )
Appearances: Beeson, Tayer & Silbert by Franklin Silver for
Amador Valley Teachers Association, CTA/NEA; Pinnell, Hudak &
Kingsley by Robert E. Kingsley for Pleasanton Joint School
District.
Before Hesse, Chairperson; Morgenstern and Porter, Members.
DECISION
MORGENSTERN, Member: This case is before the Public
Employment Relations Board (PERB or Board) on appeal by the
Pleasanton Joint School District (District) of a decision by a
PERB administrative law judge (ALJ), attached hereto. In the
decision below, the ALJ rejected the District's contention that
the unfair practice charge filed by the Amador Valley Teachers
Association, CTA/NEA should be deferred to arbitration. For the
reasons outlined below, we agree.
SUMMARY OF FACTUAL ALLEGATIONS
The terms and conditions of employment in the District are
set forth in a collective bargaining agreement executed by the
parties in October 1985. The term of the contract was made
retroactive to July 1984, and runs until June 1987. The
agreement includes a grievance and arbitration provision that
culminates in binding arbitration. The parties' agreement
defines a grievance as
..• an alleged violation, misinterpretation
or misapplication of the express terms of
this Agreement, which directly and adversely
affects the grievant.
The contract contains no provision expressly dealing with
minimum days per se. However, the contract does contain other
provisions deemed pertinent by the parties. Article IV concerns
"Hours of Employment." It reads:
The duty day shall include as much time as
is necessary to fulfill professional duties
to facilitate the educational program. The
principal shall determine both the schedule
and the duties and responsibilities. Each
site administrator shall determine the needs
of his/her particular school anc, where
possible, equitably assign such schedules,
duties and responsibilities. This provision
shall not apply to voluntary activities.
Effective July 1, 1982, the portion of the
teacher work day assigned to in-classroom
student contact for kindergarten teachers
shall not exceed two hundred and eighty (280)
minutes; the portion of the teacher work day
assigned to in-classroom student contact for
regularly assigned teachers in grades one
through eight (1-8) shall not exceed three
hundred and twenty-five (325) minutes.
A second provision, Article XX, concerns the "Calendar."
This article states:
A. For the 1984/85 through 1986/87 school
years, there shall be one hundred-eighty
(180) instructional days and three (3)
noninstructional days for all unit members
except psychologists.
For the 1985/86 through 1986/87 school
years, the first student day shall be the
Wednesday after Labor Day with the first
2
certificated
work
day
being the
Tuesday
after
Labor
Day.
B.
For
the
1984/85
through
1986/87
school
years,
there
shall
be one
hundred-ninety-six
(196)
psychologist
work
days.
The
contract also
contains
a
reopener
provision,
Article
XXV(B).
That
article
states:
For
the
1985/86
and
1986/87
school
years,
the
parties
agree
to
reopen
negotiations
during
each
school year
on
the following:
1.
Article
X -
Health
and
Welfare
2.
Article
XI
-
Salary
3. Calendar
4.
One
unspecified
Article
per
party
Documents
filed
by
the
parties
indicate that
school
calendar
negotiations
were
taking place
from
the
time
the
contract
was
executed in October
1985
through
spring
1986.
In
prior years,
except for
1984-85
when
contract negotiations
were
proceeding,
the
annual
calendar included references to holidays
and
partial
workdays.
On
March 5,
as
the charge
and
complaint
allege, the
District's
school board approved
a
monthly
calendar
making
March
21,
the
day
preceding spring break,
a
full
teacher
workday.
This occurred while calendar negotiations
were
still
taking place.
DISCUSSION
Section 3541.S{a) of the Educational
Employment
Relations
Act
(EERA) 1
instructs
the
Board
to defer to binding
arbitration
lEERA
is codified at
Government Code
section
3540
et seq.Unless otherwise indicated, all statutory references herein are
to the Government Code.
3
when
the grievance
machinery
of the
parties'
negotiated
agreement
1
"covers the
matter
at
issue.
12
Here,
the
question
is
whether
the
"matter
at issue,"
the
alleged
unilateral
action
of
the
District's
school board
eliminating
March
21,
1986
as
a
minimum
day
for
teachers,
is
covered
by
the
terms
of negotiated grievance
machinery.
By
its
terms, the
parties'
grievance
machinery
covers
only
those
disputes
that refer to
the express
terms
of
their contract.
It
sets forth
the
parties'
lawful
intent
to
exclude
certain
matters
from
coverage under
the grievance
machinery.
L.
M.
Settles
Construction
Co.,
Inc.
(1981)
259
NLRB
379
[108
LRRM
1380].
Thus,
the grievance
machinery
here covers the
matter
at
issue
only
if,
true to
the
parties'
intent,
the dispute
is
founded
on
express
contractual
language.
Examination
of
the
parties'
contractual
agreement
reveals
no
article
concerning
minimum
days.
The
District,
finding
no
express
contractual provision,
relies
on
the language of
Article
IV
and
Article
XX
of the
parties'
agreement.
However,
neither provision refers to
minimum
days nor does
more
than
establish
the
instructional
year as
180
2rn
pertinent part, section
3541.S(a)
proscribes issuanceof
a
complaint
...
against
conduct
also prohibited
by the
provisions of the agreement between
the
parties until
the grievance machinery of the
agreement,
if it
exists
and
covers the
matter at issue, has been exhausted, either
by
settlement or binding arbitration.
4
days. The hours-of-employment article refers to the authority of
the "site administrator" and the needs at a "particular school."
Here, however, since the disputed action was taken by the school
board and was instituted districtwide, it cannot seriously be
maintained that the contractual provisions cover the matter at
issue.
To the contrary, Charging Party asserts, and the District
agrees, that minimum-day designation is a component of the school
calendar and that, by operation of their agreement, the parties
relegated the matter of the calendar to reopeners. Indeed, once
the reopener negotiations commenced in October 1985, the parties
exchanged numerous proposals and counterproposals that included
minimum-day designations. Undeniably, pursuant to their
contractual agreement, the parties were engaged in negotiations
over minimum days and, as of March 5, 1985, the date of the
school board's action, had not reached agreement. Whether, by
this bargaining conduct, the District fulfilled its obligation
to negotiate in good faith over the minimum-day designation is
the question brought to the Board for resolution. Absent any
reference in the parties' contract to minimum days and by virtue
of the unambiguous reopener clause regarding the calendar, we
find the negotiated grievance machinery does not cover the
matter at issue and, therefore, deny the District's motion to
defer.
In reaching the conclusion outlined above, we necessarily
reject the arguments posed by Member Porter in his dissent.
5
First,
the question of
arbitrability
is
one
for
this
Board,
not
the
arbitrator,
to decide.
AT&T
Technologies v.
CWA
(1986)
U.S.
[121
LRRM
3329].
Second,
the
dissent
misreads
our
decision
as
one
assessing
the
merits
of the
District's
contention.
We
have
confined our
analysis
to
the
singular
question
of whether
the
parties'
contract
"covers the
matter
at
issue."
We
find
it
does
not because
there
is
no
express
provision
concerning
minimum
days, because
the
parties
were
engaged
in
reopener
negotiations
regarding the school
calendar,
and
because
minimum-day
designation
is
known
by
all
concerned
to
be
.a
component
of the school
calendar. Finally,
we
readily
acknowledge
the longstanding
presumption
favoring
arbitration.
However,
that
presumption
is
not so
strong
as
to require the
Board
to abdicate
its
statutory responsibility
to
decide
unfair
practice
charges
when,
as
here, the
parties'
dispute
is
not
covered by
their
contractual
agreement.
ORDER
Based
on
the foregoing, the
Board
AFFIRMS
the
administrative
law
judge's denial of the
District's
Motion
to
Dismiss and
directs that
the case proceed
to hearing.
Chairperson
Hesse
joined in
this
Decision.
Member
Porter'sdissent begins
on
p.
7.
6
Porter,
Member,
dissenting:
I
would
reverse the
ALJ
and
dismiss the complaint,
inasmuch
as
this
matter
should
be
deferred to
the
arbitration
procedure
of the
agreement
between
the
parties.
While
this
case
certainly
poses
a
close question
on
whether
the grievance
mechanism
covers the matter
at
issue,
given
the
language
defining
grievance
as
involving
the
"express"
terms
of
the
agreement,
I
do
not read
the
language so
narrowly
nor
so
conclusively
as
does
the
majority opinion.
In
this
dispute,
the Association
alleges that
the
District
unilaterally
altered
the
past practice
by
eliminating
March
21
as
a minimum
school day,
and
that this
action
occurred while the
parties
were
meeting
and
negotiating
reopeners, including
the
reopener
on
calendar.
While
it
is clear that this allegation
states
a
prima
facie violation
of
EERA
and, while
I
also agree
that
the
District's
contractual
argument
is
unconvincing,
it
is
undisputed
that
the
parties
were
negotiating
the
subject
of
calendar pursuant to
an
express
agreement
to
do
so found
in the
reopener clause of the
contract.
Thus,
the question
becomes,
does
that
reopener
provision contain
an
im~lied agreement
to
maintain the
status
quo
pending completion of those
negotiations
and,
if
so,
what
is
the
status
quo?
Alternatively, is there
a
past practice
of maintaining the
status
quo
pending the
outcome
of reopener negotiations that
was
impliedly included in the
agreement? Those
questions bring the dispute within the
provisions of the collective bargaining agreement. That being
the case,
it is appropriate to defer the issue to allow an
7
arbitrator
to
determine
what
the
parties
intended concerning the
status
quo
when
they
negotiated
the
reopener language. Should
the
arbitrator
find
such
an
implied understanding or
past
practice,
along with
a
breach of
that
understanding,
then
the
arbitrator
can
essentially
resolve
the
unfair practice
at
the
same
time.
1
The
EERA
prohibits
this
agency
from
issuing
a
complaint
against
conduct
also prohibited
by
the
provisions of the
agreement
until
the grievance
machinery
of
the
agreement,
if it
exists
and
covers the
matter
at
issue,
has
been
exhausted
by
either
settlement
or binding
arbitration.
(Gov't
Code
section
3541.S(a).)
EERA
also
provides
a
procedure for
a
party to
seek
a
court order
compelling
arbitration,
and
specifies that
such
action
is
to
be
brought
under
Code
of
Civil
Procedure
section
1280
et
seq.
2
This
Board
should
be mindful
of the language
of
lThe
majority's reliance
on
AT&T
Technologies v.
CWA
(1986)U.S.
__
[121
LRRM
3329]
for the
proposition
thatthe
question of
arbitrability
is
for
this
Board
to decide,
rather
than
an
arbitrator, is
misplaced.
This
case
is
inapposite,since
it
addresses the
court's
role in
ruling
on
a
petition to
compel
arbitration.
Our
role
is different.
The
Board's
task is
to further
the
aim
of collective
bargaining
by
deferring to the
agreed-upon
dispute resolution
mechanism,
if it
covers the matter
at issue.
It
is
the
majority's
conclusion
on
this
latter
point
with
which
I
disagree, since, for the reasons noted
herein, thegrievance
article
does cover the matter
at issue.
2section
3548.7
states,
in pertinent part:
Where a
party to
a
written
agreement
is
aggrieved by the failure, neglect, or refusalof the other party to proceed to arbitrationpursuant to the procedures provided thereforein the agreement
•.•
,
the aggrieved party
8
those
statutory
provisions
and
cases
decided thereunder
in
resolving questions
concerning
arbitrability,
as
these
cases
reflect
the
public policy
that
favors
arbitration.
Section
1281.2
of the
Code
of Civil
Procedure
states,
in
part:
If
the
court
determines
that
a
written
agreement
to
arbitrate
a
controversy
exists,
an
order to
arbitrate
such
controversy
may
not
be
refused
on
the
ground
that
the
petitioner's
contentions
lack
substantive
merit.
This
clearly reflects
a
legislative
preference for
arbitration,
notwithstanding
that
the
court
finds
little
or
no
merit in the
petitioner's
contention
under
the
contract.
As
at
least
one
court
has
stated
in construing
this
provision:
In
this state,
disputes
as
to
the
meaning,
interpretation,
and
application
of
any
clause of
an
agreement
which
provides for
arbitration--even
those
that
prirna
facie
appear
to
be
without
merit--are
a
proper
subject for consideration
and
decision
by
the
arbitrators.
• • •
California
has declared
its
preference for
the
arbitrable
rule established
in the
series
of labor cases
commonly
referred to
as
11
the
arbitration trilogy" [citing
the
Steelworkers
trilogy].
: : :
. . . . . . . . . . . . . . . . . . . . .
may
bring proceedings pursuant to Title
9
(commencing
with Section
1280)
of Part
3
ofthe
Code
of Civil Procedure for
a
court order
directing that
the
arbitration
proceed
pursuant to the procedures provided thereforein such
agreement.
: . :
9
The arbitrators, not the courts, have the
task of defining the issues between the
parties and of the interpretation,
construction and application of the Joint
Powers Agreement. Judicial caution is called
for against jumping too quickly to the
conclusion that a claim indisputably falls
outside the scope of an arbitration
provision. East San Bernardino County Water
District v. City of San Bernardino (1973) 33
Cal.App.3d 942, 951, 952, 954 [183 Cal.Rptr.
360, 645 P.2d 1192].
In Morris v. Zuckerman (1967) 257 Cal.App.2d 91 [64 Cal.Rptr.
714], the court, after referencing Code of Civil Procedure
section 1281.2, stated:
Following Posner [Posner v. Grunwald-Marx,
Inc., 56 Cal.2d 169 [14 Cal.Rptr. 297, 363
P.2d 313]], the court made these further
pronouncements as to the question of
arbitrability: "Arbitration is, of course,
a matter of contract, and the parties may
freely delineate the area of its application.
The court's role; according to the Supreme
Court, however, must be strictly limited to a
determination of whether the party resisting
arbitration agreed to arbitration. A heavy
presumption weighs the scales in favor of
arbitrability; an order directing arbitration
should be granted 'unless it may be said
with positive assurance that the arbitration
clause is not susceptible of an
interpretation that covers the asserted
dispute. Doubts should be resolved in favor
of coverage."' (Citation omitted.) 257
Cal.App.2d, at p. 95.)
The standard articulated by the courts above came from the
Steelworkers trilogy, and reflects the strong policy in
California in favor of arbritration.
Previous Board decisions have utilized the standard adopted
by the NLRB for determining whether the contract and its meaning
lie at the center of the dispute. See, e.g., Dry Creek Joint
10
Elementary
School
District
(1980)
PERB
Order
No.
Ad-8la; Conejo
Valley Unified
School
District
(1984)
PERB
Decision
No.
376.
In
Conejo
Valley,
id.,
the
association alleged
that
the
district
had
reduced
hours
and
laid
off
employees
without
giving
the
association
an
opportunity to
negotiate.
The
collective
bargaining
agreement between
the
parties
contained
provisions
that
addressed the
topics
of
layoffs
and
reductions
in
hours,
and
included binding
arbitration.
The
association
challenged
the regional
attorney's
conclusion
that
the
contract
and
its
meaning
lay
at
the
center
of the
dispute.
The
Board
relied
on
the
NLRB
1 s
interpretation
of the phrase, "the
contract
and
its
meaning
lie
at
the
center
of the
dispute,"
and
dismissed
the
charges
against
the employer. This
interpretation
was
articulated
in Collyer Insulated
Wire (1971) 192
NLRB
837
[77
LRRM
1931], in
which
the
NLRB
stated:
[T]he
unilateral
action
taken
•.•
is
not
patently
erroneous but
rather is
based
on
a
substantial
claim of
contractual privilege,
and
it
appears
that
the
arbitralinterpretation
of the
contract will resolveboth the
unfair labor practice issue
and
the
contract interpretation
issue in
a
manner
compatible with the purposes of the
Act
•...
The
Board
also considered the
NLRB
1 s
decision in
Roy
Robinson
Chevrolet
(1977)
228
NLRB
828
[94
LRRM
1474], in which
the
NLRB
deferred to
arbitration
a
charge
that
the employer had
closed part
of
its
operation
and
discharged
its
employees
without
first
bargaining with the union.
The
employer claimed
that the
contract
gave
it
the authority to take such action without
11
negotiating, relying
on
a
provision
that
merely
said
the
"employer
shall
have
the
exclusive
right
to
hire,
suspend
and
discharge
his
employees."
Although
the
union
had
argued
that·
the employer's
interpretation
of the
contract
language
seemed
improbable, the
NLRB
nevertheless deferred
the
matter, saying:
As
to
the
dissenter's
argument
that
there
is
no
contract
provision
which
could
even
arguably give
color to
Respondent's conduct,
we
disagree.
The
Supreme
Court
said in
United
Steelworkers
of
America
v. Warrior
&
Gulf
Navigation
Co.,
363
U.S. 582-583,
46
LRRM
2416,
that
an
order to
arbitrate
a
particular
grievance
should not
be
denied
"unless
it
may
be
said
with
positive
assurance
that
the
arbitration
clause
is
not
susceptible
of
an
interpretation that
covers
the
asserted dispute.
Doubts
should
be
resolved in
favor of coverage."
We
believe
that
the dispute
here
falls
within
that
standard
and
is therefore properly referableto
the
parties' arbitration
procedure.
(Emphasis added~) Conejo
Valley, supra,
at
p.
6,
quoting
Roy
Robinson
Chevrolet, supra.
The
Board found
the
facts
in
Conejo
Valley
to
be
similar to
those in
Roy
Robinson
Chevrolet, in
that
in both cases the
contract authorized the
employer
to lay
off
or discharge
employees,
but did
not
expressly
state that
the
employer
could
do so
without
further negotiations.
The
Board found
that the
employer in
Conejo
Valley
had an even
stronger
argument
that
it
had
fulfilled its
negotiating obligation
than did the employer
in
Roy
Robinson
Chevrolet and,
therefore, the charge
"raises
a
substantial question of contract interpretation
which
lies at
the center of the
parties' dispute."
(Conejo Valley, supra,
at
p. 9.)
The Board thus concluded
that
under those circumstances,
12
EERA
section
3541.5(a)(2)
prohibited
the
agency
from
issuing
a
complaint.
Applying
the
previously
utilized
standard,
I
cannot
conclude
that
the
arbitration
clause in
this
case
is
not
susceptible
of
an
interpretation that
would
allow
an
arbitrator
to resolve
this
dispute.
The
Association
itself
recognized the
possibility
of
this
when
it
filed
a
grievance claiming
a
violation
of the
calendar provision.
Many
arbitration
decisions
can be found
in
which
the
arbitrator
looked
to
the
pas~
practice
or
custom
to resolve
a
dispute.
For example,
the
arbitrator
in
Klickital
County (1985)
86
LA
283,
286
states:
It
is
generally
accepted in the
law
of labor
arbitration
that
"custom and
past practice
between
the
parties
may
be acknowledged by
the
arbitrator
to
interpret
ambiguous
language
in
a
contract, to exise or
revise
clear
language in
a
contract,
or to provide
work
rules
or conditions of
employment where
the
contract
is
silent."
In
Farrell
Lines, Inc.
(1986)
86
LA
36,
the
arbitrator
was
asked
to
determine the
arbitrability
of
a
grievance
which
the
employer claimed did not
meet
the contractual
filing timelines.
The
grievant alleged that
the
practice of the
parties
was
to
utilize
an
informal
step
of dispute resolution prior to
implementing the
first
formal
step of the grievance
mechanism,
and
that
was
done
in
this
case within the contemplated
timelines.
After examining the past practice, the
arbitrator
concluded
that
the practice
was
unvarying, clearly defined, verbalized
and
acted
13
upon, and
accepted
by
both
parties.
Consequently,
the
arbitrator
concluded
that
the
practice
became
an
unwritten
part
of
the
grievance
procedure
and
the grievance
was
timely
and,
therefore,
arbitrable.
See,
also,
Maple
Heights
Board
of
Education
(1985)
86
LA
338
(past
practice
revealed
that,
notwithstanding
contractual
language
to the contrary,
the
intent
of the
parties
was
that
the
seven
and
one-half
hour
workday
included
lunch);
Sun
Refining
and
Marketing
Co.
(1985)
86
LA
266
(based
on
past
practice,
arbitrator
concluded
that
language
describing the
job
function of the
chief operator
was
not
all-inclusive
and
the
operator
had
in the
past
performed
the
complained-of
task);
School
City of
Hobart
(1985)
86
LA
557
(district
discontinued
giving three
early release
days, although they
had been
granted
for the preceding
three years:
The
calendar did
not
specifically
address
early release
days, although
it
was
attached to the
contract.
The
arbitrator
framed
the issue
as whether
the
association
had proved
that there existed
a
contractual
basis
or
an
implied
condition
on
which
the
contract
was
silent,
but
which
was
nevertheless
an
established past practice that
would
support
a
continuation of the grieved
benefit.).
The harm
of the majority opinion
is that
it
has, without the
benefit of
any
testimony or evidence, concluded
that the
agreement
of the
parties forecloses
arbitration
unless the
contract specifically
addresses
a
subject.
Thus,
the majority
opinion writes out of the agreement
that
body
of arbitrable
standards
which allows an
arbitrator to examine
past practice to
14
determine if the contract impliedly contains a term or
understanding not specifically included in the agreement. Such
a result does not further the purposes of EERA, since it disavows
the agreement of the parties to submit contractual disputes to
arbitration, and it does not foster labor stability.
Further, by concluding that this issue is not arbitrable
under the parties' agreement, the charging party is foreclosed
from relying on the contract as one of the bases of its claim.
If the Association is unable to demonstrate that the Friday
before spring break has consistently been designated a minimum
day, then it will not have met its burden of showing unlawful
action by the District. Reaching this conclusion makes it clear
that at least part of the real harm complained of is the
District's alleged undermining of the agreed-upon negotiations
that were occurring under the express terms of the contract.
Thus, we come back to the language of the contract itself and
its agreed-upon dispute resolution mechanism. The majority
opinion itself recognizes this when it concludes:
Undeniably, pursuant to their contractual
agreement, the parties were engaged in
negotiations over minimum days and, as of
March 5, 1985, the date of the school board's
action, had not reached agreement. Whether,
by this bargaining conduct, the District
fulfilled its obligation to negotiate in good
faith over the minimum-day designation is the
question brought to the Board for resolution.
(Emphasis added. Majority opinion, p. 5.)
There are several good reasons why the deferral policy favors
arbitration. First, the entire thrust of the Act is to have the
15
parties reach a mutual agreement over terms and conditions of
employment. Having done so, the parties may mutually agree to a
mechanism to resolve alleged violations and/or disputes
concerning the meaning of that agreement.
Second, the dispute resolution mechanism will no doubt result
in a speedier conclusion to the matter, so the parties can go on
about their business. This is especially important when it
concerns an issue involving negotiations, as that issue will
continue to taint future negotiations, which does not encourage
stable labor relations.
Third, preference for one forum, arbitration, over another,
PERB procedures, will avoid duplication of litigation with the
possibility of inconsistent results, and will tend to discourage
"forum shopping" by the charging party~
Fourth, as stated by the NLRB in Roy Robinson Chevrolet,
supra, doubts should be resolved in favor of coverage.
Finally, there is a strong public policy in California that
favors arbitration. The California Supreme Court has stated:
We have declared that state policy in
California 11 favors arbitration provisions in
collective bargaining agreements and
recognizes the important part they play in
helping to promote industrial stabilization."
(Citation-omitted.) Fire Fighters Union v.
City of Vallejo {1974) 12 Cal.3d 608, 622
[116 Cal.Rptr. 507, 526 P.2d 971].
While the issue before the Court was interest arbitration, the
policy is no less applicable when the matter concerns grievance
arbitration. See, also, Vernon Fire Fighters v. City of Vernon
(1980) 107 Cal.App.3d 802, 811, 813 [165 Cal.Rptr. 908].
16
For the foregoing reasons, I dissent and would defer the
matter to arbitration.
17
STATE
OF
CALIFORNIA
PUBLIC
EMPLOYMENT
RELATIONS
BOARD
AMADOR
VALLEY
TEACHERS
ASSOCIATION,
Charging
Party,
v.
PLEASANTON
JOINT
SCHOOL
DISTRICT,
Respondent.
}
)
}
)
)
)
)
)
)
Unfair
Practice
Case
No.
SF-CE-1094
MEMORANDUM
AND
ORDER
DENYING
MOTION
TO
DISMISS
_____________________
)
The
Pleasanton
Joint
School
District
(District)
has
moved
to dismiss
this
action
on
the
ground
that deferral
to
binding
arbitration is
required
under
section
3541.S{a)
{2}
of
the
Educational
Employment
Relations
Act
(EERA
or Act).
1
The
unfair practice
charge
filed
March
13,
1986 by
the
Amador
Valley Teachers Association (Association)
alleged
that
the
District's
school
board
had
voted
to
unilaterally
eliminate
a minimum
day
for teachers
on
the Friday preceding the
upcoming
1Government Code
section
3541.S{a)
(2)
states
in relevant
part that
the Public
Employment
Relations
Board
(PERB
or
Board)
shall not,
•••
issue
a
complaint against conduct
also
prohibited
by
the provisions of the agreement
between the parties until
the grievancemachinery of the agreement,
if it
exists
and
covers the matter at issue, has been
exhausted, either
by
settlement or binding
arbitration.
spring vacation. This conduct, it was claimed, violated the
good faith bargaining requirement of the EERA. 2
The PERE General Counsel issued a complaint on March 27,
1986, also alleging a bargaining violation. The complaint
stated that prior to March 1986 the minimum day before spring
vacation had been an established policy, and that the parties
were negotiating the 1985-86 calendar when the District changed
it to a full workday. According to the complaint, the
District's action was taken,
••• without having negotiated with Charging
Party to agreement or through the impasse
procedures ••••
The day the complaint issued, the Regional Attorney in
San Francisco wrote a letter rejecting the District's pre
complaint contention that the parties' collective bargaining
agreement required deferral by the PERB to the binding
arbitration machinery of that agreement. Analyzing the
District's claims in light of PERB and federal precedent, 3
the Regional Attorney concluded that the contract and its
meaning did not lie at the center of the dispute. 4
2see Government Code section 3543.S(c), which prohibits a
refusal and failure to negotiate in good faith. Concurrent
violations of EERA sections 3543.S(a) and (b) were alleged as
well.
3see, e.g., Dry Creek Joint Elementary School District
(1980) PERB Order No. Ad-Sla; Collyer Insulated Wire (1971) 192
NLRB 837 [77 LRRM 1931].
4The letter stated, in part:
2
The
District
filed
its
answer
and
a
motion
to
dismiss
on
April
23,
1986,
urging
that
the
subject
of the complaint
was
a
matter for
binding
arbitration.
(See
PERB
Rules
32644,
32646
(Cal.Admin.
Code,
tit.
8,
secs.
32644,
32646)
.)
The
Charging
Party
submitted
its
opposition
to the
motion
on
May
9, 1986.
In connection with the
motion, each
party offered relevant
documents and
factual
claims,
which were
considered together
with the
allegations
of the complaint
and
the charg~.
{See
Conejo
Valley Unified
School
Dist.
(1984)
PERB
Dec.
No.
376
at
p.
9;
Merced Union High
School
Dist.
(1985)
PERB
Order
No.
Ad-150
at
pp.
3-4.)
For
the reasons
that
follow,
it
is
found
that
the
Regional Attorney
correctly rejected
the
District's
deferral
objection
and
that
dismissal
is
not
warranted.
.
The
contract
between
the
parties
was
executed in
October
1985 and
covers the period July
1984
through
The
contract
does not contain
a
provision
which
directly
covers the dispute raised
by
the unfair practice
charge. Neither
Article
IV
nor
Article
XX
refers
to the
annual schedule indicating the dates of
holidays, vacations, noninstructional days,and
instructional (full
and minimal)
days.
Nor
does the contract
even
arguably grantthe authority to school
principals to
make
determinations concerning the dates
on which
such events shall occur.
In sum,
interpretation of the contract willnot resolve the dispute over the existence
of
a
past practice of observing
a minimum
day on the last Friday before spring break.
3
June
1987.
The
agreement
includes
a
grievance
and
arbitration
article.
(Art.
II.)
A
grievance
is
defined
as
"an
alleged
violation,
misinterpretation
or
misapplication of the express
terms
of
this
Agreement,
which
directly
and
adversely
affects
the
grievant."
Grievants
may
be
unit
members
or
the Association
itself.
If
a
dispute
goes
to
arbitration,
the
decision
•shall
be
final
and
binding
••••
•
The
District
contends
that
two
contract
provisions
arguably
apply
to the
minimum
day
dispute,
thereby
justifying
arbitration
because
the
District's
action
was
not
"patently
erroneous," but
was
"based
on a
substantial
claim of
contractual
privilege.
"
(Quoting Conejo
Valley Unified School
Dist.,
supra,
PERB
Dec.
No. 376
at
p. 5.)
One
article
cited
by
the
employer
is
the section
on
•Hours
of
Employment."
(Art.
IV.) That
article states:
The
duty
day
shall
include
as
much
time
as
is
necessary to
fulfill
professional dutiesto
facilitate
the educational
program.
The
principal shall
determine both
the schedule
and
the
duties
and
responsibilities.
Each
site
administrator
shall
determine the needs
of his/her particular
school and,
where
possible, equitably assign
such
schedules,
duties
and
responsibilities.
This provision
shall
not apply to voluntary
activities.Effective July 1,
1982, the portion of the
teacher
work
day
assigned to in-classroom
student contact for kindergarten teachers
shall
not exceed
two
hundred and
eighty
(280)
minutes; the portion of the teacher
work day assigned to in-classroom student
contact for regularly assigned teachers in
grades
one through eight
(1-8}
shall notexceed three hundred and twenty-five
{325)
minutes.
4
The
second
provision ~ited
by
the
District
concerns
the
"Calendar."
(Art.
XX.)
This
article states:
A.
For
the
1984/85
through
1986/87
school
years, there
shall
be one
hundred-eighty
(180)
instructional
days
and
three
(3)
noninstructional
days
for
all
unit
members
except
psychologists.
For
the
1985/86 through
1986/86
school
years,the
first
student
day
shall
be
the
Wednesday
after
Labor
Day
with
the
first
certificated
work
day
being
the
Tuesday
after
Labor
Day.
B.
For
the
1984/85 through 1986/87
school
years, there
shall
be
one
hundred-ninety-six
(196)
psychologist
work
days.
One
other
section
of the
contract also
is
relevant to
this
dispute.
The
contract's
reopener
provision (Art.
XXV(B))
states
that,
For
the
1985/86
and
1986/87
school
years,
the
parties
agree to
reopen
negotiations duringeach
school year
on
the following:
1.
Article
X -
Health
and
Welfare
2.
Article
XI -
Salary
3. Calendar
4.
One
unspecified Article
per
party
The
agreement,
it
should
be
noted, does
not contain as
an
alternative
to
a
negotiated calendar
any
section incorporating
past policy or
practice, either directly
through express
adoption, or
indirectly
through the scope of the grievance
procedure. Further, there is
no management
rights provision,
general or specific in nature, cited
by the District
as
authority for
its deferral claim.
5
Beyond
the
contract,
the
papers
filed
by
the
parties
indicate that
school
calendar negotiations
were
taking place
from
the
time
the
contract
was
executed in
October
1985
through
spring
1986.
In
prior
years,
except
for
1984-85
when
contract
negotiations
were
proceeding, the annual
calendar included
references
to holidays
and
partial
workdays.
On
March
5,
as
the
charge
and
complaint
allege,
the
District's
school
board
approved
a
monthly
calendar
making March
21,
the
day
preceding
spring
break,
a
full
teacher
workday.
This occurred whiie
calendar negotiations
were
still
taking
place.
There
was
no
evidence or
argument
offered
by
the
District that
the schedule
for other
1985-86
holidays, vacations
or
partial
workdays
was
implemented
unilaterally
while
negotiations
were
going forward.
Regarding
the
allegation that
a
past practice of
minimum
days
had been
altered,
the
District
contends
that,
While
previous Fridays before spring vacation
have
not
always been
a
regular length
instructional
day,
the length of these
instructional
days has
varied
depending
upon
the
needs
of the individual
school
sites
as
determined
by
site
administrators.
(Answer
and Motion
at
p. 4~}5
5
It
is
conceded
that in prior years teachers
have not always been
required to
work a
regular length instructional
day the ?ridaypreceding spring vacation.
However,
there
has been no
District-wide practice.
The
length of the instructional
day required of
individual school
site tea
rn
its
argument on
the motion, the
District also stated:
chers has varied
6
Finally,
in support of the
motion,
the
District
has
indicated
that
the Association
had
already
filed
a
contract
grievance
on
the
minimum
day
issue.
This
grievance
was
dated
March
12, the
day
before the
unfair
practice
filing.
The
grievance alleged
that
the
"District
had
unilaterally
violated
past practice
by
eliminating
the
minimum
day
prior
to
Spring
Vacation," in
violation
of the calendar
provision, Article
XX.
The
Association
does
not
deny
that
a
grievance
was
filed,
urging
that
it
was
done
"out
of
an
excess of caution"
and
promising
that
it
will
be
withdrawn
if
deferral
is
inappro
priate.
(Opposition
at
p. 4.)
The
Association
flatly states
that
the grievance erroneously
relied
on
the
contract. (Id.
at
pp.
5-6.)
Based
on
the
facts
and
arguments above,
it
is
concluded
that
the
contract
does
not cover
the matter in dispute.
First,
the
hours
article
{Art. IV),
on
its
face,
concerns the
authority
of
site
administrators
and
not the school board.
There
is
no
reference to the school board
in the
literal
language of
that
section,
and
there
is
no
factual allegation that site
administrator
involvement led in
any
fashion to the school
board's decision in
this
instance.
6
depending upon
the need as determined
by
the
site
administrator. (Id. at p. 9.)
6
At most, based on
the
District's assertion of
a
varying
past practice regarding the length of the school day,
7
The second contract article concerning the school calendar
(Art. XX) also fails- to support the District's deferral claim.
This article does not include any indication of specific
holiday, vacation, full or minimal days. These matters
obviously were not left to the District's unfettered discretion
because the contract reopener clause specifically requires
negotiations for the 1985-86 school calendar. In the absence
of a negotiated calendar, an established past practice would
govern, as the complaint alleges, assuming a practice can be
discerned when the merits of the case are heard. If an
inconsistent and varying practice is shown, however, the
complaint may be dismissed. (Modesto City Schools (1984) PERB
Dec. No. 414.) Nonetheless, under the contract, past practice
alone does not form the basis for a grievance, contrary
to the allegation· in the grievance initially filed by the
Association, and deferral is not warranted. 7
respondent has suggested that extrinsic evidence would reveal a
latent ambiguity in language that is otherwise inapplicable to
this dispute. (See, e.g., Los Angeles City Employees Union v.
City of El Monte (1985) 177 Cal.App.3d 615, 622-623.) If such
evidence is available, presumably it can be offered during the
formal hearing in this case, and the District then can renew
its deferral objection. At this stage, however, a separate
evidentiary hearing is not warranted. Not only are the past
practice facts susceptible to proof in conjunction with the
hearing on the merits, but it would thwart the statutory
jurisdiction of the PERB to defer when not even a facial
ambiguity is apparent in the agreement.
7Absent the Association's disclaimer of the prior
grievance, and its announcement of its readiness to withdraw
from the contractual procedure, this would be a more difficult
8
In
sum,
the
District
has
not
advanced
a
substantial
claim
of
contractual privilege that
covers the matter
at
issue.
The
motion
to dismiss
shall
be
denied.
The
settlement
conference
and
formal
hearing
shall
proceed
on
the
dates previously
indicatea.
8
Dated:
May
21,
1986
.
~WIN~
Administrative
Law
Judge
deferral issue to resolve. Since the Association has
retracted
its
claim,
however,
its earlier
mistaken judgment should notblock the
PERB
from
exercising
its
appropriate unfair practice
jurisdiction.
8
Respondent may
appeal
this refusal to dismiss the
complaint to the Board
itself
pursuant to
PERB
Rule 32646{b),
incorporating the procedure set forth in
PERB
Rule 32635. {See
Cal.
Admin. Code,
Tit. 8, secs. 32646(b), 32635.)
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