CJEO Expedited Opinion No. 2021-043 — Service on the California Access to Justice Commission or Child Welfare Council

CJEO Expedited Opinion No. 2021-043Calcjeo

Abrir fonte

Texto completo

1
CALIFORNIA SUPREME COURT
COMMITTEE ON JUDICIAL ETHICS OPINIONS
350 McAllister Street
San Francisco, CA 94102
(855) 854-5366
www.JudicialEthicsOpinions.ca.gov
CJEO Expedited Opinion 1 2021-043
[Posted May 18, 2021]
SERVICE ON THE CALIFORNIA ACCESS TO JUSTICE COMMISSION OR
CHILD WELFARE COUNCIL
I. 	Question
The Committee on Judicial Ethics Opinions (CJEO) has been asked whether judicial
service on the California Access to Justice Commission or the Child Welfare Council is an
ethically permissible activity related to the law, the legal system, or the administration of justice.
1 	The California Supreme Court Committee on Judicial Ethics Opinions (CJEO) issues
Expedited Opinions, formerly known as Oral Advice Summaries, pursuant to California
Rules of Court, rule 9.80(i)(1) [eff. Jan. 1, 2021]. Expedited Opinions are issued to requesting
judicial officers following a discretionary decision by CJEO to address the ethical issues raised
in an expedited process that does not include posting draft opinions for public comment, as
required for CJEO Formal Opinions. CJEO Expedited Opinions are published in full, without
identifying information regarding the requesting judicial officer, to provide information and
analysis to the bench and the public regarding judicial ethics.
2
II. 	Advice Provided
Judges are permitted under the California Code of Judicial Ethics 2 and encouraged by
the California Standards of Judicial Administration to serve as members of the California
Access to Justice Commission or the Child Welfare Council. Judges may engage in
extrajudicial activities related to the law, the legal system, or the administration of justice but
should consider other code requirements, such as ensuring public confidence in the judiciary and
avoiding involvement in partisan matters. The central goals of both the California Access to
Justice Commission and the Child Welfare Council are improving the legal system and
enhancing services for court users, rather than broader policy matters that may involve the
judiciary in controversies or create the appearance of impartiality.
III. 	Facts
A. California Access to Justice Commission
The California Access to Justice Commission (Access Commission) is a nonprofit
corporation that was originally created in 1996 under the auspices of the California State Bar to
ensure equal access to the legal system for all Californians. (The History, Purpose, and
Importance of the Access Commission (History) p. 1 < https://www.calatj.org/wp-
content/uploads/2021/01/The-History-Purpose-and-Importance-of-the-Access-Commission.pdf>
[as of May 18, 2021].) 3 The Access Commission has two primary roles: (1) “ ‘to provide
ongoing leadership in the effort to achieve fuller access to justice in California’ ”; and (2) “ ‘to
oversee efforts to increase funding and improve methods of delivery of legal services for the
poor and those of moderate income.’ ” (History, at p. 2) The Access Commission has a
maximum of 31 authorized directors, which includes representatives appointed by the state
executive branch, the state Legislature, the Chief Justice of California, the California Attorney
2 	All further references to the code, terminology, canons, and advisory committee
commentary are to the California Code of Judicial Ethics unless otherwise indicated.
3 	This document, the Access Commission’s bylaws, and other background information can
be found on the Access Commission’s website at https://www.calatj.org/ (as of May 18, 2021).
3
General, the State Bar, and various other legal and nonprofit organizations. (Access
Commission Bylaws, art. 3, § 3.4, pp. 5–6 <https://calatj.egnyte.com/dl/85GfGvtnJA/
CURRENT_CalATJ_Bylaws.pdf_ > [as of May 18, 2021].)
The Access Commission’s activities include the following: issuing reports on access
gaps; encouraging pro bono participation by the State Bar; supporting programs that ensure
access to non-English speakers and people in rural areas; supporting legislation impacting access
to justice; and commenting on public policy issues that affect access to justice, such as the
disparate impact that court fines and fees have on low and moderate income individuals and the
importance of funding the courts. (History, supra, at p. 4.) The Access Commission operates
through a variety of committees on specific issues, such as outreach, pro bono services, right to
counsel, language access, rural access, racial justice, and amicus curiae. (Access Commission
Committees <https://www.calatj.org/committees/> [as of May 18, 2021].) Certain committees,
such as the amicus curiae committee, are limited to members who are not bench officers.
(Access Commission, Amicus Curaie Committee <https://www.calatj.org/committee/amicus-
curiae-committee/> [as of May 18, 2021].)4
B. Child Welfare Council
The Child Welfare Council was established by the Child Welfare Leadership and
Performance Accountability Act of 2006, codified at Welfare and Institutions Code sections
16540–16545. The Child Welfare Council serves as “an advisory body responsible for
improving the collaboration and processes of the multiple agencies and the courts that serve the
children and youth in the child welfare and foster care systems.” (Welf. & Inst. Code, § 16540.)
The Child Welfare Council is cochaired by the Secretary of the California Health and Human
4 	Because the amicus curiae committee is involved in filing briefs in active litigation,
precluding bench officers from membership ensures compliance with the canons prohibiting
judges from commenting on pending matters. (Canon 2A [a judge shall not comment on pending
or potential pending matters]; canon 3B(9) [a judge shall not comment on proceedings in any
court]; canon 4C(3)(c) [a judge shall not serve as an officer, director, or nonlegal advisor of an
organization likely to be involved in proceedings before the judge or frequently engaged in
adversarial proceedings in the court of which the judge is a member].)
4
Services Agency and the designee of the Chief Justice of California. The Child Welfare
Council’s other members include representatives from various state agencies, nonprofit groups,
and other stakeholders. (Welf. & Inst. Code, § 16541, subds. (a)–(p).)
The Child Welfare Council is statutorily responsible for the following activities: issuing
advisory reports with recommendations for ensuring coordination and collaboration among
various agencies that provide services to children in the welfare or foster care systems;
formulating policies for effective administration of child welfare and foster programs;
developing data-sharing programs between agencies; and implementing legislative enactments
in child welfare and foster care programs and the courts, among other things. (Welf. & Inst.
Code, § 16540, subds. (a)–(m).) The Child Welfare Council has several committees on
subtopics, such as child development and successful youth transitions, data linkage and
information sharing, and behavioral health. 5 (Child Welfare Council Committee Meeting
Information <https://www.chhs.ca.gov/home/committees/california-child-welfare-
council/committee-meeting-information/> [as of May 18, 2021].)
IV. 	Discussion
The code broadly permits extrajudicial conduct relating to the law, the legal system, or
the administration of justice. (Advisory Com. com. foll. canon 4B [judges are in a unique
position to contribute to the improvement of the law, the legal system, and the administration of
justice because they are specially learned and experienced in the law]; canon 4C(1) [judges are
prohibited from appearing before or officially consulting with an executive or legislative body
except on matters relating to the law, the legal system, or the administration of justice, or on
matters concerning the judge’s personal economic interests]; canon 4C(2) [judges are prohibited
from accepting appointments to a governmental committee or commission or other
governmental position that is concerned with issues of fact or policy on matters other than
5 	Information about the Child Welfare Council’s committees, the Child Welfare Council’s
annual reports, and other background information can be found on the Child Welfare Council’s
website at https://www.chhs.ca.gov/home/committees/california-child-welfare-council/ (as of
May 18, 2021).
5
improvement of the law, the legal system, or the administration of justice]; canon 4C(3)(a)
[judges are permitted to act as officers and directors of, and nonlegal advisors to, organizations
and government agencies devoted to the improvement of the law, the legal system, or the
administration of justice, provided that such positions do not constitute a public office within the
meaning of art. VI, § 17 of the Cal. Const.];6 canon 5D [judges are permitted to engage in
political activity relating to the law, the legal system, or the administration of justice, provided
conduct is consistent with the code overall].)
The California Standards of Judicial Administration (standards) adopted by the Judicial
Council promote judicial engagement in community outreach activities related to the law and
administration of justice. For example, the standards specifically encourage judges to “[p]rovide
active leadership within the community in identifying and resolving issues of access to justice
within the court system.” (Std. 10.5(b)(1).) The standards also encourage family and juvenile
court judges to engage in community efforts to enhance services and resources for families and
children in the court system (std. 5.30(f)(1), (5), and (7)), and to “[e]xercise a leadership role in
the development and maintenance of permanent programs of interagency cooperation and
coordination among the court and the various public agencies that serve at-risk children and
their families” (std. 5.40(e)(4)). While nonbinding in nature, the standards reflect the Judicial
Council’s recommended goals for judges. (Cal. Rules of Court, rule 1.5(c) [standards are
guidelines rather than mandatory]; std. 5.30(f) [to the extent it does not interfere with the
adjudication process or ethical constraints, family courts are encouraged to engage in certain
community-based activities to improve services for children].) These goals are subject to, yet
consistent with, the code’s requirements and broad permissions for activities relating to the law,
the legal system, or the administration of justice.
6 	In addition to membership in an “organization or governmental agency” devoted to the
improvement of the law, the legal system, or the administration of justice under canon 4C(3)(a),
service on the Child Welfare Council may also qualify as an “appointment to a governmental
committee or commission or other governmental position” under canon 4C(2). In either case,
judicial service is not permitted if it would qualify as “public office” under article VI, section 17
of the California Constitution. (Canon 4C(2) & (3); Advisory Com. com. foll. canon 4C(2).)
The committee assumes for purposes of this opinion that service on the Child Welfare Council is
not constitutionally barred.
6
When analyzing whether serving as a member of an organization or government agency
is permissible, judges must determine whether service falls within the meaning of the phrase,
“the law, the legal system, or the administration of justice,” 7 which is not defined with
specificity in the code but requires consideration of other code obligations. 8 This requires a
careful analysis of the facts. Nearly every topic can be described as relating to the law in some
fashion, particularly in the governmental context. As Judge Rothman observes, “almost
anything that government does can be characterized as related to ‘improvement of the law,’ ”
and therefore service on a governmental commission “must have a direct connection with the
legal system” or be limited to “only those matters dealing with the administration of justice.”
(Rothman et al., Cal. Judicial Conduct Handbook (4th ed. 2017) § 10:10, p. 681 (Rothman)).
For instance, the committee has previously advised that “matters relating to purely
administrative issues, such as court budgets, facilities, and docketing impacts, fall within the
core of matters relating to the law, the legal system, and administration of justice.” (CJEO
Expedited Opinion 2021-041 (2021), Service on a Governmental Task Force, Cal. Supreme Ct.
Com. Jud. Ethics Opns., p. 4 (CJEO Expedited Opinion 2021-041); CJEO Formal Opinion
2013-001 (2013), Requesting Assistance from Attorneys, Cal. Supreme Ct. Com. Jud. Ethics
Opns., pp. 2, 5 [budget cuts impact access to justice and are directly related to the law, the legal
system, and administration of justice].) However, as matters move from the procedural to the
more substantive end of the policy spectrum, judicial involvement may impermissibly
“ ‘encroach[] into the political (policy making) domain of the other branches’ ” of government.
7 	In addition to being an organization devoted to the improvement the law, the legal
system, or the administration of justice, the Access Commission is also an “educational . . . or
civic organization not conducted for profit” under canon 4C3(b), which permits judges to serve
as officers or directors of nonprofit organizations, whether or not related to the law, subject to
other requirements of the code.
8 	Although the phrase, “the law, the legal system, or the administration of justice” is
included in the Terminology section of the code, it is not defined. Instead, the Terminology
section states that when a judge engages in an activity that relates to the law, the legal system, or
the administration of justice, the judge should also consider other code requirements, such as
upholding public confidence in the judiciary, not allowing extrajudicial activities to take
precedence over judicial duties, and disqualification. (Cal. Judges Assn., Jud. Ethics Com.,
Opn. No. 75 (2018), p. 1 [acknowledging that the phrase is not precisely defined in the code].)
7
(CJEO Expedited Opinion 2021-041, supra, p. 4, quoting CJEO Formal Opinion 2014-006
(2014), Judicial Comment at Public Hearings and Consultation with Public Officials and Other
Branches of Government, Cal. Supreme Ct. Com. Jud. Ethics Opns., pp. 2–3, 7–9 (CJEO Formal
Opinion 2014-006) [judges testifying before the legislature should limit testimony to areas
within the judiciary’s expertise and made from the judicial branch’s unique perspective]) 9;
Rothman, supra, § 11:3, pp. 736–737 [judges must draw a distinction between inappropriate
involvement with other branches of government in political matters as opposed to appropriate
involvement in matters concerning the law, the legal system, or the administration of justice].)
This does not mean, however, that only administrative or procedural matters fall within
the safe harbor of extrajudicial activities relating to the law, the legal system, or the
administration of justice. Judicial engagement in substantive policy matters may fall within the
law, the legal system, or the administration of justice if the primary focus is to benefit the court
system and its users as a whole rather than favoring partisan causes or groups. (CJEO Formal
Opinion 2014-006, supra, p. 7 [the clearest examples of permissible activities are those
addressing the legal process; however, comment and consultation about substantive legal issues
is also permissible where the purpose is to benefit the law and the legal system itself rather than
any particular cause or group].)
Here, both the Access Commission and the Child Welfare Council are examples of
organizations primarily focused on improving services to court users, which has a “direct
connection with the legal system.” (Rothman, supra, § 10:10, p. 681). The Access Commission
seeks to equalize access to the legal system for all litigants regardless of income level, language
barriers, or geographical barriers. The Child Welfare Council’s objective is to improve services
for children involved with, or at risk of involvement with, the child welfare system and the
foster care system, “with an emphasis on collaboration among the state’s multiple child serving
agencies and the courts.” (Child Welfare Council, 2018–2019 Annual Report, p. 4.). The
9 	As one example, the committee referring to a proposed constitutional amendment to
replace the death penalty with life without parole advised that a judge could comment before the
Legislature about dysfunction in the current system from the judicial branch perspective, but that
advocacy regarding the wisdom or morality of the death penalty as a policy matter would be
improper. (CJEO Formal Opinion 2014-006, supra, p. 8.)
8
central goal of both organizations is improving the legal system for its users rather than “broader
matters concerning . . . policies not directly linked to the courts.” (CJEO Expedited Opinion
2021-041, supra, p. 5.)10
In addition, judicial membership in either organization is unlikely to involve the court
in controversies or create the perception of impartiality. With respect to the governmental task
force examined in CJEO Expedited Opinion 2021-041, the committee noted that its broad and
varied agenda included issues that went beyond the law, the legal system, or the administration
of justice, and that may be the subject of significant debate. (CJEO Expedited Opinion 2021-
041, supra, p. 5.) This may improperly draw the court into controversies or compromise public
confidence in the impartiality of the judiciary. (Ibid.; Advisory Com. com. foll. canon 4C(2)
[when assessing whether to accept extrajudicial assignments, judges need to protect the courts
from becoming involved in matters that may prove to be controversial and should not accept
government appointments that interfere with judicial independence].) Here, in contrast, the
Access Commission and Child Welfare Council are nonpartisan organizations pursuing such
goals as systemic improvements for low-income litigants, children, and families interacting with
the courts, and would not cause a reasonable person to doubt the impartiality or independence of
judges serving as members. Judicial membership is these organizations is not only permitted
under the code, but expressly encouraged by the standards, which recommend that judges take a
10 	This opinion addresses the permissibility of the Access Commission and Child Welfare
Council based on how they are currently described in publicly available materials but notes that
the organizations’ purposes may evolve over time. Judges have a duty to monitor the activities
of organizations of which they are members to ensure ongoing compliance with the code.
(Advisory Com. com. foll. canon 4C(3)(c) [the changing nature of some organizations and their
relationship to the law makes it necessary for judges to regularly reexamine the activities of
organizations with which they are affiliated to ensure that continued affiliation is proper].) The
committee advises that judges monitor not only the general activities of the organizations of
which they are members, but also the activities of each subcommittee or workgroup to which
they are members or prospective members to determine whether membership is precluded by
any of the canons.
9
leadership role in improving access to justice and services for children and at-risk youth. (Stds.
5.30, 5.40, and 10.5.)11
V. 	Conclusion
Judges may serve as members of the Access Commission or the Child Welfare Council,
which are organizations devoted to the improvement of the law, the legal system, and the
administration of justice. The central focus of both organizations is improved access and
services for court users, such as low-income litigants, children, and families, rather than broader
policy matters that may be the subject of controversy or that would create the appearance of
impartiality. Judicial involvement in these organizations is permitted under the code and
encouraged by the standards of judicial administration.

This expedited advice opinion is advisory only. (Cal. Rules of Court, rule 9.80(a), (e);
Cal. Supreme Ct. Com. Jud. Ethics Opns. (CJEO), Internal Operating Rules & Proc. rule 1(a),
(b).) It is based on facts and issues, or topics of interest, presented to the California Supreme
Court Committee on Judicial Ethics Opinions in a request for an opinion (Cal. Rules of Court,
rule 9.80(i)(3); CJEO rules 2(f), 6(c)), or on subjects deemed appropriate by the committee
(Cal. Rules of Court, rule 9.80(i)(1); CJEO rule 6(a)). The conclusions expressed in this
11 	The committee has recognized that judicial membership is permissible on other types of
organizations and governmental bodies “with a narrow focus directly related to the law, the legal
system, and the administration of justice,” provided membership does not raise ethical concerns
under other canons. (CJEO Expedited Opinion 2021-041, supra, p. 6, fn. 6, citing CJEO Oral
Advice Summary 2015-010 (2015), Service by an Appellate Justice as a Compliance Officer in
Pending Federal Proceedings, Cal. Supreme Ct. Com. Jud. Ethics Opns., pp. 2–3 [a judge may
accept appointment as a federal prison compliance officer]; CJEO Oral Advice Summary 2019-
028 (2019), Service on a Civil Liberties Program Advisory Panel for the State Library, Cal.
Supreme Ct. Com. Jud. Ethics Opns., pp. 3–4 [a judge may serve on a state library board
concerning educational programs about Japanese internment and other civil rights violations];
see also Cal. Judges Assn., Jud. Ethics Com., Opn. No. 61 (2008), pp. 3–4 [providing examples
of permissible membership on governmental bodies, such as serving on an advisory committee
on international law or a committee to advise the Attorney General on how the Bureau of
Identification might better serve the courts ].)
10
opinion are those of the committee and do not necessarily reflect the views of the California
Supreme Court or any other entity. (Cal. Rules of Court, rule 9.80(b); CJEO rule 1(a)).)

Continue sua pesquisa no ChatGPT ou Claude

Conecte o Omnilex para pesquisar o corpus jurídico pelo seu assistente de IA.